Future Shock

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by Alvin Toffler


  Any suggestion for control over technology immediately raises scientific eyebrows. The specter of ham-handed governmental interference is invoked. Yet controls over technology need not imply limitations on the freedom to conduct research. What is at issue is not discovery but diffusion, not invention but application. Ironically, as sociologist Amitai Etzioni points out, "many liberals who have fully accepted Keynesian economic controls take a laissez-faire view of technology. Theirs are the arguments once used to defend laissez-faire economics: that any attempt to control technology would stifle innovation and initiative."

  Warnings about overcontrol ought not be lightly ignored. Yet the consequences of lack of control may be far worse. In point of fact, science and technology are never free in any absolute sense. Inventions and the rate at which they are applied are both influenced by the values and institutions of the society that gives rise to them. Every society, in effect, does pre-screen technical innovations before putting them to widespread use.

  The haphazard way in which this is done today, however, and the criteria on which selection is based, need to be changed. In the West, the basic criterion for filtering out certain technical innovations and applying others remains economic profitability. In communist countries, the ultimate tests have to do with whether the innovation will contribute to overall economic growth and national power. In the former, decisions are private and pluralistically decentralized. In the latter, they are public and tightly centralized.

  Both systems are now obsolete – incapable of dealing with the complexity of superindustrial society. Both tend to ignore all but the most immediate and obvious consequences of technology. Yet, increasingly, it is these non-immediate and non-obvious impacts that must concern us. "Society must so organize itself that a proportion of the very ablest and most imaginative of scientists are continually concerned with trying to foresee the long-term effects of new technology," writes O. M. Solandt, chairman of the Science Council of Canada. "Our present method of depending on the alertness of individuals to foresee danger and to form pressure groups that try to correct mistakes will not do for the future."

  One step in the right direction would be to create a technological ombudsman – a public agency charged with receiving, investigating, and acting on complaints having to do with the irresponsible application of technology.

  Who should be responsible for correcting the adverse effects of technology? The rapid diffusion of detergents used in home washing machines and dishwashers intensified water purification problems all over the United States. The decisions to launch detergents on the society were privately taken, but the side effects have resulted in costs borne by the taxpayer and (in the form of lower water quality) by the consumer at large.

  The costs of air pollution are similarly borne by taxpayer and community even though, as is often the case, the sources of pollution are traceable to individual companies, industries or government installations. Perhaps it is sensible for de-pollution costs to be borne by the public as a form of social overhead, rather than by specific industries. There are many ways to allocate the cost. But whichever way we choose, it is absolutely vital that the lines of responsibility are made clear. Too often no agency, group or institution has clear responsibility.

  A technology ombudsman could serve as an official sounding board for complaints. By calling press attention to companies or government agencies that have applied new technology irresponsibly or without adequate forethought, such an agency could exert pressure for more intelligent use of new technology. Armed with the power to initiate damage suits where necessary, it could become a significant deterrent to technological irresponsibility.

  THE ENVIRONMENTAL SCREEN

  But simply investigating and apportioning responsibility after the fact is hardly sufficient. We must create an environmental screen to protect ourselves against dangerous intrusions as well as a system of public incentives to encourage technology that is both safe and socially desirable. This means governmental and private machinery for reviewing major technological advances before they are launched upon the public.

  Corporations might be expected to set up their own "consequence analysis staffs" to study the potential effects of the innovations they sponsor. They might, in some cases, be required not merely to test new technology in pilot areas but to make a public report about its impact before being permitted to spread the innovation through the society at large. Much responsibility should be delegated to industry itself. The less centralized the controls the better. If self-policing works, it is preferable to external, political controls.

  Where self-regulation fails, however, as it often does, public intervention may well be necessary, and we should not evade the responsibility. In the United States, Congressman Emilio Q. Daddario, chairman of the House Subcommittee on Science, Research and Development, has proposed the establishment of a Technology Assessment Board within the federal government. Studies by the National Academy of Sciences, the National Academy of Engineering, the Legislative Reference Service of the Library of Congress, and by the science and technology program of the George Washington University are all aimed at defining the appropriate nature of such an agency. We may wish to debate its form; its need is beyond dispute.

  The society might also set certain general principles for technological advance. Where the introduction of an innovation entails undue risk, for example, it might require that funds be set aside by the responsible agency for correction of adverse effects should they materialize. We might also create a "technological insurance pool" to which innovationdiffusing agencies might pay premiums.

  Certain large-scale ecological interventions might be delayed or prohibited altogether – perhaps in line with the principle that if an incursion on nature is too big and sudden for its effects to be monitored and possibly corrected, it should not take place. For example, it has been suggested that the Aswan Dam, far from helping Egyptian agriculture, might someday lead to salinization of the land on both banks of the Nile. This could prove disastrous. But such a process would not occur overnight. Presumably, therefore, it can be monitored and prevented. By contrast, the plan to flood the entire interior of Brazil is fraught with such instant and imponderable ecological effects that it should not be permitted at all until adequate monitoring can be done and emergency corrective measures are available.

  At the level of social consequences, a new technology might be submitted for clearance to panels of behavioral scientists – psychologists, sociologists, economists, political scientists – who would determine, to the best of their ability, the probable strength of its social impact at different points in time. Where an innovation appears likely to entail seriously disruptive consequences, or to generate unrestrained accelerative pressures, these facts need to be weighed in a social cost-benefit accounting procedure. In the case of some high-impact innovations, the technological appraisal agency might be empowered to seek restraining legislation, or to obtain an injunction forcing delay until full public discussion and study is completed. In other cases, such innovations might still be released for diffusion – provided ample steps were taken in advance to offset their negative consequences. In this way, the society would not need to wait for disaster before dealing with its technologyinduced problems.

  By considering not merely specific technologies, but their relationship to one another, the time lapse between them, the proposed speed of diffusion, and similar factors, we might eventually gain some control over the pace of change as well as its direction.

  Needless to say, these proposals are themselves fraught with explosive social consequences, and need careful assessment. There may be far better ways to achieve the desired ends. But the time is late. We simply can no longer afford to hurtle blindfolded toward super-industrialism. The politics of technology control will trigger bitter conflict in the days to come. But conflict or no, technology must be tamed, if the accelerative thrust is to be brought under control. And the accelerative thrust must be brought under control
, if future shock is to be prevented.

  Chapter 20

  THE STRATEGY OF SOCIAL FUTURISM

  Can one live in a society that is out of control? That is the question posed for us by the concept of future shock. For that is the situation we find ourselves in. If it were technology alone that had broken loose, our problems would be serious enough. The deadly fact is, however, that many other social processes have also begun to run free, oscillating wildly, resisting our best efforts to guide them.

  Urbanization, ethnic conflict, migration, population, crime – a thousand examples spring to mind of fields in which our efforts to shape change seem increasingly inept and futile. Some of these are strongly related to the breakaway of technology; others partially independent of it. The uneven, rocketing rates of change, the shifts and jerks in direction, compel us to ask whether the techno-societies, even comparatively small ones like Sweden and Belgium, have grown too complex, too fast to manage?

  How can we prevent mass future shock, selectively adjusting the tempos of change, raising or lowering levels of stimulation, when governments – including those with the best intentions – seem unable even to point change in the right direction?

  Thus a leading American urbanologist writes with unconcealed disgust: "At a cost of more than three billion dollars, the Urban Renewal Agency has succeeded in materially reducing the supply of low cost housing in American cities." Similar debacles could be cited in a dozen fields. Why do welfare programs today often cripple rather than help their clients? Why do college students, supposedly a pampered elite, riot and rebel? Why do expressways add to traffic congestion rather than reduce it? In short, why do so many well-intentioned liberal programs turn rancid so rapidly, producing side effects that cancel out their central effects? No wonder Raymond Fletcher, a frustrated Member of Parliament in Britain, recently complained: "Society's gone random!"

  If random means a literal absence of pattern, he is, of course, overstating the case. But if random means that the outcomes of social policy have become erratic and hard to predict, he is right on target. Here, then, is the political meaning of future shock. For just as individual future shock results from an inability to keep pace with the rate of change, governments, too, suffer from a kind of collective future shock – a breakdown of their decisional processes.

  With chilling clarity, Sir Geoffrey Vickers, the eminent British social scientist, has identified the issue: "The rate of change increases at an accelerating speed, without a corresponding acceleration in the rate at which further responses can be made; and this brings us nearer the threshold beyond which control is lost."

  THE DEATH OF TECHNOCRACY

  What we are witnessing is the beginning of the final breakup of industrialism and, with it, the collapse of technocratic planning. By technocratic planning, I do not mean only the centralized national planning that has, until recently, characterized the USSR, but also the less formal, more dispersed attempts at systematic change management that occur in all the high technology nations, regardless of their political persuasion. Michael Harrington, the socialist critic, arguing that we have rejected planning, has termed ours the "accidental century." Yet, as Galbraith demonstrates, even within the context of a capitalist economy, the great corporations go to enormous lengths to rationalize production and distribution, to plan their future as best they can. Governments, too, are deep into the planning business. The Keynesian manipulation of post-war economies may be inadequate, but it is not a matter of accident. In France, Le Plan has become a regular feature of national life. In Sweden, Italy, Germany and Japan, governments actively intervene in the economic sector to protect certain industries, to capitalize others, and to accelerate growth. In the United States and Britain, even local governments come equipped with what are at least called planning departments.

  Why, therefore, despite all these efforts, should the system be spinning out of control? The problem is not simply that we plan too little; we also plan too poorly. Part of the trouble can be traced to the very premises implicit in our planning.

  First, technocratic planning, itself a product of industrialism, reflects the values of that fast-vanishing era. In both its capitalist and communist variants, industrialism was a system focused on the maximization of material welfare. Thus, for the technocrat, in Detroit as well as Kiev, economic advance is the primary aim; technology the primary tool. The fact that in one case the advance redounds to private advantage and in the other, theoretically, to the public good, does not alter the core assumptions common to both. Technocratic planning is econocentric.

  Second, technocratic planning reflects the time-bias of industrialism. Struggling to free itself from the stifling past-orientation of previous societies, industrialism focused heavily on the present. This meant, in practice, that its planning dealt with futures near at hand. The idea of a five-year plan struck the world as insanely futuristic when it was first put forward by the Soviets in the 1920's. Even today, except in the most advanced organizations on both sides of the ideological curtain, one– or two-year forecasts are regarded as "long-range planning." A handful of corporations and government agencies, as we shall see, have begun to concern themselves with horizons ten, twenty, even fifty years in the future. The majority, however, remain blindly biased toward next Monday. Technocratic planning is short-range.

  Third, reflecting the bureaucratic organization of industrialism, technocratic planning was premised on hierarchy. The world was divided into manager and worker, planner and plannee, with decisions made by one for the other. This system, adequate while change unfolds at an industrial tempo, breaks down as the pace reaches super-industrial speeds. The increasingly unstable environment demands more and more non-programmed decisions down below; the need for instant feedback blurs the distinction between line and staff; and hierarchy totters. Planners are too remote, too ignorant of local conditions, too slow in responding to change. As suspicion spreads that top-down controls are unworkable, plannees begin clamoring for the right to participate in the decision-making. Planners, however, resist. For like the bureaucratic system it mirrors, technocratic planning is essentially undemocratic.

  The forces sweeping us toward super-industrialism can no longer be channeled by these bankrupt industrial-era methods. For a time they may continue to work in backward, slowly moving industries or communities. But their misapplication in advanced industries, in universities, in cites – wherever change is swift – cannot but intensify the instability, leading to wilder and wilder swings and lurches. Moreover, as the evidences of failure pile up, dangerous political, cultural and psychological currents are set loose.

  One response to the loss of control, for example, is a revulsion against intelligence. Science first gave man a sense of mastery over his environment, and hence over the future. By making the future seem malleable, instead of immutable, it shattered the opiate religions that preached passivity and mysticism. Today, mounting evidence that society is out of control breeds disillusionment with science. In consequence, we witness a garish revival of mysticism. Suddenly astrology is the rage. Zen, yoga, seances, and witchcraft become popular pastimes. Cults form around the search for Dionysian experience, for non-verbal and supposedly non-linear communication. We are told it is more important to "feel" than to "think," as though there were a contradiction between the two. Existentialist oracles join Catholic mystics, Jungian psychoanalysts, and Hindu gurus in exalting the mystical and emotional against the scientific and rational.

  This reversion to pre-scientific attitudes is accompanied, not surprisingly, by a tremendous wave of nostalgia in the society. Antique furniture, posters from a bygone era, games based on the remembrance of yesterday's trivia, the revival of Art Nouveau, the spread of Edwardian styles, the rediscovery of such faded pop-cult celebrities as Humphrey Bogart or W. C. Fields, all mirror a psychological lust for the simpler, less turbulent past. Powerful fad machines spring into action to capitalize on this hunger. The nostalgia business becomes a booming industr
y.

  The failure of technocratic planning and the consequent sense of lost control also feeds the philosophy of "now-ness." Songs and advertisements hail the appearance of the "now generation," and learned psychiatrists, discoursing on the presumed dangers of repression, warn us not to defer our gratifications. Acting out and a search for immediate payoff are encouraged. "We're more oriented to the present," says a teen-age girl to a reporter after the mammoth Woodstock rock music festival. "It's like do what you want to do now... If you stay anywhere very long you get into a planning thing... . So you just move on." Spontaneity, the personal equivalent of social planlessness, is elevated into a cardinal psychological virtue.

  All this has its political analog in the emergence of a strange coalition of right wingers and New Leftists in support of what can only be termed a "hang loose" approach to the future. Thus we hear increasing calls for anti-planning or non-planning, sometimes euphemized as "organic growth." Among some radicals, this takes on an anarchist coloration. Not only is it regarded as unnecessary or unwise to make long-range plans for the future of the institution or society they wish to overturn, it is sometimes even regarded as poor taste to plan the next hour and a half of a meeting. Planlessness is glorified.

  Arguing that planning imposes values on the future, the anti-planners overlook the fact that non-planning does so, too – often with far worse consequence. Angered by the narrow, econocentric character of technocratic planning, they condemn systems analysis, cost benefit accounting, and similar methods, ignoring the fact that, used differently, these very tools might be converted into powerful techniques for humanizing the future.

  When critics charge that technocratic planning is anti-human, in the sense that it neglects social, cultural and psychological values in its headlong rush to maximize economic gain, they are usually right. When they charge that it is shortsighted and undemocratic, they are usually right. When they charge it is inept, they are usually right.

 

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