Doctor Faustus

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Doctor Faustus Page 10

by Thomas Mann


  All in all it was a little like the education of a young prince. I remember that I used the word teasingly in talk with my friend; remember too how he turned away with the odd short laugh peculiar to him, as though he would have pretended not to hear. No doubt he was grateful to his teacher for a kind of instruction taking cognizance of the pupil’s general mental development, which did not belong at the childish stage of his present and rather tardy musical beginnings. Kretschmar was not unwilling, in fact he rather preferred, to have this youth, plainly vibrating with ability, hurry on ahead in music too and concern himself with matters that a more pedantic mentor would have forbidden as time-wasting. For Adrian scarcely knew the notes when he began to write and experiment with chords on paper. The mania he then developed of thinking out musical problems, which he solved like chess problems, might make one fear lest he thought this contriving and mastering of technical difficulties was already composition. He spent hours in linking up, in the smallest possible space, chords that together contained all the notes of the chromatic scale, without their being chromatically side-slipped and without producing harshnesses in their progression. Or he amused himself by writing very sharp dissonances and finding all possible resolutions for them, which, however, just because the chord contained so many discordant notes, had nothing to do with each other, so that that acid chord, like a magic formula, created relations between the remotest chords and keys.

  One day the beginner in the theory of harmony brought to Kretschmar, to the latter’s amusement, the discovery he had himself made of double counterpoint. That is, he gave to his teacher to read two parts running simultaneously, each of which could form the upper or the lower part and thus were interchangeable. “If you have got the triple counterpoint,” said Kretschmar, “keep it to yourself. I don’t want to hear about your rashness.”

  He kept much to himself, sharing his speculations with me only in moments of relaxation, and then especially his absorption in the problem of unity, interchangeability, identity of horizontal and vertical writing. He soon possessed what was in my eyes an uncanny knack of inventing melodic lines which could be set against each other simultaneously, and whose notes telescoped into complex harmonies—and, on the other hand, he invented chords consisting of note-clusters that were to be projected into the melodic horizontal.

  In the schoolyard, between a Greek and a trigonometry class, leaning on the ledge of the glazed brick wall, he would talk to me about these magic diversions of his idle time: of the transformation of the horizontal interval into the chord, which occupied him as nothing else did; that is, of the horizontal into the vertical, the successive into the simultaneous. Simultaneity, he asserted, was here the primary element; for the note, with its more immediate and more distant harmonics, was a chord in itself, and the scale only the analytical unfolding of the chord into the horizontal row.

  “But with the real chord, consisting of several notes, it is after all something different. A chord is meant to be followed up by another, and so soon as you do it, carry it over into another, each one of its component notes becomes a voice—part. I find that in a chordal combination of notes one should never see anything but the result of the movement of voices and do honour to the part as implied in the single chord-note—but not honour the chord as such, rather despise it as subjective and arbitrary, so long as it cannot prove itself to be the result of part-writing. The chord is no harmonic narcotic but polyphony in itself, and the notes that form it are parts. But I assert they are that the more, and the polyphonic character of the chords is the more pronounced, the more dissonant it is. The degree of dissonance is the measure of its polyphonic value. The more discordant a chord is, the more notes it contains contrasting and conflicting with each other, the more polyphonic it is, and the more markedly every single note bears the stamp of the part already in the simultaneous sound-combination.”

  I looked at him for some time, nodding my head with half-humorous fatalism.

  “Pretty good! You’re a wonder!” said I, finally.

  “You mean that for me?” he said, turning away as he so often did. “But I am talking about music, not about myself—some little difference.”

  He insisted upon this distinction, speaking of music always as a strange power, a phenomenon amazing but not touching him personally, talking about it with critical detachment and a certain condescension; but he talked about it, and had more to say, because in these years, the last I spent with him at school, and my first semesters as university student, his knowledge of the world’s musical literature rapidly broadened, so that soon, indeed, the difference between what he knew and what he could do lent to the distinction he emphasized a sort of strikingness. For while as pianist he was practising such things as Schumann’s Kinderscenen and the two little sonatas of Beethoven, Opus 45, and as a music pupil dutifully harmonizing choral themes so that the theme came to lie in the centre of the chord; he was at the same time, and with an excessive, even headlong acceleration of pace, gaining a comprehensive view, incoherent indeed, but with extensive detail, of preclassic, classic, romantic, late-romantic, and modern production, all this of course through Kretschmar, who was himself too much in love with everything—just everything—made of notes not to burn to introduce to a pupil who knew how to listen as Adrian did this world of shapes and figures, inexhaustibly rich in styles, national characteristics, traditional values, and charms of personality, historic and individual variations of the ideal beauty.

  I need scarcely say that opportunities to listen to music were, for a citizen of Kaisersaschern, extraordinarily few. Aside from the evenings of chamber music at Nikolaus Leverkühn’s and the organ concerts in the Cathedral we had almost no opportunity at all, for seldom indeed would a touring virtuoso or an orchestra with its conductor from some other city penetrate into our little town. Now Kretschmar had flung himself into the breach, and with his vivid recitals had fed, if only temporarily and by suggestion, a partly unconscious, partly unconfessed yearning of my young friend for culture. Indeed, the stream was so copious that I might almost speak of a cataract of musical experience flooding his youthful receptivity. After that came years of disavowal and dissimulation, when he had far less music than at the time I speak of, although the circumstances were much more favourable.

  It began, very naturally, with the teacher demonstrating for him the structure of the sonata in works by Clementi, Mozart, and Haydn. But before long he went on to the orchestra sonata, the symphony, and performed (in the piano-abstraction) to the watching listener sitting with drawn brows and parted lips the various chronological and personal variations of this richest manifestation of creative musical art, speaking most variedly to senses and mind. He played instrumental works by Brahms and Bruckner, Schubert, Robert Schumann; then by the later and the latest, Tchaikovsky, Borodin, and Rimsky-Korsakov; by Anton Dvorak, Berlioz, Cesar Franck, and Chabrier, constantly challenging his pupil’s power of imagination with loud explanations, to give orchestral body and soul to the insubstantial piano version: “Cello cantilena! You must think of that as drawn out. Bassoon solo! And the flutes give the flourishes to it! Drum-roll! There are the trombones! Here the violins come in! Follow it on the score! I have to leave out the little fanfare with the trumpets, I have only two hands!”

  He did what he could with those two hands, often adding his voice, which crowed and cracked, but never badly; no, it was all even ravishing, by reason of its fervid musicality and enthusiastic tightness of expression.

  Dashing from one thing to another, or linking them together, he heaped them up—first because he had endless things in his head, and one thing led on to the next; but in particular because it was his passion to make comparisons and discover relations, display influences, lay bare the interwoven connections of culture. It pleased him to sharpen his young pupil’s sense; hours on hours he spent showing him how French had influenced Russians, Italians Germans, Germans French. He showed him what Gounod had from Schumann, what Cesar Franck from Liszt, how D
ebussy based on Mussorgsky and where D’Indy and Chabrier wagnerized. To show how sheer contemporaneity set up mutual relations between such different natures as Tchaikovsky and Brahms, that too belonged to these lesson-hours. He played him bits from the works of the one that might well be by the other. In Brahms, whom he put very high, he demonstrated the reference to the archaic, to old church modes, and how this ascetic element in him became the means of achieving a sombre richness and gloomy grandeur. He told his pupil to note how, in this kind of romanticism, with a noticeable reference to Bach, the polyphonic principle seriously confronted the harmonic colour and made it retreat. But true independence of parts, true polyphony, that was not; and had already not been with Bach, in whom one does indeed find the contrapuntal devices peculiar to the vocal polyphony of an older period, but who by blood had been a harmonist and nothing else—already as the man to use the tempered scale, this premise for all the later art of modulation, and his harmonic counterpoint had at bottom no more to do with the old vocal polyphony than Handel’s harmonic alfresco style.

  It was precisely such remarks as these for which Adrian’s ear was so peculiarly keen. In conversations with me he went into it.

  “Bach’s problem,” he said, “was this: how is one to write pregnant polyphony in a harmonic style? With the moderns the question presents itself somewhat differently. Rather it is: how is one to write a harmonic style that has the appearance of polyphony? Remarkable, it looks like bad conscience—the bad conscience of homophonic music in face of polyphony.”

  It goes without saying that by so much listening he was led to the enthusiastic reading of scores, partly from his teacher’s, partly from the town library. I often found him at such studies and at written instrumentation. For information about the compass of the individual orchestral instruments (instruction which the instrument-dealer’s foster-son hardly needed) also flowed into the lessons, and Kretschmar had begun giving him to orchestrate short classical pieces, single piano movements from Schubert and Beethoven, also the piano accompaniments of songs: studies whose weaknesses and slips he then pointed out and corrected. This was the beginning of Adrian’s acquaintance with the glorious period of the German lied, which after fairly jejune beginnings bursts out wonderfully in Schubert, to celebrate its incomparable national triumphs with Schumann, Robert Franz, Brahms, Hugo Wolf, and Mahler. A glorious conjunction! I was happy to be present and share all this. A jewel and miracle like Schumann’s Mondnacht, with the lovely, delicate seconds in the accompaniment! Other Eichendorff compositions of the same master, like that piece invoking all the romantic perils and threats to the soul, which ends with the uncannily moral warning: “Hüte dich, sei wach und munter!” a masterly invention like Mendelssohn’s Auf Flügeln des Gesanges, the inspiration of a musician whom Adrian used to extol very highly to me, calling him the most gifted of all in his use of different metres-ah, what fruitful topics for discussion! In Brahms as a song-writer my friend valued above all else the peculiarly new and austere style in the Four Serious Songs written for Bible texts, especially the religious beauty of “O Tod, wie bitter bist Du!” But Schubert’s always twilit genius, death-touched, he liked above all to seek where he lifts to the loftiest expression a certain only half-defined but inescapable destiny of solitude, as in the grandly self-tormenting “Ich komme vom Gebirge her” from the Smith of Lübeck and that “Was vermeid’ ich denn die Wege, wo die andern Wandrer gehn?” from the Winterreise, with the perfectly heart-breaking stanza beginning:

  Hab’ ja doch nichts begangen Dass ich Menschen sollte scheu’n.

  These words, and the following:

  Welch ein torichtes Verlangen Treibt mich in die Wüstenei’n?

  I have heard him speak to himself, indicating the musical phrasing, and to my unforgettable amazement I saw the tears spring to his eyes.

  Of course his instrumental writing suffered from a lack of experience through actual hearing and Kretschmar set himself to remedy the defect. In the Michaelmas and Christmas holidays they went (with Uncle Niko’s permission) to operas and concerts in near-by cities: Merseburg, Erfurt, even Weimar, in order that he might realize in actual sound what he had received in the abstract and seen at most on paper. Thus he could take in the childlike solemnity and esoteric mystery of The Magic Flute, the formidable charm of Figaro, the daemony of the low clarinets in Weber’s glorious transmuted operetta Der Freischutz; similar figures of painful and sombre solitude like those of Hans Heiling and The Flying Dutchman; finally the lofty humanity and brotherhood of Fidelio, with the great Overture in C, played before the final scene. This last, of course, was the most impressive, the most absorbing, of all that his young receptive mind came in contact with. For days after that evening he kept the score of No. 3 by him and read it constantly.

  “My friend,” said he, “probably they haven’t been waiting for me to say so; but that is a perfect piece of music. Classicism—yes, it isn’t sophisticated at all, but it is great. I don’t say: for it is great, because there is such a thing as sophisticated greatness; but this is at bottom much more intimate. Tell me, what do you think about greatness? I find there is something uncomfortable about facing it eye to eye, it is a test of courage—can one really look it in the eye? You can’t stand it, you give way. Let me tell you, I incline more and more to the admission that there is something very odd indeed about this music of yours. A manifestation of the highest energy—not at all abstract, but without an object, energy in a void, in pure ether-where else in the universe does such a thing appear? We Germans have taken over from philosophy the expression ‘in itself,’ we use it every day without much idea of the metaphysical. But here you have it, such music is energy itself, yet not as idea, rather in its actuality. I call your attention to the fact that that is almost the definition of God. Imitatio Dei—I am surprised that it is not forbidden. Perhaps it is. Anyhow that is a very nice pointin more than one sense of the word. Look: the most powerful, most varied, most dramatic succession of events and activities, but only in time, consisting only of time articulated, rilled up, organized—and all at once almost thrust into the concrete exigencies of the plot by the repeated trumpet-signals from without. All that is most elegantly and grandly conceived, kept witty and rather objective, even in the high spots—neither scintillating nor all too splendid, nor even very exciting in colour, only just masterly beyond words. How all that is brought in and transformed and put before you, how one theme is led up to and another left behind, taken apart; yet in the process something new is getting ready, so that there is no empty or feeble passage; how flexibly the rhythm changes, a climax approaches, takes in tributaries from all sides, swells like a rising torrent, bursts out in roaring triumph, triumph itself, triumph ‘in and for itself’—I do not like to call it beautiful, the word ‘beauty’ has always been half offensive to me, it has such a silly face, and people feel wanton and corrupt when they say it. But it is good, good in the extreme, it could not be better, perhaps it ought not to be better…”

  Thus Adrian. It was a way of talking that in its mixture of intellectual self-criticism and slight feverishness affected me as indescribably moving. Moving because he felt the feverishness in it and found it offensive, was unpleasantly aware of the tremble in his still boyishly thin voice and turned away, flushing.

  A great advance in musical knowledge and enthusiastic participation took place at that time in his life, only to get no further for years—at least to all appearance.

  CHAPTER X

  During his last year at school, in the highest form, Leverkühn in addition to everything else began the study of Hebrew, which was not obligatory and which I did not pursue. Thus he betrayed the direction of his plans for a profession: it “turned out” (I purposely repeat the expression I used to describe the moment when by a chance word he betrayed his religious inner life), it turned out that he intended to study theology. The approach of the final examinations demanded a decision, the election of a faculty, and he declared his choice: declared it i
n answer to his uncle, who raised his brows and said “Bravo!”—declared it of his own accord to his parents at Buchel, who received the news even better pleased; and had already told me earlier, confessing at the same time that he did not envisage his choice as preparation for taking a parish and assuming a cure of souls, but as an academic career.

  That should have been a kind of reassurance to me; indeed, it was that, for it went against me to imagine him as a candidate for the office of preacher or pastor, or even as councillor of the consistory or other high office. If only he had been a Catholic, as we were! His easily imaginable progress up the stages of the hierarchy, to a prince of the Church, would have seemed to me a happier, more fitting prospect. But the very resolve was itself something of a shock and I think I changed colour when he told me. Why? I could hardly have said what he should else have chosen. Actually, to me there was nothing good enough for him; that is, the civilian, empirical side of any calling did not seem to me worthy of him, and I should have looked round in vain for another in the practical, professional performance of which I could properly imagine him. The ambition I cherished on his account was absolute. And yet a shudder went through me when I divined—divined very clearly—that he had made his choice out of arrogance.

  We had on occasion agreed, of course, or more correctly we had both espoused the general view, that philosophy was the queen of the sciences. Among them, we had affirmed, she took a place like that of the organ among instruments: she afforded a survey; she combined them intellectually, she ordered and refined the issues of all the fields of research into a universal picture, an overriding and decisive synthesis comprehending the meaning of life, a scrutinizing determination of man’s place in the cosmos. My consideration of my friend’s future, my thoughts about a “profession” for him, had always led me to similar conclusions. The many-sidedness of his activities, while they made me anxious for his health, his thirst for experience, accompanied as it was by a critical attitude, justified such dreams. The most universal field, the life of a masterly polyhistor and philosopher seemed to me just right for him—and further my powers of imagination had not brought me. Now I was to learn that he on his side had privately gone much further. Without giving a sign—for he expressed his decision in very quiet, unassuming words—he had outbid and put to shame the ambitions of his friend for him.

 

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