International GAAP® 2019: Generally Accepted Accounting Practice under International Financial Reporting Standards

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  met to capitalise costs to fulfil a contract, including the criterion that the costs must

  generate or enhance resources of the entity that will be used in satisfying performance

  obligations in the future. An entity recognises such costs when control of a good or service

  transfers to the customer. As such, the cost of those sales would not generate or enhance

  resources of the entity used to satisfy future performance obligations.

  Consider the following example: An entity sells goods with a cost of £500,000 for

  consideration of £600,000. The goods have a high risk of obsolescence, which may

  require the entity to provide price concessions in the future, resulting in variable

  consideration (see 6.2.1.A above). The entity constrains the transaction price and

  concludes that it is highly probable that £470,000 will not result in a significant revenue

  reversal, even though the vendor reasonably expects the contract to ultimately be

  profitable. When control transfers, the entity recognises revenue of £470,000 and costs

  of £500,000. It would not capitalise the loss of £30,000 because the loss does not

  generate or enhance resources of the entity that will be used in satisfying performance

  obligations in the future.

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  10.3.2.B

  Accounting for fulfilment costs incurred prior to the contract

  establishment date that are outside the scope of another standard

  How should an entity account for fulfilment costs incurred prior to the contract

  establishment date that are outside the scope of another standard (e.g. IAS 2)? Entities

  sometimes begin activities on a specifically anticipated contract (e.g. before agreeing to

  the contract with the customer, before the contract satisfies the criteria to be accounted

  for under IFRS 15).

  At the March 2015 TRG meeting, the TRG members generally agreed that costs in

  respect of pre-contract establishment date activities that relate to a good or service that

  will transfer to the customer at or after the contract establishment date may be

  capitalised as costs to fulfil a specifically anticipated contract. However, the TRG

  members noted that such costs would still need to meet the other criteria in the standard

  to be capitalised (e.g. they are expected to be recovered under the anticipated contract).

  Subsequent to capitalisation, costs that relate to goods or services that are transferred

  to the customer at the contract establishment date would be expensed immediately. Any

  remaining capitalised contract costs would be amortised over the period that the related

  goods or services are transferred to the customer.142

  For requirements on recognising revenue for a performance obligation satisfied over time

  when activities are completed before the contract establishment date, see 8.2.4.F above.

  10.3.2.C

  Learning curve costs

  As discussed in the Basis for Conclusions on IFRS 15, ‘a “learning curve” is the effect of

  efficiencies realised over time when an entity’s costs of performing a task (or producing

  a unit) decline in relation to how many times the entity performs that task (or produces

  that unit)’. [IFRS 15.BC312]. Learning curve costs usually consist of materials, labour,

  overhead, rework or other costs that must be incurred to complete the contract (but do

  not include research and development costs). These types of efficiencies generally can

  be predicted at inception of an arrangement and are often considered in the pricing of

  a contract between an entity and a customer.

  The IASB noted that in situations where learning curve costs are incurred in relation to

  a contract with a customer accounted for as a single performance obligation that is

  satisfied over time to deliver a specified number of units, IFRS 15 requires an entity to

  select a method of progress that depicts the transfer over time of the good or service to

  the customer (see 8.2 above). [IFRS 15.BC313]. The IASB further noted that an entity would

  probably select a method (such as a costs incurred measure of progress) for these types

  of contracts, which would result in the entity recognising more revenue and expense at

  the beginning of the contract relative to the end. The IASB clarified that this would be

  appropriate as an entity would charge a higher price to a customer only purchasing one

  unit (rather than multiple units) in order to recover its learning curve costs.

  Conversely, when learning curve costs are incurred for a performance obligation

  satisfied at a point in time (rather than over time), an entity needs to assess whether

  those costs are within the scope of another standard. The IASB noted that in situations

  in which an entity incurs cost to fulfil a contract without also satisfying a performance

  obligation over time, the entity is probably creating an asset that is within the scope of

  Revenue

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  another standard (e.g. IAS 2). [IFRS 15.BC315]. For example, if within the scope of IAS 2,

  the costs of producing the components would accumulate as inventory in accordance

  with the requirements in IAS 2. The entity would then recognise revenue when control

  of the inventory transfers to the customer. In that situation, no learning curve costs

  would be capitalised under IFRS 15 as the costs would be in the scope of another

  standard.

  If the learning curve costs are not within the scope of another standard, we believe they

  generally will not be eligible for capitalisation under IFRS 15 because the costs relate to

  past (and not future) performance.

  10.3.2.D

  Accounting for pre-contract or setup costs

  Pre-contract costs are often incurred in anticipation of a contract and will result in no

  future benefit unless the contract is obtained. Examples include: (1) engineering, design

  or other activities performed on the basis of commitments, or other indications of

  interest, by a customer; (2) costs for production equipment and materials relating to

  specific anticipated contracts (e.g. costs for the purchase of production equipment,

  materials or supplies); and (3) costs incurred to acquire or produce goods in excess of

  contractual requirements in anticipation of subsequent orders for the same item.

  Pre-contract costs that are incurred in anticipation of a specific contract should first be

  evaluated for capitalisation under other standards (e.g. IAS 2, IAS 16, IAS 38). For

  example, pre-contract costs incurred to acquire or produce goods in excess of contractual

  requirements for an existing contract in anticipation of subsequent orders for the same

  item would likely be evaluated under IAS 2. As another example, costs incurred to move

  newly acquired equipment to its intended location could be required to be capitalised

  under IAS 16 (see 10.3.2.E below). Pre-contract costs incurred in anticipation of a specific

  contract that are not addressed under other standards are capitalised under IFRS 15 only

  if they meet all of the criteria of a cost incurred to fulfil a contract. Pre-contract costs that

  do not meet the criteria under IFRS 15 are expensed as incurred.

  10.3.2.E

  Capitalisation of mobilisation costs as costs to fulfil a contract with a

  customer under IFRS 15

  Entities incur mobilisation costs when moving personnel, equipment and supplies to a

  pro
ject site either before, at or after inception of a contract with a customer. They are

  incurred in order to ensure that the entity is in a position to fulfil its promise(s) in a

  contract (or specifically anticipated contract) with a customer, rather than transferring

  a good or service to a customer (i.e. they are not a promised good or service).

  The assessment of whether mobilisation costs can be capitalised depends on the specific

  facts and circumstances and may require significant judgement. Entities need to ensure

  that the costs are: (1) within the scope of IFRS 15; and (2) meet all of the criteria in

  paragraph 95 of IFRS 15 to be capitalised.

  Are the costs within the scope of IFRS 15?

  If the asset being moved (e.g. equipment in the scope of IAS 16, inventory in the scope

  of IAS 2) is in the scope of another standard, an entity should determine whether the

  mobilisation costs are specifically addressed by the other standard. If so, the cost is

  outside the scope of IFRS 15.

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  If the mobilisation costs are not specifically addressed in another standard, or it is not

  clear whether these are within the scope of another standard, an entity further analyses

  whether the mobilisation costs are:

  • specific to the asset being moved or applicable to more than one customer under

  unrelated contracts; in the latter case it is likely that they would not be within the

  scope of IFRS 15. For example, moving an asset between different premises of the

  entity to better utilise the asset in preparation for future contracts with many

  customers; or

  • specific to the contract with the customer, in which case, it would be within the

  scope of IFRS 15. For example, moving an asset to a remote location at the

  customer’s request, which does not provide a benefit to the entity beyond ensuring

  it is in a position to fulfil its obligation(s) to the customer under the contract.

  Do the costs meet the criteria in paragraph 95 of IFRS 15 to be capitalised?

  As discussed above, IFRS 15 includes three criteria that must be met for costs to fulfil a

  contract within its scope can be capitalised:

  (a) Entities may need to use judgement to determine if costs relate directly to a

  contract (or a specific anticipated contract) as required in paragraph 95(a) of

  IFRS 15. Indicators that a cost, by function rather than by nature, may be directly

  related include, but are not limited to, the following:

  • the costs are explicitly or implicitly chargeable to the customer under the contract;

  • the costs are incurred only because the entity entered into the contract;

  • the contract explicitly or implicitly refers to mobilisation activities (e.g. that

  the entity must move equipment to a specific location); or

  • the location in which the entity must perform is explicitly or implicitly

  specified in the contract and the mobilisation costs are incurred in order for

  the entity to fulfil its promise(s) to the customer.

  (b) Significant judgement may also be required to determine whether costs generate

  or enhance resources of the entity that will be used in satisfying performance

  obligations in the future as required by paragraph 95(b) of IFRS 15. This

  determination would include (but not be limited to) considering whether:

  • the costs are incurred in order for the entity to be able to fulfil the contract;

  and

  • location is implicitly or explicitly an attribute of the contract.

  If a performance obligation (or a portion of a performance obligation that is

  satisfied over time) has been satisfied, fulfilment costs related to that performance

  obligation (or portion thereof) can no longer be capitalised (see 10.3.2 above for

  further discussion).

  (c) For costs to meet the ‘expected to be recovered’ criterion as required by

  paragraph 95(c) of IFRS 15, they need to be either explicitly reimbursable under

  the contract or reflected through the pricing on the contract and recoverable

  through margin.

  Revenue

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  10.3.2.F Accounting

  for

  loss leader contracts

  Certain contracts may be executed as part of a loss leader strategy in which a good

  is sold at a loss with an expectation that future sales contracts will result in higher

  sales and/or profits. In determining whether these anticipated contracts should be

  part of the accounting for the existing loss leader contract, entities need to refer to

  the definition of a contract in IFRS 15, which is based on enforceable rights and

  obligations in the existing contract (see 4.1 above). While it may be probable that the

  customer will enter into a future contract or the customer may even be economically

  compelled, or compelled by regulation to do so, it would not be appropriate to

  account for an anticipated contract when there is an absence of enforceable rights

  and obligations.

  In addition, if the fulfilment costs incurred during satisfying the initial contract are

  within the scope of other accounting standards (e.g. IAS 2), the entity must account for

  those costs under that relevant standard. Even if the costs are not within the scope of

  another standard, the costs would relate to a satisfied or partially satisfied performance

  obligation (i.e. the original contract priced at a loss) and, therefore, must be expensed as

  incurred. IFRS 15 does not permit an entity to defer fulfilment costs or losses incurred

  based on the expectation of profits in a future contract.

  10.3.3

  Amortisation of capitalised contract costs

  Any capitalised contract costs are amortised, with the expense recognised on a

  systematic basis that is consistent with the entity’s transfer of the related goods or

  services to the customer. [IFRS 15.99].

  It is important to note that certain capitalised contract costs relate to multiple goods or

  services (e.g. design costs to manufacture multiple distinct goods when design services

  are not a separate performance obligation) in a single contract, so the amortisation

  period could be the entire contract term). The amortisation period could also extend

  beyond a single contract if the capitalised contract costs relate to goods or services being

  transferred under multiple contracts or to a specifically anticipated contract (e.g. certain

  contract renewals). [IFRS 15.99]. In these situations, the capitalised contract costs would

  be amortised over a period that is consistent with the transfer to the customer of the

  goods or services to which the asset relates. This can also be thought of as the expected

  period of benefit of the asset capitalised. The expected period of benefit may be the

  expected customer relationship period, but that is not always the case. To determine

  the appropriate amortisation period, an entity will need to evaluate the type of

  capitalised contract costs, what the costs relate to and the specific facts and

  circumstances of the arrangement. Furthermore, before including estimated renewals

  in the period of benefit, an entity should evaluate its history with renewals to conclude

  that such an estimate is supportable.

  An entity updates the amortisation period when there is a significant change in the

  expected timing of transfer to the customer of the goods or ser
vices to which the asset

  relates (and accounts for such a change as a change in accounting estimate in accordance

  with IAS 8), as illustrated in the following example:

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  Example 28.92: Amortisation period

  Entity A enters into a three-year contract with a new customer for transaction processing services. To fulfil

  the contract, Entity A incurred set-up costs of $60,000, which it capitalised in accordance with

  paragraphs 95-98 of IFRS 15 and will amortise over the term of the contract.

  At the beginning of the third year, the customer renews the contract for an additional two years. Entity A will

  benefit from the initial set-up costs during the additional two-year period. Therefore, it changes the remaining

  amortisation period from one year to three years and adjusts the amortisation expense in the period of the

  change and future periods in accordance with the requirements in IAS 8 for changes in accounting estimates.

  The disclosure requirements of IAS 8 related to changes in estimates are also applicable.

  However, under IFRS 15, if Entity A had been in the position to anticipate the contract renewal at contract

  inception, Entity A would have amortised the set-up costs over the anticipated term of the contract including

  the expected renewal (i.e. five years).

  Determining the amortisation period for incremental costs of obtaining a contract with

  a customer can be complicated, especially when contract renewals are expected and

  the commission rates are not constant throughout the entire life of the contract. When

  evaluating whether the amortisation period for a sales commission extends beyond the

  original contract period, an entity would also evaluate whether an additional

  commission is paid for subsequent renewals. If so, it evaluates whether the renewal

  commission is considered ‘commensurate’ with the original commission. See 10.3.3.A

  below for further discussion on whether a commission is commensurate. In the Basis

  for Conclusions, the IASB explained that amortising the asset over a longer period than

  the initial contract would not be appropriate if an entity pays a commission on a contract

  renewal that is commensurate with the commission paid on the initial contract. In that

  case, the costs of obtaining the initial contract do not relate to the subsequent contract.

  [IFRS 15.BC309]. An entity would also need to evaluate the appropriate amortisation period

 

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