by Adam Mitzner
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To my boys, Michael and Benjamin
One minute I held the key
Next the walls were closed on me
And I discovered that my castles stand
Upon pillars of salt and pillars of sand
—COLDPLAY, “VIVA LA VIDA”
PART ONE
1
You’re wrong, Aaron.”
Sam Rosenthal’s tone suggests he’s talking about much more than the topic at hand. It’s as if he’s addressing something innate about Aaron Littman himself.
Aaron smiles, and in that gesture, he belies Rosenthal’s claim. In fact, if anyone seems completely right, it is Aaron Littman. A year past fifty, he’s six foot two and not more than ten pounds heavier than when he was an All-American swimmer at Harvard. A strong jaw, piercing blue eyes, and thick, jet-black hair dusted with gray around the temples in exactly the spots you’d place gray hairs, if given the choice, complete the package.
Samuel Rosenthal is almost comically the opposite. He’s more than a half foot shorter than Aaron, he doesn’t have a single hair on his head, and his right side droops slightly, the last vestige of the accident that nearly killed him a decade ago. Yet Rosenthal is the personification of the expression that you shouldn’t judge a book by its cover. At seventy-one, he’s still a wartime consigliere of the first order. The type of lawyer who takes no prisoners and leaves no earth unscorched.
They met a quarter century before, the year Aaron clerked on the United States Supreme Court. Rosenthal had argued a case—it embarrasses Aaron that he can never remember which one, only that it wasn’t a case that Justice Rellington had assigned to him to work on—and after the argument, Rosenthal came back to chambers.
“This is the young man I’ve been telling you about, Sam,” Justice Rellington said. “Aaron Littman, meet Sam Rosenthal.”
Aaron had heard of Rosenthal, of course. Back then, you couldn’t be a law student without having heard of the great Samuel Rosenthal. Protector of the First Amendment. Confidant to power. Mr. Fix-it. A lot of other nicknames too. Before speed dial existed, those at the top of their field, any field, knew Rosenthal’s phone number by heart.
“It’s nice to meet you, Mr. Rosenthal,” Aaron said, looking down at the top of Rosenthal’s bald head. Little did Aaron know that he’d revisit that view a million times in the years to come.
“I suspect you two have a lot to talk about,” Justice Rellington said. “I’ll catch up with you later, Sam. And, Aaron, listen to what this man has to say—because the president does.”
As soon as the door closed, Rosenthal said, “One of the things you learn when people pay you three hundred bucks an hour is that you need to get right to the point. So that’s what I’m going to do. I’m here because I want you to come work with me at Cromwell Altman Rosenthal and White.”
At the time, Aaron had more than three dozen job offers. Probably the only people more coveted professionally than Supreme Court clerks are Heisman Trophy winners. Virtually every major law firm, think tank, law school, and government agency had already contacted him.
“Thank you, Mr. Rosenthal—”
“Sam,” he said, interrupting.
“I’m flattered . . . but I’ve already accepted a position at Yale. And please, Mr.— Sam, don’t take this the wrong way, but I just don’t see myself devoting my life to representing huge corporations and criminals.”
Rosenthal laughed. “Is that what you think being a partner at Cromwell Altman Rosenthal and White is all about?”
Aaron didn’t respond, making his answer quite clear. He most certainly did.
“Because I respect you, Aaron, I’m not going to tell you that we don’t represent our fair share of giant corporations and criminals, but being a partner at Cromwell Altman is about much more than that. It’s . . . let me put it this way. You wouldn’t say that Justice Rellington’s job is to interpret statutes, correct? His job is to shape the law in ways that will stand twenty, fifty, a hundred years or more from now. That’s what being a partner at Cromwell Altman is about too. In a word: power.” Rosenthal’s expression turned even more serious. “The simple truth of the matter, Aaron, is that while I have little doubt that you would be great as a professor of law, the question you need to ask yourself is whether you want to make a difference in the law . . . or merely teach about others who make that difference.”
The rest, as they say, is history.
In the years that followed, Aaron climbed the ranks at Cromwell Altman. At first that meant learning the trade at Rosenthal’s side, then as a partner ready to assume the mantle of leadership. That transition happened earlier than either of them had expected, when Rosenthal was nearly killed in a car accident from which he emerged broken on his right side. It was in that crisis, however, that Aaron showed he was a worthy successor to the throne. When Rosenthal had returned to the firm after a six months’ absence, Aaron offered to step aside, but Rosenthal wouldn’t hear of it.
“The whole point, Aaron,” Rosenthal told him at the time, “is that we’re building something here that’s bigger than any one person. Cromwell Altman is the monument to our time on earth.”
Today, that monument comprises more than six hundred lawyers, who occupy seventeen contiguous floors at the top of a fifty-seven-story tower sheathed entirely in glass. On sixteen of those floors, there are seven offices on the northern exposure—two partner offices on the corners (each with six coveted windows), three associate offices on either side of them (two windows), and then a smaller partner office in the middle of the hall (three windows). On the northern exposure of the fifty-seventh floor, however, it’s just Aaron and Rosenthal, their offices separated by a conference room, which is not accessible to anyone but them.
They meet in that conference room most mornings before eight. The space is dominated by a long, white marble table, around which sit twenty-two high-backed, black leather chairs, ten on each side and one at each head. The northern exposure is all windows, looking out onto Central Park, with a view stretching well past the park’s northernmost point.
When it’s just the two of them, they always sit catty-corner on one end, Aaron at the head and Rosenthal beside him. Usually they engage in the kind of breakfast chatter most men share with their wives before heading off to work—something of note that was in the morning news or the outcome of last night’s game.
Today’s topic is far more serious, however. It’s about control of the firm that Sam Rosenthal and Aaron Littman have ruled since the Reagan administration.
“Sam, there’s just no way Pierce gets four votes,” Aaron says with confidence, even though Rosenthal has just told him that assessment is wrong.
Donald Pierce, the head of the firm’s corporate department, fancies himself as the man who would be king. To achieve his coup, Pierce needs the support of four out of seven members of the firm’s management committee—the Orwellian-named Committee on Committees.
Rosenthal shakes his head. “Say what you want about Pierce, but he’s not stupid. He wouldn’t be so open in the challenge if he didn’t already have four votes.”
“From who? Maybe Goldman is with him . . . but that’s it. Abby, you, and me are solid. Jane thinks Pierce is a pompous ass, and Elliot Dalton is going to do whatever causes the least disruption. I m
ean, at his age, a civil war is the last thing Dalton wants.”
Aaron’s confidence does nothing to assuage Rosenthal’s concern. His expression—a furrowed brow and tight jawline—doesn’t relax in the least; if anything, Rosenthal appears even more alarmed that Aaron does not recognize the seriousness of the situation.
Rosenthal walks unsteadily to the window. He usually relies on a cane—a dark hickory stick with a mother-of-pearl handle—to provide balance, but when he meets with Aaron, which he does two or three times a day, for some reason he always prefers to limp.
Rosenthal takes a few moments to bask in the expanse of Central Park fifty-seven stories below him. At this height, it’s easy to feel like a god, capable of controlling the world below as if it were actually composed of things as small as they appear. It’s also easy to assume that being this high up makes you invulnerable to attack.
When Rosenthal turns around, his expression conveys greater worry than words ever could. It’s apparent that he sees danger fast approaching.
Like most litigators of the first order, Rosenthal is predisposed toward pessimism. When your professional life is defined by trying to protect people from bad things, you realize how easily things can go bad. But Aaron knows better than to dismiss Rosenthal’s concerns, because in those rare instances when Aaron and his mentor haven’t seen eye to eye, Rosenthal has usually been right.
And so, despite Aaron’s outward optimism that the COC still supports him, he is acutely aware that if Samuel Rosenthal believes Donald Pierce has four votes, he very well may have them.
2
The Honorable Faith Nichols knows what’s happened solely from the Cheshire cat grin on Sara Meyers’s face.
Sara is one of Faith’s two law clerks this year. A judicial clerkship with Faith is a prized commodity among the law school graduates who can afford to spend a year by a judge’s side at roughly the same pay as a public school teacher, rather than take one of the $175,000-a-year jobs offered by the large Wall Street firms. The very best students usually go to the appellate courts, but after that, as a young female judge sitting in Manhattan, Faith gets her pick of the litter.
Faith’s other clerk this year is Kenneth Sadinoff. Sara and Kenneth have been working in Faith’s chambers for nearly six months now, but it didn’t take her six weeks to realize that Kenneth is smarter than Sara yet not as hardworking. He knows that a judicial clerkship is akin to taking a course pass-fail, and so he sees no reason to get an A. Sara, on the other hand, always wants to be top of her class.
Among Sara’s other law clerk responsibilities, it’s her job to alert Faith to new case assignments. Good news for clerks almost always heralds a hot new case. And today, that can mean only one thing.
Even though she already knows, Faith still has to ask.
“So, what do you have for me, Sara?”
“We got Garkov.” Sara’s voice is even more excited than her expression. “Can I have it? Please?”
Faith pauses a moment before replying: “We’ll see.”
It’s an occupational hazard for a jurist to judge, and so here’s Faith’s assessment of how the next decade will unfold for Sara: After her clerkship, she’ll join a top-tier law firm and put in the one-hundred-hour workweeks demanded, so that soon enough it’ll seem normal to her never to see the sun, and she’ll consider going to work at noon on Saturday as a mini-vacation. Maybe she’ll go on dates, but more likely she’ll think of a social life as something she’ll have after, although that particular goalpost will be in constant motion—after she’s established herself as a good associate, after she makes partner, after she gets a corner office. Then one day, she’ll be sitting in that corner office wondering when exactly she made the decision for her life to turn out quite the way it has.
In short, she’ll likely take the same path that Faith traveled. And while Faith knows that she’s hardly a cautionary tale—forty-two years old and a federal district court judge—a part of her is still envious of Sara’s ability to change course while she can, even as Faith strongly suspects Sara never will.
Faith’s failure to immediately assign Sara to the Garkov case causes her clerk’s smile to recede. But then, as if an invisible life coach has whispered in her ear to avoid pouting at work, Sara reclaims it and says, “It hit the docket last night at midnight. I came in early today and got the bench memo from one of Judge Mendelsohn’s clerks. I also asked him to send us the complete file ASAP.”
Brian Mendelsohn was the original judge assigned to preside over the trial of Nicolai Garkov. He’s a dying breed of jurist, a card-carrying member of the ACLU who never met a criminal right he didn’t go out of his way to enforce. Garkov certainly must have thanked his personal god when he saw Mendelsohn’s name come out of the assignment wheel.
And then that deity had the last laugh. A week ago, in the middle of reading an opinion from the bench, Mendelsohn began speaking in Yiddish, and went on like that for more than two minutes before one of his clerks stopped him. Alzheimer’s, which Mendelsohn had apparently believed he could hide for another year or so.
The Garkov case went back into the wheel for reassignment. The odds were forty-one-to-one that Faith’s name wouldn’t roll out.
That’s why I never gamble, Faith tells herself.
“And it’s a bench trial,” Sara says, her excitement rising once more.
Garkov waived his right to trial by a jury of his peers, in favor of Judge Mendelsohn’s rendering the verdict. It’s a strategic decision that few defendants make, given that the likelihood of getting one out of twelve people to believe you is usually far better than convincing a judge of your innocence. Practically the only time that calculus shifted was when that judge was the Honorable Brian Mendelsohn. Going from Mendelsohn to Faith was the bait-and-switch of all time, however.
“Who’s counsel of record?” Faith asks.
Sara looks down at the manila file folder in her hand. “Roy Sabato Jr.”
Faith rolls her eyes, making her low regard for Garkov’s counsel painfully obvious. “God knows that Roy Sabato certainly isn’t the leading light of the criminal bar, but even he’s smart enough to know that he should withdraw the jury waiver now that I’m presiding,” Faith says.
“I’ve already done some quick research on that,” Sara says brightly. “Garkov doesn’t have an absolute right to a jury once he’s waived it. It depends on how much going back to a jury trial would prejudice the prosecution.”
That seems wrong to Faith. Simply as a matter of fairness, a defendant who waives a jury in favor of one judge should be allowed to withdraw that waiver when a different judge is appointed. But Faith learned long ago that the law is not always fair.
“Okay. So when’s the trial scheduled to begin?” Faith asks.
“April fourteen.”
That’s less than a month away. Faith can already hear the prosecution screaming bloody murder if Garkov tries to withdraw the jury waiver. Whether true or not, they’ll claim they’ve been preparing for a bench trial and don’t have sufficient time to refocus their case so it’s presentable to a jury.
“Also, there’s a pretrial on for tomorrow,” Sara says.
Of course there is, Faith thinks.
Everything could well come to a head then. It would have been nice if Faith had some time to think before being thrown into the lion’s den. But, like the law, life isn’t always fair, either.
“Is that the bench memo?” Faith asks, pointing at the manila folder.
Sara hesitates, as if she’s reluctant to part with her prize for fear she’ll never get it back. But when Faith opens her hand, palm up, Sara has little choice but to give up the folder.
For a moment, it looks as if Sara is going to ask for the case again, but she’s smart enough to know that groveling will only hurt her cause. Nevertheless, as she leaves, Sara looks back at Faith with hopeful eyes.
> “The case is yours, Sara,” Faith says. “I appreciate the initiative. Please tell Kenny, and if you need to push a case or two on him to free up some of your time, that’s fine. Just don’t give him your worst ones, okay?”
“Thanks so much, Judge,” Sara says through a beaming smile as she closes the door behind her.
Alone, Faith opens the folder. Inside is a one-page bench memo. The law clerks for all the judges rotate through the bench-memo assignment, and there’s a special format that they follow: name of the case; the attorneys for the defendant; the bail disposition. Below that is a one-line description of the charges in the indictment, which liberally uses a preapproved set of abbreviations. For Garkov it reads: “Sec. Fr., ML, Obstr. Coll. SEC. SI possible.”
Faith does the translation in her head. The indictment charges counts of securities fraud, money laundering, and obstruction of justice. There is a collateral proceeding being brought by the Securities and Exchange Commission. And the prosecutor must have mentioned something to Judge Mendelsohn about a superseding indictment coming down, which means that additional criminal charges may be forthcoming.
The case-management synopsis is a bit like describing Moby-Dick as a book about a whale, however. Nicolai Garkov is the most reviled figure in America at the moment. The story everyone knows is that Garkov’s hedge fund was laundering money for the Russian Mafia. As if that wasn’t bad enough, the same hedge fund money had been traced to the accounts of the terrorists who claimed responsibility for the Red Square bombing that killed twenty-six people last New Year’s Eve, including three American students.
Faith’s been in the criminal justice arena for long enough to know how to read between the lines. The fact that Garkov hasn’t been charged with anything having to do with the bombing means that there’s likely no evidence of his involvement in that crime, and the threat of a superseding indictment for murder suggests that the prosecution’s case on the charges they did file is shaky. In other words, the government is bluffing—trying to leverage Garkov into pleading guilty to the filed charges with the promise of giving him a pass on the Red Square murders, even though they seemingly don’t have enough evidence to convict him of anything.