Handbook of Psychology of Investigative Interviewing: Current Developments and Future Directions

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by Ray Bull, Tim Valentine, Dr Tom Williamson


  during cross - examination with that used during direct examination (Goodman

  et al. , 1992 ; Davies & Seymour, 1998 ; Zajac et al. , 2003 ). Problematic gram-

  matical constructions that are common to cross - examination include multifac-

  eted questions (e.g., ‘ So he picked you up and then the two of you went to

  the movies and then he dropped you at the bus stop – is that correct? ’ ), ques-

  tions phrased in the negative (e.g., ‘ Did you not leave the house at 3 pm? ’ ),

  and questions that are inappropriately grammatically or semantically linked

  (e.g., ‘ But you realize, I suggest, that he was there, didn ’ t you? ’ Davies &

  Seymour, 1998 ). These types of cross - examination questions are diffi cult for

  children to repeat verbatim, let alone fully comprehend (Brennan & Brennan,

  1988 ). Second, many cross - examination questions require children to under-

  stand and employ complex relational concepts (e.g., height, weight, age, time,

  date and distance; Brennan

  & Brennan,

  1988 ; Walker,

  1993 ), or recount

  highly peripheral aspects of the alleged event (Glaser

  & Spencer,

  1990 ).

  Finally, during cross

  - examination, the topic of questioning often changes

  abruptly. This is likely to confuse children (Cashmore, 1991 ; Saywitz, 1995 ),

  who expect conversations to fl ow in a logical sequence (Grice, 1975 ).

  Empirical research indicates that the mismatch between cross - examination

  questions and children ’ s abilities may prevent children from responding to

  questions in a truthful and meaningful way. For example, children often believe

  that they have understood a question when in fact they haven ’ t (Markman,

  1977; 1979 ; Singer & Flavell, 1981 ; Carter et al. , 1996 ). Furthermore, even

  when children are aware that they have not understood a question, they rarely

  ask interviewers for clarifi cation (Markman, 1977; 1979 ; Saywitz & Snyder,

  1993 ; Kebbell & Johnson, 2000 ). Children will even attempt to answer ques-

  tions that do not make sense (e.g., ‘ Where do circles live? ’ Hughes & Grieve,

  Investigative Interviewing in the Courtroom

  165

  1980 ; Pratt, 1990 ; Waterman et al. , 2000 ), especially when questions require

  only a yes or no answer (e.g., ‘ Is a stone slower than an ear? ’ Waterman, Blades

  & Spencer, 2001 ). As such, children ’ s willingness to provide an answer should

  not be taken as evidence that they have understood and correctly interpreted

  the question (Walker, 1993 ). Not surprisingly, children ’ s accuracy is signifi -

  cantly compromised when responding to complex questions (Carter et al. ,

  1996 ).

  Why do cross - examining lawyers ask children questions that exceed their

  linguistic and cognitive capabilities? There are two possible explanations, and

  they are not mutually exclusive. The fi rst is that lawyers use complex language

  unwittingly (Henderson, 2002 ). It is possible, for example, that some poorly

  constructed questions or sudden changes in topic merely refl ect the relatively

  spontaneous nature of cross - examination. Complex questions could also be

  accounted for by limited knowledge of what constitutes a developmentally

  appropriate question. This point pertains especially to the criminal defence

  lawyer who, in the context of representing adult defendants, may only occa-

  sionally be required to deal with a child witness.

  On the other hand, it is possible that the use of complex questions may, in

  some situations, be intentional (Glaser & Spencer, 1990 ; Davies et al. , 1997 ).

  Davies & Seymour, for example, raise the possibility that ‘ some lawyers are

  using diffi cult questions in a deliberate attempt to confuse young complain-

  ants ’ ( 1998 : 7). Support for this argument comes from the observation that

  legal textbooks encourage some practices (e.g., abrupt changes in the topic of

  questioning during cross - examination; Stone, 1988 ; Eichelbaum, 1989 ), but

  discourage them when instructing lawyers on how to question their own

  witnesses.

  Problem 3: Challenges to c redibility

  Casting doubt on the witness ’ s testimony is one of the defi ning characteristics

  of cross

  - examination. In doing so, cross

  - examining lawyers frequently put

  forward an alternative version of events, the plausibility of which the witness

  is pressured to acknowledge (Davies et al. , 1997 ). Unfortunately, all of what

  we know about interviewing children advises that interviewers utilize a neutral

  manner so as to avoid contaminating children ’ s reports with their own beliefs

  or knowledge. Biased interviewing has been shown to exert a considerable

  negative infl uence on children

  ’ s reports (Pettit

  , Fegan

  & Howie,

  1990 ;

  Thompson, Clarke - Stewart & Lepore, 1997 ).

  On what grounds do lawyers attempt to discredit children

  ’ s testimony

  during cross - examination? Davies et al. (1997) interviewed 14 New Zealand

  defence lawyers and studied court transcripts of child cross

  - examinations,

  uncovering many common techniques used by lawyers to discredit children ’ s

  evidence in alleged cases of sexual abuse. In 73% of the transcripts studied,

  children were accused, either directly or indirectly, of lying about the alleged

  abuse. Lawyers ’ justifi cations for these accusations included inconsistencies or

  166

  Handbook of Psychology of Investigative Interviewing

  delays in abuse disclosure, the child ’ s previously happy relationship with the

  accused, ulterior motives, an inability to distinguish between real and imagined

  actions, and pressure from an adult to fabricate an allegation. Westcott & Page

  (2002) note that lawyers who cross

  - examine child complainants of sexual

  abuse often rely on commonly held, but empirically unsupported, notions

  about sexual assault (e.g., that genuine victims of abuse will make a disclosure

  immediately).

  Not surprisingly, children who have testifi ed in adversarial trials consistently

  report fi nding the confrontational nature of cross - examination highly distress-

  ing (Prior, Glaser & Lynch, 1997 ; Eastwood & Patton, 2002 ; Wade, 2002 ).

  Cross - examination and, in particular, the attitude and behaviour of the defence

  lawyer were the ‘ overwhelming area of concern ’ for child complainants in

  Eastwood & Patton ’ s Australian study ( 2002 : 59). Flin and colleagues (1992)

  noted many anecdotal reports of children being so distressed during cross -

  examination that they ‘ clam up ’ or refuse to speak. A child witness from Wade ’ s

  (2002) study reported:

  They were pushing me to say the opposite thing. … And they shouldn ’ t really

  do that. They should, like, ask you to say what happened and then ask you ques-

  tions. But they didn ’ t. They kept … pushing me to say summat else. And as

  soon as I got out I started crying ’ cos they pushed me and they scared me.

  (Wade, 2002 , p. 225)

  It is important to note, however, that not all child cross - examinations are

  conducted in an aggressiv
e manner. Ten of the 14 New Zealand defence

  lawyers surveyed by Davies et al. (1997) considered that the best manner in

  which to cross - examine a child complainant was to be non - threatening and

  gentle, at least initially. These authors suggest that a friendly, charming ques-

  tioning manner can render a child more trusting, while preventing the lawyer

  from alienating the jury. Some have even proposed that children ’ s evidence

  can be discredited more readily by interviewing in a supportive manner than

  it can be using aggression (Flin, 1993 ).

  How do t hese p roblems i mpact on c hildren ’ s t estimony?

  Although many laboratory studies have considered the three problems out-

  lined above in isolation, research evaluating their combined effect on children ’ s

  courtroom evidence is limited. As the only empirical study that has examined

  how child witnesses respond to the questions that they are posed during cross -

  examination, our court transcript analysis suggests that children do not cope

  well with this questioning style. Specifi cally, despite the fact that defence

  lawyers asked a high proportion of complex and grammatically unsound ques-

  tions, child complainants of sexual abuse rarely requested clarifi cation. Children

  in this study were also highly likely to comply with leading questions. Most

  notably, under cross - examination, over 75% of children changed at least one

  Investigative Interviewing in the Courtroom

  167

  aspect of their earlier testimony. On average, children made three of these

  changes, with one child making 16 changes during a relatively short question-

  ing period. The changes that children made ranged from peripheral details of

  the alleged event(s) to entire allegation retractions (Zajac et al. , 2003 ).

  Although these fi ndings give cause for concern, using court transcript data

  only allowed us to evaluate the effect of cross

  - examination on children

  ’ s

  testimony, as opposed to children ’ s accuracy. Given that cross - examination

  is often promoted as a truth - fi nding mechanism, the issue of accuracy is a

  critical one.

  Cross - e xamination and c hildren ’ s a ccuracy

  One widespread assumption within the legal profession is that cross - examina-

  tion will not pose any problem for a witness who is telling the truth. If this

  were the case, then the only children to change their stories during cross -

  examination would be children whose primary evidence contained errors. In

  this scenario, the changes that the children in our transcript study made during

  cross - examination would have increased their overall accuracy levels. However,

  given that cross - examination language exhibits several characteristics likely to

  dramatically reduce resistance to suggestion, there is another possibility: the

  changes that children make during cross - examination may have little to do

  with accuracy, and may have even rendered children ’ s testimony less accurate.

  Laboratory research is the only avenue by which to comprehensively evaluate

  these possibilities.

  The fi rst laboratory - based study of cross

  - examination was conducted in

  1988 by Turtle & Wells. In this study, eight - and 12 - year - old children and

  adults watched a fi lm clip of a simulated child abduction. The next day, they

  were asked 10 direct examination and 10 cross - examination questions about

  the fi lm. Although participants in all age groups were less accurate in response

  to the cross - examination questions than the direct examination style questions,

  eight - year - old children ’ s overall accuracy rate (41%) was signifi cantly lower

  than that of the adults and the 12 - year - olds (61% and 65%, respectively).

  While Turtle

  & Wells

  ’ fi ndings confi rmed many researchers

  ’ suspicions

  about the effect of cross - examination on children ’ s accuracy, two main prob-

  lems restrict their forensic applicability. First, participants in this study were

  cross - examined just 24 hours after viewing the fi lm; most child witnesses in

  real trials are cross - examined long after their allegation is made (Goodman et

  al. , 1992 ; Lash, 1995 ; Plotnikoff & Woolfson, 1995 ; Eastwood & Patton,

  2002 ). Second, because little detail was provided regarding the types of ques-

  tions that were asked, it is impossible to assess whether the cross - examination

  questions were an accurate refl ection of courtroom questioning.

  In order to address these issues, we used court transcripts to develop a

  standardized laboratory analogue of cross

  - examination, which we used to

  interview fi ve - and six - year - olds about a staged event (Zajac & Hayne, 2003 ).

  168

  Handbook of Psychology of Investigative Interviewing

  Children visited the local police station, where they participated in four unique

  activities (e.g., getting their fi ngerprints taken). Six weeks later, they were

  interviewed about the visit. This interview mimicked the process adopted in

  several countries (e.g., New Zealand, Australia and England) which allows

  direct evidence to be pre - recorded for presentation in court. The interview

  consisted of general, open - ended prompts (e.g., ‘ Tell me everything that you

  can remember ’ ), as well as specifi c questions about two true activities (e.g.,

  ‘ Did you see the police car? ’ ) and two false activities (e.g., ‘ Did you get to try

  on handcuffs?

  ’ ). After a forensically relevant eight

  - month delay, children

  viewed their direct examination videotape and were then interviewed using the

  cross - examination analogue. The aim of this cross - examination interview was

  to talk children out of their responses to the specifi c questions posed during

  direct examination, regardless of response accuracy. The questions used to

  achieve this were modelled after the kinds of questions asked by defence

  lawyers in Zajac et al. (2003) .

  Several important fi ndings emerged. As in the courtroom, a large proportion

  of children (85%) changed at least one of their direct examination responses

  under cross - examination. In fact, one third of children changed all four of

  their previous responses. Crucially, the changes that children made during

  cross - examination were by no means limited to correcting earlier mistakes. In

  fact, children in this study were just as likely to change a correct response as

  they were to change an incorrect one. Overall, cross - examination style ques-

  tioning signifi cantly decreased the accuracy of children ’ s reports, to a point

  where accuracy scores during the cross - examination interview did not differ

  signifi cantly from chance (50%). This fi nding held even when only considering

  the substantial number of children whose direct examination reports were

  100% accurate.

  When the study was repeated with a sample of nine - and ten - year - olds, some

  age differences in cross

  - examination performance were evident. The older

  children made fewer changes during cross - examination than the younger chil-

  dren, and were more likely to change an incorrect response than a correct one.<
br />
  Nonetheless, older children still changed 43% of their correct responses,

  leading to a considerable decrease in accuracy (Zajac & Hayne, 2006 ).

  The fi ndings from these three laboratory studies raise serious concerns about

  the suitability of the cross - examination process for children. Specifi cally, they

  suggest that not only might cross - examination be an ineffective method for

  ascertaining the truth, but in some cases it might even create the types of errors

  that it aims to uncover. The potential for trial outcome to be impaired in these

  cases is immense. Distressed and confused child victims of abuse who are

  subjected to rigorous cross - examination could end up retracting their allega-

  tions altogether. Alternatively, these children could be coerced into admitting

  that they have mistaken the identity of their abuser. Child witnesses for the

  defence could end up (falsely) implicating an accused person. Even seemingly

  inconsequential inconsistencies in a child ’ s testimony may be seen by jury

  members as a sign of unreliability.

  Investigative Interviewing in the Courtroom

  169

  Our attention has now turned to examining the factors that infl uence chil-

  dren ’ s responses to cross - examination questioning. Some of these are factors

  over which the justice system has little control, but which may help to identify

  children who may be particularly vulnerable to cross - examination; others are

  procedural factors that may help to shed some light on a way forward.

  Individual d ifferences in c ross - e xamination p erformance

  As mentioned at the beginning of this chapter, it is now widely acknowledged

  that children ’ s eyewitness accuracy hinges primarily on the way in which they

  are questioned. However, even when external factors are held constant, chil-

  dren do not respond uniformly to forensic questioning (Bruck, Ceci & Melnyk,

  1997 ). In light of this fi nding, a recent body of research has focused on factors

  within the individual that may infl uence the reliability and accuracy of chil-

  dren ’ s reports.

  Despite an increasing number of studies examining the individual differ-

  ences that infl uence children ’ s primary testimony (see Bruck & Melnyk, 2004 ,

  for a review and synthesis), little is known about how individual factors might

  affect children ’ s responses to cross - examination. Preliminary research has been

 

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