by C. S. Lewis
If I am alone in this experience then, to be sure, the present essay is of merely autobiographical interest. But I am pretty sure that I am not absolutely alone. I write on the chance that some others may feel the same and in the hope that I may help them to clarify their own sensations.
In the example of King Solomon’s Mines the producer of the film substituted at the climax one kind of danger for another and thereby, for me, ruined the story. But where excitement is the only thing that matters kinds of danger must be irrelevant. Only degrees of danger will matter. The greater the danger and the narrower the hero’s escape from it, the more exciting the story will be. But when we are concerned with the ‘something else’ this is not so. Different kinds of danger strike different chords from the imagination. Even in real life different kinds of danger produce different kinds of fear. There may come a point at which fear is so great that such distinctions vanish, but that is another matter. There is a fear which is twin sister to awe, such as a man in war-time feels when he first comes within sound of the guns; there is a fear which is twin sister to disgust, such as a man feels on finding a snake or scorpion in his bedroom. There are taut, quivering fears (for one split second hardly distinguishable from a kind of pleasurable thrill) that a man may feel on a dangerous horse or a dangerous sea; and again, dead, squashed, flattened, numbing fears, as when we think we have cancer or cholera. There are also fears which are not of danger at all: like the fear of some large and hideous, though innocuous, insect or the fear of a ghost. All this, even in real life. But in imagination, where the fear does not rise to abject terror and is not discharged in action, the qualitative difference is much stronger.
I can never remember a time when it was not, however vaguely, present to my consciousness. Jack the Giant-Killer is not, in essence, simply the story of a clever hero surmounting danger. It is in essence the story of such a hero surmounting danger from giants. It is quite easy to contrive a story in which, though the enemies are of normal size, the odds against Jack are equally great. But it will be quite a different story. The whole quality of the imaginative response is determined by the fact that the enemies are giants. That heaviness, that monstrosity, that uncouthness, hangs over the whole thing. Turn it into music and you will feel the difference at once. If your villain is a giant your orchestra will proclaim his entrance in one way: if he is any other kind of villain, in another. I have seen landscapes (notably in the Mourne Mountains) which, under a particular light, made me feel that at any moment a giant might raise his head over the next ridge. Nature has that in her which compels us to invent giants: and only giants will do. (Notice that Gawain was in the north-west corner of England when ‘etins aneleden him’, giants came blowing after him on the high fells. Can it be an accident that Wordsworth was in the same places when he heard ‘low breathings coming after him’?) The dangerousness of the giants is, though important, secondary. In some folk-tales we meet giants who are not dangerous. But they still affect us in much the same way. A good giant is legitimate: but he would be twenty tons of living, earth-shaking oxymoron. The intolerable pressure, the sense of something older, wilder, and more earthy than humanity, would still cleave to him.
But let us descend to a lower instance. Are pirates, any more than giants, merely for threatening the hero? That sail which is rapidly overhauling us may be an ordinary enemy: a Don or a Frenchman. The ordinary enemy may easily be made just as lethal as the pirate. At the moment when she runs up the Jolly Roger, what exactly does this do to the imagination? It means, I grant you, that if we are beaten there will be no quarter. But that could be contrived without piracy. It is not the mere increase of danger that does the trick. It is the whole image of the utterly lawless enemy, the men who have cut adrift from all human society and become, as it were, a species of their own—men strangely clad, dark men with earrings, men with a history which they know and we don’t, lords of unspecified treasure in undiscovered islands. They are, in fact, to the young reader almost as mythological as the giants. It does not cross his mind that a man—a mere man like the rest of us—might be a pirate at one time of his life and not at another, or that there is any smudgy frontier between piracy and privateering. A pirate is a pirate, just as a giant is a giant.
Consider, again, the enormous difference between being shut out and being shut in: if you like, between agoraphobia and claustrophobia. In King Solomon’s Mines the heroes were shut in: so, more terribly, the narrator imagined himself to be in Poe’s Premature Burial. Your breath shortens while you read it. Now remember the chapter called ‘Mr Bedford Alone’ in H. G. Wells’s First Men in the Moon. There Bedford finds himself shut out on the surface of the Moon just as the long lunar day is drawing to its close—and with the day go the air and all heat. Read it from the terrible moment when the first tiny snowflake startles him into a realisation of his position down to the point at which he reaches the ‘sphere’ and is saved. Then ask yourself whether what you have been feeling is simply suspense. ‘Over me, around me, closing in on me, embracing me ever nearer was the Eternal . . . the infinite and final Night of space.’ That is the idea which has kept you enthralled. But if we were concerned only with the question whether Mr Bedford will live or freeze, that idea is quite beside the purpose. You can die of cold between Russian Poland and new Poland, just as well as by going to the Moon, and the pain will be equal. For the purpose of killing Mr Bedford ‘the infinite and final Night of space’ is almost entirely otiose: what is by cosmic standards an infinitesimal change of temperature is sufficient to kill a man and absolute zero can do no more. That airless outer darkness is important not for what it can do to Bedford but for what it does to us: to trouble us with Pascal’s old fear of those eternal silences which have gnawed at so much religious faith and shattered so many humanistic hopes: to evoke with them and through them all our racial and childish memories of exclusion and desolation: to present, in fact, as an intuition one permanent aspect of human experience.
And here, I expect, we come to one of the differences between life and art. A man really in Bedford’s position would probably not feel very acutely that sidereal loneliness. The immediate issue of death would drive the contemplative object out of his mind: he would have no interest in the many degrees of increasing cold lower than the one which made his survival impossible. That is one of the functions of art: to present what the narrow and desperately practical perspectives of real life exclude.
I have sometimes wondered whether the ‘excitement’ may not be an element actually hostile to the deeper imagination. In inferior romances, such as the American magazines of ‘scientifiction’ supply, we often come across a really suggestive idea. But the author has no expedient for keeping the story on the move except that of putting his hero into violent danger. In the hurry and scurry of his escapes the poetry of the basic idea is lost. In a much milder degree I think this has happened to Wells himself in The War of the Worlds. What really matters in this story is the idea of being attacked by something utterly ‘outside’. As in Piers Plowman destruction has come upon us ‘from the planets’. If the Martian invaders are merely dangerous—if we once become mainly concerned with the fact that they can kill us—why, then, a burglar or a bacillus can do as much. The real nerve of the romance is laid bare when the hero first goes to look at the newly fallen projectile on Horsell Common. ‘The yellowish-white metal that gleamed in the crack between the lid and the cylinder had an unfamiliar hue. Extra-terrestrial had no meaning for most of the onlookers.’ But extra-terrestrial is the key word of the whole story. And in the later horrors, excellently as they are done, we lose the feeling of it. Similarly in the Poet Laureate’s Sard Harker it is the journey across the Sierras that really matters. That the man who has heard that noise in the cañon—‘He could not think what it was. It was not sorrowful nor joyful nor terrible. It was great and strange. It was like the rock speaking’—that this man should be later in danger of mere murder is almost an impertinence.
It is here that H
omer shows his supreme excellence. The landing on Circe’s island, the sight of the smoke going up from amidst those unexplored woods, the god meeting us (‘the messenger, the slayer of Argus’)—what an anti-climax if all these had been the prelude only to some ordinary risk of life and limb! But the peril that lurks here, the silent, painless, unendurable change into brutality, is worthy of the setting. Mr de la Mare too has surmounted the difficulty. The threat launched in the opening paragraphs of his best stories is seldom fulfilled in any identifiable event: still less is it dissipated. Our fears are never, in one sense, realised: yet we lay down the story feeling that they, and far more, were justified. But perhaps the most remarkable achievement in this kind is that of Mr David Lindsay’s Voyage to Arcturus. The experienced reader, noting the threats and promises of the opening chapter, even while he gratefully enjoys them, feels sure that they cannot be carried out. He reflects that in stories of this kind the first chapter is nearly always the best and reconciles himself to disappointment; Tormance, when we reach it, he forbodes, will be less interesting than Tormance seen from the Earth. But never will he have been more mistaken. Unaided by any special skill or even any sound taste in language, the author leads us up a stair of unpredictables. In each chapter we think we have found his final position; each time we are utterly mistaken. He builds whole worlds of imagery and passion, any one of which would have served another writer for a whole book, only to pull each of them to pieces and pour scorn on it. The physical dangers, which are plentiful, here count for nothing: it is we ourselves and the author who walk through a world of spiritual dangers which makes them seem trivial. There is no recipe for writing of this kind. But part of the secret is that the author (like Kafka) is recording a lived dialectic. His Tormance is a region of the spirit. He is the first writer to discover what ‘other planets’ are really good for in fiction. No merely physical strangeness or merely spatial distance will realise that idea of otherness which is what we are always trying to grasp in a story about voyaging through space: you must go into another dimension. To construct plausible and moving ‘other worlds’ you must draw on the only real ‘other world’ we know, that of the spirit.
Notice here the corollary. If some fatal progress of applied science ever enables us in fact to reach the Moon, that real journey will not at all satisfy the impulse which we now seek to gratify by writing such stories. The real Moon, if you could reach it and survive, would in a deep and deadly sense be just like anywhere else. You would find cold, hunger, hardship, and danger; and after the first few hours they would be simply cold, hunger, hardship, and danger as you might have met them on Earth. And death would be simply death among those bleached craters as it is simply death in a nursing home at Sheffield. No man would find an abiding strangeness on the Moon unless he were the sort of man who could find it in his own back garden. ‘He who would bring home the wealth of the Indies must carry the wealth of the Indies with him.’
Good stories often introduce the marvellous or supernatural, and nothing about Story has been so often misunderstood as this. Thus, for example, Dr Johnson, if I remember rightly, thought that children liked stories of the marvellous because they were too ignorant to know that they were impossible. But children do not always like them, nor are those who like them always children; and to enjoy reading about fairies—much more about giants and dragons—it is not necessary to believe in them. Belief is at best irrelevant; it may be a positive disadvantage. Nor are the marvels in good Story ever mere arbitrary fictions stuck on to make the narrative more sensational. I happened to remark to a man who was sitting beside me at dinner the other night that I was reading Grimm in German of an evening but never bothered to look up a word I didn’t know, ‘so that it is often great fun’ (I added) ‘guessing what it was that the old woman gave to the prince which he afterwards lost in the wood’. ‘And specially difficult in a fairy tale,’ said he, ‘where everything is arbitrary and therefore the object might be anything at all.’ His error was profound. The logic of a fairy tale is as strict as that of a realistic novel, though different.
Does anyone believe that Kenneth Grahame made an arbitrary choice when he gave his principal character the form of a toad, or that a stag, a pigeon, a lion, would have done as well? The choice is based on the fact that the real toad’s face has a grotesque resemblance to a certain kind of human face—a rather apoplectic face with a fatuous grin on it. This is, no doubt, an accident in the sense that all the lines which suggest the resemblance are really there for quite different biological reasons. The ludicrous quasi-human expression is therefore changeless: the toad cannot stop grinning because its ‘grin’ is not really a grin at all. Looking at the creature we thus see, isolated and fixed, an aspect of human vanity in its funniest and most pardonable form; following that hint Grahame creates Mr Toad—an ultra-Johnsonian ‘humour’. And we bring back the wealth of the Indies; we have henceforward more amusement in, and kindness towards, a certain kind of vanity in real life.
But why should the characters be disguised as animals at all? The disguise is very thin, so thin that Grahame makes Mr Toad on one occasion ‘comb the dry leaves out of his hair’. Yet it is quite indispensable. If you try to rewrite the book with all the characters humanised you are faced at the outset with a dilemma. Are they to be adults or children? You will find that they can be neither. They are like children in so far as they have no responsibilities, no struggle for existence, no domestic cares. Meals turn up; one does not even ask who cooked them. In Mr Badger’s kitchen ‘plates on the dresser grinned at pots on the shelf’. Who kept them clean? Where were they bought? How were they delivered in the Wild Wood? Mole is very snug in his subterranean home, but what was he living on? If he is a rentier where is the bank, what are his investments? The tables in his forecourt were ‘marked with rings that hinted at beer mugs’. But where did he get the beer? In that way the life of all the characters is that of children for whom everything is provided and who take everything for granted. But in other ways it is the life of adults. They go where they like and do what they please, they arrange their own lives.
To that extent the book is a specimen of the most scandalous escapism: it paints a happiness under incompatible conditions—the sort of freedom we can have only in childhood and the sort we can have only in maturity—and conceals the contradiction by the further pretence that the characters are not human beings at all. The one absurdity helps to hide the other. It might be expected that such a book would unfit us for the harshness of reality and send us back to our daily lives unsettled and discontented. I do not find that it does so. The happiness which it presents to us is in fact full of the simplest and most attainable things—food, sleep, exercise, friendship, the face of nature, even (in a sense) religion. That ‘simple but sustaining meal’ of ‘bacon and broad beans and a macaroni pudding’ which Rat gave to his friends has, I doubt not, helped down many a real nursery dinner. And in the same way the whole story, paradoxically enough, strengthens our relish for real life. This excursion into the preposterous sends us back with renewed pleasure to the actual.
It is usual to speak in a playfully apologetic tone about one’s adult enjoyment of what are called ‘children’s books’. I think the convention a silly one. No book is really worth reading at the age of ten which is not equally (and often far more) worth reading at the age of fifty—except, of course, books of information. The only imaginative works we ought to grow out of are those which it would have been better not to have read at all. A mature palate will probably not much care for crème de menthe: but it ought still to enjoy bread and butter and honey.
Another very large class of stories turns on fulfilled prophecies—the story of Oedipus, or The Man Who Would Be King, or The Hobbit. In most of them the very steps taken to prevent the fulfilment of the prophecy actually bring it about. It is foretold that Oedipus will kill his father and marry his mother. In order to prevent this from happening he is exposed on the mountain: and that exposure, by leading to his re
scue and thus to his life among strangers in ignorance of his real parentage, renders possible both the disasters. Such stories produce (at least in me) a feeling of awe, coupled with a certain sort of bewilderment such as one often feels in looking at a complex pattern of lines that pass over and under one another. One sees, yet does not quite see, the regularity. And is there not good occasion both for awe and bewilderment? We have just had set before our imagination something that has always baffled the intellect: we have seen how destiny and free will can be combined, even how free will is the modus operandi of destiny. The story does what no theorem can quite do. It may not be ‘like real life’ in the superficial sense: but it sets before us an image of what reality may well be like at some more central region.
It will be seen that throughout this essay I have taken my examples indiscriminately from books which critics would (quite rightly) place in very different categories—from American ‘scientifiction’ and Homer, from Sophocles and Märchen, from children’s stories and the intensely sophisticated art of Mr de la Mare. This does not mean that I think them of equal literary merit. But if I am right in thinking that there is another enjoyment in Story besides the excitement, then popular romance even on the lowest level becomes rather more important than we had supposed. When you see an immature or uneducated person devouring what seem to you merely sensational stories, can you be sure what kind of pleasure he is enjoying? It is, of course, no good asking him. If he were capable of analysing his own experience as the question requires him to do, he would be neither uneducated nor immature. But because he is inarticulate we must not give judgement against him. He may be seeking only the recurring tension of imagined anxiety. But he may also, I believe, be receiving certain profound experiences which are, for him, not acceptable in any other form.