Pure science does not remain pure indefinitely. Sooner or later it is apt to turn into applied science and finally into technology. Theory modulates into industrial practice, knowledge becomes power, formulas and laboratory experiments undergo a metamorphosis, and emerge as the H-bomb. In the present case, Poetzl’s nice little piece of pure science, and all the other nice little pieces of pure science in the field of preconscious perception, retained their pristine purity for a surprisingly long time. Then, in the early autumn of 1957, exactly forty years after the publication of Poetzl’s original paper, it was announced that their purity was a thing of the past; they had applied, they had entered the realm of technology. The announcement made a considerable stir, and was talked and written about all over the civilized world. And no wonder; for the new technique of “subliminal projection,” as it was called, was intimately associated with mass entertainment, and in the life of civilized human beings mass entertainment now plays a part comparable to that played in the Middle Ages by religion. Our epoch has been given many nicknames — the Age of Anxiety, the Atomic Age, the Space Age. It might, with equally good reason, be called the Age of Television Addiction, the Age of Soap Opera, the Age of the Disk Jockey. In such an age the announcement that Poetzl’s pure science had been applied in the form of a technique of subliminal projection could not fail to arouse the most intense interest among the world’s mass entertainees. For the new technique was aimed directly at them, and its purpose was to manipulate their minds without their being aware of what was being done to them. By means of specially designed tachistoscopes words or images were to be flashed for a millisecond or less upon the screens of television sets and motion picture theaters during (not before or after) the program. “Drink Coca-Cola” or “Light up a Camel” would be superimposed upon the lovers’ embrace, the tears of the broken-hearted mother, and the optic nerves of the viewers would record these secret messages, their subconscious minds would respond to them and in due course they would consciously feel a craving for soda pop and tobacco. And meanwhile other secret messages would be whispered too softly, or squeaked too shrilly, for conscious hearing. Consciously the listener might be paying attention to some such phrase as “Darling, I love you”; but subliminally, beneath the threshold of awareness, his incredibly sensitive ears and his subconscious mind would be taking in the latest good news about deodorants and laxatives.
Does this kind of commercial propaganda really work? The evidence produced by the commercial firm that first unveiled a technique for subliminal projection was vague and, from a scientific point of view, very unsatisfactory. Repeated at regular intervals during the showing of a picture in a movie theater, the command to buy more popcorn was said to have resulted in a 50 per cent increase in popcorn sales during the intermission. But a single experiment proves very little. Moreover, this particular experiment was poorly set up. There were no controls and no attempt was made to allow for the many variables that undoubtedly affect the consumption of popcorn by a theater audience. And anyhow was this the most effective way of applying the knowledge accumulated over the years by the scientific investigators of subconscious perception? Was it intrinsically probable, that, by merely flashing the name of a product and a command to buy it, you would be able to break down sales resistance and recruit new customers? The answer to both these questions is pretty obviously in the negative. But this does not mean, of course, that the findings of the neurologists and psychologists are without any practical importance. Skillfully applied, Poetzl’s nice little piece of pure science might well become a powerful instrument for the manipulation of unsuspecting minds.
For a few suggestive hints let us now turn from the popcorn vendors to those who, with less noise but more imagination and better methods, have been experimenting in the same field. In Britain, where the process of manipulating minds below the level of consciousness is known as “strobonic injection,” investigators have stressed the practical importance of creating the right psychological conditions for subconscious persuasion. A suggestion above the threshold of awareness is more likely to take effect when the recipient is in a light hypnotic trance, under the influence of certain drugs, or has been debilitated by illness, starvation, or any kind of physical or emotional stress. But what is true for suggestions above the threshold of consciousness is also true for suggestions beneath that threshold. In a word, the lower the level of a person’s psychological resistance, the greater will be the effectiveness of strobonically injected suggestions. The scientific dictator of tomorrow will set up his whispering machines and subliminal projectors in schools and hospitals (children and the sick are highly suggestible), and in all public places where audiences can be given a preliminary softening up by suggestibility-increasing oratory or rituals.
From the conditions under which we may expect subliminal suggestion to be effective we now pass to the suggestions themselves. In what terms should the propagandist address himself to his victims’ subconscious minds? Direct commands (“Buy popcorn” or “Vote for Jones”) and unqualified statements (“Socialism stinks” or “X’s toothpaste cures halitosis”) are likely to take effect only upon those minds that are already partial to Jones and popcorn, already alive to the dangers of body odors and the public ownership of the means of production. But to strengthen existing faith is not enough; the propagandist, if he is worth his salt, must create new faith, must know how to bring the indifferent and the undecided over to his side, must be able to mollify and perhaps even convert the hostile. To subliminal assertion and command he knows that he must add subliminal persuasion.
Above the threshold of awareness, one of the most effective methods of non-rational persuasion is what may be called persuasion-by-association. The propagandist arbitrarily associates his chosen product, candidate or cause with some idea, some image of a person or thing which most people, in a given culture, unquestioningly regard as good. Thus, in a selling campaign female beauty may be arbitrarily associated with anything from a bulldozer to a diuretic; in a political campaign patriotism may be associated with any cause from apartheid to integration, and with any kind of person, from a Mahatma Gandhi to a Senator McCarthy. Years ago, in Central America, I observed an example of persuasion-by-association which filled me with an appalled admiration for the men who had devised it. In the mountains of Guatemala the only imported art works are the colored calendars, distributed free of charge by the foreign companies whose products are sold to the Indians. The American calendars showed pictures of dogs, of landscapes, of young women in a state of partial nudity. But to the Indian dogs are merely utilitarian objects, landscapes are what he sees only too much of, every day of his life, and half-naked blondes are uninteresting, perhaps a little repulsive. American calendars were, in consequence, far less popular than German calendars; for the German advertisers had taken the trouble to find out what the Indians valued and were interested in. I remember in particular one masterpiece of commercial propaganda. It was a calendar put out by a manufacturer of aspirin. At the bottom of the picture one saw the familiar trademark on the familiar bottle of white tablets. Above it were no snow scenes or autumnal woods, no cocker spaniels or bosomy chorus girls. No — the wily Germans had associated their pain-relievers with a brightly colored and extremely lifelike picture of the Holy Trinity sitting on a cumulus cloud and surrounded by St. Joseph, the Virgin Mary, assorted saints and a large number of angels. The miraculous virtues of acetyl salicylic acid were thus guaranteed, in the Indians’ simple and deeply religious minds, by God the Father and the entire heavenly host.
This kind of persuasion-by-association is something to which the techniques of subliminal projection seem to lend themselves particularly well. In a series of experiments carried out at New York University, under the auspices of the National Institute of Health, it was found that a person’s feeling about some consciously seen image could be modified by associating it, on the subconscious level, with another image, or, better still, with value-bearing words. Thus, when associa
ted, on the subconscious level, with the word “happy,” a blank expressionless face would seem to the observer to smile, to look friendly, amiable, outgoing. When the same face was associated, also on the subconscious level, with the word “angry,” it took on a forbidding expression, and seemed to the observer to have become hostile and disagreeable. (To a group of young women, it also came to seem very masculine — whereas when it was associated with “happy,” they saw the face as belonging to a member of their own sex. Fathers and husbands, please take note.) For the commercial and political propagandist, these findings, it is obvious, are highly significant. If he can put his victims into a state of abnormally high suggestibility, if he can show them, while they are in that state, the thing, the person or, through a symbol, the cause he has to sell, and if, on the subconscious level, he can associate this thing, person or symbol with some value-bearing word or image, he may be able to modify their feelings and opinions without their having any idea of what he is doing. It should be possible, according to an enterprising commercial group in New Orleans, to enhance the entertainment value of films and television plays by using this technique. People like to feel strong emotions and therefore enjoy tragedies, thrillers, murder mysteries and tales of passion. The dramatization of a fight or an embrace produces strong emotions in the spectators. It might produce even stronger emotions if it were associated, on the subconscious level, with appropriate words or symbols. For example, in the film version of A Farewell to Arms, the death of the heroine in childbirth might be made even more distressing than it already is by subliminally flashing upon the screen, again and again, during the playing of the scene, such ominous words as “pain,” “blood” and “death.” Consciously, the words would not be seen; but their effect upon the subconscious mind might be very great and these effects might powerfully reinforce the emotions evoked, on the conscious level, by the acting and the dialogue. If, as seems pretty certain, subliminal projection can consistently intensify the emotions felt by moviegoers, the motion picture industry may yet be saved from bankruptcy — that is, if the producers of television plays don’t get there first.
In the light of what has been said about persuasion-by-association and the enhancement of emotions by subliminal suggestion, let us try to imagine what the political meeting of tomorrow will be like. The candidate (if there is still a question of candidates), or the appointed representative of the ruling oligarchy, will make his speech for all to hear. Meanwhile the tachistoscopes, the whispering and squeaking machines, the projectors of images so dim that only the subconscious mind can respond to them, will be reinforcing what he says by systematically associating the man and his cause with positively charged words and hallowed images, and by strobonically injecting negatively charged words and odious symbols whenever he mentions the enemies of the State or the Party. In the United States brief flashes of Abraham Lincoln and the words “government by the people” will be projected upon the rostrum. In Russia the speaker will, of course, be associated with glimpses of Lenin, with the words “people’s democracy,” with the prophetic beard of Father Marx. Because all this is still safely in the future, we can afford to smile. Ten or twenty years from now, it will probably seem a good deal less amusing. For what is now merely science fiction will have become everyday political fact.
Poetzl was one of the portents which, when writing Brave New World, I somehow overlooked. There is no reference in my fable to subliminal projection. It is a mistake of omission which, if I were to rewrite the book today, I should most certainly correct.
Chapter 10.
Hypnopaedia
In the late autumn of 1957 the Woodland Road Camp, a penal institution in Tulare County, California, became the scene of a curious and interesting experiment. Miniature loudspeakers were placed under the pillows of a group of prisoners who had volunteered to act as psychological guinea pigs. Each of these pillow speakers was hooked up to a phonograph in the Warden’s office. Every hour throughout the night an inspirational whisper repeated a brief homily on “the principles of moral living.” Waking at midnight, a prisoner might hear this still small voice extolling the cardinal virtues or murmuring, on behalf of his own Better Self, “I am filled with love and compassion for all, so help me God.”
After reading about the Woodland Road Camp, I turned to the second chapter of Brave New World. In that chapter the Director of Hatcheries and Conditioning for Western Europe explains to a group of freshman conditioners and hatchers the workings of that state-controlled system of ethical education, known in the seventh century After Ford as hypnopædia. The earliest attempts at sleep-teaching, the Director told his audience, had been misguided, and therefore unsuccessful. Educators had tried to give intellectual training to their slumbering pupils. But intellectual activity is incompatible with sleep. Hypnopaedia became successful only when it was used for moral training — in other words, for the conditioning of behavior through verbal suggestion at a time of lowered psychological resistance. “Wordless conditioning is crude and wholesale, cannot inculcate the more complex courses of behavior required by the State. For that there must be words, but words without reason”…the kind of words that require no analysis for their comprehension, but can be swallowed whole by the sleeping brain. This is true hypnopaedia, “the greatest moralizing and socializing force of all time.” In the Brave New World, no citizens belonging to the lower castes ever gave any trouble. Why? Because, from the moment he could speak and understand what was said to him, every lower-caste child was exposed to endlessly repeated suggestions, night after night, during the hours of drowsiness and sleep. These suggestions were “like drops of liquid sealing wax, drops that adhere, incrust, incorporate themselves with what they fall on, till finally the rock is all one scarlet blob. Till at last the child’s mind is these suggestions and the sum of these suggestions is the child’s mind. And not the child’s mind only. The adult’s mind too — all his life long. The mind that judges and desires and decides — made up of these suggestions. But these suggestions are our suggestions — suggestions from the State….”
To date, so far as I know, hypnopaedic suggestions have been given by no state more formidable than Tulare County, and the nature of Tulare’s hypnopaedic suggestions to lawbreakers is unexceptionable. If only all of us, and not only the inmates of the Woodland Road Camp, could be effectively filled, during our sleep, with love and compassion for all! No, it is not the message conveyed by the inspirational whisper that one objects to; it is the principle of sleep-teaching by governmental agencies. Is hypnopaedia the sort of instrument that officials, delegated to exercise authority in a democratic society, ought to be allowed to use at their discretion? In the present instance they are using it only on volunteers and with the best intentions. But there is no guarantee that in other cases the intentions will be good or the indoctrination on a voluntary basis. Any law or social arrangement which makes it possible for officials to be led into temptation is bad. Any law or arrangement which preserves them from being tempted to abuse their delegated power for their own advantage, or for limited periods of time. In such a society, the use of ecclesiastical organization, is good. Hypnopaedia, if it is effective, would be a tremendously powerful instrument in the hands of anyone in a position to impose suggestions upon a captive audience. A democratic society is a society dedicated to the proposition that power is often abused and should therefore be entrusted to officials only in limited amounts and for limited periods of time. In such a society, the use of hypnopaedia by officials should be regulated by law — that is, of course, if hypnopaedia is genuinely an instrument of power. But is it in fact an instrument of power? Will it work now as well as I imagined it working in the seventh century A.F.? Let us examine the evidence.
In the Psychological Bulletin for July, 1955, Charles W. Simon and William H. Emmons have analyzed and evaluated the ten most important studies in the field. All these studies were concerned with memory. Does sleep-teaching help the pupils in his task of learning by rote? And t
o what extent is material whispered into the ear of a sleeping person remembered next morning when he wakes? Simon and Emmons answer as follows: “Ten sleep-learning studies were reviewed. Many of these have been cited uncritically by commercial firms or in popular magazines and news articles as evidence in support of the feasibility of learning during sleep. A critical analysis was made of their experimental design, statistics, methodology and criteria of sleep. All the studies had weaknesses in one or more of these areas. The studies do not make it unequivocally clear that learning during sleep actually takes place. But some learning appears to take place in a special kind of waking state wherein the subjects do not remember later on if they had been awake. This may be of great practical importance from the standpoint of economy in study time, but it cannot be construed as sleep learning…. The problem is partially confounded by an inadequate definition of sleep.”
Meanwhile the fact remains that in the American Army during the Second World War (and even, experimentally, during the First) daytime instruction in the Morse Code and in foreign languages was supplemented by instruction during sleep — apparently with satisfactory results. Since the end of World War II several commercial firms in the United States and elsewhere have sold large numbers of pillow speakers and clock-controlled phonographs and tape recorders for the use of actors in a hurry to learn their parts, of politicians and preachers who want to give the illusion of being extemporaneously eloquent, of students preparing for examinations and, finally and most profitably, of the countless people who are dissatisfied with themselves as they are and would like to be suggested or autosuggested into becoming something else. Self-administered suggestion can easily be recorded on magnetic tape and listened to, over and over again, by day and during sleep. Suggestions from the outside may be bought in the form of records carrying a wide variety of helpful messages. There are on the market records for the release of tension and the induction of deep relaxation, records for promoting self-confidence (much used by salesmen), records for increasing one’s charm and making one’s personality more magnetic. Among the best sellers are records for the achievement of sexual harmony and records for those who wish to lose weight. (“I am cold to chocolate, insensible to the lure of potatoes, utterly unmoved by muffins.”) There are records for improved health and even records for making more money. And the remarkable thing is that, according to the unsolicited testimonials sent in by grateful purchasers of these records, many people actually do make more money after listening to hypnopaedic suggestions to that effect, many obese ladies do lose weight and many couples on the verge of divorce achieve sexual harmony and live happily ever after.
Brave New World Revisited Page 8