Framing means carefully crafting your persuasive arguments on a person-by-person basis. It’s well worth the time to get your framing right. Indeed, if Alexia can’t develop and communicate a compelling case in support of her proposed changes, nothing else she does will have much impact. Your messages should take an appropriate tone, resonate with the motivations of influential players and the forces acting on them, and, critically, shape how the key players perceive their alternatives.
Alexia, for example, should have explored what it would take to move Rolf from being opposed to at least being neutral and, ideally, supportive. Did he have specific concerns that she could have addressed? Was there a set of trades that he would have found attractive if implementation could have been guaranteed? Were there ways of helping him advance other agendas he cared about in exchange for his support of Alexia’s approach?
As you frame your arguments, keep in mind Aristotle’s rhetorical categories of logos, ethos, and pathos.5 Logos is about making logical arguments—using data, facts, and reasoned rationales to build your case for change. Ethos is about elevating the principles that should be applied (such as fairness) and the values that must be upheld (such as a culture of teamwork) in making decisions. Pathos is about making powerful emotional connections with your audience—for example, putting forth an inspiring vision of what cooperation could accomplish.
Effective framing focuses on a few core themes, which are repeated until they sink in. It is a sure sign of success when people begin to echo your themes without knowing they’re doing so. Focus and repetition are effective because we learn through repetition. By the third or fourth time we hear a song, we can’t get it out of our minds. It is possible, though, to hear a song so much that we get sick of it. Similarly, using precisely the same words over and over makes it apparent that you’re trying to persuade, and that can provoke a backlash. The art of effective communication is to repeat and elaborate core themes without sounding like a parrot.
As you frame your arguments, think about how you can inoculate people against counterarguments you expect opponents to make. Presenting and decisively refuting weak forms of expected counterarguments immunizes audiences against the same arguments when they’re advanced in more potent forms.
Table 8-3 provides a simple checklist for framing the types of arguments you need to make.
TABLE 8-3
Framing arguments
Use the following categories and questions to identify the types of arguments you need to make to convince people.
Choice-shaping is about influencing how people perceive their alternatives. Think hard about how to make it hard to say no. Sometimes choices are best posed broadly, at other times more narrowly. If you’re asking someone to support something that could be seen as setting an undesirable precedent, it might best be framed as a highly circumscribed, isolated situation independent of other decisions. Other choices might be better situated within the context of a higher-level set of issues.
Selling choices perceived as win-lose propositions is particularly difficult. Broadening the range of issues or options under consideration can facilitate mutually beneficial trades that enlarge the pie. Progress likewise can be stalled by the presence of toxic issues. These sometimes can be neutralized by explicitly setting them aside for future consideration or by making up-front commitments that allay anxieties.
Social influence is the impact of the opinions of others and the rules of the societies in which they live. The knowledge that a highly respected person already supports an initiative alters others’ assessments of its attractiveness. So convincing opinion leaders to make commitments of support and to mobilize their own networks can have a powerful leveraging effect. Likewise, research suggests that people prefer to operate in these ways:
Remain consistent with strongly held values and beliefs. These values tend to be shared with important reference groups. People asked to engage in behavior inconsistent with their values or beliefs experience internal psychological dissonance.
Remain consistent with their prior commitments and decisions. Failure to honor commitments tends to incur social sanctions, and inconsistency is a signal of unreliability. People prefer not to make choices that require them to reverse themselves or that overtly constrain their future choices by setting undesirable precedents.
Repay obligations. Reciprocity is a strong social norm, and people are vulnerable to appeals for support that invoke past favors they’ve received.
Preserve their reputations. Choices that preserve or enhance one’s reputation are viewed favorably, whereas those that could jeopardize one’s reputation are viewed negatively.
The implication is that you need to avoid, to the extent possible, asking others to make choices that are inconsistent with their values and prior commitments, decrease their status, threaten their reputations, or risk evoking the disapproval of respected others. If someone you need to influence has a competing prior commitment, you should look for ways to help them gracefully escape from it.
Incrementalism refers to the notion that people can move in desired directions step-by-step when they wouldn’t go in a single leap. Mapping out a pathway from A to B is highly effective, because each small step taken creates a new psychological reference point for people in deciding whether to take the next one. For instance, Alexia could have started by meeting with people just to explore the centralization-versus-flexibility problem. Over time, however, the group could have analyzed each of the issues involved. And finally, after they had deliberately walked through all major concerns, the participants could have discussed basic principles for what a good solution might look like.
Getting people involved in shared diagnosis of organizational problems is a form of incrementalism: involvement in the diagnosis makes it difficult for people to deny the need for tough decisions. Once there is agreement on the problem, you can shift to defining the options and then the criteria that will be used to evaluate them. By the end of such a process, people are often willing to accept outcomes they would never have accepted at the outset.
Because incrementalism can have a powerful impact, it’s essential to influence decision making before momentum builds in the wrong direction. Decision-making processes are like rivers: big decisions draw on preliminary tributary processes that define the problem, identify alternatives, and establish criteria for evaluating costs and benefits. By the time the problem and the options have been defined, the actual choice may be a foregone conclusion. So remember that early success in shaping the process can have a big impact on the eventual outcome.
Sequencing means being strategic about the order in which you seek to influence people to build momentum in desired directions.6 If you approach the right people first, you can set in motion a virtuous cycle of alliance building. Success in gaining one respected ally makes it easier to recruit others—and your resource base increases. With broader support, the likelihood increases that your agenda will succeed, making it easier still to recruit more supporters. Based on her assessment of patterns of influence at MedDev, for example, Alexia definitely should have met first with corporate strategy VP Tim Marshall to solidify his support and arm him with additional information for persuading Marjorie.
More generally, Alexia’s sequencing plan would consist of a well-thought-through series of one-on-one and group meetings to create the momentum for change. The critical point here is getting the mix right. One-on-one meetings are effective for getting the lay of the land—for instance, hearing people’s positions, shaping their views by providing new or extra information, or potentially negotiating side deals. But the participants in a serious negotiation often aren’t willing to make their final concessions and commitments unless they’re sitting face-to-face with others, and that is when group meetings are particularly effective.
Action-forcing events get people to stop deferring decisions, delaying, and avoiding commitment of scarce resources. When your success requires the coordinated action of many people,
delay by a single individual can have a cascade effect, giving others an excuse not to proceed. You must therefore eliminate inaction as an option.
You do this by setting up action-forcing events—events that induce people to make commitments or take actions. Meetings, review sessions, teleconferences, and deadlines can all help create and sustain momentum: regular meetings to review progress, and tough questioning of those who fail to reach agreed-to goals, increase the psychological pressure to follow through.
Putting It All Together
Alliance building entails figuring out whose support you need, mapping the patterns of influence, and identifying potential support and opposition. Success in these actions helps you identify pivotal people, understand their motivations, situational pressures, and perceptions of the alternatives, and craft the right strategies to build your winning alliances.
CREATE ALLIANCES—CHECKLIST
What are the critical alliances you need to build—both within your organization and externally—to advance your agenda?
What agendas are other key players pursuing? Where might they align with yours, and where might they come into conflict?
Are there opportunities to build long-term, broad-based alliances with others? Where might you be able to leverage shorter-term agreements to pursue specific objectives?
How does influence work in the organization? Who defers to whom on key issues of concern?
Who is likely to support your agenda? Who is likely to oppose you? Who is persuadable?
What are the motivations of pivotal people, the situational pressures acting on them, and their perceptions of their choices?
What are the elements of an effective influence strategy? How should you frame your arguments? Might influence tools such as incrementalism, sequencing, and action-forcing events help?
CHAPTER 9
Manage Yourself
After six great years in the New York office of a large media company, Stephen Erikson was promoted to a senior position at the firm’s Canadian unit. He expected the move from New York to Toronto to be a breeze. After all, Canadians and Americans are pretty much alike. And the city was safe and reputed to have good restaurants and cultural events.
Stephen moved right away, rented a short-term apartment in downtown Toronto, and dove into the new job with his usual energy. His wife, Irene, an accomplished freelance interior designer, put up their co-op apartment for sale and started preparing their two children—Katherine, twelve, and Elizabeth, nine—for a move in the middle of the school year. Stephen and Irene had talked about postponing moving the children until the end of the school year, four months away, but decided it was too long to have the family separated.
The first hints of trouble in the new job were subtle. Every time he tried to get something done, Stephen felt as if he was wading through molasses. As a lifelong New Yorker accustomed to bluntness in talking about business, he found his new colleagues irritatingly polite and “nice.” Stephen complained to Irene that his colleagues refused to engage in hardheaded discussions about the tough issues. And he couldn’t find the kind of go-to people he had relied on to get things done in New York.
Four weeks after Stephen started the job, Irene joined him in Toronto to look for a new house and school and to scope out prospects for continuing her freelance design work. Stephen was frustrated with the job and irritable. Irene’s unhappiness quickly mounted when she couldn’t find schools to her liking. The children had been happily enrolled in a top-tier private school in New York. They were displeased about moving and had been making Irene’s life miserable. She had calmed them with stories about the adventure of moving to a new country and promises to find them a great new school. Dispirited, she told Stephen she thought they should leave the kids where they were until the end of the year; he agreed.
With Stephen commuting between Toronto and New York, and Irene under pressure as a working single parent, events quickly took their toll. Although Irene visited Toronto for a couple of weekends and continued looking into schools, it became clear that her heart was not in the move. Weekends often were stressful, with the children happy to see Stephen but unhappy about the move. Stephen often arrived back in the office on Mondays tired and found it hard to concentrate, aggravating his difficulties in getting traction and connecting with his colleagues and team. He knew his work performance was suffering, and that further increased his stress.
Eventually he decided to force the issue. Through connections at the company, he found a good school and identified some promising housing prospects. But when he pressed Irene to get going on selling their apartment, the result was the worst fight of their marriage. When it became clear their relationship was being jeopardized, Stephen told the firm he needed either to return to New York or quit.
The life of a leader is always a balancing act, but never more so than during a transition. The uncertainty and ambiguity can be crippling. You don’t know what you don’t know. You haven’t had a chance to build a support network. If you’ve moved, as Stephen did, you’re also in transition personally. If you have a family, they, too, are in transition. Amid all this turmoil, you’re expected to get acclimated quickly and begin to effect positive change in your new organization. For all these reasons, managing yourself is a key transition challenge.
Are you focusing on the right things in the right way? Are you maintaining your energy and keeping your perspective? Are you and your family getting the support you need? Don’t try to go it alone.
Taking Stock
A good place to start is to take stock of how you’re feeling about how things are going in your transition right now. So take a few minutes to look at the “Guidelines for Structured Reflection” (see box) to assess how you’re doing.
Guidelines for Structured Reflection
How Do You Feel So Far?
On a scale of high to low, do you feel:
Excited? If not, why not? What can you do about it?
Confident? If not, why not? What can you do about it?
In control of your success? If not, why not? What can you do about it?
What Has Bothered You So Far?
With whom have you failed to connect? Why?
Of the meetings you’ve attended, which has been the most troubling? Why?
Of all that you’ve seen or heard, what has disturbed you most? Why?
What Has Gone Well or Poorly?
Which interactions would you handle differently if you could? Which exceeded your expectations? Why?
Which of your decisions have turned out particularly well? Not so well? Why?
What missed opportunities do you regret most? Was a better result blocked primarily by you, or by something beyond your control?
Now focus on the biggest challenges or difficulties you face. Be honest with yourself. Are your difficulties situational, or do their sources lie within you? Even experienced and skilled people may blame problems on the situation rather than on their own actions. The net effect is that they are less proactive than they could be.
Now take a step back. If things are not going completely the way you want, why is that? Is it only the inevitable emotional roller coaster you will experience when taking a new role? It’s inevitable that your initial enthusiasm will wane as the excitement of taking on a new challenge wears off and the reality sets in of the challenges you face. It’s common for leaders to go into a valley three to six months after taking a new role. The good news is that you’re virtually certain to come out the other side—as long as you’re applying your 90-day plan, of course.
It’s also possible, however, that the difficulties you face are the result of deeper personal vulnerabilities that could take you offtrack. That’s because transitions tend to amplify your weaknesses. So look at the following list of potentially dysfunctional behaviors, and ask yourself (and, if it’s safe to do so, others who know you well and will give you honest feedback) whether you potentially are suffering from any of these syndromes.
U
ndefended boundaries. If you fail to establish solid boundaries defining what you are willing and not willing to do, the people around you—bosses, peers, and direct reports—will take whatever you have to give. The more you give, the less they will respect you and the more they will ask of you—another vicious cycle. Eventually you will feel angry and resentful that you’re being nibbled to death, but you will have no one to blame but yourself. If you cannot establish boundaries for yourself, you cannot expect others to do it for you.
Brittleness. The uncertainty inherent in transitions can exacerbate rigidity and defensiveness, especially in new leaders with a high need for control. Often the result is overcommitment to failing courses of action. You make a call prematurely and then feel unable to back away from it without losing credibility. The longer you wait, the harder it is to admit you were wrong, and the more calamitous the consequences. Or perhaps you decide that your way of accomplishing a particular goal is the only way. As a result, your rigidity disempowers people who have equally valid ideas about how to achieve the same goal.
Isolation. To be effective, you must be connected to the people who make action happen and to the subterranean flow of information. It’s surprisingly easy for new leaders to end up isolated, and isolation can creep up on you. It happens because you don’t take the time to make the right connections, perhaps by relying overmuch on a few people or on official information. It also happens if you unintentionally discourage people from sharing critical information with you. Perhaps they fear your reaction to bad news, or they see you as having been captured by competing interests. Whatever the reason, isolation breeds uninformed decision making, which damages your credibility and further reinforces your isolation.
The First 90 Days, Updated and Expanded_Proven Strategies for Getting Up to Speed Faster and Smarter Page 18