Public Sector Transformation Through E-Government

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Public Sector Transformation Through E-Government Page 6

by Christopher G Reddick


  such learning was relatively static—limited to user surveys of one sort or

  another (such as the example of Canada’s much famed Citizen’s First Sur-

  veys). With Web 2.0 emerging as a driver of more interactive and dynamic

  learning, consistent with a culture of mass collaboration (individually and

  organizationally), a much more collective engagement process is required.

  E-Government and the Evolution of Service Canada 27

  Consequently, government must facilitate the widest possible set of dia-

  logues across all stakeholders, while also acknowledging and leveraging

  the reality that many such dialogues will form outside of the purview of

  government as we have traditionally come to know it. Early public opinion

  data suggests that governments enjoy a level of support by the public to

  pursue the transformational potential of Web 2.0 for service and demo-

  cratic renewal. Yet polls and surveys cannot be enough to gather the tacit

  knowledge of those citizens (or customers in the service realm) proving to

  be early adapters to new social networking platforms, mobile channels and

  the like (Dutil et al., 2010).

  It is important to underscore how the urgency for governments may at

  times be both understated and overstated. In terms of the former, clearly

  any level of service satisfaction at present cannot be viewed as reason for

  inaction given the widening expansion of online communities and virtual

  channels. With regards to the latter, however, active Web 2.0 usage remains

  limited to a relatively small segment of the population, presenting an oppor-

  tunity for public sector providers to not radically re-organize themselves to

  the whims of this early adapter group but instead to engage them as an

  important source of learning and knowledge. And it is here, once again,

  where demographics becomes so crucial since the dilemma for government

  is a relatively aging cadre of senior managers far removed from the realities

  of newer generations of workers growing up in an Internet and now Web

  2.0 era (Tapscott & Williams, 2006).

  In sum, Web 2.0 and collaborative innovations emerging through exper-

  imental processes are all the more likely to be poorly suited to central coor-

  dination. For many governments, embracing this sort of organic approach

  to mass collaboration and Web 2.0 innovation may not fi

  fit easily with the

  emphasis during the past decade on integrated portals and specialized ser-

  vice providers.

  2.1 From

  GOL

  (1999) to Service Canada

  (2005) to Service Canada 2.0 (?)

  The impetus for the major components of the federal e-government strategy

  arose from a broader eff or

  ff t, Connecting Canadians that was crafted in the

  late 1990s. Many early online services models fl

  floundered on overly opti-

  mistic projections for take-up levels, and the Government of Canada was

  criticized by the federal Auditor General for lacking a rigorous business

  plan to guide eff

  fforts. Most fundamentally perhaps, the vertical structures

  of separate departments serving individual Ministers largely translate into

  autonomy over interoperability: as one observer put it, ‘silos continue to

  reign’ (Coe, 2004, p. 18).

  Such fi

  findings underscored the growing need for more rigorous col-

  laborative mechanisms and performance frameworks to both facilitate

  shared action and gauge progress, particularly in service delivery agendas

  28 Jeff re

  ff y Roy

  that transcend traditional reporting relationships (Roy, 2006a; 2006b). In

  recognition of the need for deeper reforms, the Government created a fl ag

  fl

  -

  ship service transformation vehicle, Modernizing Services for Canadians

  (MSC). In essence, MSC acknowledged not only the challenges confront-

  ing Government online (GOL) but it also recognizes that online service

  delivery must co-exist and align eff

  ffectively with other service delivery

  channels, such as telephone and in-person facilities. Beginning with what

  was the largest department providing domestic programs and services

  to Canadians, Human Resources Development Canada (HRDC), MSC

  aimed to change the focus of HRDC from the business of conducting

  transactions to a new emphasis on building relationships with citizens:

  “it is transforming the current complex delivery network into a single

  integrated service delivery network that provides seamless, multi-channel

  service to Canadians. ”2

  MSC became a vehicle to transform a set of services and programs

  amounting to over $70 billion annually (via an HRDC network of call cen-

  ters, processing centers, kiosks, web sites and portals, government offi

  ffices

  and third-party delivery agents) within a department that counted more

  than 25,000 employees. Building on this foundation, the 2005 creation of

  Service Canada sought to extend this concept and approach to a govern-

  ment-wide scale (in a manner that GOL was simply never able to do for the

  aforementioned reasons).

  Accordingly, the underpinnings of the Service Canada concept were

  a “citizen-centered” business model that sought to focus on people not

  programs via four foundational elements to this new approach: (i) a

  focus on the citizen; (ii) one-stop government service; (iii) integrating

  citizen information; and iv) collaborate and partner (Roy, 2006a/b;

  Dutil et al., 2010).

  Service Canada’s mission was thus to apply these concepts in order to

  improve service, lower costs, and, above all, achieve better outcomes for

  citizens. There has been documented evidence of improvements in this

  regard—in terms of both the governance model underpinning a govern-

  ment-wide perspective on service organization and delivery and actual per-

  formance (Dutil et al., 2010). Most notable in this latter realm has been

  extensive surveys conducted by governments themselves to gauge and track

  over time the public’s satisfaction levels with transactional processes led by

  Service Canada both online and offl

  ffline. Though not without controversy

  and methodological debate (Dutil et al., 2010), Service Canada’s early acco-

  lades and initial progress stem from its positioning as the centerpiece of

  what today might be thought of as the “Service 1.0” era of e-government:

  an era of the Internet’s emergence when government’s sought to remain

  fi

  firmly in control of online content and the delivery channels being deployed

  to provide information and services to citizens in new ways.

  This is not to suggest that such an era is over—merely that it is increas-

  ingly under strain and challenged by the evolution of a more interactive,

  E-Government and the Evolution of Service Canada 29

  user-driven online universe simplistically denoted as web 2.0 (Roy 2010).

  Even those responsible for the creation of Service Canada have recog-

  nized the need and opportunities intertwined with today’s evolving digital

  world and the new potential for more directly and innovatively engagi
ng

  the public in not only evaluating the service experience (through post-

  transactional surveys and the like) but also contributing to the design

  and execution of service mechanisms and related policy frameworks. The

  former and founding administrative head of Service Canada, for example,

  off

  ffers the following depiction of what might be termed as a Service 2.0

  approach: “Mass collaboration has the potential to transform most spheres

  of government, but public service delivery is an especially promising area:

  mass collaboration can help government and the citizenry develop better,

  more timely and personalized service at lower costs with better outcomes”

  (Flumian, 2009).

  Despite this potential (sketched out by a former public servant outside

  looking in), and notwithstanding the very real progress that Service Can-

  ada has achieved as a single window of information on federal government

  programs and off

  fferings, the entity has done little to embrace Web 2.0 capa-

  bilities beyond leveraging them to better communicate the presence and

  mission of Service Canada (i.e., a communications platform to market the

  Service 1.0 infrastructure). Moreover, Service Canada has regressed from

  its initial ambitions of becoming a single integrated provider of all Govern-

  ment of Canada services to one more focused on a subset of programs and

  services (albeit the largest bundle of such off e

  ff rings to individuals provided

  from within the Human Resources and Skills Development Department).

  Lastly, following the 2011 federal election the newly constituted Conserva-

  tive majority government announced the creation of a new federal agency,

  Shared Services Canada—its mission to focus on consolidating and refur-

  bishing internal IT infrastructures across the Government of Canada. The

  appointment of the most recent administrative head of Service Canada to

  lead SCC suggests a diminishment of importance of external service deliv-

  ery reform as a political priority relative to anticipated cost savings from

  internal restructuring.

  3 DISSECTING RISING STATURE AND

  CURRENT PREDICAMENTS

  This section explores and explains more fully this evolution and stagnation

  of Service Canada as well as the wider implications for the IT governance

  reform efforts of the Government of Canada.

  The evolving institutional and governance challenges faced by Service

  Canada can be understood through three separate yet inter-related vari-

  ables initially invoked at the outset of this chapter: process, place, and poli-

  tics. Each of these variables will be examined in turn.

  30 Jeffrey Roy

  3.1 Process

  The importance of process has already been recognized in the preceding sec-

  tion in terms of initial and ongoing challenges between the traditionally verti-

  cal lines of public sector organization and accountability and the increasingly

  horizontal and networked demands of integrated service delivery models.

  Whereas Service Canada provides a single informational window on Govern-

  ment of Canada service off er

  ff ings, many critical programs and services remain

  largely under the realm of individual departments and agencies. Two of the

  most notable, large-scale examples include the payment and processing of tax

  returns (Canada Revenue Agency, or CRA) and the application, processing

  and production of Passports (Passport Canada, a special operating agency

  within the Department of Foreign Aff a

  ff irs). Despite largely separate adminis-

  trative apparatuses between these entities, the online presence of government

  has enabled cross-listed web-links to better direct citizens, and limited forms

  of cooperation such as Service Canada acting as a receiving agent for passport

  applications in remote communities.

  Yet one of the more interesting public administration questions aris-

  ing from the Service Canada experience is to ask precisely what Service

  Canada is? Unlike the two aforementioned examples of CRA and Passport

  Canada—each legislatively constituted and thus accountable for both pro-

  cess and performance, Service Canada has never received any such legisla-

  tive underpinnings. Perhaps this uncertainly explains why Service Canada

  has not published an annual report online since 2008–2009. More than

  imagery, the absence of such formalization has greatly inhibited Service

  Canada from being more assertive in partnering with other federal actors

  as well as other levels of government (Langford & Roy, 2008). Today, as

  will be explained further below (in Section 3.3 on politics), there is reason to believe that this quasi-existence has confirmed Service Canada’s role as

  a service provider for a single department—which in and of itself may well

  be a more realistic assessment of its place and capabilities. With regards to

  the attitudes of other federal entities towards Service Canada, moreover,

  it is perhaps telling that a recent presentation of strategic priorities for the

  Passport Offi

  ffice (itself a legislatively constituted “special operating agency”

  within a department) invokes the need for new partnerships but makes no

  mention of Service Canada as a potential partner.3

  In short, there have been no formal collaborative underpinnings in terms

  of organizational governance to enable Service Canada to become a cata-

  lyst for cross-governmental collaboration and deeper service integration on

  a government-wide scale.

  3.2 Place

  At present, any urban centre in Canada is home to a myriad of public sec-

  tor service delivery operations. In Halifax, Nova Scotia, as just one typical

  E-Government and the Evolution of Service Canada 31

  example, this assortment would include but not be limited to the Municipal-

  ity, the Provincial Access Nova Scotia offi

  c

  ffi es, Service Canada and Passport

  Offi

  c

  ffi es, plus a range of semi-public and private facilities such as Canada Post

  and its private competitors and fi

  financial institutions (with their own branches

  plus those embedded elsewhere such as in grocery stores). While certain incre-

  mental innovations such as BizPaL (a common informational portal for new

  business formation4) and integrated processes for birth registration and social insurance numbers have been undertaken, the more signifi c

  fi ant potential for

  intra- and inter-governmental collaborative arrangements lies in sorting out

  this multitude of costly and largely separate multi-channel systems (Langford

  & Roy, 2008; Dutil et al., 2010; Roy, 2010).

  Yet it also bears noting that in an increasingly networked and partici-

  pative environment depicted as Web 2.0, it becomes necessary to ask the

  question as to whether it is, in fact, for government to “sort it out” (at least

  in the traditional manner of devising strategy and delivering service in a

  linear manner). As interoperability and mobility heighten there is a much

  greater potential for new and old intermediaries to provide new ways to

  bundle and deliver services both online and in pers
on. In Australia, for

  instance, it is Australia Post that delivers most services for state govern-

  ments, also acting as a recipient for passport applications and other federal

  services: in 2010, the Australian federal government initiated a dialog on

  payment reform—with an eye to expanded usage of electronic systems via a

  wider assortment of public–private and multi-jurisdictional arrangements.

  Australia and Canada, both federations, also share the separate and jeal-

  ously competing constitutional egos of federal and provincial (state) enti-

  ties, along with subsumed municipalities which admittedly augments the

  inter-jurisdictional challenges relative to unitary countries such as Den-

  mark (Chiara Ubaldi & Roy, 2010).

  In many leading digital jurisdictions in Europe, by contrast, local gov-

  ernments are the front line point of access for the public sector as a whole

  (Chiara Ubaldi & Roy, 2010). Although much easier to accomplish in uni-

  tary countries, it nonetheless bears noting that even perpetually unstable

  and fragmented federated country such as Belgium has managed an inte-

  grated back offi

  c

  ffi e infrastructure that is now yielding electronic smart card

  innovations in service bundling across jurisdictional lines. Belgium, as with

  much of Europe, benefi

  fits from a much higher degree of digital literacy by

  elected offi

  c

  ffi ials than is the case in Canada at the moment. Herein lines the

  third determinant—politics, and the unwillingness of elected officials to

  tackle to hard questions of paper and place in a direct and collaborative

  and holistic manner.

  3.3 Politics

  One constant theme of e-government research since the inception of

  online activity and electronic services has been the importance of political

  32 Jeff re

  ff y Roy

  leadership to support, drive and sustain the sorts of systemic changes

  implied by the presence and interaction of process, paper, and place con-

  siderations on public sector governance models (Roy 2006a, 2006b; Dutil

  et al., 2010). Although Canada benefi

  fited from such political engagement

  early on—leading to the creation of and widely noted online presence Ser-

  vice Canada, such political interest has waned in recent years, distracted

  by a massive federal spending scandal and the recent economic downturn

 

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