Three Kingdoms

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by Luo Guanzhong (Moss Roberts trans. )


  Despite his ailment, the old man took himself to see Lü Bu.7 "What brings you, venerable sir?" asked Lü Bu. "I hear your death is imminent, General," answered Chen Gui, "and I have come to condole." "What are you talking about?" Lü Bu snapped. "Some time ago," replied Chen Gui, "Yuan Shu sent presents, hoping you would kill Xuande. But your marksmanship got Xuande out of that. Now he's back again seeking an alliance through marriage. He must want your daughter as a hostage so he can attack Xuande. Once Xiaopei falls to him, Xuzhou is no longer safe. After the marriage they will come to borrow food or soldiers. If you meet their demands, you will be wearing yourself out for nothing and making enemies into the bargain. If you refuse, you will lose your daughter and find yourself at war with Yuan Shu. Or else, since Yuan Shu has seditious intentions and may declare himself emperor, you could be treated as a relative of the traitor, guilty of high treason, and have to face the world's wrath."

  Realizing the sense of Chen Gui's argument, Lü Bu panicked. "So Chen Gong has led me astray!" he cried and ordered Zhang Liao to overtake the bridal carriage—it was already thirty li away—force it to return, and seize Han Yin. At the same time he told Yuan Shu to expect his daughter when her trousseau was ready. Chen Gui also wanted Lu Bu to deliver the prisoner, Han Yin, to Cao Cao in the capital at Xuchang, but Lü Bu delayed deciding.8

  At this point Lü Bu was informed that Liu Xuande was recruiting troops and buying horses for undetermined reasons. "Isn't that what a general normally does?" Lü Bu responded. Then two of his officers, Song Xian and Wei Xu, reported, "At your command we went east of the mountains and bought three hundred splendid mounts, but near Xiaopei thieves took half of them. We found out later their chief was Zhang Fei claiming to be an outlaw." Lü Bu marched at once to Xiaopei. Xuande, bewildered by this turn of events, mustered a force to meet him.

  As the opposing lines formed, Xuande rode out. "Elder brother," he said to Lü Bu, "what is the cause of this?" Lü Bu replied angrily, "My bowshot saved you from grave danger. Why are you stealing my horses?" "We're short here," Xuande answered. "I sent all over to buy some. My men would never steal from you." "Can you deny," Lu Bu cried, "that Zhang Fei has stolen one hundred and fifty of my best?" "Yes, I stole them! So what?" Zhang Fei cried, dashing out with spear poised. "Round-eyed rogue," Lü Bu retorted, "this is the final insult!" "You mind my stealing your horses?" Zhang Fei taunted him. "What about your stealing Xuzhou from my brother?" The two warriors said no more. They fought on the field like madmen, exchanging more than one hundred blows. But there was no victor. Xuande, fearful that Zhang Fei might slip, rang the gong recalling all men to Xiaopei. Lü Bu laid siege to the town.

  Back inside, Xuande was furious at Zhang Fei. "This is your doing," he said. "Where are their horses?" "At various Buddhist temples," Fei replied. Xuande sent a man to Lü Bu offering to return the horses and make peace. Lü Bu was inclined to accept the offer, but Chen Gong argued, "Liu Bei is your nemesis. Kill him now." Lü Bu accordingly attacked Xiaopei with renewed ferocity.

  Xuande consulted Mi Zhu and Sun Qian. "Cao Cao's worst enemy is Lü Bu," Sun Qian said. "Let's flee to the capital and place our fate in Cao's hands. Perhaps he'll even give us some troops to fight Bu. This is our best chance." "Who can take us through the blockade?" Xuande asked. "Let me try," answered Zhang Fei.

  Under a bright moon, with Zhang Fei in the lead, Lord Guan bringing up the rear, and Xuande in between, they left Xiaopei by the north gate in the dead of night. Song Xian and Wei Xu accosted them, but Zhang Fei swept Lü Bu's two officers aside in a brief and bloody exchange. Thus the brothers broke through the encirclement. Zhang Liao tried to attack the rear, but Lord Guan checked him. Lü Bu, instead of pursuing, entered Xiaopei, calmed the populace, and then returned to Xuzhou, leaving General Gao Shun in command of the conquered town.9

  Xuande pitched camp outside the capital and sent Sun Qian ahead to appeal to Cao Cao for refuge. "Xuande and I are brothers," Cao Cao said and declared him welcome. The following day Xuande left his two brothers outside the walls and, accompanied by Mi Zhu and Sun Qian, presented himself to Cao Cao, who received him as an honored guest. To Xuande's account of Lü Bu's conduct Cao Cao responded, "Lü Bu is no man of honor. Let's work together to get rid of him, worthy brother." Xuande expressed thanks. Cao Cao feasted his guest until a late hour and then saw him off.

  Afterward Xun Wenruo said, "Liu Bei is someone who should be dealt with now, before he becomes a threat." Cao Cao said nothing. Xun Wenruo left and Guo Jia entered. "Wenruo advised me to kill Xuande," Cao said to him. "What should I do?" "I oppose it," Guo Jia replied. "Your Lordship has raised an army to uphold the house of Han and rid the people of oppression. Your reputation for good faith has attracted many outstanding men. Still, we worry that more may not come and lend their support. To kill a renowned hero like Liu Bei in his moment of distress will earn us a reputation for harming the worthy, and many capable men throughout the realm will choose not to join us. Who will help you restore order in the empire then? Eliminating this one threat will alienate many. In this situation you must weigh the pros and cons." "Your advice suits me well," said Cao Cao, pleased.10

  The next day Cao Cao prepared a memorial to the Emperor recommending Xuande as protector of Yuzhou. But Cheng Yu advised, "Liu Bei will not remain long under anybody. You'd better deal with him before it is too late." "At a time," Cao Cao replied, "when we are calling for outstanding men to serve us, we cannot afford to lose the world by killing one person. Guo Jia agrees with me on this." Thus Cao Cao rejected Cheng Yu's advice. He gave Xuande three thousand men and ten thousand bushels of grain and sent him off to his new post with instructions to round up any soldiers near Xiaopei and continue the war against Lü Bu. After arriving in Yuzhou, Xuande maintained liaison with Cao Cao.

  Cao Cao himself had mustered a force to march against Lü Bu when an urgent message came: "Zhang Ji marched east through the pass to attack Nanyang and was killed by a stray arrow; his nephew Zhang Xiu assumed command of his army and has Jia Xu for an adviser; Zhang Xiu has allied with Liu Biao and occupied Wancheng in order to enter the capital and seize the Emperor." Cao Cao wanted to take action against the invader from the west but feared Lü Bu would attack his capital. Xun Wenruo said, "The problem is not difficult. Lü Bu is no strategist and lives only for gain. Appoint him to high office and send gifts, ordering him at the same time to settle his differences with Liu Bei. Lü Bu will be content and stay put. He has no larger ambitions." "Well said," replied Cao Cao and sent Imperial Envoy Wang Ze to Xuzhou to carry out the plan.

  Free of danger from the south, Cao Cao fielded an army of one hundred and fifty thousand to chastise Zhang Xiu in the name of the Emperor. The force consisted of three field armies; Xiahou Dun had the vanguard. They camped at the River Yu.11 Jia Xu advised Zhang Xiu: "We are outnumbered. Surrender and deliver your soldiers to Cao Cao." Zhang Xiu saw the wisdom of the suggestion and sent Jia Xu to make the offer.

  Cao Cao admired Jia Xu and was struck by his apt answer to every question. He offered to employ him as a counselor, but Jia Xu declined. "In the past," Jia Xu answered, "I committed a grave mistake by serving Li Jue, who rebelled against His Majesty. Now I am in the service of Zhang Xiu. He considers my views and follows my plans. I cannot cast him aside." The next day Jia Xu introduced Zhang Xiu to Cao Cao, who treated him generously. Cao Cao allowed Xiu to station some of his troops in Wancheng itself and the remainder outside the city. The encampments with their palisades stretched for more than ten li.

  During this time Zhang Xiu feasted Cao Cao in Wancheng every day. Once Cao Cao retired drunk and discreetly asked his chamber attendants if there were any courtesans in the town. Cao Cao's nephew Anmin whispered obligingly, "I noticed a rare beauty yesterday near the local inn, the widow of Zhang Ji, Xiu's uncle." On Cao Cao's orders Anmin took fifty armed guards and brought her back. She proved as attractive as Cao Cao had anticipated. He asked her name. "Your servant," she replied, "is from the Zou family and was married to the late
Zhang Ji." "Do you know who I am, my lady?" Cao Cao inquired. "Your prestigious name, Your Excellency, has been long known to me," she responded, "and I am honored this evening to be able to pay my respects in person." "It was in your behalf," Cao Cao said, "that I accepted Zhang Xiu's surrender. Otherwise, the entire clan would have been executed." Prostrating herself, Lady Zou replied, "I am truly grateful for your gracious reprieve." "To have met you today," Cao Cao went on, "is a blessing from Heaven. I would like you to share my mat and pillow this evening and then accompany me back to the capital where you will enjoy luxury in tranquility. What is your answer?"

  Lady Zou accepted gladly and spent the night in Cao Cao's quarters. "I must not stay too long in town," she said. "My nephew Zhang Xiu will suspect something and others will talk." "Tomorrow, then," said Cao, "we will go to my camp." The next day Cao Cao moved his quarters to the central army camp and had Dian Wei stand guard. No one was allowed to enter unless summoned. Thus protected, Cao Cao took his pleasure day after day and gave no thought to returning to Xuchang.

  The romance was reported to Zhang Xiu. "The scoundrel!" he cried in anger. "His insolence is unbearable!" He turned to Jia Xu for counsel. "Keep it absolutely secret," Jia Xu cautioned. "When Cao Cao shows up for talks, then . . ." And he whispered in Zhang Xiu's ear.

  The following day Zhang Xiu went to Cao Cao's tent and said, "Many of the newly surrendered troops have run away. I request permission to station my men inside your camp lest more flee." Cao approved, and Xiu moved into the encampment, divided his forces into four groups, and bided his time. But the fierce courage of Dian Wei, Cao's personal guard, daunted Zhang Xiu. Seeing no easy way to get near him, Zhang Xiu spoke to Hu Juer, one of the four group commanders.

  Hu Juer was a man with the physical strength to lift a weight of five hundred jin or to ride seven hundred li in a single day. He offered the following plan: "Dian Wei is to be feared only for his two iron halberds. My lord, invite him to dine tomorrow and send him home drunk. I will slip in among his men and find a way to remove the weapons. That should draw his sting." Zhang Xiu approved and prepared his archers and armored men. The other three groups were alerted. Zhang Xiu then hosted Dian Wei at the banquet, entertained him attentively, and sent him home late and drunk. Meanwhile, Hu Juer had slipped into the camp where Cao Cao and Lady Zou were carousing.

  Cao Cao was the first to hear voices and the sound of restless horses. He sent a guard outside who reported that Zhang Xiu's men were making night rounds. Cao Cao suspected nothing. Toward the second watch there was an outcry: a cartload of hay had caught fire. "It's only an accident!" Cao Cao shouted. "Don't panic!" Moments later fire broke out on all sides. Cao Cao called for Dian Wei, but the mighty warrior was in a drunken stupor. Wakening to the clamor, he leaped to his feet groping for the halberds.

  Zhang Xiu's men were at the front gate, mounted and brandishing lances. Grabbing a sword from a nearby soldier as the enemy poured in, Dian Wei advanced and cut down twenty men. The horsemen drew back, but the foot soldiers came forward. On either side spears poked up like reeds. Armorless, Dian Wei fought on valiantly, taking scores of cuts. Then his sword cracked and he threw it aside. He picked up two of the enemy bodily and wielded them as weapons, felling eight or nine. Zhang Xiu's rebels kept their distance and shot at him, but Dian Wei held the gate despite the pelting arrows. Another group of soldiers burst in from behind and speared him through the back. Three or four howls broke from Dian Wei's lips. Then he expired, his blood soaking the ground where he fell. Even after he was dead, no one dared pass through the front gate.

  Dian Wei's heroic defense had enabled Cao Cao to ride out by the rear gate. Cao An-min followed on foot. Cao Cao had an arrow in his right shoulder; his horse was also wounded. Luckily the powerful Fergana steed could run despite great pain and carried Cao Cao to the edge of the River Yu. But the pursuers overtook Cao Anmin and cut him to pieces. Cao Cao urged his mount through the waves; it was climbing the far shore when an arrow pierced its eye. The horse collapsed under its rider. Cao's eldest son, Ang, gave his horse to his father, and Cao Cao escaped; but Cao Ang fell in a fresh hail of arrows.12 On the road Cao Cao met up with his commanders and they regrouped.

  Taking advantage of the confusion, some Qingzhou soldiers under Xiahou Dun began raiding nearby villages.13 Commandant Yu Jin, Queller of Bandits, tried to protect the villagers, leading his own men in wiping out the plunderers. The Qingzhou troops then ran back to Cao Cao, flung themselves to the ground, and tearfully reported the "rebellion." Indignant at Yu Jin's "betrayal," Cao Cao ordered generals Xiahou Dun, Xu Chu, Li Dian, and Yue Jin to prepare to fight the "traitor."14

  In the distance, Yu Jin saw Cao Cao and his followers approaching and entrenched himself behind a moat. Someone said, "The Qingzhou troops told Cao you rebelled. Now that he's coming, why are you digging in instead of going to him to clear yourself?" "Those thugs could get here at any moment. I have to be ready. Preparedness counts for much more than explanations." No sooner were Yu Jin's defenses in place than Zhang Xiu attacked. Yu Jin met the enemy personally in front of his fortifications and drove them back. Inspired by his courage, Yu Jin's commanders dealt Zhang Xiu such a devastating defeat that he fled and threw himself on the mercy of Liu Biao.15

  After the battle Yu Jin came before Cao Cao and explained that he had attacked the Qingzhou troops for despoiling the peasants. "Then why," Cao asked him, "did you fortify before coming to me?" Yu Jin explained his reasons, and Cao Cao concluded, "A commander who can array his men and construct his defenses in the heat of battle, unmoved by slander, undaunted by toil, and then carry the day—even the great generals of old hardly surpass that!" Cao Cao rewarded Yu Jin with a pair of gold vessels and appointed him lord of Yishou precinct. And he criticized Xiahou Dun for not disciplining his men. Then he performed sacrifice for his fallen comrade, Dian Wei, personally leading the lamentations and presenting the wine. At the ceremony he turned to his commanders and said, "I have lost my eldest son and my dear nephew. But the loss of Dian Wei hurts most." The assembly was deeply moved. The next day Cao Cao gave the order to return to the capital.16

  Meanwhile Wang Ze, bearing Cao Cao's gifts, reached Xuzhou. Lü Bu received him, unsealed the edict appointing him General Who Calms the East, and accepted the seal and cord of office. Wang Ze also handed him Cao Cao's own letter instructing him to settle his differences with Xuande. Lü Bu listened with relish as the envoy described Cao Cao's profound regard for him. At that moment a messenger from Yuan Shu told Lü Bu, "Yuan Shu will eventually become emperor and establish his heir apparent. He expects the consort of the crown prince to proceed at once to her destination." "How dare that traitor!" Lü Bu cried. He killed Yuan Shu's envoy and clapped Han Yin, Yuan Shu's representative, into a cangue. He then dispatched Chen Deng with a letter to the Emperor acknowledging his appointment; he also sent the prisoner under guard along with Wang Ze to the capital as an indication of his gratitude. At the same time he wrote to Cao Cao expressing his interest in being advanced to protector of Xuzhou.

  Cao Cao was delighted to learn that the planned marriage between Lü Bu's daughter and Yuan Shu's son had been canceled. He publicly put Han Yin to death. Chen Deng confided to Cao Cao, "Lü Bu is a jackal, fierce but foolhardy, and fickle in his loyalties. Do not wait too long to deal with him." "I am well aware," Cao Cao replied, "of his wolfish ambition. No one can keep his support for long. But only you and your father really understand the situation. I shall need your help against him." "Should you choose to act, Your Excellency," Chen Deng responded, "I shall work with you from within." To show his appreciation Cao Cao appointed Chen Deng governor of Guangling and awarded Chen Gui, Deng's father, a sinecure that paid a governor's salary of two thousand piculs of grain annually. As Chen Deng took his leave, Cao Cao touched his arm and said, "The situation in the east is now in your hands." Chen Deng nodded, confirming his intention to serve Cao Cao.

  Chen Deng returned to Xuzhou, and Lü Bu questioned him on the outcome o
f his visit. "My father was given a free income," Chen Deng said, "and I was made governor of Guangling." Lü Bu was infuriated. "You solicited rank and emolument for yourself without mentioning my confirmation as protector of Xuzhou? It was your own father who convinced me to make peace with Cao Cao and break off the nuptials with Yuan Shu's son. You have achieved eminence, all right, but what have I got out of it? You've sold me out!"

  Lü Bu drew his sword, but Chen Deng only laughed as he said, "How foolish can you be, General?" "What do you mean?" asked Lü Bu. "When I saw Cao Cao," Chen Deng said, "I told him to provide for you as for a tiger that needs his fill of meat lest hunger drive him to bite someone. 'No, my friend,' Cao answered me, smiling. 'We'll provide for Lü Bu as if he were a hunting hawk that must be kept hungry when hares and foxes are running about. Well fed, he'll just soar off contented.' 'Who are the hares and foxes?' I asked, and he replied, 'Yuan Shu of Huainan, Sun Ce of the Southland, Yuan Shao of Jizhou, Liu Biao of Jingzhou, Liu Zhang of Yizhou, and Zhang Lu of Hanzhong—every one of them fair game.'" Tossing his sword aside, Lü Bu laughed and said, "Cao Cao knows me well!" As they spoke, news of Yuan Shu's invading army was brought in. Lü Bu was alarmed. Indeed:

  The alliance fell through and war followed;

  Marriage plans had brought not peace but another trial by arms.

  Lü Bu was facing many dangers. Could he survive them?

  Read on.

  17

  Yuan Shu Fields Seven Armies;

  Cao Cao joins Forces with Three Generals

  Yuan Shu, possessor of Huainan's extensive dominions and ample wealth as well as the royal seal Sun Ce had left as a pledge, now wanted to usurp the throne of Han. To his followers he declared: "The Supreme Ancestor of the Han, Gao Zu, started as a precinct head; yet the realm came into his hands. Now, four hundred years later, the allotted span of the dynasty is ending and the world seethes with rebellion. We Yuans, holders of highest office for four generations, enjoy the people's confidence. It would accord with the will of Heaven and satisfy the hopes of men for me to assume the dragon throne."

 

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