by J. R. R. Tolkien; Christopher Tolkien; Humphrey Carpenter
So I feel that the fiddle-faddle in reviews, and correspondence about them, as to whether my 'good people' were kind and merciful and gave quarter (in fact they do), or not, is quite beside the point. Some critics seem determined to represent me as a simple-minded adolescent, inspired with, say, a With-the-flag-to-Pretoria spirit, and wilfully distort what is said in my tale. I have not that spirit, and it does not appear in the story. The figure of Denethor alone is enough to show this; but I have not made any of the peoples on the 'right' side, Hobbits, Rohirrim, Men of Dale or of Gondor, any better than men have been or are, or can be. Mine is not an 'imaginary' world, but an imaginary historical moment on 'Middle-earth' – which is our habitation.
184 To Sam Gamgee
[On 13 March, a letter was written to Tolkien by a Mr Sam Gamgee of Brixton Road, London S.W.9: 'I hope you do not mind my writing to you, but with reference to your story "Lord of the Rings" running as a serial on the radio .... I was rather interested at how you arrived at the name of one of the characters named Sam Gamgee because that happens to be my name. I haven't heard the story myself not having a wireless but I know some who have. .... I know it's fiction, but it is rather a coincidence as the name is very uncommon, but well known in the medical profession.']
18 March 1956
As from 76 Sandfield Road, Headington, Oxford
Dear Mr Gamgee,
It was very kind of you to write. You can imagine my astonishment, when I saw your signature! I can only say, for your comfort I hope, that the 'Sam Gamgee' of my story is a most heroic character, now widely beloved by many readers, even though his origins are rustic. So that perhaps you will not be displeased by the coincidence of the name of this imaginary character (of supposedly many centuries ago) being the same as yours. The reason of my use of the name is this. I lived near Birmingham as a child, and we used 'gamgee' as a word for 'cotton-wool'; so in my story the families of Cotton and Gamgee are connected. I did not know as a child, though I know now, that 'Gamgee' was shortened from 'gamgee-tissue', and that [it was] named after its inventor (a surgeon I think) who lived between 1828 and 1886. It was probably (I think) his son who died this year, on 1 March, aged 88, after being for many years Professor of Surgery at Birmingham University. Evidently 'Sam' or something like it,56 is associated with the family – though I never knew this until a few days ago, when I saw Professor Gamgee's obituary notice, and saw that he was son of Sampson Gamgee – and looked in a dictionary and found that the inventor was S. Gamgee (1828-86), &⁂ probably the same.
Have you any tradition as to the real origin of your distinguished and rare name? Having a rare name myself (often troublesome) I am specially interested.
The 'etymology' given in my book is of course quite fictitious, and made up simply for the purposes of my story. I do not suppose you could be bothered to read so long and fantastic a work, especially if you do not care for stories about a mythical world, but if you could be bothered, I know that the work (which has been astonishingly successful) is in most public libraries. It is alas! very expensive to buy – £3/3/0. But if you or any of your family try it, and find it interesting enough, I can only say that I shall be happy and proud to send you a signed copy of all 3 vols. as a tribute from the author to the distinguished family of Gamgee.
Yrs sincerely
J. R. R. Tolkien.
[Mr Gamgee replied on 30 March with more information about his family. He expressed himself delighted at Tolkien's offer of signed volumes. Tolkien sent them, and Mr Gamgee acknowledged their arrival, adding: 'I can assure you that I have every intention of reading them.']
185 From a letter to Christopher and Faith Tolkien
19 March 1956
I have had a letter from a real Sam Gamgee, from Tooting! He could not have chosen a more Hobbit-sounding place, could he? – though un-Shirelike, I fear, in reality.
Also A. & Unwin send extremely good news or prophecies of probable financial results to come later.
186 From a letter to Joanna de Bortadano (drafts)
[Not dated; April 1956]
Of course my story is not an allegory of Atomic power, but of Power (exerted for Domination). Nuclear physics can be used for that purpose. But they need not be. They need not be used at all. If there is any contemporary reference in my story at all it is to what seems to me the most widespread assumption of our time: that if a thing can be done, it must be done. This seems to me wholly false. The greatest examples of the action of the spirit and of reason are in abnegation. When you say A[tomic] P[ower] is 'here to stay' you remind me that Chesterton said that whenever he heard that, he knew that whatever it referred to would soon be replaced, and thought pitifully shabby and old-fashioned. So-called 'atomic' power is rather bigger than anything he was thinking of (I have heard it of trams, gas-light, steam-trains). But it surely is clear that there will have to be some 'abnegation' in its use, a deliberate refusal to do some of the things it is possible to do with it, or nothing will stay! However, that is simple stuff, a contemporary & possibly passing and ephemeral problem. I do not think that even Power or Domination is the real centre of my story. It provides the theme of a War, about something dark and threatening enough to seem at that time of supreme importance, but that is mainly 'a setting' for characters to show themselves. The real theme for me is about something much more permanent and difficult: Death and Immortality: the mystery of the love of the world in the hearts of a race 'doomed' to leave and seemingly lose it; the anguish in the hearts of a race 'doomed' not to leave it, until its whole evil-aroused story is complete. But if you have now read Vol. III and the story of Aragorn, you will have perceived that. (This story is placed in an appendix, because I have told the whole tale more or less through 'hobbits'; and that is because another main point in the story for me is the remark of Elrond in Vol. I : 'Such is oft the course of deeds that move the wheels of the world: small hands do them because they must, while the eyes of the great are elsewhere.' Though equally important is Merry's remark (Vol. III p. 146): 'the soil of the Shire is deep. Still there are things deeper and higher; and not a gaffer could tend his garden in what he calls peace, but for them.') I am not a 'democrat' only because 'humility' and equality are spiritual principles corrupted by the attempt to mechanize and formalize them, with the result that we get not universal smallness and humility, but universal greatness and pride, till some Ore gets hold of a ring of power – and then we get and are getting slavery. But all that is rather 'after-thought'. The story is really a story of what happened in B.C. year X, and it just happened to people who were like that!....
I hope you have now 'come by' Vol. III! I am afraid I am always rather pleased when I hear of somebody being obliged to buy the book! An author cannot live on library-subscriptions.
I received a letter the other day from a well known, and certainly not impoverished, man, who informed me as a high compliment that he had become so enthralled that he got out the book several times, and paid heavy fines for keeping it out too long. Words failed me in reply. The L of the R cost some £4000 to produce to begin with, after it left my hands. Before that apart from any other labour I typed it out twice (in places several times). A professional would have charged about £200. There is a laborious practical side even to high Romance – not that hobbits ever forget that.
187 From a letter to H. Cotton Minchin (draft)
[Not dated; April 1956. Tolkien has written at the top: 'More or less as sent 16 April (with some reduction).']
As 'research students' always discover, however long they are allowed, and careful their work and notes, there is always a rush at the end, when the last date suddenly approaches on which their thesis must be presented. So it was with this book, and the maps. I had to call in the help of my son – the C.T. or C.J.R.T. of the modest initials on the maps – an accredited student of hobbit-lore. And neither of us had an entirely free hand. I remember that when it became apparent that the 'general map' would not suffice for the final Book, or sufficiently revea
l the courses of Frodo, the Rohirrim, and Aragorn, I had to devote many days, the last three virtually without food or bed, to drawing re-scaling and adjusting a large map, at which he then worked for 24 hours (6a.m. to 6 a.m. without bed) in re-drawing just in time. Inconsistencies of spelling are due to me. It was only in the last stages that (in spite of my son's protests: he still holds that no one will ever pronounce Cirith right, it appears as Kirith in his map, as formerly also in the text) I decided to be 'consistent' and spell Elvish names and words throughout without k. There are no doubt other variations. ....
I am, however, primarily a philologist and to some extent a calligrapher (though this letter may make that difficult to believe). And my son after me. To us far and away the most absorbing interest is the Elvish tongues, and the nomenclature based on them; and the alphabets. My plans for the 'specialist volume' were largely linguistic. An index of names was to be produced, which by etymological interpretation would also provide quite a large Elvish vocabulary; this is of course a first requirement. I worked at it for months, and indexed the first two vols. (it was the chief cause of the delay of Vol iii) until it became clear that size and cost were ruinous. Reluctantly also I had to abandon, under pressure from the 'production department', the 'facsimiles' of the three pages of the Book of Mazarbul, burned tattered and blood-stained, which I had spent much time on producing or forging. Without them the opening of Book Two, ch. 5 (which was meant to have the facsimiles and a transcript alongside) is defective, and the Runes of the Appendices unnecessary.
But the problems (delightful if I had time) which the extra volume will set, will seem clear if I tell you that while many like you demand maps, others wish for geological57 indications rather than places; many want Elvish grammars, phonologies, and specimens; some want metrics and prosodies — not only of the brief Elvish specimens, but of the 'translated' verses in less familiar modes, such as those written in the strictest form of Anglo-Saxon alliterative verse (e.g. the fragment at the end of the Battle of the Pelennor, V vi 124). Musicians want tunes, and musical notation; archaeologists want ceramics and metallurgy. Botanists want a more accurate description of the mallorn, of elanor, niphredil, alfirin, mallos, and symbelmynë; and historians want more details about the social and political structure of Gondor; general enquirers want information about the Wainriders, the Harad, Dwarvish origins, the Dead Men, the Beornings, and the missing two wizards (out of five). It will be a big volume, even if I attend only to the things revealed to my limited understanding!
188 From a letter to Allen & Unwin
[In March, Allen & Unwin told Tolkien that they had signed an agreement for a Dutch edition of The Lord of the Rings. Tolkien replied that this was the first he had heard of such a proposal, and asked to be told more. The publishers answered that they were making 'all possible efforts' to sell foreign rights, and asked for confirmation that Tolkien wanted them to do so.]
3 April 1956
Of course, I wish you to pursue your efforts with regard to foreign editions. .... It is however surely intelligible that an author, while still alive, should feel a deep and immediate concern in translation. And this one is, unfortunately, also a professional linguist, a pedantic don, who has wide personal connexions and friendships with the chief English scholars of the continent..... The translation of The Lord of the Rings will prove a formidable task, and I do not see how it can be performed satisfactorily without the assistance of the author.58 That assistance I am prepared to give, promptly, if I am consulted.
I wish to avoid a repetition of my experience with the Swedish translation of The Hobbit. I discovered that this had taken unwarranted liberties with the text and other details, without consultation or approval; it was also unfavourably criticized in general by a Swedish expert, familiar with the original, to whom I submitted it. I regard the text (in all its details) of The Lord of the Rings far more jealously. No alterations, major or minor, re-arrangements, or abridgements of this text will be approved by me – unless they proceed from myself or from direct consultation. I earnestly hope that this concern of mine will be taken account of.
189 From a letter to Mrs M. Wilson
11 April 1956
I find that many children become interested, even engrossed, in The Lord of the Rings, from about 10 onwards. I think it rather a pity, really. It was not written for them. But then I am a very 'unvoracious' reader, and since I can seldom bring myself to read a work twice I think of the many things that I read – too soon! Nothing, not even a (possible) deeper appreciation, for me replaces the bloom on a book, the freshness of the unread. Still what we read and when goes, like the people we meet, by 'fate.'
190 From a letter to Rayner Unwin
[In June, the Foreign Rights Department of Allen & Unwin sent Tolkien a list of Dutch versions of place-names in The Lord of the Rings that had been made by the book's Dutch translator, with the request: 'Will you please send them back with, we trust, your approval?']
3 July 1956
I hope you, & the Foreign Rights Dept., will forgive my now at length writing to you about the Dutch translation. The matter is (to me) important; it has disturbed and annoyed me greatly, and given me a good deal of unnecessary work at a most awkward season.....
In principle I object as strongly as is possible to the 'translation' of the nomenclature at all (even by a competent person). I wonder why a translator should think himself called on or entitled to do any such thing. That this is an 'imaginary' world does not give him any right to remodel it according to his fancy, even if he could in a few months create a new coherent structure which it took me years to work out.
I presume that if I had presented the Hobbits as speaking Italian, Russian, Chinese, or what you will, he would have left the names alone. Or, if I had pretended that 'the Shire' was some fictitious Loamshire of actual England. Yet actually in an imaginary country and period, as this one, coherently made, the nomenclature is a more important element than in an 'historical' novel. But, of course, if we drop the 'fiction' of long ago, 'The Shire' is based on rural England and not any other country in the world – least perhaps of any in Europe on Holland, which is topographically wholly dissimilar. (In fact so different is it, that in spite of the affinity of its language, and in many respects of its idiom, which should ease some part of the translator's labour, its toponymy is specially unsuitable for the purpose.) The toponymy of The Shire, to take the first list, is a 'parody' ofthat of rural England, in much the same sense as are its inhabitants: they go together and are meant to. After all the book is English, and by an Englishman, and presumably even those who wish its narrative and dialogue turned into an idiom that they understand, will not ask of a translator that he should deliberately attempt to destroy the local colour. I do not ask that of a translator, though I might be glad of a glossary where (seldom) the meaning of the place-name is essential. I would not wish, in a book starting from an imaginary mirror of Holland, to meet Hedge, Duke'sbush, Eaglehome, or Applethorn even if these were 'translations' of 'sGravenHage, Hertogenbosch, Arnhem, or Apeldoorn! These 'translations' are not English, they are just homeless.
Actually the Shire Map plays a very small part in the narrative, and most of its purpose is a descriptive build-up. It is, of course, based on some acquaintance with English toponymical history, which the translator would appear not to possess (nor I guess does he know much of that of the Netherlands). But he need not, if he would leave it alone. The proper way to treat the first map is to change its title to Een Deel von 'The Shire' and no more; though I suppose naar for 'to' in such directions as To Little Delving' wd. do no harm.
The Translator has (on internal evidence) glanced at but not used the Appendices. He seems incidentally quite unaware of difficulties he is creating for himself later. The 'Anglo-Saxon' of the Rohirrim is not much like Dutch. In fact he is pulling to bits with very clumsy fingers a web that he has made only a slight attempt to understand.....
The essential point missed, of course, is: even whe
re a place-name is fully analysable by speakers of the language (usually not the case) this is not as a rule done. If in an imaginary land real place-names are used, or ones that are carefully constructed to fall into familiar patterns, these become integral names, 'sound real', and translating them by their analysed senses is quite insufficient. This Dutchman's Dutch names should sound real Dutch. Well, actually I am no Dutch scholar at all, and know little of the peculiar history of Dutch toponymy, but I do not believe that as a rule they do. Anyway lots of them are nonsense anyway or wholly erroneous, which I can only equal by supposing that you met Blooming, Newtown, Lake How, Documents, Baconbury, Blushing and then discovered the author had written Florence, Naples, (Lake or Lago di) Como, Chartres, Hamburg, and Flushing =Vlissingen!