Feathers didn’t suddenly spring forth when the first birds entered the scene; they evolved in their distant dinosaurian ancestors. The common ancestor of all dinosaurs may have even been a feathered species. We don’t know for sure, because we can’t study that ancestor directly, but it’s an inference based on an observation: so many small dinosaurs from Liaoning that are well preserved—the bounty of meat-eating theropods like Sinosauropteryx but also pint-size plant-eaters like Psittacosaurus—are found coated in some type of integument. Either these various dinosaurs evolved their feathers separately, which is unlikely, or they inherited them from a deep ancestor. These earliest feathers, however, looked very different from the quill pens of modern birds. The material that glazed the body of Sinosauropteryx and most other Liaoning dinosaurs was more like fluff, made up of thousands of hairlike filaments that paleontologists call proto-feathers. No way could these dinosaurs fly—their feathers were too simple, and they didn’t even have wings. So the first feathers must have evolved for something else, probably to keep these small, chinchilla-like dinosaurs warm or maybe as a way to camouflage their bodies.
For most dinosaurs—the vast majority of those that I’ve studied in Xu’s office and in other Chinese museums—a coat of fluffy or bristly feathers was enough. However, in one subgroup—those wishboned, swan-necked maniraptorans—the hairy strands became longer and then started to branch, first into a few simple tufts and then later into a much more orderly system of barbs projecting sideways from a central shaft. Thus, the quill was born (or, in scientist-speak, the pennaceous feather). Lined up and layered across each other on the arms, these more complex feathers formed wings. Many theropods, particularly paravians, had wings of varying shapes and sizes. Some, like the dromaeosaurid Microraptor—one of the first feathered dinosaurs that Xu named and described—even had wings on both the arms and the legs, something unheard of in today’s birds.
Wings, of course, are essential for flight. They are the airfoils that provide lift and thrust. For this reason, it was long assumed that wings must have evolved specifically for flight, that some maniraptorans turned their primitive dino-fuzz into sheets of pennaceous quill pens because they were fine-tuning their bodies into airplanes. It’s an intuitive explanation, but it’s probably false.
In 2008, a team of Canadian researchers was prospecting the badlands of southern Alberta, an area rich in fossils of tyrannosaurs, ceratopsians, duckbills, and other last-surviving Late Cretaceous dinosaurs of North America. At the helm was another polite, even-tempered scientist: Darla Zelenitsky, one of the world’s experts on dinosaur eggs and reproduction. Her crew had found the skeleton of a horse-size ornithomimosaur—a beaked, omnivorous ostrich-mimic theropod—and its body was surrounded by wispy dark streaks, some of which seemed to continue straight onto the bone. If they were in Liaoning, Darla told her team with a snide laugh, they could call these things feathers and announce the find as a career-defining discovery. But they couldn’t be feathers. This ornithomimosaur was entombed in a sandstone dumped by a river, not rapidly buried in mint condition by Liaoning-style volcanic surges. Plus, no feathered dinosaurs had ever been reported from North America before.
Darla Zelenitsky collecting dinosaurs in Mongolia.
Photo courtesy of the author
The joke ran its course a year later, when Darla and her team—which also included her husband François Therrien, an expert on dinosaur ecology—found a nearly identical fossil. Another ornithomimosaur, in sandstone, with a mange of cotton-candy fuzz around it. Something strange was going on, so the duo went into the storehouse of the Royal Tyrrell Museum of Palaeontology, where François is a curator, to check out other ornithomimosaurs in the collection. There they found a third fluffy skeleton that had been discovered in 1995—a year before Phil Currie took that photograph of the first feathered theropod from Liaoning and showed it to John Ostrom. The paleontologists who excavated the Albertan fossil in the mid-1990s didn’t yet know that dinosaur feathers could be preserved, but Darla and François could tell that the tufts on the three ornithomimosaurs were nearly identical in size, shape, structure, and position to the feathers on many of the Liaoning theropods. This could mean only one thing: they had found the first feathered dinosaurs in North America.
The ornithomimosaurs that Darla and François discovered didn’t merely have feathers. They also had wings. You can clearly see the black splotches on the arm bones where large, quill-pen-style feathers were anchored, a tidy series of dots and dashes arrayed in lines all up and down the forearm. There’s no way this dinosaur could fly, though—it was far too big and heavy, and its arms were far too short and its wings too small to provide a large enough surface area to support the animal in the air. Moreover, it didn’t have the huge chest muscles necessary to power flight (the breast muscles of today’s birds, whose massive sizes make them good eating) nor the asymmetrical feathers (with a leading vane shorter and stiffer than the trailing vane) that are necessary to withstand the severe forces of surging through an airstream. The same turns out to be true of many of the winged theropods of Liaoning, including Zhenyuanlong. They had wings, sure, but their hefty bodies, pathetically undersize wings, and puny frames made them wholly unsuitable for the air.
But why else would a dinosaur develop wings? It may seem like a conundrum, but we have to remember that today’s birds use their wings for many things other than flying (which is why, for instance, flightless birds like ostriches don’t lose their arms entirely). They are also used as display structures to entice mates and frighten rivals, as stabilizers that help birds climb, as fins to help them swim, and as blankets for keeping eggs warm in the nest, along with many other functions. Wings could have evolved for any of these reasons—or maybe another function entirely—but display seems the most likely, and there is growing evidence for it.
When I was doing my PhD with Mark Norell in New York, there was another student working on his degree a couple of hours north at Yale, in the same department that Ostrom taught in before his death in 2005. Jakob Vinther comes from Denmark, and he has the Viking physique to prove it; he’s tall, with sandy blond hair, a big bushy beard, and intense Nordic eyes. Jakob never intended to study dinosaurs—he yearns for the Cambrian Period, that time a few hundred million years before the dinosaurs when life in the oceans was undergoing its big bang. While studying these ancient animals, Jakob started to wonder about how fossil preservation works on the microscopic scale. He began to look at lots of different fossils under high-powered microscopes and realized that many of them preserved a variety of small, bubblelike structures. Comparisons to modern animal tissues showed these to be melanosomes: pigment-bearing vessels. Because melanosomes of different size and shape correspond to different colors—sausage-shaped ones make black; meatball-shaped ones, a rusty red; and so on—Jakob gathered that by looking at fossilized melanosomes, you could tell what colors prehistoric animals would have been when they were alive. We were always told this was impossible, but Jakob proved the experts wrong. In my mind, it’s one of the cleverest things a paleontologist has ever done in my lifetime.
Naturally, Jakob decided to take a gander at the newly discovered feathered dinosaurs. If the feathers were preserved well enough, he hoped, they might contain melanosomes. One by one, Jakob and his colleagues in China put the Liaoning dinosaurs under the microscope, and his hunch was proven correct. They found melanosomes everywhere—of all shapes and sizes, orientations, and distributions—which reveal that the feathers of nonflying, winged dinosaurs were a rainbow of different colors. Some were even iridescent, like those of today’s shiny-sheened crows. Colorful wings like these would have been perfect display instruments—just like the fabulous tail of a peacock. Although it doesn’t definitively prove that these dinosaurs were using their wings for display, it is solid circumstantial evidence.
The totality of the evidence—that wings first evolved in dinosaurs too large and ungainly to fly, that these wings were ornately colored, and that mo
dern birds use their wings for display—has led to a radical new hypothesis. Wings originally evolved as display structures—as advertising billboards projecting from the arms, and in some cases, like Microraptor, the legs, and even the tail. Then these fashionably winged dinosaurs would have found themselves with big broad surfaces that by the unbreakable laws of physics could produce lift and drag and thrust. The earliest winged dinosaurs, like the horse-size ornithomimosaurs and even most raptors like Zhenyuanlong, probably would have considered the lift and drag produced by their billboards to be little more than an annoyance. In any case, whatever lift was generated wasn’t nearly enough to get such large animals into the air. But in more advanced paravians, which had the magic combination of bigger wings and smaller body size, the billboards would have been able to take on an aerodynamic function. These dinosaurs could now move around in the air, even if awkwardly at first. Flight had evolved—and it had happened totally by accident, the billboards now repurposed as airfoils.
The more fossils we find—particularly in Liaoning—the more complex the story gets. The early development of flight appears to have been chaotic. There was no orderly progression, no long evolutionary march in which one subgroup of dinosaurs was refined into ever better aeronauts. Instead, evolution had produced a general type of dinosaur—small, feathered, winged, fast-growing, efficient-breathing—that had all of the attributes needed to start playing around in the air. There seems to have been a zone on the dinosaur family tree where this type of animal had free reign to experiment. Flight probably evolved many times in parallel, as different species of these dinosaurs—with their different airfoil and feather arrangements—found themselves generating lift from their wings as they leaped from the ground, scurried up trees, or jumped between branches.
Some of them were gliders, able only to soar passively on air currents. Microraptor undoubtedly could glide, as its arm and leg wings were big enough to support its body in the air. This isn’t just conjecture but has been demonstrated by experiments in which scientists have built anatomically correct, life-size models and stuck them in wind tunnels. Not only do they submissively stay afloat, but they’re pretty good at coasting in the airflow. There’s also another type of dinosaur that could probably glide, but in a much different way than Microraptor. The tiny Yi qi—maybe the wackiest dinosaur ever found—had a wing, but not made of feathers. Instead, it had a membrane of skin stretching between its fingers and body, like a bat. This membrane must have been a flight structure, but it was not flexible enough to actively flap, so gliding is really the only possibility. The fact that Microraptor and Yi have such divergent wing configurations is some of the strongest evidence that different dinosaurs were evolving distinct flight styles independently of one another.
Other feathered dinosaurs would have started flying in a different way—by flapping. This is called powered flight, because the animal actively generates lift and thrust by beating its wings. Mathematical models suggest that some non-bird dinosaurs were plausible flappers, including Microraptor and the troodontid Anchiornis, as both had wings big enough and a body light enough that flapping could have powered them through the air, at least theoretically. These first attempts probably would have been awkward, as these dinosaurs wouldn’t have had the muscle strength or stamina to stay in the sky very long, but they provided evolution with a starting point. Now, with these big-winged, small-bodied dinosaurs fluttering around, natural selection could get to work and modify these creatures into better fliers.
One of these wing-beating lineages—maybe the descendants of Microraptor or Anchiornis, or one that evolved completely separately—got even smaller, developed bigger chest muscles and hyperelongated arms. They lost their tails and teeth, ditched one of their ovaries, and hollowed out their bones even more to lessen their weight. Their breathing became more efficient, their growth faster, and their metabolism more supercharged, so that they became fully warm-blooded, able to maintain a constant high internal body temperature. With each evolutionary enhancement, they became even better fliers, some able to stay airborne for hours on end, others able to sail through the oxygen-starved upper reaches of the troposphere, over the rising Himalayas.
These were the dinosaurs that became the birds of today.
EVOLUTION MADE BIRDS from dinosaurs. And as we’ve seen, it happened slowly, as one lineage of theropod dinosaurs acquired the characteristic features and behaviors of today’s birds piecemeal, over tens of millions of years. A T. rex didn’t just mutate into a chicken one day, but rather, the transition was so gradual that dinosaurs and birds just seem blend into each other on the family tree. Velociraptor, Deinonychus, and Zhenyuanlong are on that “non-bird” side of the genealogy, but were they around today, we would probably consider them just another type of bird, no stranger than a turkey or an ostrich. They had feathers, they had wings, they guarded their nests and cared for their babies, and hell, some of them could probably even fly a little bit.
During the tens of millions of years that dinosaurs were evolving the signature features of birds one by one, there was no long game, no greater aim. There was no force guiding evolution to make these dinosaurs ever more adapted to the skies. Evolution works only in the moment, naturally selecting features and behaviors that make an animal successful in its particular time and place. Flight was something that just kind of happened when the time was right. It may have even gotten to the point where it was inevitable. If evolution manufactures a small, long-armed, big-brained hunter with feathers to keep warm and wings to woo mates, it doesn’t take very much for that animal to start flapping around in the air. In that moment, working with a fluttering dinosaur with some awkward aerial ability struggling to survive in a dinosaur-eat-dinosaur world, natural selection could kick in and start shaping its progeny into even better fliers. With each additional refinement, you would have something that could fly better, farther, faster—until a modern-style bird had emerged.
The culmination of this long transition was a game-changer in the history of life. When evolution had finally succeeded in assembling a small, winged, flying dinosaur, a great new potential was unlocked. These first birds began to diversify like crazy, probably because they had evolved a new ability that allowed them to invade novel habitats and live a different lifestyle than their predecessors. We can see this (relatively) sudden change in the fossil record.
As part of my PhD project, I joined forces with two number crunchers to assess how rates of evolution changed across the dinosaur-bird transition. Graeme Lloyd and Steve Wang are paleontologists, but I don’t know if either of them has ever collected a fossil. They are first-rate statisticians—math whizzes who take joy in sitting in front of their computers for hours, writing code and running analyses.
The three of us worked together to devise a new way of calculating how fast or slow animals change features of their skeletons over time and how these rates change branch by branch on the family tree. We started with the big new genealogy of birds and their closest theropod cousins that I produced with Mark Norell. We then made a vast database of anatomical features that vary in these animals—some species, for example, have teeth, but others, a beak. By mapping the distribution of these characteristics onto the family tree, we could see where one condition changed into another, where teeth gave way to beaks, and so on. This allowed us to count up how many changes occurred on each branch of the tree. We could also figure out how much time each branch on the tree represented, by using the ages of each fossil. Change over time is rate, and thus we could measure the pace of evolution for each branch. Then, using Graeme and Steve’s statistical know-how, we could test whether certain time intervals in dinosaur-bird evolution, or certain groups on the family tree, had higher rates of change than others.
The results were about as clear as anything I’ve ever seen spit out of a statistics software program: most theropods were evolving at ho-hum background rates, but then, once an airworthy bird had emerged, the rates went into overdrive. The first
birds were evolving much faster than their dinosaur ancestors and cousins, and they maintained these accelerated rates for many tens of millions of years. Meanwhile, other studies have shown that there was a sudden decrease in body size and a spike in rates of limb evolution right around this same point on the genealogy, as these first birds were quickly getting smaller and growing longer arms and bigger wings so that they could fly better. Although it had taken tens of millions of years for evolution to make a flying bird out of a dinosaur, now things were happening very fast, and birds were soaring.
A QUICK WALK from Xu Xing’s office in Beijing is another room, brighter and less solemn but with fewer fossils. It’s where Jingmai O’Connor works—but only part of the time. The reason there aren’t many fossils here is because Jingmai studies Liaoning birds—the bona fide fliers that flapped over the heads of the feathered dinosaurs—and most of these are crushed onto limestone slabs, so she can describe and measure them from photographs blown up on her computer screen. That means she can easily work from home, which is deep among the last remaining Beijing hutongs—traditional narrow-alleyed neighborhoods of single-story stone buildings pasted together. Good thing too, because she spends a lot of her nonscience time hanging about in the hutongs, raving and even occasionally DJ-ing in the trendy clubs of China’s suddenly hip capital.
Jingmai calls herself a paleontologista—fitting, given her fashionista style of leopard-print Lycra, piercings, and tattoos, all of which are at home in the club but stand out (in a good way) among the plaid-and-beard crowd that dominates academia. A native of Southern California—half Irish, half Chinese by blood—Jingmai is a Roman candle of energy—delivering caustic one-liners one moment, speaking in eloquent paragraphs about politics the next, and then it’s on to music or art or her own unique personal brand of Buddhist philosophy. Oh yes, and she’s also the world’s number one expert on those first birds that broke the bounds of Earth to fly above their dinosaur ancestors.
The Rise and Fall of the Dinosaurs Page 23