The Portable Machiavelli

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by Niccolo Machiavelli


  Accept, therefore, Your Magnificence, this little gift in the spirit that I send it; if you read and consider it carefully, you will discover in it my most heartfelt desire that you may attain that greatness which Fortune and all your own capacities promise you. And if Your Magnificence will turn your eyes at some time from the summit of your high position toward these lowlands, you will realize to what degree I unjustly suffer a great and continuous malevolence of Fortune.

  CHAPTER I. HOW MANY KINDS OF PRINCIPALITIES THERE ARE AND THE WAY THEY ARE ACQUIRED

  All states and all dominions that have had and continue to have power over men were and still are either republics or principalities. And principalities are either hereditary, in which instance the family of the prince has ruled for generations, or they are new. And the new ones are either completely new, as was Milan for Francesco Sforza, or they are like members added to the hereditary state of the prince who acquires them, as is the Kingdom of Naples for the King of Spain. Dominions taken in this way are either used to living under a prince or are accustomed to being free; and they are gained either by the arms of others or by one’s own, either through Fortune or through cleverness.

  CHAPTER II. ON HEREDITARY PRINCIPALITIES

  I shall set aside any discussion of republics, because I treated them elsewhere at length. I shall consider solely the principality, developing as I go the topics mentioned above; and I shall discuss how these principalities can be governed and maintained.

  I say, then, that in hereditary states accustomed to the rule of their prince’s family there are far fewer difficulties in maintaining them than in new states; for it suffices simply not to break ancient customs, and then to suit one’s actions to unexpected events; in this manner, if such a prince is of ordinary ability, he will always maintain his state, unless some extraordinary and inordinate force deprive him of it; and although it may be taken away from him, he will regain it with the slightest mistake of the usurper.

  As an example, we have in Italy the Duke of Ferrara, who withstood the assaults of the Venetians in 1484 and those of Pope Julius in 1510 for no other reason than the tradition of his rule in that dominion. Because a prince by birth has fewer reasons and less need to offend his subjects, it is natural that he should be more loved; and if no unusual vices make him hated, it is reasonable that he be naturally well liked by them. And in the course and continuity of his rule, memories and the causes for innovations die out, because one change always leaves space for the construction of another.

  CHAPTER III. ON MIXED PRINCIPALITIES

  But it is the new principality that causes difficulties. In the first place, if it is not completely new but is instead an acquisition (so that the two parts together may be called mixed), its difficulties derive from one natural problem inherent in all new principalities: men gladly change their masters, thinking to better themselves; and this belief causes them to take arms against their ruler; but they fool themselves in this, since with experience they see that things have become worse. This stems from another natural and ordinary necessity, which is that a new prince must always offend his new subjects with both his soldiers and other countless injuries that accompany his new conquest ; thus, you have made enemies of all those you injured in occupying the principality and you are unable to maintain as friends those who helped you to rise to power, since you cannot satisfy them in the way that they had supposed, nor can you use strong measures against them, for you are in their debt; because, although one may have the most powerful of armies, he always needs the support of the inhabitants to seize a province. For these reasons, Louis XII, King of France, quickly occupied Milan and just as quickly lost it; and the first time, the troops of Ludovico alone were needed to retake it from him, because those citizens who had opened the gates of the city to the king, finding themselves deceived in their opinions and in that future improvement they had anticipated, could not support the offenses of the new prince.

  It is indeed true that when lands which have rebelled once are taken a second time, it is more difficult to lose them; for the lord, taking advantage of the revolt, is less reticent about punishing offenders, ferreting out suspects, and shoring up weak positions. So that, if only a Duke Ludovico threatening the borders was sufficient for France to lose Milan the first time, the whole world had to oppose her and destroy her armies or chase them from Italy to cause her to lose it the second time; and this happened for the reasons mentioned above. Nevertheless, it was taken from her both the first and the second time.

  The general explanations for the first loss have been discussed; now there remains to specify those for the second, and to see what remedies the King of France had, and those that one in the same situation might have, so that he might be able to maintain a stronger grip on his conquest than did France. Therefore, I say that those dominions which, upon being conquered, are added to the long-established state of him who acquires them are either of the same province and language or they are not. When they are, it is easier to hold them, especially when they are unaccustomed to freedom; and to possess them securely, it is only necessary to have extinguished the family line of the prince who ruled them, because insofar as other things are concerned, men live peacefully as long as their old way of life is maintained and there is no change in customs: thus, we have seen what happened in the case of Burgundy, Brittany, Gascony, and Normandy, which have been part of France for such a long time; and although there is a slight difference in the language, nevertheless the customs are similar and they have been able to get along together easily. And anyone who acquires these lands and wishes to maintain them must bear two things in mind: first, that the family line of the old prince must be extinguished; second, that neither their laws nor their taxes be altered; as a result they will become in a very brief time one body with the old principality.

  But when dominions are acquired in a province that is not similar in language, customs, and laws, it is here that difficulties arise; and it is here that one needs much good fortune and much diligence to hold on to them. And one of the best and most efficacious remedies would be for the person who has taken possession of them to go and live there. This would make that possession more secure and durable, as the Turks did with Greece; for with all the other precautions they took to retain that dominion, if they had not gone there to live, it would have been impossible for them to hold on to it. Because, by being on the spot, one sees trouble at its birth and one can quickly remedy it; not being there, one hears about it after it has grown and there is no longer any remedy. Moreover, the province would not be plundered by one’s own officers; the subjects would be pleased in having direct recourse to their prince; thus, wishing to be good subjects, they have more reason to love him and, wanting to be otherwise, more reason to fear him. Anyone who might wish to invade that dominion from abroad would be more hesitant; so that, living right there, the prince can only with the greatest of difficulties lose it.

  The other and better solution is to send colonies into one or two places that will act as supports for your own state; for it is necessary that either the prince do this or maintain a large number of infantry and cavalry. Colonies do not cost much, and with little or no expense a prince can send and maintain them; and in so doing he offends only those whose fields and houses have been taken and given to the new inhabitants, who are only a small part of that state; and those that he offends, being dispersed and poor, cannot ever threaten him, and all the others remain on the one hand unharmed (and because of this, they should remain silent), and on the other afraid of making a mistake, for fear that what happened to those who were dispossessed might happen to them. I conclude that these colonies are not expensive, they are more faithful, and they create fewer difficulties; and those who are hurt cannot pose a threat, since they are poor and scattered, as I have already said. Concerning this, it should be noted that one must either pamper or do away with men, because they will avenge themselves for minor offenses while for more serious ones they cannot; so that any har
m done to a man must be the kind that removes any fear of revenge. But by maintaining soldiers there instead of colonies, one spends much more, being obliged to consume all the revenues of the state in guarding its borders, so that the profit becomes a loss; and far greater offense is committed, since the entire state is harmed by the army changing quarters from one place to another; everybody resents this inconvenience, and everyone becomes an enemy; and these are enemies that can be harmful, since they remain, although conquered, in their own homes. And so, in every respect, this kind of defense is as useless as the other kind, colonization, is useful.

  Moreover, anyone who is in a province that is unlike his own in the ways mentioned above should make himself the leader and defender of the less powerful neighbors and do all he can to weaken those who are more powerful, and he should be careful that, for whatever reason, no foreigner equal to himself in strength enter there. And it will always happen that the outsider will be brought in by those who are dissatisfied, either because of too much ambition or because of fear, as was once seen when the Aetolians brought the Romans into Greece; and in every other province that the Romans entered, they were brought in by the inhabitants. What occurs is that as soon as a powerful foreigner enters a province, all who are less powerful cling to him, moved by the envy they have for the one who has ruled over them; so that, concerning these weaker powers, he has no trouble whatsoever in winning them over, since all of them will immediately and willingly become part of the state that he has acquired. He has only to be on his guard that they do not seize too much power and authority; and he can, very easily, with his force and their support, put down those who are powerful in order to remain, in everything, arbiter of that province. And anyone who does not follow this procedure will quickly lose what he has taken, and while he holds it, he will find it full of infinite difficulties and worries.

  In the provinces that they seized, the Romans observed these procedures very carefully; they sent colonies, kept the less powerful at bay without increasing their strength, put down the powerful, and did not allow powerful foreigners to gain prestige there. And I shall cite only the province of Greece as an example: the Romans kept the Achaeans and the Aetolians in check; the Macedonian kingdom was put down; Antiochus was driven out; nor were they ever persuaded by the merits of the Achaeans or the Aetolians to allow them any gain of territory; nor did the persuasion of Philip of Macedonia ever convince them to make him their friend without first humbling him; nor could the power of Antiochus force their consent to his having any authority whatsoever in that province. For the Romans did in these instances what all wise princes should do: these princes have not only to watch out for present problems but also for those in the future, and try diligently to avoid them; for once problems are recognized ahead of time, they can be easily cured; but if you wait for them to present themselves, the medicine will be too late, for the disease will have become incurable. And what physicians say about disease is applicable here: that at the beginning a disease is easy to cure but difficult to diagnose; but as time passes, not having been recognized or treated at the outset, it becomes easy to diagnose but difficult to cure. The same thing occurs in affairs of state; for by recognizing from afar the diseases that are spreading in the state (which is a gift given only to the prudent ruler), they can be cured quickly; but when, not having been recognized, they are left to grow to the extent that everyone recognizes them, there is no longer any cure.

  Thus, seeing from afar any difficulties, the Romans always found a remedy; and they never let them develop in order to avoid a war, because they knew that war cannot be avoided but can only be put off to the advantage of others; therefore, they wanted to go to war with Philip and Antiochus in Greece in order not to have to combat them in Italy; and they could have, at the time, avoided the one and the other, but they did not want to. Nor did they ever like what is always on the tongues of our wise men today, to enjoy the benefits of time, but they enjoyed instead the benefits of their strength and prudence; for time brings with it all things, and it can bring with it the good as well as the bad and the bad as well as the good.

  But let us return to France and determine if she did any of the things we have just mentioned; and I shall speak of Louis and not of Charles, and therefore about the one whose progress has been observed better because he held territory in Italy for a longer period; and you will see that he did the contrary of those things that must be done in order to hold one’s rule in a foreign province.

  King Louis was installed in Italy because of the ambition of the Venetians, who wanted by his coming to gain for themselves half of Lombardy. I will not criticize the enterprise the King undertook; for, wishing to establish a first foothold in Italy and not having any friends in this land and, furthermore, having all the gates closed to him because of the actions of King Charles, he was forced to strike up whatever friendships he could; and this worthy undertaking would have succeeded if he had not erred in his other moves. After having taken Lombardy, then, the King immediately regained the prestige that Charles had lost him: Genoa surrendered; the Florentines became his allies; the Marquis of Mantua, the Duke of Ferrara, the Bentivogli, the Countess of Forli, the lords of Faenza, Pesaro, Rimini, Camerino, and Piombino, and the people of Lucca, Pisa, and Siena all rushed to gain his friendship. And at that point the Venetians could see the recklessness of the enterprise they had undertaken; in order to acquire a bit of Lombardy, they had made the King the master of a third of Italy.

  Consider, now, with what little trouble the King might have maintained his reputation in Italy if he had followed the rules listed above and kept secure and defended all those friends of his who, there being a goodly number of them, both weak and fearful, some of the Church, others of the Venetians, were always forced to be his allies; and through them he could have easily secured himself against the remaining great powers. But no sooner was he in Milan than he did the contrary, giving assistance to Pope Alexander so that he could seize Romagna. Nor did he realize that with this decision he had made himself weaker, abandoning his allies and those who had thrown themselves into his lap, and made the Church stronger by adding to it so much temporal power in addition to the spiritual power from which it derives so much authority. And having made one first mistake, he was obliged to make others; so that in order to put an end to the ambition of Alexander and to keep him from becoming lord of Tuscany, he was forced to come to Italy. He was not satisfied to have made the Church powerful and to have lost his allies, for, coveting the Kingdom of Naples, he divided it with the King of Spain; and where he first had been the arbiter of Italy, he brought in a partner so that the ambitious and the malcontents of that province had someone else to turn to; and where he could have left a figurehead king to rule that kingdom, he replaced him, establishing one there who could, in turn, drive Louis out.

  The desire to acquire is truly a very natural and normal thing; and when men who can do so, they will always be praised and not condemned; but when they cannot and wish to do so at any cost, herein lies the error and the blame. If France, therefore, could have assaulted Naples with her own troops, she should have done so; if she could not, she should not have shared it. And if the division of Lombardy with the Venetians deserves to be overlooked, since it allowed Louis to gain a foothold in Italy, the other division deserves to be criticized, since it cannot be excused by necessity.

  Thus, Louis had made these five mistakes: he had destroyed the weaker powers; he increased the power of another force in Italy; he had brought into that province a powerful foreigner; he did not come there to live; and he did not send colonies there. In spite of this, these mistakes, had he lived, might not have damaged him if he had not made a sixth: that of reducing the Venetians’ power, for if he had not made the Church stronger, nor brought Spain into Italy, it would have been most reasonable and necessary to put them down; but, having taken those first initiatives, he should never have agreed to their ruin; for as long as they were powerful they would have always kept
the others from trying to seize Lombardy, partly because the Venetians would not have allowed this unless they themselves became the rulers of Lombardy, and partly because the others would not have wanted to take it away from France to give it to the Venetians; and they would not have had the nerve to provoke both of them. And if someone were to say: King Louis relinquished Romagna to Alexander and the Kingdom of Naples to Spain in order to avoid a war, I would reply with the arguments given above: that one should never allow chaos to develop in order to avoid going to war, because one does not avoid a war but instead puts it off to his disadvantage. And if some others were to note the promise that the King had made the Pope to undertake that enterprise in return for the annulment of his marriage and for the Cardinal’s hat of Rouen, I should answer with what I shall say further on about the promises of princes and how they should be observed.

  King Louis lost Lombardy, therefore, by not following any of the principles observed by others who had taken provinces and who wished to retain them. Nor is this in any sense a miracle, but very ordinary and reasonable. And I spoke about this at Nantes with the Cardinal of Rouen when Valentino (for this was what Cesare Borgia, son of Pope Alexander, was commonly called) occupied Romagna; for when the Cardinal of Rouen told me that Italians understood little about war, I replied to him that the French understood little about politics; for if they did understand, they would not permit the Church to gain so much power. And we have learned through experience that the power of the Church and of Spain in Italy has been caused by France, and that her downfall has been brought about by them. From this one can derive a general rule which rarely, if ever, fails: that anyone who is the cause of another’s becoming powerful comes to ruin himself, because that power is the result either of diligence or of force, and both of these two qualities are suspect to the one who has become powerful.

 

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