International GAAP® 2019: Generally Accepted Accounting Practice under International Financial Reporting Standards

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at contract inception whether it satisfies the performance obligation over time (i.e. whether

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  it meets one of the three criteria for over time recognition) or at a point in time. This

  evaluation requires entities to perform analyses that might differ from what they did under

  legacy IFRS. For example, entities that enter in to contracts to construct real estate for a

  customer no longer need to determine whether the contract either meets the definition of

  a construction contract (in order to apply IAS 11) or is for the provision of services (under

  IAS 18) so as to recognise revenue over time. Instead, under IFRS 15, an entity needs to

  determine whether its performance obligation is satisfied over time by evaluating the three

  criteria for over time recognition. If an entity does not satisfy a performance obligation

  over time, the performance obligation is satisfied at a point in time.

  8.1.1

  Changing from point in time under legacy standards to recognising

  revenue over time under IFRS 15

  In November 2016, members of the FASB TRG were asked to consider whether an

  entity that recognises revenue at a point in time under current standards could be

  required to recognise revenue over time under the new standard.98

  The FASB TRG members generally agreed that an entity that recognised revenue at a

  point in time under legacy revenue standards needs to analyse each of its contracts to

  determine whether it is required to recognise revenue over time under the standard.

  That is, an entity that recognised revenue at a point in time under legacy standards

  should not presume it recognises revenue at a point in time under IFRS 15 and should

  assess the facts and circumstances of each of its contracts based on the requirements of

  IFRS 15. An entity recognises revenue at a point in time if it does not meet the over-

  time criteria in the standard.99

  An example of a transaction in which an entity might have a change in recognition

  timing is a contract manufacturer that produces goods designed to a customer’s unique

  specifications and can reasonably conclude that the goods do not have an alternative

  use. If the manufacturer also has an enforceable right to payment for performance

  completed to date, it would meet the standard’s third criterion to recognise revenue

  over time, even though it might have recognised revenue at a point in time under legacy

  IFRS (e.g. based on the number of units produced or units delivered).

  However, a reassessment of the timing and pattern of revenue recognition is not limited to

  contracts that were recognised at a point in time under legacy standards. Entities have to

  analyse each of their contracts to determine the appropriate timing and pattern of

  recognition, considering the specific criteria and requirements of the new standard. In some

  instances, this could result in a change in the timing and/or pattern of revenue recognition.

  8.1.2

  Customer simultaneously receives and consumes benefits as the

  entity performs

  As the Board explained in the Basis for Conclusions, in many service contracts the

  entity’s performance creates an asset, momentarily, because that asset is simultaneously

  received and consumed by the customer. In these cases, the customer obtains control

  of the entity’s output as the entity performs. Therefore, the performance obligation is

  satisfied over time. [IFRS 15.BC125]. While this criterion most often applies to service

  contracts, the TRG discussed instances in which commodity contracts (e.g. electricity,

  natural gas, heating oil) could be recognised over time. These situations could arise if

  Revenue

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  the facts and circumstances of the contract indicate that the customer will

  simultaneously receive and consume the benefits (e.g. a continuous supply contract to

  meet immediate demands).100 Refer to 8.1.2.A below for further information.

  There may be contracts in which it is unclear whether the customer simultaneously

  receives and consumes the benefit of the entity’s performance over time. IFRS 15 states

  that, for some types of performance obligations, the assessment of whether a customer

  receives the benefits of an entity’s performance as the entity performs and

  simultaneously consumes those benefits as they are received will be straightforward.

  Examples given by the standard include routine or recurring services (e.g. a cleaning

  service) in which the receipt and simultaneous consumption by the customer of the

  benefits of the entity’s performance can be readily identified. [IFRS 15.B3].

  For other types of performance obligations, an entity may not be able to readily identify

  whether a customer simultaneously receives and consumes the benefits from the

  entity’s performance as the entity performs. In those circumstances, IFRS 15 states that

  ‘a performance obligation is satisfied over time if an entity determines that another

  entity would not need to substantially re-perform the work that the entity has

  completed to date if that other entity were to fulfil the remaining performance

  obligation to the customer’. [IFRS 15.B4].

  In determining whether another entity would not need to substantially re-perform the

  work the entity has completed to date, the standard requires an entity to make both of

  the following assumptions: [IFRS 15.B4]

  • disregard potential contractual restrictions or practical limitations that otherwise

  would prevent the entity from transferring the remaining performance obligation

  to another entity; and

  • presume that another entity fulfilling the remainder of the performance obligation

  would not have the benefit of any asset that is presently controlled by the entity

  (and that would remain controlled by the entity if the performance obligation were

  to transfer to another entity).

  The IASB added this application guidance because the notion of ‘benefit’ can be

  subjective. As discussed in the Basis for Conclusions, the Board provided an example of

  a freight logistics contract. Assume that the entity has agreed to transport goods from

  Vancouver to New York City. Some stakeholders had suggested that the customer

  receives no benefit from the entity’s performance until the goods are delivered to, in

  this case, New York City. However, the Board said that the customer benefits as the

  entity performs. This is because, if the goods were only delivered part of the way (e.g. to

  Chicago), another entity would not need to substantially re-perform the entity’s

  performance to date. The Board observed that in these cases, the assessment of whether

  another entity would need to substantially re-perform the entity’s performance to date

  is an objective way to assess whether the customer receives benefit from the entity’s

  performance as it occurs. [IFRS 15.BC126].

  In assessing whether a customer simultaneously receives and consumes the benefits

  provided by an entity’s performance, all relevant facts and circumstances need to be

  considered. This includes considering the inherent characteristics of the good or

  service, the contract terms and information about how the good or service is transferred

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  or delivered. However, as noted in paragraph B4(a) of IFRS 15 (the first bullet above), an


  entity disregards any contractual or practical restrictions when it assesses this criterion.

  In the Basis for Conclusions, the IASB explained that the assessment of whether control

  of the goods or services has transferred to the customer is performed by making a

  hypothetical assessment of what another entity would need to do if it were to take over

  the remaining performance. Therefore, actual practical or contractual restrictions

  would have no bearing on the assessment of whether the entity had already transferred

  control of the goods or services provided to date. [IFRS 15.BC127].

  The standard provides the following example that illustrates a customer simultaneously

  receiving and consuming the benefits as the entity performs in relation to a series of

  distinct payroll processing services. [IFRS 15.IE67-IE68].

  Example 28.58: Customer simultaneously receives and consumes the benefits

  An entity enters into a contract to provide monthly payroll processing services to a customer for one year.

  The promised payroll processing services are accounted for as a single performance obligation in

  accordance with paragraph 22(b) of IFRS 15. The performance obligation is satisfied over time in

  accordance with paragraph 35(a) of IFRS 15 because the customer simultaneously receives and consumes

  the benefits of the entity’s performance in processing each payroll transaction as and when each transaction

  is processed. The fact that another entity would not need to re-perform payroll processing services for the

  service that the entity has provided to date also demonstrates that the customer simultaneously receives

  and consumes the benefits of the entity’s performance as the entity performs. (The entity disregards any

  practical limitations on transferring the remaining performance obligation, including setup activities that

  would need to be undertaken by another entity.) The entity recognises revenue over time by measuring its

  progress towards complete satisfaction of that performance obligation in accordance with

  paragraphs 39-45 and B14-B19 of IFRS 15.

  The IASB clarified, in the Basis for Conclusions, that an entity does not evaluate this

  criterion (to determine whether a performance obligation is satisfied over time) if the

  entity’s performance creates an asset that the customer does not consume immediately

  as the asset is received. Instead, an entity assesses that performance obligation using the

  criteria discussed at 8.1.3 and 8.1.4 below.

  For some service contracts, the entity’s performance will not satisfy its obligation over

  time because the customer does not consume the benefit of the entity’s performance

  until the entity’s performance is complete. The standard provides an example

  (Example 14 of IFRS 15, included as Example 28.60 at 8.1.4.B below) of an entity

  providing consulting services that will take the form of a professional opinion upon

  the completion of the services. In this situation, an entity cannot conclude that the

  services are transferred over time based on this criterion. Instead, the entity must

  consider the remaining two criteria in paragraph 35 of IFRS 15 (see 8.1.3 and 8.1.4 and

  Example 28.60 below).

  8.1.2.A

  Evaluating whether a customer simultaneously receives and consumes

  the benefits of a commodity as the entity performs

  In July 2015, the TRG members discussed the factors that an entity should consider

  when evaluating whether a customer simultaneously receives and consumes the

  benefits of a commodity (e.g. electricity, natural gas, heating oil) as the entity performs.101

  The TRG members generally agreed that an entity would consider all known facts and

  circumstances when evaluating whether a customer simultaneously receives and

  Revenue

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  consumes the benefits of a commodity. These may include the inherent characteristics

  of the commodity (e.g. whether the commodity can be stored), contract terms (e.g. a

  continuous supply contract to meet immediate demands) and information about

  infrastructure or other delivery mechanisms.

  As such, revenue related to the sale of a commodity may or may not be recognised over

  time, depending on whether the facts and circumstances of the contract indicate that

  the customer simultaneously receives and consumes the benefits. This evaluation may

  require the use of significant judgement.

  Whether a commodity meets this criterion and is transferred over time is important in

  determining whether the sale of a commodity meets the criteria to apply the series

  requirement (see 5.2.2 above). This, in turn, affects how an entity allocates variable

  consideration and apply the requirements for contract modifications and changes in the

  transaction price.

  8.1.3

  Customer controls the asset as it is created or enhanced

  The second criterion to determine whether control of a good or service is transferred

  over time requires entities to evaluate whether the customer controls the asset as it is

  being created or enhanced. An entity applies the requirements for control in

  paragraphs 31-34 and 38 of IFRS 15. [IFRS 15.B5].

  For the purpose of this determination, the definition of ‘control’ is the same as

  previously discussed (i.e. the ability to direct the use of and obtain substantially all

  of the remaining benefits from the asset). The IASB explained in the Basis for

  Conclusions that this criterion addresses situations in which the customer controls

  any work in progress arising from the entity’s performance. [IFRS 15.BC129]. The Board

  provided an example in which the entity has entered into a construction contract to

  build on the customer’s land, stating that any work in progress arising from the

  entity’s performance is generally controlled by the customer. [IFRS 15.BC129]. The

  IFRS Interpretations Committee also reiterated the overall intent of the criterion

  and referred to this example from the Basis for Conclusions during its March 2018

  meeting.102 In addition, some construction contracts may also contain clauses

  indicating that the customer owns any work in progress as the contracted item is

  being built. Furthermore, the asset being created or enhanced can be either tangible

  or intangible. [IFRS 15.B5].

  The Board observed in the Basis for Conclusions that the second over-time criterion

  (related to the customer’s control of the asset as it is being created or enhanced) is

  consistent with the rationale for the percentage-of-completion revenue recognition

  approach for construction contracts under legacy US GAAP. [IFRS 15.BC130]. Both

  approaches acknowledge that, in effect, the entity has agreed to sell its rights to the asset

  (i.e. work in progress) as the entity performs (i.e. a continuous sale).

  8.1.4

  Asset with no alternative use and right to payment

  In some cases, it may be unclear whether the asset that an entity creates or enhances is

  controlled by the customer when considering the first two criteria (discussed at 8.1.2

  and 8.1.3 above) for evaluating whether control transfers over time. Therefore, the

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  Board added a third criterion, which requires revenue to be recognised over time if both

  of the following two requirements are met: [IFRS 15.35(c)]

  • the entity’s performance does not create an asset with a
lternative use to the entity

  (see 8.1.4.A below); and

  • the entity has an enforceable right to payment for performance completed to date

  (see 8.1.4.B below).

  8.1.4.A Alternative

  use

  The IASB explained in the Basis for Conclusions that it had developed the notion of

  ‘alternative use’ to prevent over time revenue recognition when the entity’s

  performance does not transfer control of the goods or services to the customer over

  time. When the entity’s performance creates an asset with an alternative use to the

  entity (e.g. standard inventory items), the entity can readily direct the asset to another

  customer. In those cases, the entity (not the customer) controls the asset as it is created

  because the customer does not have the ability to direct the use of the asset or restrict

  the entity from directing that asset to another customer. The standard states that an

  asset created by an entity’s performance ‘does not have an alternative use to an entity if

  the entity is either restricted contractually from readily directing the asset for another

  use during the creation or enhancement of that asset or limited practically from readily

  directing the asset in its completed state for another use’. The assessment of whether an

  asset has an alternative use to the entity is made at contract inception. [IFRS 15.36].

  In assessing whether an asset has an alternative use, an entity is required to consider the

  effects of contractual restrictions and practical limitations on its ability to readily direct

  that asset for another use (e.g. selling it to a different customer). The standard clarifies

  that the possibility of the contract with the customer being terminated is not a relevant

  consideration in this assessment. [IFRS 15.B6].

  In making the assessment of whether a good or service has an alternative use, an entity

  must consider any substantive contractual restrictions. A contractual restriction is

  substantive if a customer could enforce its rights to the promised asset if the entity

  sought to direct the asset for another use. [IFRS 15.B7]. Contractual restrictions that are

  not substantive, such as protective rights for the customer, are not considered. The

  Board explained in the Basis for Conclusions that a protective right typically gives an

  entity the practical ability to physically substitute or redirect the asset without the

 

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