Three Kingdoms

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by Luo Guanzhong (Moss Roberts trans. )


  To this oration Zhang Zhao had no reply, but another rose to the challenge. "Cao Cao has in place one million men and a roster of a thousand commanding officers. He can prance like a dragon while they glare down on us like tigers who could swallow Jiangxia with ease. What then?" Kongming eyed the speaker narrowly. It was Yu Fan. "Cao Cao did indeed bring into his fold the swarming hosts of Yuan Shao," Kongming replied. "And he stole the ill-organized soldiers of Liu Biao. But even his million are not that much to worry about!" With an icy smile Yu Fan countered: "Your forces were ruined at Dangyang. Your plans came to naught at Xiakou. You're desperate for any scrap of support and yet would boastfully deceive us by saying, 'Don't worry.'"

  "And how," Kongming responded, "was Lord Liu to hold off a million murderous men with a few thousand troops dedicated to humanity and honor? We retired to Xiakou to bide our time. In the Southland the men are well trained and grain is plentiful. The Great River is your natural defense. And yet, giving no thought to the disgrace or to the mockery it would incur, you would have your lord crook his knee and submit to a traitor! By your standards it's not Lord Liu who fears the villain Cao!"

  To this speech Yu Fan made no reply. But Bu Zhi rose to challenge Kongming, saying, "Are you not playing the part of those seductive diplomats of ancient times, Zhang Yi and Su Qin, striving to prevail upon our country to serve your ends?" Kongming turned his gaze to the speaker; then he responded: "You take those two for mere rhetoricians, forgetting their distinguished achievements. Su Qin held the highest office in six different kingdoms, while Zhang Yi twice served as chief minister to the state of Qin. Both men gave counsel that enlightened and strengthened their ruler, and are hardly to be put in a category with those who cringe before the mighty, victimize the weak, and cower before the sword. You gentlemen, hearing Cao Cao's empty threats, urged surrender with craven dispatch. Are you the ones to mock Zhang Yi and Su Qin?" Bu Zhi fell silent.

  "What is your view of Cao Cao the man?" another asked. Kongming eyed the questioner, Xue Zong. "A traitor to the Han," he replied. "Is there any doubt?" "You are in error, sir," Xue Zong went on. "The mandate of the Han has devolved from sovereign to sovereign down to this day; now the dynasty's Heaven-ordained period draws to its close. Already Cao Cao possesses two-thirds of the empire, and all men tender him allegiance. Lord Liu, however, refuses to recognize the season of history, and in forcing the issue will fail as surely as an egg dashed against a rock."

  Kongming answered harshly: "So, then, you mean to deny both king and father? In man's short life between Heaven and earth, loyalty and filial devotion are the foundation of personal integrity. Since, sir, you are a subject of the Han, when you see a man who disavows his duty as a subject, you are pledged to help destroy him—for such is a true subject's obligation. Cao Cao, far from honoring his debt to the Han for sustaining his forebears in office, bears within him a seditious usurper's heart, to the indignation of all. In tendering him allegiance on grounds of 'Heaven-ordained numbers,'6 you deny both king and father and render yourself unfit to speak in the company of men." Xue Zong was too humiliated to reply.

  Another from the council picked up the argument. "Though Cao Cao enjoins the nobles through coercion of the Emperor, yet he is himself a descendant of the Supreme Ancestor's prime minister, Cao Shen. Lord Liu claims descent from Prince Jing of Zhong-shan, but that has never actually been verified. As far as anyone can tell, he is a mere mat-weaver, a sandal merchant, hardly a worthy contender with Cao Cao." Kongming regarded this speaker, Lu Ji. A smile crossing his face, he asked, "Didn't you once steal an orange at one of Yuan Shu's banquets? I'd like you to sit still while I tell you something. If Cao Cao is the descendant of the great minister Cao Shen, then the Caos have been the subjects of the Han from that day to this. For him to monopolize power and recklessly wield it, deceiving and abusing the sovereign, is more than negation of the emperor, it is nullification of his own sacred ancestor. This makes Cao Cao more than a seditious subject; it makes him a traitorous son. Lord Liu has the dignity of an imperial scion. He is a man to whom the present Emperor has granted recognized status in accordance with the official genealogy. How can you say there is no verification? Consider further that the Supreme Ancestor, who began his career as a precinct magistrate, in the end took possession of the empire. And what is there to be ashamed of in mat-weaving or selling sandals? Your puerile point of view makes you an unworthy participant in the discussions of distinguished scholars." Lu Ji was confounded.

  Suddenly, another man rose and spoke: "Kongming's rhetoric is bereft of reason. His distorted judgments are not worth consideration. I beg to inquire, what classics have you mastered?" Kongming turned to the speaker, Yan Jun, and said, "How can the text-bound pedant revive our nation or further our cause? And what of the ancient sages—Yi Yin, who tilled the soil in Shen, or Jiang Ziya, who fished the River Wei? What of men like Zhang Liang and Chen Ping, Zheng Yu and Geng Yan? These worthies sustained their kings in time of peril. What canons did they master? Do you really think they simply spent their days confined between the pen and the inkstone like schoolmen arguing over texts, flourishing words, wielding brushes?" Deflated by Kongming's denunciation, Yan Jun lowered his head and made no reply.

  Yet another protested loudly: "You, sir, are certainly given to exaggeration. I am not so sure that there is any real learning in you, that you won't end up as the butt of scholars' ridicule." The speaker was Cheng Deshu of Runan. Kongming answered the man so: "There are scholars of noble character and scholars with petty interests. The former are loyal to their sovereign and devoted to his government; they preserve their integrity and detest renegades—for they are intent on making their influence felt in their time and making their names known to later ages. But the latter bend their efforts to polishing rhymes, knowing no skill but that of trivial composition. Authors of grandiose odes in their youth, by old age they've digested the classics. In one sitting a thousand words may flow from their pens, but inside of them not a single useful idea is to be found. Take the scholar Yang Xiong who made a great reputation in his time only to disgrace himself by serving Wang Mang—for which he jumped to his death from the upper story of a building. He is an example of the petty scholar.7 Let him produce a ten-thousand-word rhapsody every day. What value does it have?" Cheng Deshu, like the others, was too confounded to reply. The assembly was unnerved at Kongming's exhibition of mastery in debate.

  Two others, Zhang Wen and Luo Tong, were about to raise their objections when someone entered the chambers and cried, "Kongming is one of the rarest talents of our age. Belaboring these issues is hardly the way to show due respect to our guest. With Cao Cao, backed by a huge army, looking hungrily across our borders, what's the point of sterile polemics? We should be considering instead how to drive the enemy back." The assembly turned to see Huang Gai (Gongfu), a man from Lingling, presently serving as a commissariat officer in Dongwu.

  "With your permission," Huang Gai said to Kongming. "Sometimes one carries the day by holding one's peace. Save your invaluable opinions for our lord rather than continuing this debate." "These gentlemen," said Kongming, "are unaware of the exigencies of our age, and their objections had to be answered." With that, Huang Gai and Lu Su took Kongming to see Sun Quan. At the entrance to the government hall they encountered Zhuge Jin, Kongming's elder brother, and saluted him. "Worthy brother," said Jin, "since you are in the Southland, why haven't you come to see me?" "For one in the service of Lord Liu," Kongming replied, "it is only fitting that public concerns take precedence over private ones. As long as these require my attention, I must beg your forgiveness." "Worthy brother," said Zhuge Jin, "come over and catch up on things after you have seen the lord of the Southland."

  After Jin had departed, Lu Su said, "What I cautioned you about before—let there be no slip." Kongming nodded. As they reached the official chambers, Sun Quan himself appeared and descended the stair to welcome them, offering his highest regards. After the exchange of salutations he showed Kongming
to a seat. Quan's officials stood in attendance, civil officials in one row, military in another. Lu Su watched as Kongming conveyed Liu Xuande's good wishes. Kongming stole a glance at Sun Quan. Jade green eyes and a purplish beard—an imposing presence. "His appearance is extraordinary," Kongming mused. "A man to be incited, not won over by argument. But I must wait for him to question me."

  After the presentation of tea Sun Quan spoke: "Lu Su has told me of your great abilities. Now that we have the good fortune to meet you, I make bold to seek the benefit of your teaching." "One unfit and unlearned as I," Kongming responded, "could never do justice to your enlightened questions." "Recently," Sun Quan went on, "you assisted Lord Liu on strategic decisions in the war with Cao Cao. This must have given you profound knowledge of the enemy's military position."

  "Lord Liu," answered Kongming, "is hardly in a position to resist Cao Cao. His forces are paltry, his generals all too few; on top of this, Xinye is a small town without grain supplies." "But how large a force does Cao have?" Sun Quan asked. "Mounted, foot, and naval, all told, over one million troops," replied Kongming. "This has to be a trick!" exclaimed Sun Quan. "No trick," Kongming went on. "He had the Qingzhou army of two hundred thousand when he took charge of Yanzhou. When he vanquished Yuan Shao, he added another five or six hundred thousand to that. Recently he recruited another three or four hundred thousand from the north-central plains. And now he has gained two or three hundred thousand more from the conquest of Jingzhou. It adds up to no less than one and a half million. I said 'one million' for fear of scaring off your warriors."

  Stunned, Lu Su paled and tried to catch Kongming's eye. But Kongming pretended not to notice. "And how many military commanders?" Sun Quan asked. "He has competent, inventive advisers and hardened, seasoned leaders—over a thousand or two, easily," Kongming stated. "Now that he has conquered Jingzhou," Quan pressed, "has he greater ambitions?" "At the moment," replied Kongming, "he is making his way down the Great River, leaving a trail of camps in preparation for naval action. What other territory could his ambition lead him to, if not the Southland?" "If he means to swallow and assimilate us," said Quan, posing his question, "must we fight or not? I crave your judgment on this." "I do have an opinion," Kongming conceded, "but I am afraid you would be reluctant to accept it." "I would know your esteemed view," was Quan's reply.

  At this invitation Kongming began to speak: "When the realm was in turmoil, you formed a state in the south and Lord Liu rallied his hosts below the River Han in order to contest the empire with Cao Cao. Now Cao has freed himself of his greatest difficulties and has stabilized his position to a certain degree. This fresh triumph in Jingzhou has made him feared throughout the land, and whatever heroes would oppose him lack the base for waging war. That is why Lord Liu made good his removal to this region. I would urge you to weigh your strength and address the problem. If you can lead the forces of the south in contention with the north for mastery of the area, then break with Cao Cao at once. Otherwise, why, follow your advisers' judgment, lay down your arms, face north, and submit to his rule."

  Before Sun Quan could respond, Kongming continued: "General, you have let it be known that you incline toward submission, but I know how torn you are. The situation is precarious. Act before disaster strikes." "If all you say is true," Sun Quan said, "why hasn't Lord Liu submitted?" "Tian Heng," answered Kongming, "the stalwart loyalist of Qi, held fast to his honor and refused to disgrace himself. A scion of the royal house, renowned in his time, looked up to by men of learning everywhere, how could Lord Liu do less? His failures are ordained and not of his own making. He will not be humiliated."8

  His composure breaking, Sun Quan swept his robes about him and retired to his private apartments. The assembly dispersed, snickering. Lu Su berated Kongming: "What was the point of saying such things? My sovereign's temper is too liberal, fortunately, to censure you directly. But what you said has demeaned him." Kongming tilted his head and laughed. "Why is he so excitable?" he said. "I have my own plan for destroying Cao Cao. But he did not ask, so I did not mention it." "If you actually have a sound strategy," said Lu Su, "I will ask my lord to seek your instruction." "To me," Kongming rejoined, "Cao's host is like a million ants waiting to be pulverized with one swipe of the hand!" At these words Lu Su went to the rear chamber to talk to Sun Quan.

  Quan's anger had not subsided, and he said pointedly to Lu Su, "His insolence is insufferable !" "I rebuked him for it," Lu Su responded, "but he only said that you were too 'excitable,' and that he was reluctant— on his own initiative—to broach the subject of Cao Cao's destruction. Why not solicit his plan, my lord?" Sun Quan's consternation passed, and his tone softened. "So he had a strategy all along. That's why he incited me. I was not thinking clearly at the moment and nearly spoiled everything." So saying, Sun Quan reappeared in the hall together with Lu Su and invited Kongming to resume discussions. Quan received Kongming with an apology: "Just now I recklessly sullied your high name. Kindly overlook the offense." Kongming conveyed his regrets too: "It was I who spoke offensively, and I beg your forgiveness for it." Sun Quan bade Kongming join him in his private apartments, where he had wine set out.

  After several rounds Sun Quan began: "Cao Cao's lifelong enemies were Lü Bu, Liu Biao, Yuan Shao, Yuan Shu, Lord Liu, and myself. The first four heroes are no more. Lord Liu and I remain. I cannot give the Southland into another's control, not even to preserve it. That is certain. And none save Lord Liu can oppose Cao Cao. But after his recent defeats how can he continue to hold firm in adversity?" "Lord Liu's defeats notwithstanding," Kongming began, "Lord Guan commands ten thousand elite troops, and Liu Qi's fighters from Jiangxia number no less. Cao Cao's host is exhausted, having come so far. In their recent pursuit of Lord Liu, their light cavalry was covering three hundred li a day—clearly a case of 'a spent arrow unable to pierce fine silk.' Consider too that the northerners are unused to naval warfare and that the officers and men from Jingzhou follow Cao by coercion, not by choice. General, if you can unite hand and heart with Lord Liu, the destruction of Cao's army and his return to the north can be guaranteed. Then with the strengthening of the Southland and Jingzhou, a tripodal balance of power will come into being in the empire. The means to shape the outcome are in your hands today. It is for you to use them."

  Sun Quan was exhilarated. "Hearing you, master, is like breaking out of a thicket and into a clearing. My mind is made up. I have no further doubts. Discussion of joint action to wipe out Cao Cao shall begin this very day." With these words Sun Quan commanded Lu Su to inform all officials of his intentions and escort Kongming to the guesthouse.

  When Zhang Zhao heard the news, he said to the counselors, "We have fallen into Kongming's trap." He rushed to Sun Quan and said: "We have heard, my lord, that you mean to meet Cao Cao on the battlefield. How do you think you compare to Yuan Shao, whom Cao conquered with a roll of the drums when his own forces were still relatively weak? Do you think you can oppose him today when he has one million in his command? Listen to Kongming and undertake this ridiculous mobilization, and you will be carrying kindling to put out the fire."

  Sun Quan lowered his head and said nothing. Another adviser, Gu Yong, added his arguments: "Because he suffered defeat at Cao Cao's hands, Liu Bei wants to use our forces to drive him back. Why should we serve his ends? I pray you will heed Zhang Zhao's advice." Sun Quan pondered and lapsed into indecision. Zhang Zhao and his party left, and Lu Su reentered to plead further: "Zhang Zhao and his faction oppose the mobilization and favor submission because they fear for the safety of themselves and their families. I beg my lord to ignore such self-interested calculations." Sun Quan continued to ponder his dilemma. "If you delay, my lord," Lu Su said, "you will be ruined by them." "Retire for now, my good vassal," Quan said, "and let me reflect." Lu Su withdrew. The military officers were divided, but the civil officials all advocated submission. All sorts of conflicting opinions were expressed.

  Sun Quan retired, his mind deeply divided. He was unable to ea
t or sleep. His mother, Lady Wu,9 offered a sympathetic ear. "Cao Cao is camped on the river," he said to her, "intent on subduing our land. I have put the question to our civil and military advisers. Some would capitulate, some would wage war. If we risk battle, I fear our fewer numbers will not be able to stand against their greater. If we risk submission, I fear Cao Cao will not accommodate us. I waver, therefore, unable to act resolutely." "Have you forgotten my elder sister's dying words?" his mother asked. This question woke Sun Quan from his quandary. Indeed:

  Because Sun Quan remembered his mother's last words,

  Zhou Yu would do great deeds of war.

  What had she said?

  Read on.

  44

  Kongming Cunningly Moves Zhou Yu to Anger;

  Sun Quan Decides on a Plan to Defeat Cao Cao

  To solve her nephew's dilemma Lady Wu said, "My late sister passed on to us your brother's dying words: 'Consult Zhang Zhao on domestic difficulties, Zhou Yu on external ones.' Isn't Zhou Yu's counsel wanted now?" Pleased with Lady Wu's suggestion, Sun Quan sent a messenger to the Poyang Lakes where Zhou Yu was directing naval exercises, inviting him to join in the discussions. But even before the messenger left, Cao Cao's arrival at the River Han had compelled Zhou Yu to go to Chaisang for a military conference. There Lu Su was the first to meet Zhou Yu and brief his close friend. "No need to worry," Zhou Yu reassured Lu Su, "I think I know what we have to do. But you must get Kongming here for a meeting right away." Lu Su rode off to find him.

  As Zhou Yu settled into his lodgings, a delegation of four was announced: Zhang Zhao, Gu Yong, Zhang Hong, and Bu Zhi. Zhou Yu showed them in, and the five men seated themselves. The amenities concluded, Zhang Zhao began: "Commander, do you know the trouble the Southland is in?" "I have not been informed," was his reply. "Cao Cao has one million men on the River Han. Yesterday he summoned our lord to join his 'hunting party' at Jiangxia. Though he means to swallow us up, he has made no overt move. We are advocating submission to spare the Southland a debacle; we never expected that Lu Su would bring back Liu Bei's military director, Zhuge Liang. Liang has his own scores to settle and will make sure to stir our lord with his all-too-convincing points, while Lu Su clings stubbornly to his illusions, refusing to recognize reality. We turn to you, Commander, to make the final decision." "Do you have a consensus, gentlemen?" asked Zhou Yu. "We have conferred and we concur," Gu Yong responded. "Such has been my own wish for some time," Zhou Yu said. "I beg you all to return to your quarters. Early tomorrow I am to present myself before our lord, when the debate will be settled accordingly." Zhang Zhao and his delegation excused themselves and left.

 

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