Collapse: How Societies Choose to Fail or Succeed

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by Jared Diamond


  The term “Malthusian crisis” is impersonal and abstract. It fails to evoke the horrible, savage, numbing details of what millions of Rwandans did, or had done to them. Let us give the last words to one observer, and to one survivor. The observer is, again, Gérard Prunier:

  “All these people who were about to be killed had land and at times cows. And somebody had to get these lands and those cows after the owners were dead. In a poor and increasingly overpopulated country this was not a negligible incentive.”

  The survivor is a Tutsi teacher whom Prunier interviewed, and who survived only because he happened to be away from his house when killers arrived and murdered his wife and four of his five children:

  “The people whose children had to walk barefoot to school killed the people who could buy shoes for theirs.”

  CHAPTER 11

  One Island, Two Peoples, Two Histories: The Dominican Republic and Haiti

  Differences ■ Histories ■ Causes of divergence ■ Dominican environmental impacts ■ Balaguer ■ The Dominican environment today ■ The future ■

  To anyone interested in understanding the modern world’s problems, it’s a dramatic challenge to understand the 120-mile-long border between the Dominican Republic and Haiti, the two nations dividing the large Caribbean island of Hispaniola that lies southeast of Florida (map, p. 331). From an airplane flying high overhead, the border looks like a sharp line with bends, cut arbitrarily across the island by a knife, and abruptly dividing a darker and greener landscape east of the line (the Dominican side) from a paler and browner landscape west of the line (the Haitian side). On the ground, one can stand on the border at many places, face east, and look into pine forest, then turn around, face west, and see nothing except fields almost devoid of trees.

  That contrast visible at the border exemplifies a difference between the two countries as a whole. Originally, both parts of the island were largely forested: the first European visitors noted as Hispaniola’s most striking characteristic the exuberance of its forests, full of trees with valuable wood. Both countries have lost forest cover, but Haiti has lost far more (Plates 23, 24), to the point where it now supports just seven substantial patches of forest, only two of which are protected as national parks, both of them subject to illegal logging. Today, 28% of the Dominican Republic is still forested, but only 1% of Haiti. I was surprised at the extent of woodlands even in the area comprising the Dominican Republic’s richest farmland, lying between its two largest cities of Santo Domingo and Santiago. In Haiti and the Dominican Republic just as elsewhere in the world, the consequences of all that deforestation include loss of timber and other forest building materials, soil erosion, loss of soil fertility, sediment loads in the rivers, loss of watershed protection and hence of potential hydroelectric power, and decreased rainfall. All of those problems are more severe in Haiti than in the Dominican Republic. In Haiti, more urgent than any of those just-mentioned consequences is the problem of the loss of wood for making charcoal, Haiti’s main fuel for cooking. The difference in forest cover between the two countries is paralleled by differences in their economies. Both Haiti and the Dominican Republic are poor countries, suffering from the usual disadvantages of most of the world’s other tropical countries that were former European colonies: corrupt or weak governments, serious problems of public health, and lower agricultural productivity than in the temperate zones. On all those counts, though, Haiti’s difficulties are much more serious than those of the Dominican Republic. It is the poorest country in the New World, and one of the poorest in the world outside of Africa. Its perennially corrupt government offers minimal public services; much or most of the population lives chronically or periodically without public electricity, water, sewage, medical care, and schooling. Haiti is among the most overpopulated countries of the New World, much more so than the Dominican Republic, with barely one-third of Hispaniola’s land area but nearly two-thirds of its population (about 10 million), and an average population density approaching 1,000 per square mile. Most of those people are subsistence farmers. The market economy is modest, consisting principally of some coffee and sugar production for export, a mere 20,000 people employed at low wages in free trade zones making clothing and some other export goods, a few vacation enclaves on the coast where foreign tourists can isolate themselves from Haiti’s problems, and a large but unquantified trade in drugs being transshipped from Colombia to the U.S. (That’s why Haiti is sometimes referred to as a “narcostate.”) There is extreme polarization between the masses of poor people living in rural areas or in the slums of the capital of Port-au-Prince, and a tiny population of rich elite in the cooler mountain suburb of Pétionville a half hour drive from the center of Port-au-Prince, enjoying expensive French restaurants with fine wines. Haiti’s rate of population growth, and its rates of infection with AIDS, tuberculosis, and malaria, are among the highest in the New World. The question that all visitors to Haiti ask themselves is whether there is any hope for the country, and the usual answer is “no.”

  The Dominican Republic is also a developing country sharing Haiti’s problems, but it is more developed and the problems are less acute. Per-capita income is five times higher, and the population density and population growth rate are lower. For the past 38 years the Dominican Republic has been at least nominally a democracy without any military coup, and with some presidential elections from 1978 onwards resulting in the defeat of the incumbent and the inauguration of a challenger, along with others marred by fraud and intimidation. Within the booming economy, industries earning foreign exchange include an iron and nickel mine, until recently a gold mine, and formerly a bauxite mine; industrial free trade zones that employ 200,000 workers and export overseas; agricultural exports that include coffee, cacao, tobacco, cigars, fresh flowers, and avocados (the Dominican Republic is the world’s third largest exporter of avocados); telecommunications; and a large tourist industry. Several dozen dams generate hydroelectric power. As American sports fans know, the Dominican Republic also produces and exports great baseball players. (I wrote the first draft of this chapter in a state of shock, having just watched the great Dominican pitcher Pedro Martínez, pitching for my favorite team the Boston Red Sox, go down to defeat in extra innings at the hands of their nemesis the New York Yankees in the last game of the 2003 American League Championship Series). Others on the long list of Dominican baseball players who have gone on to achieve fame in the U.S. include the Alou brothers, Joaquín Andujar, George Bell, Adrian Beltre, Rico Carty, Mariano Duncan, Tony Fernández, Pedro Guerrero, Juan Marichal, José Offerman, Tony Peña, Alex Rodríguez, Juan Samuel, Ozzie Virgil, and of course the “jonrón king” Sammy Sosa. As one drives along the Dominican Republic’s roads, one cannot go far without seeing a road sign pointing to the nearest stadium for béisbol, as the sport is known locally.

  The contrasts between the two countries are also reflected in their national park systems. That of Haiti is tiny, consisting of just four parks threatened with encroachment by peasants felling the trees to make charcoal. In contrast, the natural reserve system of the Dominican Republic is relatively the most comprehensive and largest in the Americas, encompassing 32% of the country’s land area in 74 parks or reserves, and it incorporates all important types of habitat. Of course the system also suffers from an abundance of problems and a deficiency of funding, but it is nevertheless impressive for a poor country with other problems and priorities. Behind the reserve system stands a vigorous indigenous conservation movement with many non-governmental organizations staffed by Dominicans themselves, rather than foisted on the country by foreign advisors.

  All those dissimilarities in forest cover, economy, and natural reserve system arose despite the fact that the two countries share the same island. They also share histories of European colonialism and American occupations, overwhelmingly Catholic religion coexisting with a voodoo pantheon (more notably in Haiti), and mixed African-European ancestry (with a higher proportion of African ancestry in Haiti).
For three periods of their history they were joined as a single colony or country.

  The differences that exist despite those similarities become even more striking when one reflects that Haiti used to be much richer and more powerful than its neighbor. In the 19th century it launched several major invasions of the Dominican Republic and annexed it for 22 years. Why were the outcomes so different in the two countries, and why was it Haiti rather than the Dominican Republic that went into steep decline? Some environmental differences do exist between the two halves of the island and made some contribution to the outcomes, but that is the smaller part of the explanation. Most of the explanation has instead to do with differences between the two peoples in their histories, attitudes, self-defined identity, and institutions, as well as between their recent leaders of government. For anyone inclined to caricature environmental history as “environmental determinism,” the contrasting histories of the Dominican Republic and Haiti provide a useful antidote. Yes, environmental problems do constrain human societies, but the societies’ responses also make a difference. So, too, for better or for worse, do the actions and inactions of their leaders.

  This chapter will begin by tracing the differing trajectories of political and economic history by which the Dominican Republic and Haiti arrived at their current differences, and the reasons behind those different trajectories. Then I shall discuss the development of Dominican environmental policies, which prove to be a mix of bottom-up and top-down initiatives. The chapter will conclude by examining the current status of environmental problems, the future and hopes of each side of the island, and their effects on each other and on the world.

  When Christopher Columbus arrived at Hispaniola during his first transatlantic voyage in the year A.D. 1492, the island had already been settled by Native Americans for about 5,000 years. The occupants in Columbus’s time were a group of Arawak Indians called Tainos who lived by farming, were organized into five chiefdoms, and numbered around half a million (the estimates range from 100,000 to 2,000,000). Columbus initially found them peaceful and friendly, until he and his Spaniards began mistreating them.

  Unfortunately for the Tainos, they had gold, which the Spanish coveted but didn’t want to go to the work of mining themselves. Hence the conquerors divided up the island and its Indian population among individual Spaniards, who put the Indians to work as virtual slaves, accidentally infected them with Eurasian diseases, and murdered them. By the year 1519, 27 years after Columbus’s arrival, that original population of half a million had been reduced to about 11,000, most of whom died that year of smallpox to bring the population down to 3,000, and those survivors gradually died out or became assimilated within the next few decades. That forced the Spaniards to look elsewhere for slave laborers.

  Around 1520 the Spaniards discovered that Hispaniola was suitable for growing sugar, and so they began importing slaves from Africa. The island’s sugar plantations made it a rich colony for much of the 16th century. However, the Spaniards’ interest became diverted from Hispaniola for multiple reasons, including their discovery of far more populous and richer Indian societies on the American mainland, particularly in Mexico, Peru, and Bolivia, offering much larger Indian populations to exploit, politically more advanced societies to take over, and rich silver mines in Bolivia. Hence Spain turned its attention elsewhere and devoted little resources to Hispaniola, especially as buying and transporting slaves from Africa were expensive and as Native Americans could be obtained just for the cost of conquering them. In addition, English, French, and Dutch pirates overran the Caribbean and attacked Spanish settlements on Hispaniola and elsewhere. Spain itself gradually went into political and economic decline, to the benefit of the English, French, and Dutch.

  Along with those French pirates, French traders and adventurers built up a settlement at the western end of Hispaniola, far from the eastern part where the Spanish were concentrated. France, now much richer and politically stronger than Spain, invested heavily in importing slaves and developing plantations in its western part of the island, to a degree that the Spanish could not afford, and the histories of the two parts of the island began to diverge. During the 1700s the Spanish colony had a low population, few slaves, and a small economy based on raising cattle and selling their hides, while the French colony had a much larger population, more slaves (700,000 in 1785, compared to only 30,000 in the Spanish part), a proportionately much lower non-slave population (only 10% compared to 85%), and an economy based on sugar plantations. French Saint-Domingue, as it was called, became the richest European colony in the New World and contributed one-quarter of France’s wealth.

  In 1795, Spain finally ceded its no-longer-valuable eastern part of the island to France, so that Hispaniola became briefly unified under France. After a slave rebellion broke out in French Saint-Domingue in 1791 and 1801, the French sent an army that was defeated by the slave army plus the effects of heavy losses to diseases. In 1804, having sold its North American holdings to the United States as the Louisiana Purchase, France gave up and abandoned Hispaniola. Not surprisingly, French Hispaniola’s former slaves, who renamed their country Haiti (the original Taino Indian name for the island), killed many of Haiti’s whites, destroyed the plantations and their infrastructure in order to make it impossible to rebuild the plantation slave system, and divided the plantations into small family farms. While that was what the former slaves wanted for themselves as individuals, it proved in the long run disastrous for Haiti’s agricultural productivity, exports, and economy when the farmers received little help from subsequent Haitian governments in their efforts to develop cash crops. Haiti also lost human resources with the killing of much of its white population and the emigration of the remainder.

  Nevertheless, at the time Haiti achieved independence in 1804, it was still the richer, stronger, and more populous part of the island. In 1805 the Haitians twice invaded the eastern (former Spanish) part of the island, then known as Santo Domingo. Four years later, at their own request, the Spanish settlers reassumed their status as a colony of Spain, which however governed Santo Domingo ineptly and with so little interest that the settlers declared independence in 1821. They were promptly reannexed by the Haitians, who remained until they were expelled in 1844, after which the Haitians continued to launch invasions to conquer the east into the 1850s.

  Thus, as of 1850 Haiti in the west controlled less area than its neighbor but had a larger population, a subsistence farming economy with little exporting, and a population composed of a majority of blacks of African descent and a minority of mulattoes (people of mixed ancestry). Although the mulatto elite spoke French and identified themselves closely with France, Haiti’s experience and fear of slavery led to the adoption of a constitution forbidding foreigners to own land or to control means of production through investments. The large majority of Haitians spoke a language of their own that had evolved there from French, termed Creole. The Dominicans in the east had a larger area but smaller population, still had an economy based on cattle, welcomed and offered citizenship to immigrants, and spoke Spanish. Over the course of the 19th century, numerically small but economically significant immigrant groups in the Dominican Republic included Curaçao Jews, Canary Islanders, Lebanese, Palestinians, Cubans, Puerto Ricans, Germans, and Italians, to be joined by Austrian Jews, Japanese, and more Spaniards after 1930. The political aspect in which Haiti and the Dominican Republic most resembled each other was in their political instability. Coups followed on each other frequently, and control passed or alternated between local leaders with their private armies. Out of Haiti’s 22 presidents from 1843 to 1915, 21 were assassinated or driven out of office, while the Dominican Republic between 1844 and 1930 had 50 changes of president, including 30 revolutions. In each part of the island the presidents governed in order to enrich themselves and their followers.

  Outside powers viewed and treated Haiti and the Dominican Republic differently. To European eyes, the oversimplified image was of the Dominican Republ
ic as a Spanish-speaking, partly European society receptive to European immigrants and trade, while Haiti was seen as a Creole-speaking African society composed of ex-slaves and hostile to foreigners. With the help of invested capital from Europe and later from the U.S., the Dominican Republic began to develop a market export economy, Haiti far less so. That Dominican economy was based on cacao, tobacco, coffee, and (beginning in the 1870s) sugar plantations, which (ironically) had formerly characterized Haiti rather than the Dominican Republic. But both sides of the island continued to be characterized by political instability. A Dominican president towards the end of the 19th century borrowed and failed to repay so much money from European lenders that France, Italy, Belgium, and Germany all sent warships and threatened to occupy the country in order to collect their debts. To forestall that risk of European occupation, the United States took over the Dominican customs service, the sole source of government revenues, and allocated half of the receipts to pay those foreign debts. During World War I, concerned about risks to the Panama Canal posed by political unrest in the Caribbean, the United States imposed a military occupation on both parts of the island, which lasted from 1915 to 1934 in Haiti and from 1916 to 1924 in the Dominican Republic. Thereafter, both parts quickly reverted to their previous political instability and strife between competing would-be presidents.

 

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