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by Arthur Koestler


  action-patterns), of acquired habits (handwriting, spoken accent),

  and in the stereotyped routines of thought; the integrative tendency

  is reflected in flexible adaptations, improvisations, and creative

  acts which initiate new forms of behaviour.

  4.7 Under conditions of stress, the self-assertive tendency is manifested

  in the aggressive-defensive, adrenergic type of emotions, the

  integrative tendency in the self-transcending (participatory,

  identificatory) type of emotions.

  4.8 In social behaviour, the canon of a social holon represents not only

  constraints imposed on its actions, but also embodies maxims of

  conduct, moral imperatives and systems of value.

  5. Triggers and Scanners

  5.1 Output hierarchies generally operate on the trigger-releaser principle,

  where a relatively simple, implicit or coded signal releases complex,

  preset mechanisms.

  5.2 In phylogeny, a favourable gene-mutation may, through homeorhesis

  (Waddington) affect the development of a whole organ in a harmonious

  way.

  5.3 In ontogeny, chemical triggers (enzymes, inducers, hormones) release

  the genetic potentials of differentiating tissues.

  5.4 In instinctive behaviour, sign-releasers of a simple kind trigger off

  innate releasive mechanisms (Lorenz).

  5.5 In the performance of learnt skills, including verbal skills,

  a generalized implicit command is spelled out in explicit terms on successive

  lower echelons which, once triggered into action, activate their

  sub-units in the appropriate strategic order, guided by feedbacks.

  5.6 A holon on the n level of an output-hierarchy is represented on the

  (n+1) level as a unit, and triggered into action as a unit. A holon,

  in other words, is a system of relata which is represented on the

  next higher level as a relatum.

  5.7 In social hierarchies (military, administrative), the same principles

  apply.

  5.8 Input hierarchies operate on the reverse principle; instead of triggers,

  they are equipped with 'filter'-type devices (scanners, 'resonators',

  classifiers) which strip the input of noise, abstract and digest its

  relevant contents, according to that particular hierarchy's criteria

  of relevance. 'Filters' operate on every echelon through which the

  flow of information must pass on its ascent from periphery to centre,

  in social hierarchies and in the nervous system.

  5.9 Triggers convert coded signals into complex output patterns.

  Filters convert complex input patterns into coded signals. The former

  may be compared to digital-to-analogue converters, the latter to

  analogue-to-digital converters. [22]

  5.10 In perceptual hierarchies, filtering devices range from habituation

  and the efferent control of receptors, through the constancy

  phenomena, to pattern-recognition in space or time, and to the

  decoding of linguistic and other forms of meaning.

  5.11 Output hierarchies spell, concretize, particularize. Input hierarchies

  digest, abstract, generalize.

  6. Arborization and Reticulation

  6.1 Hierarchies can be regarded as 'vertically' arborizing structures

  whose branches interlock with those of other hierarchies at a

  multiplicity of levels and form 'horizontal' networks: arborization

  and reticulation are complementary principles in the architecture

  of organisms and societies.

  6.2 Conscious experience is enriched by the cooperation of several

  perceptual hierarchies in different sense-modalities, and within

  the same sense-modality.

  6.3 Abstractive memories are stored in skeletonized form, stripped of

  irrelevant detail, according to the criteria of relevance of each

  perceptual hierarchy.

  6.4 Vivid details of quasi-eidetic clarity are stored owing to their

  emotive relevance.

  6.5 The impoverishment of experience in memory is counteracted to some

  extent by the cooperation in recall of different perceptual hierarchies

  with different criteria of relevance.

  6.6 In sensory-motor coordination, local reflexes are short-cuts on the

  lowest level, like loops connecting traffic streams moving in opposite

  directions on a highway.

  6.7 Skilled sensory-motor routines operate on higher levels through networks

  of proprioceptive and exteroceptive feedback loops within loops,

  which function as servo-mechanisms and keep the rider on his bicycle

  in a state of self-regulating, kinetic homeostasis.

  6.8 While in S-R theory the contingencies of environment determine

  behaviour, in the present theory they merely guide, correct and

  stabilize pre-existing patterns of behaviour (Weiss).

  6.9 While sensory feedbacks guide motor activities, perception in its turn

  is dependent on these activities, such as the various scanning

  motions of the eye, or the humming of a tune in aid of its auditory

  recall. The perceptual and motor hierarchies are so intimately

  cooperating on every level that to draw a categorical distinction

  between 'stimuli' and 'responses' becomes meaningless; they have

  become 'aspects of feed-back loops' (Miller et at).

  6.10 Organisms and societies operate in a hierarchy of environments,

  from the local environment of each holon to the 'total field',

  which may include imaginary environments derived from extrapolation

  in space and tune.

  7. Regulation Channels

  7.1 The higher echelons in a hierarchy are not normally in direct

  communication with lowly ones, and vice versa; signals are

  transmitted though 'regulation channels', one step at a time.

  7.2 The pseudo-explanations of verbal behaviour and other human skills

  as the manipulation of words, or the chaining of operants, leaves

  a void between the apex of the hierarchy and its terminal branches,

  between thinking and spelling.

  7.3 The short-circuiting of intermediary levels by directing conscious

  attention at processes which otherwise function automatically, tends

  to cause disturbances ranging from awkwardness to psychosomatic

  disorders.

  8. Mechanization and Freedom

  8.1 Holons on successively higher levels of the hierarchy show increasingly

  complex, more flexible and less predictable patterns of activity,

  while on successive lower levels we find increasingly mechanized,

  stereotyped and predictable patterns.

  8.2 All skills, whether innate or acquired, tend with increasing practice

  to become automatized routines. This process can be described as the

  continual transformation of 'mental' into 'mechanical' activities.

  8.3 Other things being equal, a monotonous environment facilitates

  mechanization.

  8.4 Conversely, new or unexpected contingencies require decisions to be

  referred to higher levels of the hierarchy, an upward shift of

  controls from 'mechanical' to 'mindful' activities.

  8.5 Each upward shift is reflected by a more vivid and precise

  consciousness of the ongoing activity; and, since the variety of

  alternative choices increases with the increasing complexity on

  higher levels, each upward shift is accompanied by the subjective

  experience o
f freedom of decision.

  8.6 The hierarchic approach replaces dualistic theories by a serialistic

  hypothesis in which 'mental' and 'mechanical' appear as complementary

  attributes of a unitary process, the dominance of one or the other

  depending on changes in the level of control.

  8.7 Consciousness appears as an emergent quality in phylogeny and

  ontogeny, which, from primitive beginnings, evolves towards more complex

  and precise states. It is the highest manifestation of the

  integrative tendency to extract order out of disorder, and

  information out of noise.

  8.8 The self can never be completely represented in its own awareness,

  nor can its actions be completely predicted by any conceivable

  information -- processing device. Both attempts lead to infinite

  regress.

  9. Equilibrium and Disorder

  9.1 An organism or society is said to be in dynamic equilibrium if the

  self-assertive and integrative tendencies of its holons counter-balance

  each other.

  9.2 The term 'equilibrium' in a hierarchic system does not refer to

  relations between parts on the same level, but to the relation

  between part and whole (the whole being represented by the agency

  which controls the part from the next higher level).

  9.3 Organisms live by transactions with their environment. Under normal

  conditions, the stresses set up in the holons involved in the

  transaction are of a transitory nature, and equilibrium will be

  restored on its completion.

  9.4 If the challenge to the organism exceeds a critical limit, the balance

  may be upset, the over-excited holon may tend to get out of control,

  and to assert itself to the detriment of the whole, or monopolize its

  functions -- whether the holon be an organ, a cognitive structure

  (idée fixe), an individual, or a social group. The same may happen

  if the coordinating powers of the whole are so weakened that it is

  no longer able to control its parts (Child).

  9.5 The opposite type of disorder occurs when the power of the whole over

  its parts erodes their autonomy and individuality. This may lead

  to a regression of the integrative tendencies from mature forms of

  social integration to primitive forms of identification and to the

  quasi-hypnotic phenomena of group psychology.

  9.6 The process of identification may arouse vicarious emotions of the

  aggressive type.

  9.7 The rules of conduct of a social holon are not reducible to the rules

  of conduct of its members.

  9.8 The egotism of the social holon feeds on the altruism of its members.

  10. Regeneration

  10.1 Critical challenges to an organism or society can produce degenerative

  or regenerative effects.

  10.2 The regenerative potential of organisms and societies manifests itself

  in fluctuations from the highest level of integration down to

  earlier, more primitive levels, and up again to a new, modified

  pattern. Processes of this type seem to play a major part in

  biological and mental evolution, and are symbolized in the universal

  death-and-rebirth motif in mythology.

  APPENDIX II

  AN EXPERIMENT IN PERCEPTION*

  Arthur Koestler and James J. Jenkins

  The writers are indebted to Donald Foss for collecting and coding the data.

  Thanks are also due to Professor Douglas Lawrence and Professor Ernest

  Hilgard of Stanford University and to Professor Arnold Mechanic and

  Joanne D'Andrea of California State College at Hayward for their generous

  facilitation of the study.

  ABSTRACT

  Experience suggests that a common error in processing visual sequences is inversion or transposition of two or more adjacent items. This phenomenon suggests that information concerning the identity of items and their positions may be partially separable. A perception experiment was performed with tachistoscopic exposure of 5-, 6-, and 7-digit sequences. Abundant evidence was found for transposition errors. Further, such errors were distributed in a serial position curve much like that found for errors of single items.

  * See Chapter 1, 13, and p. 297. Reprinted with permission from

  Psychon. Sci., 1965, vol. 3, pp. 75-6.

  PROBLEM

  While information-processing in visual perception has received increasing attention in recent years [1], one common phenomenon of faulty processing which may have some theoretical significance seems to have been ignored. We refer to the inversion (or transposition) of adjacent items in a sequence of numbers shown in a tachistoscope. Though such errors are common enough in bookkeeping and have earned a special proofreader's mark, they are absent from discussions of visual perception or memory span in standard works such as Osgood [2] and Woodworth and Schlosberg. [3]

  Apprehending a series of numerals and subsequently repeating them in their correct sequence must either involve the ordered storage of the individual items or the storage of information relating to that order. Both information identifying an item and information defining its place in the sequence must be available for the S for successful performance of the task.

  The potential separability of the two kinds of information involved is not easy to demonstrate. If a subject makes a single error of identity, reporting either an incorrect number or a blank, it may indicate that he has lost only identity information. This argument, however, is inconclusive, because if the subject had acquired no information at all regarding the offending item, but complete information regarding other items, the outcome would be the same. The inversion of two digits or the permutation of three or more digits, on the other hand, furnishes a compelling argument because it is prima facie evidence that the identity information is accurate while the positional information is incomplete or distorted.

  The purposes of the present study were to demonstrate that the phenomenon of transposition could be observed under laboratory conditions and to describe the locus of its probable occurrences in a given sequence.

  METHOD

  The stimulus materials were 80 4x6 notecards upon which digit sequences were typed in elite type. The 80 sequences were divided into four sets of 20 cards each. The first set showed sequences 5 digits in length; the second and third sets showed 6-digit sequences; the fourth set showed 7-digit sequences. The sequences contained the digits 1-9 with never more than a single digit repeated on a given card. The repeated digit, if any, never occurred without at least one intervening digit. The sets were presented in the order given above. A random arrangement was made of each set. This arrangement was used in the forward order for half the Ss and in reverse order for the remainder. The materials were presented in a mirror-type tachistoscope.

  The Ss were 14 undergraduates in introductory psychology courses. The S held a plunger switch which activated the tachistoscope. The E gave a ready signal when the stimulus card was in place. The S activated the tachistoscope when he was ready. He was instructed to say the digit sequence aloud immediately after its appearance, and was encouraged to guess if he was not sure of one or several items. The S always knew how many digits were shown. Responses were recorded on a tape recorder. Only one exposure per sequence was given and the S was not given any information about the correctness of his response.

  Two practice sequences with ascending limits were given to accustom the S to the apparatus and to provide the E with some information on threshold. The test sets were then presented. One-minute rest periods were given after each set.

  Exposure duration was individually adjusted for each S. Pilot work suggested that transpositions occurred most readily at the point wher
e the S was beginning to miss single digits in the sequence. Therefore, the E attempted to have the exposure interval long enough that the proper number of digits would be reported but short enough that they were not always reported with complete accuracy. After every five cards the E decided whether to keep the exposure the same or to change it. Since there were practice effects in the task and since the task became appreciably more difficult, E continued to modify the presentation time during the course of the experiment. Generally 10-msec steps were employed in such changes but with an occasional S whose performance was markedly inferior the step span was increased.

  RESULTS AND DISCUSSION

  Responses were transcribed from the tape and scored. The following categories were employed:

  C -- correct

  E -- gross error

  I -- one digit incorrect, or 'blank' reported for a single missing digit

  T -- transposition of adjacent pairs of digits with rest of

  sequence correct

  T1 -- transposition of three or more digits with remainder correct

  IT -- transposition of two or more digits and one digit incorrect

  O -- other errors, usually experimental or equipment errors

  Results are given in terms of these scoring categories in Table I. Examination of the table shows that transposition provides an important source of errors. It is, however, difficult to find a statistical model which would provide a precise evaluation of the statistical significance of such errors. As Woodworth and Schlosberg [4] point out in their discussion of scoring memory span, any scoring system which attempts to provide separate credit for accuracy and order is arbitrary. Thus, any statistical model must make assumptions about the S's strategies on the one hand (e.g., Did the S note that digits can repeat within a sequence and, if so, did this alter his guessing behaviour in the appropriate manner?) and the interrelationships of error types (which we do not yet know) on the other. Fortunately, the question is not crucial for present purposes. The only question that need be asked here is whether there is more transposition than would be expected by chance (however chance is to be defined).

 

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