BY 1795, twenty years had passed since the first publication of On the Natural Variety of Mankind. In the interim, skin color, not heretofore the crucial factor for Blumenbach, had risen to play a large role. He now sees it necessary to rank skin color hierarchically, beginning, not surprisingly, with white. Believing it to be the oldest variety of man, he puts it in “the first place.” His reckoning includes a large dose of aesthetic reasoning, led by the blush.* “1. The white colour holds the first place, such as is that of most European peoples. The redness of the cheeks in this variety is almost peculiar to it: at all events it is but seldom to be seen in the rest.” After white comes “the yellow, olive-tinge.” Then, third, “copper colour (Fr. bronzé)” fourth is “Tawny (Fr. basané)” last, “the tawny-black, up to almost a pitchy blackness (jet-black).”13 Like the first and second editions, this third edition of On the Natural Variety of Mankind keeps on ascribing differences of skin color to climate and individual experience in non-Europeans as well as Europeans.
Blumenbach seems once again to be arguing with himself, disregarding his own equitable explanation of individual difference and yet describing the “racial face” of each of his five human varieties. He dwells longest and lovingly on the Caucasian, from whom Lapps, having in 1781 been allowed a place, are once again excluded:
Caucasian variety. Colour white, cheeks rosy; hair brown or chestnut-colored; head subglobular; face oval, straight, its parts moderately defined, forehead smooth, nose narrow, slightly hooked, mouth small. The primary teeth placed perpendicularly to each jaw; the lips (especially the lower one) moderately open, the chin full and rounded. In general, that kind of appearance which according to our opinion of symmetry, we consider most handsome and becoming. To this first variety belong the inhabitants of Europe (except the Lapps and the remaining descendants of the Finns) and those of Eastern Asia, as far as the river Obi, the Caspian Sea and the Ganges; and lastly, those of Northern Africa.14
Like many other anthropologists, Blumenbach labels North Africans “Caucasian.” No problem there, at least not for the moment. But by placing the Caucasian variety’s eastern boundaries farther to the east than the Ural Mountains and as far south as the Ganges, Blumenbach enlarges Caucasian territory beyond the limits then becoming accepted as European.* Russia, always a problem, was sometimes placed within, sometimes outside Europe.
By bringing India into the Caucasian fold, Blumenbach was doubtless thinking linguistically. In 1786, the linguist Sir William Jones had traced similarities in various European and Asian languages to the archaic language of Sanskrit. Blumenbach’s colleague and friend Georg Forster had translated Jones’s version of an ancient Sanskrit classic drama into German in 1791. Others soon transformed a linguistic category, the Indo-European, or Aryan, into a race, giving rise to the idea of a biologically determined Indo-European people. By the mid-nineteenth century, scrupulous scholars had rejected any biological basis to the Indo-European/Aryan language group, but that hardly mattered. The judgment of sound scholarship did not suffice to kill off the notion of an Indo-European/Aryan race, with Germans and Greeks within and Semites outside. For determined racists, especially in the twentieth century, racial identity and language always had to coincide, and appearance would always figure in concepts of race. Race begat beauty, and even scientists succumbed to desire.
WITH THE concept of human beauty as a scientifically certified racial trait, we come to a crucial turning point in the history of white people. Now linking “Caucasian” firmly to beauty, Blumenbach remained divided of mind. Holding first place in his classification was always the scientific measurement of skulls. But second within human variety came a concern for physical beauty, going well beyond the beauty of skulls and giving birth to a powerful word in race thinking: “Caucasian variety. I have taken the name of this variety from Mount Caucasus, both because its neighborhood, and especially its southern slope, produces the most beautiful race of men, I mean the Georgian.” A long footnote follows, quoting the seventeenth-century traveler Jean Chardin as only one of a “cloud of eye-witnesses” praising the beauty of Georgian women. Blumenbach’s quote leaves out Chardin’s disapproval of Georgians’ heavy use of makeup, their sensuality, and the many bad habits Chardin had deplored. Now Chardin intones to Blumenbach the gospel of Georgian beauty:
The blood of Georgia is the best of the East, and perhaps in the world. I have not observed a single ugly face in that country, in either sex; but I have seen angelical ones. Nature has there lavished upon the women beauties which are not to be seen elsewhere. I consider it to be impossible to look at them without loving them. It would be impossible to point to more charming visages, or better figures, than those of the Georgians.15
Beauty’s charms reached into science, but what of science’s bedrock, the measurement of skulls?
Now Blumenbach squirms. By turns he embraces Enlightenment science—the measurements of his skulls—then lets go to reach for romanticism’s subjective passion for beauty. Yes, skull measurements count, but when it comes down to it, bodily beauty counts for more, but no, no, not conclusively. Even while extolling Caucasian beauty, he adopts a third line of reasoning meant to puncture European racial chauvinism. Consider the toads, says Blumenbach: “If a toad could speak and were asked which was the loveliest creature upon god’s earth, it would say simpering, that modesty forbad it to give a real opinion on that point.”16 As in the first edition of On the Natural Variety of Mankind, Blumenbach qualifies his estimation of European beauty as rife with European narcissism.
Even so, he uses the word “beautiful” five times on one page in describing the bony foundation of his favorite typology, a Georgian woman’s skull. It is “my beautiful typical head of a young Georgian female [which] always of itself attracts every eye, however little observant.* (See figure 6.5, Blumenbach’s “Beautiful Skull.”)
THE STORY of Blumenbach’s skull belongs within a long and sorry history of Caucasian vulnerability to eighteenth-century Russian imperialism. Blumenbach’s benefactor Georg Thomas (Egor Fedotvich), Baron von Asch (1729–1807), is little known today. Born in St. Petersburg of German parents, Asch had secured his medical degree from the University of Göttingen in 1750 and then joined the Russian army’s medical service in the imperial forces of Catherine the Great. A military man and a leader of Russia’s learned societies in St. Petersburg and Moscow, Asch traveled around the expanding Russian empire both in his official capacity and as a patron of science. Regarding the latter, he collected skulls, manuscripts, and various other trophies from throughout Russia and its hinterlands in the 1780s and 1790s, specimens he showered on Blumenbach and the research collections of his Göttingen alma mater.*
Fig. 6.5. Blumenbach’s “Beautiful Skull of a Female Georgian.”
In 1793, shortly after Catherine had won her second Caucasian war against the Ottomans, Asch sent Blumenbach a pristine female skull, explaining its provenance in a cover letter.17 The skull came from a Georgian woman the Russian forces had taken captive, precisely the kind of situation figuring in so many descriptions of beautiful Caucasian and Circassian women: as an archetype, she is a pitiful captive lovely in her subjection. Actually, the perfect appearance of the teeth support a suspicion that the owner was a very young person, indeed, more adolescent than woman. In this case, the story continued to its tragic end when the woman or girl was brought back to Moscow. Although Asch sheds little light on her life in Russia, he does tell us that she died from venereal disease. An anatomy professor in Moscow had performed an autopsy before forwarding the skull to Asch in St. Petersburg. Ironically, perhaps, the woman whose skull gave white people a name had been a sex slave in Moscow, like thousands of her compatriots in Russia and the Ottoman empire.
Blumenbach labeled his prize skull “beautiful” and “female Georgian,” going on to call the human variety it inspired “Caucasian,” a mysterious slippage he did not explain. Why not call it “Georgian,” we may ask, since the skull came from Georgia? The answe
r may lie in North America, where the newly formed United States already included a state called Georgia and, presumably, people called Georgians.* At any rate, during Blumenbach’s time, the notion of “Caucasian” achieved wide circulation.
BLUMENBACH’S IDEA of Caucasian was as much mythical as geographical. On the one hand, he means the 170,000 square miles of land separating the Black Sea and the Caspian Sea, comprising the embattled Muslim Chechnya as well as Christian Georgia and being home to some fifty ethnic groups. Today anthropologists parse these ethnicities into three main categories: Caucasian, Indo-European, and Altaic. Among the Altaic peoples are the Kalmyk/Kalmuck, whom Western tradition deemed ugly. Right beside them live the Circassians and Georgians, those beautiful white slave people of legend, both in the category of Caucasian peoples. Note that in 1899 William Z. Ripley pictured Caucasians in his authoritative Races of Europe. (See figure 6.6, Ripley’s “Caucasus Mountains.”)
Fig. 6.6. “Caucasus Mountains,” in William Z. Ripley, The Races of Europe (1899).
WHITENESS NOW takes its place in racial classification, reorienting the science of human taxonomy from Linnaeus’s geographical regions to Blumenbach’s emphasis on skin color as beauty. Once Blumenbach had established Caucasian as a human variety, the term floated far from its geographical origin. Actual Caucasians—the people living in the Caucasus region, cheek by jowl with Turks and Semites of the eastern Mediterranean—lost their symbolic standing as ur-Europeans. Real Caucasians never reached the apex of the white racial hierarchy; indeed, many Russians call them chernyi (“black”) on account of their supposed wild troublesomeness.18 Somehow specificity faded while the idea of a supremely beautiful “Caucasian” variety lived on, eventually becoming the scientific term of choice for white people. When scholars nowadays use “Caucasian” as racial terminology, they are harking back to the illustrious Blumenbach. But the term has a more complex genealogy, too, one connecting it to the larger history of race, beauty, and reactionary politics.
That part of the story brings in Blumenbach’s cranky Göttingen colleague Christoph Meiners (1747–1810). (See figure 6.7, Christoph Meiners.) For lack of documentation, we cannot know the exact degree of the personal interaction between Blumenbach and Meiners.19 Clearly, however, Meiners, with his preoccupation with human beauty and his counterrevolutionary politics, shadows the background of German racial theory.
Both Blumenbach and Meiners studied and then taught at the University of Göttingen, where Meiners assumed a professorship in 1776, about the same time as Blumenbach.* The eminence of the egalitarian-minded Blumenbach lives on, and when Blumenbach died at eighty-eight, in 1840, his membership in seventy-eight learned societies attested to his eminence in the masculine realm of letters.20† Led by the illustrious Humboldts, Blumenbach’s students had supervised the celebration of his jubilee—the fiftieth anniversary of his doctorate—in 1825. The politically retrograde Meiners has largely been forgotten.
During the 1790s Blumenbach, already the more distinguished colleague, seems to have taken note of Meiners’s voluminous, if obscure, publications.21 To be sure, Meiners’s name appears only once in the 1795 edition of Varieties of Humankind, but Blumenbach’s emphases—notably beauty (and the evocation of an ancient Greek ideal), the repeated mention of Tacitus and the “ancient Germans’” racial purity, and even the name “Caucasian”—betray the pull of his contrary colleague.
Both Meiners and Blumenbach focused on the same towering subject—humankind’s divisions—but otherwise their views diverged over methodology, politics, and conclusions, converging only on the naming of varieties and, increasingly, the importance of personal appearance. Blumenbach, as we know, accorded pride of place to skull measurement, whereas Meiners relied on travel literature, with its inevitable ethnocentrism. Another difference: Meiners wrote hastily and at great length, distorting the meaning of scholars he cited and filling his pages with wildly contradictory claims. Blumenbach and more rigorous colleagues, though themselves no paragons of consistency, objected to such sloppiness, criticizing Meiners’s reactionary intellectual one-sidedness. Meiners made no bones about it—inferior peoples’ inferiority justified, even required, their enslavement and the use of despotism for their control.22 Beauty and ugliness, he said, led naturally to different fates. Blumenbach did not agree.
Fig. 6.7. Christoph Meiners.
Meiners initially posited a counterintuitive binary racial scheme whose strange two-way racial classification appears in Grundriß der Geschichte der Menschheit (Foundations of the History of Mankind), published in 1785:
Tartar-Caucasian, divided into Celtic and Slavic, and
Mongolian.
The Tartar-Caucasian was first and foremost the beautiful race. The Mongolian was the ugly race, “weak in body and spirit, bad, and lacking in virtue,” as characterized by the Kalmucks. Meiners classifies Jews as Mongolian (i.e., Asian) along with Armenians, Arabs, and Persians, all of whom Blumenbach defined as Caucasian. Meiners makes his ugly Mongolian race dark-skinned. And he joined most of his German contemporaries in locating the ideal of human beauty in ancient Greece, but, he adds immodestly, the Germans rival the Greeks in beauty and bodily strength.23
Göttingen’s scholarly community muttered a good deal about Meiners’s lack of rigor and cranky conclusions, but mostly the criticism remained buried in private and rather academic letters. In any case, Meiners’s fringy popularity was widespread, and his work circulated extensively. Grundriß der Geschichte der Menschheit went through three editions and was translated into several languages.* His circle included French counterrevolutionaries who later fed the intellectual history of twentieth-century National Socialism.
Blumenbach may well have borrowed the name “Caucasian” from Meiners. But even if that borrowing took place, Blumenbach reached for higher authority in publication. He cited the illustrious Jean Chardin, not his neighbor’s cantankerous book. Though Meiners lacked the status of a member of the Royal Society, he did convince a certain circle of his own acolytes.
In the early 1790s, Meiners began to move racial discourse in Göttingen beyond comparisons between Europeans and non-Europeans and to concentrate on an intra-European hierarchy of lightness and beauty, with ancient Germans on top.24 In a series of articles vaunting the superiority of Germans among Europeans, Meiners describes non-German Europeans’ color as “dirty white” and compares it unfavorably with the “whitest, most blooming and most delicate skin” of the Germans. The early Germans he describes as “taller, slimmer, stronger, and with more beautiful bodies than all the remaining peoples of the earth.” Meiners maintains, following Tacitus, that Germans possess the prized quality of racial purity. By the late eighteenth century, Meiners was making claims for stereotypical Nordic/Teutonic attributes that some in the academic world would echo for another hundred years.25 That was radical enough, but he did not stop there.
As his thought continued to evolve, Meiners teased out distinctions not only between different kinds of Europeans but also between different kinds of Germans: Germans of the north and Germans of the south. Northerners, such as the Protestants of Dresden, Weimar, Berlin, Hanover, and Göttingen were in; southerners—the Catholics of Vienna—were out.
This may seem a strained dichotomy, but, in fact, it was not new. At this time the idea of southern Germany meant Vienna, the sophisticated, nineteen-hundred-year-old capital of the Holy Roman Empire. That empire, self-proclaimed heir of the Roman empire of antiquity, sprawled across Europe from the Low Countries to the Czech, Slovak, and Hungarian lands bordering the Ottoman empire. It might have been on its next-to-last legs, but Vienna, created as a barrier against the Germani tribes, still occupied at least a rhetorical space between peoples within and those outside civilization. Thus differences between southern and northern Germans in the late eighteenth century could be thought to resemble Caesar’s and Tacitus’s civilized Gauls within the Roman empire and wild Germans—those northerners outside. Envy also played its part. A wealthy
imperial capital, Vienna had long boasted a high culture beyond the means of Germans of the north.
Such envy coupled easily with contempt. It was only a small step for north Germans to feminize the Viennese, to turn them into soft Gauls and trumpet the enduring masculinity of untamed northerners. This anticivilization strategy gendered north and south, Gaul and German, a Gaul/French, German/German metaphor that held a promising future as an anthropological strategy. It also contained a political dimension. Like most advocates of racial hierarchy, Meiners resented the French for their revolution, which had led to unfortunate leveling tendencies in the German lands and, critically, to Jewish emancipation.
It is not surprising, therefore, that Meiners later became the Nazis’ favorite intellectual ancestor, for he knew his Tacitus and built castles upon it. In phrases characteristic of nineteenth-century Teutomania, Meiners describes Germans’ possession of the “whitest, most blooming and most delicate skin,” the “tallest and most beautiful” men not only in Europe, but in the entire world, and a “purity of blood” that made them the physical, moral, and intellectual superiors of everyone. The ancient Germans were “strong like oak-trees,” but their descendants, though still better than everyone else, had degenerated through indulgence in civilization’s luxuries. Rigorous practice of the martial arts would restore Germans to their former virility and beauty.26
The History of White People Page 9