Makers of Ancient Strategy: From the Persian Wars to the Fall of Rome

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by Victor Davis Hanson


  slave makes rough sense.

  Chattel slavery was widespread in classical and Hellenistic Greece

  and in republican and imperial Rome. Athens and other city-states

  such as Aegina and Chios, along with various parts of Anatolia, were

  centers of Greek slavery, while Italy and Sicily and the Spanish mines

  were foci of Roman slavery. Before its destruction by Rome in 146 BC,

  Carthage also fostered large-scale slavery in North Africa. Communal

  servitude was primarily a Greek phenomenon, found in such places as

  Thessaly, Crete, and Argos, but the best-known example was the helots

  of Sparta. They consisted of two regional groups, each having been

  conquered separately by Sparta: the helots of (Spartan-controlled)

  Laconia, in the southeastern Peloponnesus, and the helots of (Spartan-

  controlled) Messenia, in the southwest.

  186 Strauss

  A preliminary word about sources is also called for. Ancient warfare

  is relatively well documented, but the same is not true of ancient slave

  revolts. Relatively few records survive. In part, this represents bad luck,

  but it probably also reflects a lack of interest in the subject by the an-

  cient elite. Slave wars offered little glory, less loot, and potentially a lot

  of embarrassment. Slaves were deemed contemptible. It was no honor

  to conquer them, a truth that the Romans recognized by refusing to

  allow a triumph to a general for merely winning a slave war. Nor was

  there much chance for booty, since commanders would not tolerate

  looting in friendly territory. A final problem was the paradox of war

  against slaves, in which killing the enemy was counterproductive, be-

  cause it destroyed one’s countrymen’s property. Losing to slaves, of

  course, was insufferable.

  Another point about the sources is that virtually all of them repre-

  sent the masters’ point of view. We can do little but make educated

  guesses about the plans or motives of the rebels. Much the same is true

  of the study of slavery even in more modern periods of history.

  To turn to slave wars is to face two different phenomena: rebellions

  by chattel slaves and rebellions by communal serfs. Communal serfs in

  revolt had the advantage of common nationality and local roots going

  back generations. They were more likely than chattel slaves to have

  served in the masters’ army or navy, usually only as servants or rowers

  but sometimes as soldiers.2 Representing as they did a potential sword

  in the masters’ side, serfs had a chance of attracting support from the

  masters’ enemies abroad. As rebels, chattel slaves had all the corre-

  sponding disadvantages: heterogeneity, alienation, relative lack of mili-

  tary experience, and the unlikelihood of gaining foreign aid. They did,

  however, enjoy one big advantage over communal serfs: surprise. The

  rarity of revolts by chattel slaves sometimes lulled masters into letting

  down their guard. The lower status of chattel slaves probably tended

  to help them as well, because it left the masters unenthusiastic about

  waging war against so “unworthy” and ostensibly so weak an enemy.

  Revolts by communal serfs were not unusual in classical Greece. Ac-

  cording to Aristotle, the penestai (communal slaves) of Thessaly and

  Sparta’s helots often revolted.3 We know little about Thessaly and a

  fair amount about Sparta. Various ancient writers detail the security

  Slave Wars of Greece and Rome 187

  measures that Sparta took against helot revolt, from locking their doors

  (and taking off their shield straps while on campaign) to declaring war

  against the helots annually to unleashing eighteen- to twenty-year-old

  Spartan military trainees in helot country. It was Messenia’s rather than

  Laconia’s helots who represented the major threat. They rose around

  670 BC in a shadowy revolt known as the Second Messenian War (the

  first Messenian War, ca. 735 BC, marks the Spartan conquest of Mes-

  senia) and in a slightly better documented uprising known as the Third

  Messenian War from around 464 to 455 BC.4

  The Third Messenian War ended in ca. 455, when Sparta granted the

  rebels a safe-conduct to leave their stronghold; Athens, Sparta’s rival,

  settled them in the city of Naupactus on the northern shore of the Co-

  rinthian Gulf, a strategic naval base. In 425 Athens established a fort at

  Pylos, on the coast of Messenia, and used Messenians from Naupactus

  to raid the territory and encourage helot escapees. In 424 and 413 Ath-

  ens set up other bases in Spartan territory in order to encourage helot

  desertion. Full freedom for the Messenian helots awaited the invasion

  of the Peloponnesus by the Boeotian army in 369, which liberated Mes-

  senia and reestablished Messene as the capital of an independent city-

  state after roughly 350 years of Spartan control.

  Compared to revolts by communal serfs, revolts by chattel slaves

  were rare. Greek history affords only three certain examples of such

  revolts: one on the island of Chios, led by a certain Drimacus, prob-

  ably in the third century BC; another in Athens, Delos, and elsewhere

  around 135–134 BC; and a third in Athens around 104–100 BC. Much more

  common in Greek history was the phenomenon of states or rebels who

  offered freedom to chattel slaves in exchange for their support, much

  as Athens offered freedom to Spartan helots during the Peloponnesian

  War. During the last years of the Peloponnesian War (431–404 BC.), for

  instance, more than 20,000 Athenian slaves escaped to the Pelopon-

  nesian fort at Decelea in the hills on Athens’s northern border.5 The

  Spartans, who set up the fort, were only taking revenge for Athenian

  assistance to rebellion on the part of Sparta’s Messenian helots. By

  the way, some of the Athenian runaways seem to have gone from the

  frying pan to the fire, since apparently some of them were “bought

  cheaply” by Thebans across the border from Athens.6

  188 Strauss

  Other examples of rebels or states that promised to free slaves in-

  clude what seems to have been an attempted coup d’état by one

  Sosistratus in Syracuse in 415–413 BC; offers of freedom to slaves in anti-

  Roman wars by Syracuse in 214, by the Achaean League in 146, and by

  Mithridates VI Eupator of Pontus in 86 and again in 65 BC; a nationalist

  revolt against Rome in Macedon by Andriscus in 149–148 BC that seems

  to have had some slave support; and a similar uprising in Anatolia by

  Aristonicus of Pergamum in 133–129 BC.

  To turn to Roman history, the sources for revolts by chattel slaves

  are somewhat better, although still hardly rich. We hear of uprisings

  from the earliest days of the republic, but the first reliable report is

  of a slave rebellion in central Italy in 198 BC, a revolt of enslaved Car-

  thaginian prisoners of war, captured during the recently ended Second

  Punic War (218–201 BC). Several other slave insurrections in southern

  Italy (and in one case, central Italy) in the 180s and around 104 BC are

  recorded. Several of these were revolts of herdsmen, in some cases

  possibly inspired by ecstatic religious rituals. Some of these
incidents

  involved thousands of rebels, but they were dwarfed by what followed.

  Huge slave insurrections, each involving many tens of thousands of

  rebels, broke out first in Sicily and then in Italy between 140 and 70 BC.

  They were the First and Second Sicilian Slave Wars (respectively 135–132

  and 104–100 BC) and Spartacus’s rebellion (73–71 BC). These were the

  greatest slave wars of the ancient world; indeed, they rank among the

  major slave revolts of history. They took place within a space of sev-

  enty years and within a relatively small geographic area—even smaller,

  if one considers that Spartacus tried to spread his revolt from southern

  Italy to Sicily. Spaced about twenty to thirty years apart, they repre-

  sented roughly three generations of revolt.7

  Exaggerated in their significance by Marxist scholars and dwarfed

  in most “bourgeois” accounts of the late republic by other events, the

  great Roman slave wars were genuinely important. Rome’s failure to

  suppress the first Sicilian revolt contributed to the sense of military

  crisis that spurred the reforms of Tiberius Gracchus, which in turn

  began the Roman revolution.8 Rome’s inability to stop Spartacus ad-

  vanced the careers of the career generals who represented the greatest

  threat to the republic. By rendering the countryside unsafe, rebel slaves

  Slave Wars of Greece and Rome 189

  contributed to the sense of insecurity that made Romans ready to turn

  the state over to the Caesars.

  Neither the timing nor the location of the great slave wars was an

  accident. Between 300 and 100 BC, a new slave economy emerged in

  Roman Italy and Sicily. Fueled by its military conquests around the

  Mediterranean, Rome flooded Italy with nonfree labor. By the first

  century BC there were an estimated 1–1.5 million slaves on the penin-

  sula, constituting perhaps about 20 percent of the people of Italy. A

  large percentage of those slaves had been taken from freedom. The

  sources of slaves were Roman commanders, local entrepreneurs and

  slave traders, and pirates. The last group proliferated in the eastern

  Mediterranean around 100 BC and entered slave trading in a big way.

  Just as criminal cartels today move drugs across international boundar-

  ies, pirates moved people—innocent victims of kidnapping who were

  sold as slaves.

  Although some of Rome’s slaves engaged in urban pursuits, most

  were employed in agriculture, where large-scale enterprises predomi-

  nated. The two main units of agricultural production were farms and

  ranches, both staffed by slaves. Sicily and southern Italy, especially

  Campania, were the main centers of slave agriculture. The countryside

  in these regions teemed with slaves.

  Rome inadvertently set the stage for rebellion by breaking all the

  rules. It combined mass exploitation with scant attention to security.

  Although ancient writers from Plato and Aristotle to Varro and Colu-

  mella warned against concentrating slaves of the same nationality, the

  Romans dumped huge numbers of slaves from the eastern Mediter-

  ranean together. Although they came from various countries, most of

  them spoke a common language, Greek. The Romans also permitted

  large concentrations of Thracians and Celts, for example, in the gladi-

  atorial barracks where Spartacus’s revolt was hatched. Spartacus was

  Thracian and his two co-leaders, Crixus and Oenomaus, were Celts.

  By the same token, the policing of slaves was inadequate. Public

  police forces were primitive or nonexistent. Farm slaves faced a fairly

  strict security regimen of chains and barracks, but things were differ-

  ent on the ranches. Herders of cattle, sheep, pigs, and goats were left

  free to drive their herds from pasture to pasture. They moved from the

  190 Strauss

  highlands in the summer to the plains in the winter. Their knowledge

  of the backcountry made them experts at hiding from the authorities.

  Because of the danger of bandits, bears, and boars, slave herdsmen

  were allowed to carry arms. Many slaves knew how to use weapons

  well, since many were prisoners of war who had been trained in for-

  eign armies. Spartacus, for example, had served as an auxiliary in the

  Roman army (that is, he fought in an allied unit, probably as a cavalry-

  man) before he somehow ran afoul of the law and ended up as a slave.

  No doubt other slaves had gained experience as speakers or organizers

  in public life during their experience of freedom. Slave bailiffs too had

  organizational skills, and some of them joined the rebels. Athenion,

  for example, one of the leaders of the Second Sicilian Revolt, was an

  ex-bailiff.

  Left to find their own food for themselves, some Sicilian slave herds-

  men formed gangs and turned to banditry. By concentrating slaves of

  the same nationality or language, many of them former soldiers, and

  giving them relative freedom and even weapons, as well as access to

  mountain hideaways, Rome was playing with fire.

  Readers might anticipate finding antislavery ideology as fueling an-

  cient slave revolts. Modern movements such as abolitionism and the

  earlier struggle to abolish the slave trade, as well as the American Civil

  War and, above all, the Marxist appropriation of Spartacus as a symbol

  of proletarian revolution, have all created this expectation. As several

  scholars have pointed out, however, that ideology is lacking in the case

  of almost all ancient slave revolts. We hear of a few people who op-

  posed slavery in principle. They include Greek philosophers (only one

  of whom, the little-known Alcidamas, is named by the sources), per-

  haps two Jewish fringe groups, at least one Christian Church father,

  Gregory of Nyssa, and perhaps certain Christian heretical groups.

  Other wise, we know of no doctrine of abolitionism, either among free

  citizens or among slaves.9

  Naturally, rebel slaves sought their freedom. The slaves who re-

  belled in the First Sicilian War complained of harsh and humiliating

  treatment. The Louis XVI and Marie Antoinette of the revolt were the

  slave owners Damophilus of Enna and his wife Metallis (or Megallis) of

  Enna, whose cruel punishments fueled the outbreak of slave violence.

  Slave Wars of Greece and Rome 191

  Damophilus owned huge cattle ranches and was known for his vulgar

  display of his wealth; Metallis had a reputation for abusing her maids

  with great brutality. When once approached by naked slaves in need

  of clothes, Damophilus told them to steal cloaks from travelers, a “let-

  them-eat-cake” remark if there ever was one.10 When the revolution

  came, husband and wife were captured in the countryside and dragged

  bound and chained to Enna, where they were displayed before a crowd

  in the theater. Damophilos was killed there, without trial; Metallis

  was tortured by her female slaves and thrown off a cliff. Their teenage

  daughter, however, was spared because she had always treated slaves

  humanely.

  If the first war arose from excessive punishment, the Second Sicilian

  Slave War emerged from false hope incited by t
he Romans. In response

  to a complaint by an important ally in Anatolia, the Romans decided to

  offer freedom to kidnapped slaves. The first hearings by the governor in

  Sicily liberated several hundred slaves, but then rich Sicilian slave own-

  ers used their influence to stop the process. Inadvertently, they spurred

  another major servile insurrection.

  To turn to another example, when Spartacus and his followers in

  73 BC broke out of the gladiators’ barracks where they were enslaved,

  they did so, according to one author, having decided “to run a risk for

  freedom instead of being on display for spectators.”11 Liberty and dig-

  nity motivated them, according to this account, but we hear nothing

  of a more general desire to free all slaves. Nor, it seems, did they try.

  Spartacus and his men, for example, freed mainly gladiators and rural

  slaves; few of their followers came from the softer and more elite group

  of urban slaves.

  Occasionally there is a glimpse of what might have been a broader

  ideology. Aristonicus’s revolt in Anatolia (133–129 BC) catches the eye

  because he mobilized poor people, non-Greeks, and slaves, whom he

  freed; he called them all Heliopolitae (“Sun citizens”).12 The Greek phi-

  losopher Iambulus (possibly third century BC) had written about a uto-

  pia called Heliopolis, “Sun City,” a caste society that possibly was free

  of slavery; the few fragments of the work leave that unclear.13 Perhaps

  Aristonicus himself had a utopia in mind, or perhaps he was simply

  mobilizing propaganda to drum up support.

  192 Strauss

  It was also significant that Spartacus insisted on sharing loot equally

  among his followers rather than taking the lion’s share. This might have

  represented smart politics rather than incipient communism. Egalitari-

  anism was not present in the Sicilian slave rebellions, whose leaders

  declared themselves to be kings, complete with diadems and purple

  robes. Spartacus took no kingship, but he did allow such trappings of

  Roman republican high office as the fasces, symbol of the power to

  command, including capital punishment.

  A generalized hostility toward slavery on the part of rebels ought

  not be ruled out entirely. Although it cannot be demonstrated in the

  sources, those sources are full of holes and written from the masters’

 

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