by Isaac Asimov
—Act I, scene ii, lines 72-75
This is the old complaint of the conservative nationalistic Englishman (of whom Shakespeare is so often a spokesman) that the younger generation is mad for foreign novelties and has nothing but contempt for the traditions of their own land. (This view is not confined to England or to the sixteenth century.)
… borrowed a box of the ear…
The mention of a Scotsman brings forth an expression of contempt from Portia, who says:
… he hath a neighborly charity in him,
for he borrowed a box of the ear of the Englishman
and swore he would pay him again when he was able.
I think the Frenchman became his surety.. .
—Act I, scene ii, lines 78-81
Scotland was, like France, one of England's traditional enemies. Since Scotland was much weaker than France it was regularly beaten, so that Shakespeare can indulge in a rather cheap vaunt over an enemy that was often defeated but never accepted defeat.
As a matter of fact, the sixteenth century saw England inflict two disastrous boxes of the ear upon Scotland. In 1513 England defeated Scotland in the Battle of Flodden Field (see page II-746), and then again, in 1542, at the Battle of Solway Moss.
Shakespeare's reference to the Frenchman becoming the Scotsman's surety refers to the traditional friendship between France and Scotland. France was always ready to support Scotland financially in her wars against England, but was never able to support her by direct military force.
Then Nerissa asks about another:
How like you the young German,
the Duke of Saxony's nephew?
—Act I, scene ii, lines 83-84
To which Portia replies:
Very vilely in the morning when he is sober,
and most vilely in the afternoon when he is drunk.
—Act I, scene ii, lines 85-86
This was no more than a matter of making fun of the proverbial German habit of drunkenness, but Shakespeare hit closer than he knew. The Elector of Saxony (a title unique to Germany, which Shakespeare converts into the more familiar "duke") had, at the time The Merchant of Venice was written, a younger brother who was then about twelve years old, and who grew up to be a notorious drunkard.
… as old as Sibylla. ..
However, none of these suitors will even try the casket test. They are there only to serve as butts for Portia's jokes, and now Nerissa reports they are leaving. Portia is relieved, but she insists she will marry only in accordance with the casket test just the same:
// / live to be as old as Sibylla,
I will die as chaste as Diana unless
I be obtained by the manner of my father's will.
—Act I, scene ii, lines 105-7
Sibylla's age was proverbial (see page I-452) and Shakespeare makes use of that in several plays.
… the Marquis of Montferrat
But now we get down to business. Nerissa asks:
Do you not remember, lady, in your father's time,
a Venetian, a scholar and a soldier, that came hither
in company of the Marquis of Montferrat?
—Act I, scene ii, lines 111-13
The marquisate of Montferrat was an independent state in Shakespeare's time located just north of Genoa. In 1587 Vicenzo I became marquis. His immediate predecessors had been enlightened rulers who had patronized art and literature and were therefore looked upon with great favor by artists and writers. Vicenzo himself helped deliver the great poet Torquato Tasso from the insane asylum to which he had been sent as a result of his paranoid mania.
Nevertheless, Vicenzo was a most extravagant and wasteful ruler, and at the time The Merchant of Venice was written, these proclivities of his were quite clear. If Bassanio was his friend and had been forced to keep up with him, no wonder he managed to go through so much of Antonio's fortune.
It was undoubtedly on this earlier visit that Bassanio had seen Portia and discovered her beauty and virtue. She had not been unaffected either, for on the mere mention of him she grows excited. But new suitors are coming and the scene reaches its end.
Three thousand ducats. ..
Back in Venice, there is the problem of financing Bassanio. Antonio's ready cash is tied up in his merchant vessels, so the young man must borrow the actual money elsewhere. Antonio, however, is willing to act as guarantor of the loan. (Otherwise, Bassanio would lack the credit to borrow anything at all.)
The third scene of the play opens, then, with Bassanio in conversation with a prospective source of money. The man of whom the loan is being requested says musingly (for it is a large sum):
Three thousand ducats-well.
—Act I, scene iii, line 1
In the Middle Ages there were few regions with a sufficiently reliable supply of silver to issue good coins. Venice was one of the exceptions. Her rich trade brought precious metals to her gates and it paid her to use them in producing good coins of full weight and honest value. The reputation of Venice lay behind the coins and merchants from all over Europe and the Mediterranean lands were anxious to accept those coins-which was to the benefit of Venetian trade.
These coins were put out by the Duchy of Venice, a state which in the Italian language was the "Ducato di Venezia," so that the coins were called ducati or, in English, "ducats." Good coins, also called ducats, were put out by the Duchy of Apulia in southern Italy.
In either case, three thousand ducats was a huge sum for the tune. Bassanio was not skimping.
The person to whom Bassanio is talking is not an ordinary Venetian. We can picture him (and he is usually presented on the stage) as a tall man with a beak of a nose, a long black beard, curly sideburns, a skull cap, and a long black coat. He is, in short, a Jew, and his name is Shylock.
Shylock is not a Jewish name; there was never a Jew named Shylock that anyone has heard of; the name is an invention of Shakespeare's which has entered the common language (because of the power of the characterization of the man) to represent any grasping, greedy, hard-hearted creditor. I have heard Jews themselves use the word with exactly this meaning, referring back to Shakespeare's character.
Where did Shakespeare get the name? There is a Hebrew word shalakh, which appears twice in the Bible (Leviticus 11:17 and Deuteronomy 14:17). In both places, birds of prey are being listed as unfit articles of diet for Jews. No one knows exactly what bird is meant by shalakh, but the usual translation into English gives it as "cormorant."
The cormorant is a sea bird which eats fish so voraciously that the word has come to mean personified greed and voraciousness. Shakespeare apparently is using a form of the Hebrew word both as name and characterization of the Jewish moneylender.
… upon the Rialto…
Shylock hesitates. The loan is a large one but Antonio, who is being offered as surety, has a good reputation for honest business dealing and is known to be wealthy enough to cover the sum. And still Shylock hesitates, for Antonio's ventures are thinly spread and he is at the moment in a period of unusual risk. Shylock says of Antonio:
… he hath an argosy bound to Tripolis, another to the Indies;
I understand, moreover, upon the Rialto, he hath a third at Mexico,
a fourth for England-and other ventures he hath, squandered abroad.
—Act I, scene iii, lines 17-21
Of the places listed by Shylock, the least familiar is Tripolis. This word means "three cities" in Greek and any city built up out of the union of three towns is liable to be given that name. As an example there is one in northern Africa, which is better known to us by the Italian version of the name, Tripoli. It is the capital of the modern kingdom of Libya.
There is also a second Tripolis on the eastern shore of the Mediterranean, in what is now Lebanon. It is the second largest city of that nation nowadays, and is better known to the west as Tripoli. Its Arabic name is Tarabulus.
Which Tripoli Antonio's argosy was bound for, whether the one on the southern or the eastern sho
re of the Mediterranean, we have no way of telling.
Shylock heard his news "upon the Rialto," a phrase that needed no explanation for the audience of the play.
In 1590, some seven years before The Merchant of Venice was written, the Venetians built a magnificent marble bridge across the Grand Canal, their chief waterway. The Latin rivus altus means "deep stream," and a bridge crossing the stream would very likely adopt its name. The Italian version of the phrase is "Rialto."
The Rialto bridge was lined with a row of shops on either side and with a broad footpath between. It became a busy commercial center and Venetian merchants and traders would gather there to exchange news and gossip.
… your prophet the Nazarite …
Despite his misgivings, Shylock thinks Antonio is good surety for the loan. Bassanio, eager to help Shylock come to a favorable decision, invites him to dinner, and Shylock draws back at once:
Yes, to smell pork, to eat of the habitation
which your prophet the Nazarite conjured
the devil into!
—Act I, scene iii, lines 31-33
So far the exchange between Bassanio and Shylock has indicated nothing of the religious difference; it might have been any two men discussing a business deal. But now, with the mention of eating, comes the first clear stamp of Jewishness upon Shylock. He won't eat pork!
The Jewish abhorrence of pork is based on biblical statutes. The eleventh chapter of the Book of Leviticus states that only those beasts that have a cloven hoof and that chew the cud are ritually clean and may be eaten and sacrificed. As one example of a beast that is not ritually clean, the seventh and eighth verses say: "And the swine, though he divide the hoof, and be cloven-footed, yet he cheweth not the cud; he is unclean to you. Of their flesh shall ye not eat, and their carcase shall ye not touch."
Many other creatures are listed as unclean in the chapter; such as the camel, the hare, the owl, the cormorant, the shellfish, and so on.
It is the pig, though, that stands out. Most of the other creatures forbidden to Jews were not a customary part of the diet of Gentiles either. Pork, on the other hand, was a favored dish of Gentiles, and for Jews to have so extreme an abhorrence of it seemed most peculiar.
It became a hallmark of the difference between Jew and Gentile. When Antiochus IV of the Seleucid Empire tried to eradicate Judaism in the second century b.c., he insisted that Jews eat pork as the best way of indicating they had abandoned their religion (and a number of Jews suffered martyrdom rather than comply). In medieval Europe too the value of a conversion from Judaism was judged by the eagerness with which the erstwhile Jew ate pork.
Shylock, in his comment on pork, does not, however, refer to the Old Testament prohibition. The Elizabethan audience would not have been familiar with that. The dietary laws of the Mosaic Code had, in the Christian view, been superseded through a vision St. Peter had had (as is described in Chapter 10 of the Book of Acts) and the Leviticus chapter was therefore a dead letter.
Instead, Shylock is made to express his disgust by means of a reference to the New Testament. The reference is to a wonder tale concerning Jesus which describes how at one time he evicted many devils from a man possessed and sent them into a herd of swine. The version in Matthew states (8:32) that the devils "went into the herd of swine and, behold, the whole herd of swine ran violently down a steep place into the sea, and perished in the waters."
Presumably, Shylock scorns pork as evil-haunted, and feels swine to be a fit habitation for demons and therefore most unfit food for men. And, of course, we might also view the passage as a mocking reference by Shy-lock to the kind of childish and superstitious tales (in his view) that made up the Christian religion.
In actual fact, a Jew of the time would have been careful to avoid mocking at Christianity or to refer sneeringly to "your prophet the Nazarite," out of consideration for his own safety in a hostile world. Shakespeare, however, was intent on constructing a villain, and how better to do so than to have him sneer at what the audience held sacred.
It is also important to remember that neither Shakespeare nor his audience had any firsthand knowledge of how Jews talked or acted anyway. The Jews had been driven out of England by Edward I in 1290, and save for a few special exceptions, they were still absent from the land in Shakespeare's time. They were not allowed to return, in fact, until the time of Oliver Cromwell, forty years after Shakespeare's death.
… a fawning publican. ..
Now Antonio enters and Shylock views him with instant hate. He says, aside:
How like a fawning publican he looks.
I hate him for he is a Christian;
—Act I, scene iii, lines 38-39
The word "publican" occurs on a number of occasions in the New Testament, where it is used for those who collected taxes on behalf of the Roman masters of Judea. A tax collector is never popular and one who collects on behalf of an occupying power is doubly damned. "Publican" was therefore a term of opprobrium among the Jews of Roman times. The word is frequently coupled with "sinners," so that when the Pharisees wished to express their disapproval of Jesus, they pointed out that he ate "with publicans and sinners" (as in Matthew 9:11, for instance).
Certainly Antonio cannot possibly be considered a publican and it is very likely that an actual Jew would not so glibly have used a term that does not occur in the Old Testament. But Shakespeare's audience knew "publican" as a word associated with the only Jews they really knew, those spoken of in the New Testament, and as a word of opprobrium besides.
Thus, the very use of the word, whether sensible or not, indicated Shy-lock's Jewishness, and that is what Shakespeare wanted it to do.
Shylock's next remark about hating Christians further emphasizes his unrelieved villainy to a good Christian audience. They are not likely to reflect that the Jews of Shakespeare's time had little to associate with their Christian neighbors but abuse, blows, and worse and could scarcely be expected to love them for it. (As Israel Zangwill, the English-Jewish writer, is supposed to have said with sardonic bitterness in the last years of the nineteenth century: "The Jews are a frightened people. Nineteen centuries of Christian love have broken down their nerves.")
And yet the Christians were but victims of their training too. Each Christian knew of Jews from the New Testament tales that were repeated in church week in and week out. The Jews had rejected Jesus and demanded the crucifixion. The Jews had opposed and persecuted the apostles. In the time of the Crusades, tales arose that Jews poisoned wells and sacrificed Christian children as part of the celebration of the Passover.
Furthermore, added to all these abstractions, there was in England a contemporary case of an actual Jew of alleged enormous villainy. Queen Elizabeth I had had as her personal physician one Roderigo Lopez. He first accepted the post in 1586.
Lopez was of Portuguese origin, which made him a foreigner, and he had once been a Jew, which made him worse than a foreigner. To be sure, he was converted to Christianity, but born Christians generally suspected the sincerity of a Jew's conversion.
In 1594 Lopez came under suspicion of trying to poison the Queen in return for Spanish bribes. It is the modern opinion that he was innocent, and certainly Queen Elizabeth seemed to believe he was innocent. The Earl of Essex (of whom Shakespeare was a devoted follower) held a strong belief in Lopez' guilt and forced a trial. A Portuguese ex-Jew could scarcely expect a very objective or fair trial, and Lopez was convicted and then executed before a huge crowd under conditions of utmost brutality.
The execution made the whole question of Jewish villainy very topical, and a play entitled The Jew of Malta was promptly revived. This play, first produced in 1589, had been written by Christopher Marlowe (who had died in 1593) and dealt with the flamboyant and monstrous villainy of a Jew. The revival was enormously successful.
Shakespeare, who always had his finger on the popular pulse, and who was nothing if not a "commercial" writer, at once realized the value of writing a play of his own about
a villainous Jew, and The Merchant of Venice was the result.
The rate of usance …
But Shakespeare is Shakespeare; he cannot make his Jew a simple straw man of unreasoning villainy. Shylock must have rational motives, and he says, in further explanation of his hatred of Antonio:
He lends out money gratis, and brings down
The rate of usance here with us in Venice.
—Act I, scene iii, lines 41-42
"Usance" represents the "use" of money, and closely allied to it is the word "usury." In early times money was usually lent as a gesture of friendship or charity, to relieve distress; and it would seem a most ignoble act to take back more than was lent. To charge "usance" (or "interest") was strongly condemned by the ethical teachings of Judaism. In Exodus 22:25 God is described as saying: "If thou lend money to any of my people that is poor by thee, thou shalt not be to him as an usurer, neither shalt thou lay upon him usury."
In a more complicated society, however, money is lent not necessarily to friends, but to strangers; and not to those who are in personal need, but to those who need ready money to begin a course of action that will eventually (it is hoped) lead to profit The money is hired for business purposes and the hire should be paid for. Naturally the rate of payment should be greater if the risk of loss is greater.
The medieval church did not distinguish between lending out of charity and lending out of business need, and interest on both were alike forbidden.