by John Keay
Throughout the second half of the sixteenth century English ships determinedly pushed up into the Arctic Circle. In the north-west Frobisher and Davis probed the sounds and channels of Canada’s frozen north; none turned out to be a Magellan strait. Earlier Willoughby and Chancellor, in search of a north-east passage, had rounded Norway’s North Cape and entered the Barents Sea. Novaya Zemlya was no place of balmy refreshment like Madagascar but in an age when men still welcomed some medieval symmetry in their maps, the Norwegian cape showed a happy longitudinal correspondence to that of southern Africa. ‘Good hope’ sprang eternal. Forcing its way through the pack ice, an English ship at last entered the Kara Sea which may fairly be considered as Asiatic water. The fogs and the ice floes drove it back. Instead of rich and civilized Cathay, all that had been discovered was the rough and ready Russia of Ivan the Terrible.
The story did not end there. Well into the seventeenth century London’s Muscovy Company would continue to trade with the Tsar’s territories via Murmansk and to encourage Arctic exploration. In 1602 the East India Company would itself despatch an expedition to the north-west and in 1606, in conjunction with the Muscovy Company, it tried again. Four years later Henry Hudson, cast away by his mutinous crew in the bay that bears his name, probably died believing that he had cleared the north-west passage. It fell to Bylot and Baffin to show that he had done no such thing. The search went on.
The idea that to the English it would be given to open their own sea route to the East proved mighty persistent. It needs to be emphasized that when the East India Company was founded it was by no means a foregone conclusion that its ships would always be sailing east nor, for that matter, that they would ever be going to India. Indeed the Company which received its royal charter on 31 December 1600 was not the ‘English East India Company’ at all but ‘The Company of Merchants of London trading into the East Indies’. The ‘London’ was important and so were the ‘East Indies’ which then as now were not synonymous with India.
How the Company’s ships were to get to the Indies was up to them. But if the northern corridor proved elusive, disappointment served only to strengthen an even more fundamental conviction – that somehow or other a share of world trade would nonetheless fall to the English. To the Tudor merchant-adventurer freedom of trade was much like freedom of conscience; he could invoke scripture to justify it and would not have been surprised to see it enshrined in the Thirty-Nine Articles. Just as Rome’s presumptuous claims to a monopoly of Christian truth and authority were no longer acceptable, so Madrid’s claim to the treasures of the Americas and Lisbon’s to the trade of the Indies, for each of which Papal authority was again invoked, were seen as ‘insolencyes’.
Wherever English shipping called, the argument for free trade would be vigorously rehearsed. It was quite simple. In His ‘infinite and unsearchable wisdom’, according to the text of Queen Elizabeth’s standard letter of introduction to eastern princes, God had so ordained matters that no nation was self-sufficient and that ‘out of the abundance of ffruit which some region[s] enjoyeth, the necessitie or wante of others should be supplied’. Thus ‘severall and ffar remote countries’ should have ‘traffique’ with one another and ‘by their interchange of commodities’ should become friends. ‘The Spaniard and the Portingal’, on the other hand, prohibited multilateral exchange and insisted on exclusive trading rights. Such rights, if granted, would be interpreted as tantamount to a surrender of sovereignty. Any prince, warned the Queen’s letter – she could not be more precise because these letters were unaddressed and it was up to whoever delivered them to fill in the name of the local potentate – any prince who traded with only one European nation must expect a degree of political subordination to that nation.
The first prince to receive one of these unconventional and unsolicited royal circulars was most impressed; the sentiments could have been his own. Ala-uddin Shah was Sultan of Aceh, an important city-state on the north-western tip of Sumatra; the date was June 1602; and the bearer of the letter was James Lancaster, commander of the East India Company’s first fleet.
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Lancaster’s career well illustrates the momentous events which immediately preceded the foundation of the Company. Born at Basingstoke in the mid-1550s, he had somehow found his way to Portugal where he quickly amassed both wealth and experience as a merchant and soldier. Then in 1580 the Portuguese crown passed to Philip II of Spain. As a result of this dynastic union Spain’s enemies, notably England and Holland, became those of Portugal too. Lisbon was soon closed to English shipping and Lancaster, like other Englishmen, left in a hurry; it seems that he may well have lost property and rank by this unexpected turn of events. The union also cut off the supply of Portuguese spices to Spain’s enemies, thus giving the Dutch and English an incentive to go seek them at source; and it also freed English adventurers from the constraints of the traditional Anglo-Portuguese alliance. Portuguese ships and Portuguese trade routes were now fair game.
Coincidentally it was also in 1580 that Francis Drake returned from his voyage round the world. En route he had called at the clove-rich island of Ternate, one of the Moluccas, and at Java, and had had no difficulty in procuring a cargo. This was thought most encouraging; evidently the Portuguese in the East were neither as well established nor as vigilant as expected. In 1582 an English fleet was sent to renew contacts. It failed to find the Cape of Good Hope, let alone cross the Indian Ocean; this was less encouraging. But in 1587 Drake’s raids in the eastern Atlantic resulted in the capture of a Portuguese carrack, or galleon. The ease with which the giant vessel was overpowered showed, according to the contemporary chronicler Richard Hakluyt, that ‘carracks were no such bugs that they might be taken’; when its cargo was valued at over £100,000 Elizabethan seafarers took up bug hunting in earnest.
Lancaster may well have been serving under Drake at this time. Alternatively he may have been involved in the Levant Company, which, like the Muscovy Company, was another new London syndicate trading, in this case, with the Middle East; from its ranks would come many of the prime movers in the East India Company. At all events, by 1588 Lancaster had learnt something of navigation and had command of a Levant Company ship, the Edward Bonaventure.
In her, he like many others who would sail to the East put to sea to oppose the Invincible Armada. For a generation of English seamen the defeat of the Armada was a turning point. To them, and to all who cared to line the cliffs along the English Channel during the last week of July 1588, it demonstrated that the earlier successes of Drake and Raleigh were not just isolated flashes of brilliance-cum-effrontery; and that well armed, well manned, and cleverly sailed, the smaller English ships were more than a match for the great galleons and carracks. With national self-esteem fluttering at the masthead, the English were now ready to carry their challenge for maritime supremacy down the Atlantic and beyond. Often news of the Armada’s defeat would precede them. Sultan Ala-uddin of Aceh’s gracious reception of his unknown visitors would owe a good deal to rumours that these were the selfsame people who had repelled the most formidable navy either east or west had ever seen. And when the Sultan actually congratulated Lancaster on the affair, the Englishman visibly blushed with delight.
Three years after the Armada, Lancaster again commanded the Edward Bonaventure. She was one of three ‘tall ships’ and she was sailing south from Plymouth, heading at last for the Cape and the East Indies. This voyage, which lasted from 1591 to 1594, is generally regarded as a reconnaissance for those of the East India Company. A Dutch fleet sailed in its wake and the second spice race had begun. But whereas the Dutch voyage would prove a resounding success, that of the English proved the grimmest of odysseys and the most disastrous of investments; if anything it ought finally to have discredited the whole idea of pursuing eastern trade.
Even on the first leg down the African coast things had gone badly wrong. While the ships drifted from one Atlantic doldrum to another, so many of those aboard succumbed to scurvy t
hat from the Cape one of the ships had to be sent home with fifty sick men aboard. In the event they were the lucky ones. The two remaining ships pushed on around the coast of Africa. Somewhere off Mozambique the flagship was lost with all hands in a storm which also killed some of the Bonaventure’s men. Lancaster repaired to the Comoro Islands where a further thirty of his followers were massacred by the natives. He continued on to Zanzibar and, by-passing India, eventually reached Penang and the Malay peninsula.
Neither here nor anywhere else was any attempt made to open honest ™ it was easier to plunder Portuguese ships and easier still to waylay Burmese and Indian vessels which paid for, but rarely enjoyed, Portuguese protection. No doubt Lancaster was under pressure from his decimated and prize-hungry crew. Ever a considerate commander, he openly discussed his plans with his officers and showed unusual solicitude for his men. Thus it was their representations which eventually forced him to head for home, and which, when provisions ran low in the Atlantic, persuaded him to visit the West Indies. There the Bonaventure plus her ill-gotten cargo was finally lost, and the remnant of her crew shipwrecked. Out of 198 men who had rounded the Cape only twenty-five would ever make it back to England; two out of three ships had been lost; and the only cargo to reach home was that boatload of scurvy victims.
Lancaster was among the survivors. Within a few months of his return he was sailing to Brazil in command of a much more successful expedition which managed to storm Pernambuco (Recife) and to get away with so much loot, including the contents of another carrack laden with spices, that additional ships had to be chartered to carry it all home. Undoubtedly no Englishman had more experience of outwitting the Portuguese or of navigation in the Indian Ocean. Lancaster was the obvious choice as commander of the first East India Company fleet.
He had, however, done nothing to persuade merchants and investors that expeditions in search of eastern trade were worthwhile. It was the Dutch with a succession of rewarding voyages to the East Indies in the late 1590s who showed what could be achieved. They too had first hoped to find a north-eastern passage to the Indies, had been duly disappointed, and in 1595 had tried their luck with a small fleet sent round the Cape of Good Hope. A Dutch agency, or ‘factory’, had been established at Bantam in western Java, and the fleet returned home laden with spices. In rapid succession new Dutch syndicates were formed; by 1598 several fleets totalling some eleven vessels were sailing for the Indies. It was one of these which established the Dutch presence at Neira, the nutmeg capital of the Banda Islands. By the end of the century the Dutch had opened further factories in the Moluccas and on the Indian peninsula and had begun trading with Sumatra, Sri Lanka, and the coast of China.
Here was an object lesson in what could be achieved by concerted endeavour and it was not lost on London’s merchants. In particular the members of the Muscovy and Levant Companies, men already accustomed to take a world view of trade, organized into powerful and exclusive syndicates with access to capital and influence, yet independent of both court and government, rose to the challenge. The Levant Company’s hopes of tapping into the overland trade in spices and other eastern commodities through agencies in Persian and Turkish territory were clearly doomed now that the Dutch had shown that they could drive a highly profitable trade direct with the Spice Islands. Imitation remained the only sincere form of competition and it is a measure of the English success that within a decade the Levant Company, instead of importing spices from the Middle East, would be exporting them from London to the Middle East.
The final straw came with the news that the Dutch were now seeking to augment their eastern fleets by purchasing English shipping. Arguing that the national interest was at stake, in July 1599 – just two months after ships of the second Dutch fleet began returning with packed holds – a petition was ready for Queen Elizabeth’s perusal.
For a critical year Her Majesty stalled. Peace negotiations with Spain were at a sensitive stage and it was rightly thought that they would be prejudiced by any English commitment to contest the spice trade. The petitioners responded by producing a list of all the ‘islands, cities, townes, places, castels and fortresses’ occupied by the Portuguese plus another list, even longer, of all those they did not occupy. Their argument, which would later become all too familiar as the interloper’s apologia, was simply that if the Portuguese had no interest in these other ‘places’ – which included such significant markets as Siam, Bengal, Japan, Cambodia and ‘the most mighty and wealthy empire of China’ – then there could be no harm in ‘other princes or people of the world repairing unto them’. There was no need for a direct confrontation with the Portuguese and, as will be seen, the English would go out of their way to develop and explore all of them. On the other hand Her Majesty knew her swashbuckling subjects well enough not to suppose that they would ever willingly forgo a laden carrack. It was not therefore until negotiations with Spain faltered that a new petition was invited and the Royal Charter at last granted.
Amongst the names of the 218 petitioners who celebrated New Year’s Eve 1600 as ‘The Company of Merchants of London trading into the East Indies’ was that of James Lancaster. He probably helped to draft the original petition and he was certainly one of the Company’s first ‘committees’ (directors). He also had a hand in drafting that standard royal letter, a copy of which he would present at Aceh. But already there were those at Court, like the Lord Treasurer and the Earl of Essex, who saw the new company as a rich mine of patronage and who were all for working it, notably by leaning on the directors to appoint Sir Edward Michelborne as commander of the first fleet. The directors stood firm; their choice was Master James Lancaster and by way of explanation they insisted on being allowed ‘to sort out theire business with men of their own qualitye’. Indeed, lest suspicions of jobbery scare off any of their investors, they resolved ‘not to employ any gentleman in any place of charge’. They approved of Lancaster’s democratic style of leadership and, more to the point, they vigorously resented any Court interference. But as the Company’s annalist would gloomily note, here was evidence that even before the Company had been fully constituted ‘that influence which in the sequel will be found to be equally adverse to the prosperity of their trade and the probity of their directors had its commencement’. Michelborne, incidentally, instead of being the Company’s first commander, would become its rival as the first interloper.
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After frantic preparations Lancaster sailed from Woolwich with four ships in February 1601. The Red Dragon, his flagship, had been bought from the Earl of Cumberland who was at this time the only titled member of the Company. The vessel partook of his Lordship’s ‘quality’. She was of 600 tons, had been built for privateering in the West Indies, and like most subsequent ‘East Indiamen’ was as much warship as cargo carrier with thirty-eight guns plus space, if not accommodation, for 200 men. To maintain her complement at 200 Lancaster, mindful of past disasters, prescribed lemon juice for all ranks. Three spoonfuls per man were administered every morning as they sailed into the scurvy latitudes of the south Atlantic. The dosage seemed to work. During the six months that it took to reach the Cape the men of the Red Dragon remained in rude health.
It was not so in the rest of the fleet. The Hector, the Susan and the Ascension were somewhat smaller ships and had all been active in the Levant trade. Each carried about 100 men, the total for the whole fleet being 480. Of these, 105 were dead by the time they reached the Cape. So weak were those that remained that men from the Red Dragon had to be sent to assist in bringing the other ships into Table Bay.
Then known as Saldania, Table Bay proved a good spot to recuperate. Sails were taken ashore and a tented rest camp prepared. Good water, fresh fruit and the mellow winter climate saw the sickly men quickly recover and provided ‘a royal refreshing’ for all. Meanwhile Lancaster renewed his acquaintance – he had stopped here in 1591 – with the ‘Saldanians’. ‘Of a tawny colour, of reasonable stature, swift of foot, and much given to pick and st
eal’, the Africans were as yet shy of European visitors and were easily kept at a distance. Additionally there was a problem of communication. The natives ‘spoke through the throat’ and ‘clocked with their tongues in such sort that in…seven weeks…the sharpest wit amongst us could not learn one word of their language’. Lancaster, rising to the occasion in a way that no gentleman would have contemplated, spoke to them ‘in cattel’s language’. Thus, wishing to buy sheep, he said ‘baah’ and ‘for oxen and kine “moath”, which language the people understood very well without any interpreter’. Soon droves of livestock were converging on the camp and changing hands at rates which the English found frankly laughable. A piece of old iron, rowlock-size, bought a sheep, and two pieces bought an ox ‘full as bigge as ours and very fat’. With 1000 sheep and 42 oxen – plus wine, olive oil and meal removed from a small Portuguese supply ship which had fallen into English hands – the fleet left Table Bay as well provisioned as it had Woolwich.
As an alternative to Saldania future voyages would often make for one of Madagascar’s sheltered bays. Lancaster’s fleet passed along the east coast of the island and on Christmas Day 1601 put into the bay of Antongil to load water, rice and fruit and to replenish stocks of lemon juice. Here they also assembled a small pinnace of about eighteen tons which they had brought from London in kit form. Of lesser draught, it would be used for sounding in coastal waters and as a tender for bringing cargoes out to the main fleet.
While the ‘pinis’ was being ‘sheathed’, as the anonymous chronicler charmingly puts it – he means the pinnace was being clad with an outer shell of local timber – men again began dying. From the Red Dragon were lost the master’s mate, the preacher, the surgeon and ‘tenne other common men’. Similar losses were reported from the rest of the fleet. ‘Those that died here died most of the flux [dysentery] which, in our opinion, came with the waters which we drancke.’ This was not, however, the case with Captain Brand of the Ascension, who had the unusual misfortune of being shot by the guns of his own ship. In sombre mood he was being rowed ashore to attend the funeral of the Red Dragon’s mate when the Ascension’s gunner let fly with the usual three-gun salute for a deceased officer. Unfortunately the gunner, ‘being not so careful as he should have beene’, had forgotten that his guns were loaded and that the Captain was within range. One ball scored a direct hit and ‘slew the Captain and the boatswain’s mate starke dead; so that they that went to see the funeral of another were both buried themselves’.