International GAAP® 2019: Generally Accepted Accounting Practice under International Financial Reporting Standards

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  necessary to be capable of operating in the manner intended by management’. [IAS 16.22A].

  While IAS 16 provides guidance (see Chapter 18) that entities need to consider for

  bearer plants, there are differences between traditional plant and equipment and

  biological assets. As such, entities need to apply judgement in determining which costs

  can be capitalised. For example, as a plant is growing, an entity will incur costs related

  to water, fertiliser, greenhouses, etc. The entity needs to assess whether these costs are

  directly attributable to the bearer plant reaching maturity.

  Another example is the cost of abnormal amounts of wasted material, labour and other

  resources. IAS 16 does not permit these costs to be included in the cost of a self-

  constructed asset. [IAS 16.22]. Entities need to determine what constitutes a normal level

  of wastage means for bearer plants. For example, many bearer plants die before maturity

  (e.g. due to disease or adverse weather) and are subject to planned thinning. Whether

  either or both of these is normal wastage requires judgement.

  (d) Costs

  incurred

  after

  maturity

  A number of costs, such as fertilising, pruning and thinning are incurred after maturity

  and can improve the quality of the produce or extend the productive life of a bearer

  plant. Entities need to use judgement to determine whether these costs are maintenance

  costs or are considered to be improvements.

  In addition, after maturity many costs are incurred to benefit both the bearer plant and

  the produce growing on the bearer plant. Entities need to carefully consider the basis

  on which to allocate costs between a bearer plant and the produce growing on a bearer

  plant when the costs are incurred in relation to both assets (e.g. fertilising costs).

  (e) Depreciation and impairment considerations

  Entities need to carefully consider an appropriate depreciation rate for their bearer

  plants. Similar considerations are discussed at 3.2.5.B below in relation to biological

  assets for which the cost model is used under IAS 41. The model in IAS 16 generally

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  assumes that improvements in productivity and quality of produce do not occur after

  maturity without additional expenditure to improve the asset. However, many plants

  mature with age and cultivation. As discussed at 2.2.1 above, biological transformation

  continues after a bearer plant begins to produce and includes degeneration. [IAS 41.5, 7].

  A decline in productivity might, therefore, occur only at the end of a plant’s productive

  life, which differs from wear and tear on an item of machinery.

  Applying the requirements of IAS 36 to a bearer plant may also be challenging. For

  example, an individual bearer plant may not generate its own cash inflows and may,

  therefore, need to be tested for impairment as part of a cash generating unit. In addition,

  the produce growing on a bearer plant is treated as a separate asset from the bearer

  plant and, because it is measured at fair value less costs to sell on an ongoing basis, under

  IAS 41, it is excluded from the scope of IAS 36. When testing the bearer plant for

  impairment, entities need to determine whether or not they can include the produce

  currently growing on the bearer plant in their impairment assessment.

  (f) Revaluation model in IAS 16

  IAS 16 permits an entity, after initial recognition to apply the revaluation model.

  However, this is not the same as applying the fair value model in IAS 41. The former is

  one that recognises valuation adjustments in other comprehensive income as a form of

  capital maintenance; the latter is a model that recognises valuation adjustments in the

  income statement as part of periodic performance. In addition, unlike the model in

  IAS 41, if the revaluation model is applied under IAS 16 entities are required to:

  • depreciate bearer plants between revaluations, with the depreciation expense

  recognised in profit or loss;

  • identify appropriate indicators of impairment for bearer plants in accordance with

  IAS 36, and assess annually whether indicators exist. If they do, then those bearer

  plants are tested for impairment (as discussed above); and

  • maintain cost records for each bearer plant so as to separately track impairment

  that is recognised in profit or loss and impairment that is recognised in other

  comprehensive income.

  Furthermore, an entity is unable to recognise increases in fair value that arise from a

  bearer plant’s biological transformation in profit or loss, during the periods in which it

  is held and used. Since bearer plants are considered property, plant and equipment, the

  sale of a bearer plant results in a gain or loss on disposal, while revenue is recognised

  only in relation to sales of agricultural produce.

  Despite these challenges, entities may elect to measure their bearer plants using the

  revaluation model to ensure consistency with the produce growing on them or because

  the fair value information is useful. That is, a change in the productive capacity of a

  bearer plant, or a change in the prices for the future output of a bearer plant, can provide

  useful information.

  Agriculture

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  3.2.3.B

  Requirements for agricultural produce growing on bearer plants

  As noted at 3.2.3.A above, IAS 16 and IAS 41 require an entity to recognise a bearer

  plant separately from produce growing on it from the time it exists until the point

  of harvest.

  Produce growing on a bearer plant remains within the scope of IAS 41 and is measured

  at fair value less costs to sell, with changes recognised in profit or loss as the produce

  grows. In the IASB’s view, this requirement ensures that produce growing in the ground

  as an annual crop (e.g. wheat) and produce growing on a bearer biological asset (e.g.

  grapes) are accounted for consistently. [IAS 41.BC4D]. As a result, changes in the fair value

  of such agricultural produce continue to be recognised in profit or loss at the end of

  each reporting period.

  Figure 38.3:

  Measurement requirements for agricultural produce growing on

  bearer plants

  At the end of each reporting period

  Measured separately from the bearer plant at fair value less

  prior to harvest

  costs to sell.

  At the point of harvest

  Measured separately from the bearer plant at fair value less

  costs to sell (i.e. no change from previous requirements).

  (a) Determining when agricultural produce exists

  As discussed at 3.1 above, paragraph 10 of IAS 41 provides criteria for recognising

  biological assets and agricultural produce. [IAS 41.10]. However, since produce growing

  on a plant is not acquired, but grown, it may be difficult to determine when that produce

  exists and can be recognised for accounting purposes. Would an entity, for example,

  wait for physical evidence, e.g. blossom on a tree? If so, how would this be done when

  the produce is within the bearer plant and not visible, such as with maple or rubber

  trees? Entities may also need to check their procedures for ensuring that sufficient

  information is gathered, i.e. identify each item of produce growing on a bearer plant

 
when it is at the right stage of development to be recognised. The key question when

  assessing the recognition criteria (see 3.1 above) may be whether it is probable that

  future economic benefits will flow to the entity. At such an early stage of development,

  it may be difficult to determine for each item of produce growing on the bearer plant.

  However, historical information about similar bearer plants and their produce may be

  of help.

  Determining when produce on a bearer plant exists is important as it affects when an

  entity should recognise and initially measure fair value less costs to sell. This, in turn,

  determines when an entity should assess whether it is able to measure produce at fair

  value reliably (or otherwise apply the measurement exception discussed at 3.2.5 below).

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  (b) Applying the requirements for biological assets to produce growing on a bearer

  plant

  IAS 41 does not explicitly address the accounting for produce growing on a bearer

  plant. Instead, the standard says that ‘produce growing on bearer plants is a biological

  asset’. [IAS 41.5C]. Therefore, an entity is required to apply the accounting required for

  other biological assets to such produce. This has a number of consequences, including

  the following:

  • The unit of account is each item of produce, not the produce growing on each plant

  as a group. However, while the unit of account is the individual item, an entity is

  permitted to group these together for measurement purposes (see 4.2.2 below).

  • Each item of produce growing on a bearer plant must be measured at fair value less

  costs to sell from the time it is recognised until the point of harvest, unless the

  measurement exception for biological assets for which the fair value cannot be

  reliably measured at initial recognition is applicable (see 3.2.5 below, including

  discussion by the Interpretations Committee in 2017 in relation to applying these

  requirements to produce growing on a bearer plant).

  The fair value less costs to sell may initially be negligible. That is, a market

  participant acquiring the bearer plant would only pay a negligible amount for the

  produce in the early stages of development because they would want to be

  compensated for the costs they would need to incur to continue growing the

  produce through to harvest and for risks, such as crop failure or price falls during

  the maturation period. Furthermore, cost to sell needs to be deducted from the fair

  value of the asset. As discussed at 3.2.3.A above, entities also need to carefully

  consider which costs relate to a bearer plant and which relate to the produce

  growing on the bearer plant.

  The different stages of maturity of the produce and the allocation of the costs

  related to both the bearer plants and to the produce may make valuing the produce

  on its own challenging. Measuring fair value for produce growing on a bearer plant

  also presents the same challenges as measuring part-grown biological assets and

  those that are physically attached to land (as discussed at 4.7 and 4.6.2.A below,

  respectively).

  • The disclosure requirements that apply to biological assets also apply to produce

  growing on a bearer plant (see 5 below). Some of the required disclosures may be

  challenging for entities. For example, paragraph 46 of IAS 41 requires an entity to

  disclose non-financial measures or estimates of physical quantities for each group

  of biological assets. [IAS 41.46]. While entities may gather such information for

  management reporting purposes, entities need to ensure that information is

  available for produce growing on bearer plants separately from the bearer plants

  on which they are growing.

  Agriculture

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  3.2.4

  Gains and losses

  IAS 41 requires gains and losses arising on the initial recognition of a biological asset

  (including produce growing on a bearer plant) at fair value less costs to sell to be included

  in profit or loss for the period in which they arise. [IAS 41.26]. The standard warns that ‘[a]

  loss may arise on initial recognition of a biological asset, because costs to sell are deducted

  in determining fair value less costs to sell of a biological asset.’ On the other hand, a gain

  may arise on the initial recognition of a biological asset (e.g. when a calf is born). [IAS 41.27].

  Subsequent to initial recognition, reported gains or losses essentially represent the difference

  between two fair values. As such, the standard effectively decouples profit recognition from

  a sales transaction. One consequence of this approach is to anticipate some of the profit that

  will be realised, often by a matter of years for long-term crops, such as trees.

  The implications for initial recognition of agricultural produce are similar – an entity

  may need to recognise a gain or loss on agricultural produce upon harvesting, if the fair

  value of the harvested produce is different from the pre-harvest valuation. [IAS 41.29].

  The standard requires that ‘[a] gain or loss arising on initial recognition of agricultural

  produce at fair value less costs to sell ... be included in profit or loss for the period in

  which it arises’. [IAS 41.28].

  3.2.5

  Inability to measure fair value reliably

  3.2.5.A

  Rebutting the presumption

  Under IAS 41, there is a presumption that the fair value of all biological assets (including

  produce growing on a bearer plant) can be measured reliably. This presumption can

  only be rebutted on initial recognition for a biological asset (not agricultural produce).

  In our view, such a rebuttal will be rare, as to be able to do so, an entity must

  demonstrate both of the following:

  (a) quoted market prices for the biological asset (including produce growing on a

  bearer plant) are not available; and

  (b) alternative fair value measurements for the biological asset are determined to be

  clearly unreliable. [IAS 41.30].

  Since IAS 41 requires that the fair value of a biological asset (including produce growing

  on a bearer plant) be measured in accordance with IFRS 13 (see Chapter 14), an entity

  would need to consider the requirements of that standard in order to determine whether

  fair value can be reliably measured.

  In relation to (a) above, it is important to note that IAS 41 does not restrict the criteria

  to quoted prices in an active market. Therefore, in order to rebut the presumption, an

  entity would need to determine that quoted prices in both active and inactive markets

  are unavailable for the asset.

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  If an entity is able to determine that quoted prices for the asset are unavailable, it

  would still need to determine that all other methods for measuring fair value are

  clearly unreliable before it can rebut the presumption. This is not the same

  identifying that a fair value measurement is complex and/or subjective. That is,

  measuring fair value often involves estimation and significant judgement, but this

  does not mean that it is automatically unreliable. Furthermore, the requirement is

  for the measurements to be ‘clearly unreliable’, which is arguably a higher hurdle

  than ‘unreliable’.

  Determining that alternative fair valu
e measurements are clearly unreliable is likely to

  include, but not be limited to, considering the reliability of the following factors:

  • Estimates of quantities on hand and the stage of development – while estimates

  are often required of quantities on hand (including current stage of biological

  transformation and anticipated yields for future agricultural produce), the mere

  fact that estimates are used is not sufficient to demonstrate that fair value is

  unreliable. Rather, an entity would need to demonstrate that their estimates of the

  quantity and current state of their biological assets are often incorrect. This may

  be challenging for entities to demonstrate if the underlying information is regularly

  used by management to make decisions about future operations of the business.

  • Prices for the asset in a future state (e.g. for the mature biological asset or the

  agricultural produce that will ultimately be harvested);

  • Price for similar assets that can be used as an input into the fair value measurement

  – this could include plants and animals that are similar to the asset held by the

  entity or the ultimate agricultural produce that will result from managing the

  biological transformation of the asset held by the entity.

  • Cash flow projections for the asset.

  • The replacement cost of the asset.

  Entities may also need to consider whether other entities (within a country or globally) are

  able to demonstrate that fair value can be reliably measured for the same or similar assets.

  In 2017, the IFRS Interpretations Committee received a request to consider whether

  fruit growing on oil palms is considered an example of a biological asset for which an

  entity might rebut the fair value presumption applying paragraph 30 of IAS 41. The

  Committee rejected this request observing that its role is not to conclude upon very

  specific application questions, particularly when they relate to the application of the

  judgements required in applying IFRS. In rejecting the request, ‘the Committee

  concluded that the reference to “clearly unreliable” in paragraph 30 of IAS 41 indicates

  that, to rebut the presumption, an entity must demonstrate that any fair value

  measurement is clearly unreliable. Paragraph BC4C of IAS 41 suggests that, when

  developing the amendments to IAS 41 on bearer plants, the Board’s expectation was that

 

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