How the Scots Invented the Modern World

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How the Scots Invented the Modern World Page 30

by Arthur Herman


  It was above all to Hume, Witherspoon’s avowed nemesis, that Madison found himself drawn. Detached, ironic, charming but devastating when engaged in intellectual debate, always interesting and frequently outrageous: Hume represented a new kind of intellectual persona that Madison admired and cultivated, both as a thinker and as a public figure. He also embraced the basic premises of all Scottish social science: that human beings act the same when they find themselves in similar circumstances, and that uniform human causes produce uniform effects. It enabled him to zero in on the question that had stumped not only speculators on the makeup of a future American republic, but also the grand classical tradition of political analysis running from Aristotle to the universally admired—even Kames and Smith quoted him— French philosopher Montesquieu.

  How can a self-governing republic rule over a vast expanse of territory, which a future United States of America must inevitably do, without becoming an empire, and therefore acquisitive and corrupt? There seemed to be no clear answer. Montesquieu had summed up an entire body of thought in his Spirit of the Laws, published in 1748, which postulated that only a small community, composed of persons who all knew one another or nearly so, could perpetuate true liberty. A large continental republic was doomed. Geographic distance and conflicting interests, arising from differences in social development, bred civil conflict; the only solution would be tyranny, the rule of the strong in order to maintain order. Rome had succumbed to this ironclad rule, the experts said. If the former American colonies, stretching from Maine to Florida and pressing beyond the Appalachians to the Mississippi, tried to create a strong national government, they would succumb, too.

  Madison thought otherwise. His rejection of accepted wisdom rested on his reading of a little-known text by David Hume published as part of his Essays, Moral, Political, and Literary, titled, “The Idea of a Perfect Commonwealth.” In it, Hume broke with Montesquieu and proposed that a large or “extended” republic, for all its its geographic and socioeconomic diversity, might turn out to be the most stable of all. “In a large government which is modeled with masterly skill,” Hume declared, “there is compass and room enough to refine the democracy.” The masses find a place for themselves in the first level of elections and selection of magistrates. “Although the people as a body are unfit for government,” he wrote, “yet when dispersed in small bodies”—such as individual colonies or states—“they are more susceptible both to reason and order; the force of popular currents and tides is, in great measure, broken.” Meanwhile, the elite spend their time coordinating the movements of the various parts of the whole, rather than plotting its overthrow. “At the same time,” Hume observed, “the parts are so distant and remote, that it is very difficult, either by intrigue, prejudice, or passion, to hurry them into any measures against the public interest.”

  As Douglass Adair has suggested, Hume’s words must have struck Madison like a hammer blow. He incorporated them into his plan for the new American constitution in his “Notes on the Confederacy,” published in April 1787, just eight months before he wrote his essay defending the Constitution as part of the Federalist Papers. In it (the tenth Federalist) Madison laid bare the heart of the new American system. The theme was not unity, but countervailing interests; in contemporary terms, gridlock. Federal versus state power, executive versus legislative, and judicial versus them both: add the disparate economic interests of bankers versus farmers, slaveholding southerners versus commercial-minded northerners, and thirteen semisovereign political units, plus indirect elections at the senatorial and presidential level to frustrate the raw, crude will of the people—and what you have is not chaos, as the critics might expect, but stability, and above all liberty.

  Gridlock at the public level guarantees liberty at the private level: this was the dirty little secret Madison dared to unveil in the Federalist Papers. If scholars sometimes joke that David Hume is the “real” author of the Tenth Federalist, it is not just because it lays out Hume’s vision of an extended republic managing to govern itself into perpetuity. It is also because it co-opts Hume’s skeptical, cynical understanding of human motives into an American context. Madison states, “if men were angels, there would be no need of government”—a thoroughly Hume-like aphorism—and in the eternal struggle between liberty and authority in a modern society, the only way to preserve the one is to perpetually hobble the other.

  The two other key figures in the making of the new constitution were both of Scottish extraction, and, like Madison, steeped in the ideas of the Scottish Enlightenment. Alexander Hamilton was the son of a West Indies Scottish merchant, and prominent in New York political circles. He enthusiastically endorsed Madison’s federal plan, and helped author the Federalist Papers. Hamilton even signed the Constitution in defiance of the wishes of his own state of New York. But his vision of a strong nationalist government probably owed less to Hume than to Adam Smith’s mercantilist nemesis, James Steuart (although he knew the Wealth of Nations almost chapter and verse).

  The other was a native-born Scot, the lawyer James Wilson. Born in Carskerdy, he attended St. Andrews and sat in on classes at the University of Glasgow before emigrating to Philadelphia. He found work as a tutor at the College of Philadelphia (later the University of Pennsylvania), which was, like Princeton, Scottish-dominated, before training for the bar and becoming a wealthy attorney in Carlisle, Pennsylvania, arranging land deals for his Ulster Scots clientele. His neat, tight-lipped, bespectacled figure became a familiar sight on the floor of the Constitutional Convention, where he spoke at virtually every session—more than anyone else, in fact, including Madison. It was Wilson who reconciled Madison’s plan for a strong national government with his opponent’s desire to preserve popular sovereignty, and it was Wilson who thrust into the midst of the debate the ideas of the man most associated with that third great center of Scottish Enlightenment, Aberdeen: the philosopher Thomas Reid.

  Aberdeen sits on the Highlands’ east coast, comfortably nestled along a bay opening onto the North Sea. It was an active trading port; surrounded by fertile farmland, it became a thriving city with two distinguished educational institutions, King’s College, founded in 1495, and Marischal College. Thomas Reid was born only twenty miles from Aberdeen in 1710. The son of a minister, he entered Marischal at the age of twelve—not too precocious by Scottish standards—and took his degree in theology. Reid was what contemporaries identified as a Moderate, and owed his first post with the church in New-Machar to aristocratic patronage rather than election by the congregation— indeed, when he showed up, there was a riot and troops had to be called in. Eventually, however, his congregation came to like his sincere piety and straightforward manner, as well as his hardheaded, flinty intelligence. It was while serving as minister at New-Machar that Reid read the book that would change his life: David Hume’s A Treatise of Human Nature.

  At first he was puzzled, then shocked—and then finally outraged by what he found. It was not just Hume’s religious skepticism, or his provocative assertion that morality was largely a matter of convention rather than conviction. What infuriated Reid most was the suggestion that seemed to permeate the entire book, that our world is not really as it seems: that our perception of the world, and the conclusions we draw from it, including our notions of right and wrong, are uncertain at best. That is why human beings come to rely on habit and accepted convention, Hume concluded, as well as the occasional insights of philosophers. They need these things to guide humanity through a reality that is itself ultimately unknowable. It is the sort of cautious, skeptical view summarized a century later by Benjamin Disraeli: “Few ideas are correct ones, and which they are none can tell, but with words we govern men.”

  Reid considered this pretentious nonsense. The world was not a mysterious maze, Reid protested. It was an open and well-lit vista, rich with material for making clear judgments about up and down, black and white, and right and wrong. “Settled truth,” he wrote, “can be attained by observation.�
� Reality is not one step removed from us by our own limitations, but knowable and graspable by our own experience. All it took was ears to listen and eyes to see. “The evidence of sense, the evidence of memory, and the evidence of the necessary relations of things, are all distinct. . . . To reason against any of these kinds of evidence is absurd. . . . They are first principles, and as such fall not within the province of reason, but of common sense.”

  That last term stuck. When Reid left New-Machar to become a “regent” or teacher at King’s College in Aberdeen in 1751, he became the central figure in a school of philosophy with which Aberdeen would be forever associated, the philosophy of common sense. Reid, James Beattie (his colleague at Marischal College), and Edinburgh’s William Hamilton (who edited Reid’s works after his death) all argued that all human beings came equipped with an innate rational capacity called common sense, which allowed them to make clear and certain judgments about the world, and their dealings with it. Common sense tells us that the world consists of real objects that exist in time and space. Common sense tells us that we can understand and navigate our way through that reality, and common sense tells us that the more we know about that outside world, the better we can act on it, both as individuals and as members of a community.

  Knowledge is power—all Scottish philosophers recognized this— and the route to knowledge is through experience. But Reid insisted that that power belonged to every man, regardless of any other attributes. Human progress rests on expanding that capacity to its utmost and to as many people as possible, so that we can all become truly, morally free. It may not be going too far to call Reid’s philosophy a science of human freedom, and it is not difficult to see why it had such appeal to Americans, both of the revolutionary generation and later. It democratized the intellect, by insisting that the ordinary man could be as certain of his judgments as the philosopher was. Of course, ordinary men can make mistakes—and so do philosophers. And sometimes they cannot prove what they believe to be true—but then philosophers often have the same problem. But on some fundamental things, such as the existence of the real world and certain basic moral truths, they know that they do not have to offer any proof. These things are, as Reid put it, “self-evident,” meaning that they are “no sooner understood than they are believed,” because they “carry the light of truth in itself.”

  Reid’s full-bodied attack on skeptics and moral relativists won him plaudits in Scotland—in 1764 he took over the chair of Moral Philosophy at the University of Glasgow which had once belonged to Francis Hutcheson and then Adam Smith—and in Europe. In America, however, his impact was huge. Thomas Jefferson knew his writings, and put Reid’s best-known work on his recommended book list. It was very probably from Reid that he borrowed the idea of “self-evident truths” for the Declaration of Independence. He also put Reid at the center of his planned curriculum for the University of Virginia (Hume was very carefully left out).

  John Witherspoon was certainly familiar with Reid’s commonsense philosophy. So was Benjamin Rush: he told his friend Tom Paine to use Reid’s key catchphrase as the title of his treatise on the necessity of American independence. It would go on to become the single most popular pamphlet of the American Revolution, with Reid’s motto emblazoned across the top: Common Sense. Reid’s ideas shaped American theories of education for the next hundred years. It helped to produce a cultural type that some consider typically American, but which is just as much Scottish: an independent intellect combined with an assertive self-respect, and grounded by a strong sense of moral purpose.

  But it took the brittle, mercurial James Wilson to make Reid part of the grammar of American governance. Both at the Constitutional Convention and afterward, Wilson revealed how a philosophy of common sense could smoothe over the problems arising from Madison’s federalist blueprint, and how it also offered the best way to view the Constitution’s most startling and also most puzzling innovation: the creation of a United States Supreme Court.

  On the one hand, the Supreme Court embodied a basic principle everyone could agree on, that self-government could only function under the rule of law, with an independent judiciary interpreting its key provisions. On the other, the possibility that such a court could, under the banner of “judicial review,” overturn duly approved legislative acts raised the hackles of those who saw Congress as enactors of “the will of the people,” an equally important principle. Wilson showed his colleagues, however, that they were wrong to worry about such a conflict. The purpose of a Supreme Court was not to “disparage the legislative authority” or to “confer upon the judicial department a power superior, in its general nature.” Instead, it added a power to the federal government that it would desperately need, the power of reflection, in order to decide whether a particular law fit within the frame of the Constititution. Judicial review would act not in defiance of the will of the people, but in addition to it, since judges would sit not as a body of legal experts but as a body of citizens. In Wilson’s mind, the Supreme Court would be one of the United States’ most democratic institutions; it would be, in Wilson’s words, “the jury of the country.”

  The comparison was telling. Wilson saw being a “judge” as more than just a professional or legal designation. He used it in Reid’s sense: a judge is someone who makes judgments about the world, in matters of fact, of right and wrong, and of truth and falsehood. Wilson’s idea also reflected the role of the judge in Scottish law, whose job in court was not just to be a legal referee, but to find out what happened. From Wilson’s point of view, there was no essential difference between judge and jury (in Scotland, panels of judges did act in the place of juries). Both did the same thing in a trial or hearing: ask questions, weigh the facts presented, and then render a verdict, a judgment. The first relies rather more on his knowledge of the law, in order to make judgments. The second, in turn, has to rely on its most important resource: common sense. A Supreme Court for the nation would combine both. Its primary obligation would not be to the law, however, but to the community as a whole. As Wilson put it, “a judge is the blessing, or he is the curse of society.” It depended on whether he chose to use his common sense in deciding cases, or whether he chose his own professional vanity and ambition.

  Wilson had hoped to be the Supreme Court’s first chief justice. That post went to John Jay instead. But Wilson did become an associate justice, and although his years on the bench were mired in controversy, he tried to use his approach to the law to create a distinctly American brand of jurisprudence. He lived by Reid’s maxim, “I despise philosophy and renounce its guidance; let my soul dwell in common sense.” He always insisted that decisions be written in clear and straightforward language, avoiding any legal or technical jargon, so that any citizen could read and understand them (Wilson’s insistence on this point impressed another Supreme Court judge who applied the same principle when he became chief justice, namely John Marshall). In Wilson’s mind, this was part of a judge’s responsibility to the principle of self-government, and part of the public’s education in the rule of law: because, as Wilson observed, the entire basis of the rule of law in a democratic society was “the consent of those whose obedience the law requires.” The better ordinary people understood the law, the better for the law, and the better for democracy.

  This Wilson had also learned from Reid: that ordinary men could understand the law, because they were by nature equipped to do so. He endorsed Reid’s view that the common man was “a man of integrity” who “sees his duty without reasoning, as he sees the highway.” It led Wilson to trust people to do the right thing, particularly the American people (although he was no populist, and was very conservative on matters such as extending the franchise). The jury system was his model, not just for how the law works in a free society, but for how democracy works, as well. Its fundamental building block was man as knower, and as judger; a person who trusts his own senses, his grasp of the facts, and his grasp of right and wrong. A person who can recognize when he has th
e solution to a problem, or someone else does, and who goes along with what the majority finally decides.

  Such a person—Common Sense Man, we can call him—was a necessary adjunct to the federal system Hume had inspired and Madison had created. Reid had been Hume’s great foe. Yet here, in America, Reid now rode in to his rescue. The only way such a complicated architecture of counterbalancing powers and “countervailing interests” could avoid permanent gridlock, and getting stuck in the same rut, would be if the people who made it up were able to agree on certain fundamental truths, “self-evident truths,” as Reid would say. In that way, they could trust their own judgment and that of others to arrive at a compromise solution to the crises that would inevitably arise.

  Reid once defined common sense as “that degree of judgment which is common to men with whom we can converse and transact business.” Where no one was clearly in charge, common sense would have to reign. It was the moral of modern democracy, as the exponents of the Scottish school had conceived it, and as Scots in America, at least, had brought it into being.

  CHAPTER TEN

  Light from the North: Scots, Liberals, and Reform

  I

  The cantakerous grandfather of the Scottish school, Lord Kames, died in 1782, at age eighty-six. His protégé, David Hume, had preceded him in death by six years. Adam Smith followed in 1790. Two years later Robert Adam died, and William Robertson a year after that. Boswell passed on in 1795, and Thomas Reid in 1796.

  The front rank of the Scottish Enlightenment was gone. But over the next three decades their impact became decisive, as their works, students, and disciples spread their message far beyond Scotland. Edinburgh, now decked out in gleaming neoclassical splendor, came to stand for a type of modern intellectual culture that the rest of Europe understood to be quintessentially Scottish.

 

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