Krankheit ist wohl der letzte Grund
Des ganzen Schöpferdrangs gewesen;
Erschaffend konnte ich genesen,
Erschaffend wurde ich gesund.
(Sickness no doubt was the ultimate cause
of my urge to become the Creator;
by dint of creation I was able to recover,
by dint of creation I regained my health.24)
We have identified our psychic apparatus as being above all an instrument charged with asserting control over excitations that would otherwise prove distressingly uncomfortable or pathogenic. This psychic processing activity achieves extraordinary things with regard to the inner discharge of excitations that are incapable of direct external release,25 or for which such release would be undesirable at that particular moment. With inner processing of this kind, however, it is initially irrelevant whether it operates with real objects or imaginary ones. The difference only becomes apparent later on, if there is a heavy build-up of libido as a result of the latter turning to non-real objects (introversion). In the case of the paraphrenias, megalomania permits a similar inner processing of the libido once it has retreated into the ego; it is perhaps only when the megalomania has failed that the build-up of libido within the ego becomes pathogenic and triggers the healing process that strikes us so forcibly as illness.
Trying as I am at this point to penetrate just a little way into the mechanism of paraphrenia, I shall rehearse those concepts that seem to me at the present time to be worthy of attention. In my view, what makes these disorders different from the transference neuroses is the fact that when libido is freed up as a result of refusal, it does not resort with objects in the imagination, but withdraws to the ego; that being so, megalomania corresponds to the process in the transference neuroses whereby the psyche asserts control over this quantum of libido, i.e. introverts it onto products of the imagination; any failure of this psychic control-process gives rise to the hypochondria characteristic of paraphrenia, which is homologous to the fear characteristic of transference neuroses. We know that this latter fear can be dislodged by other forms of psychic processing too, namely conversion,26 reaction-formation, and the formation of protection mechanisms (phobias). In the case of the paraphrenias, this role is played by the phase of attempted restitution, to which we owe the conspicuous symptoms of morbidity. Given that paraphrenia in many – if not most – cases involves only a partial dislodgement of the libido from objects, the clinical picture may be divided into three distinct groups of symptoms: 1) those reflecting what the subject retains of his normal state or neurosis (residual symptoms); 2) those reflecting the illness process itself (dislodgement of the libido from objects, and also megalomania, hypochondria, affective disorder, regression in all its various forms); 3) those reflecting the restitution process which, after the manner of hysteria (in the case of dementia praecox and paraphrenia proper) or obsessional neurosis (in the case of paranoia), re-attaches the libido to objects. This new libido-cathexis takes place on a different level and under different conditions from the primary one. The difference between the transference neuroses created by this secondary cathexis, and their counterparts as formed by the normal ego, would surely afford us the deepest possible insight into the structure of our psychic apparatus.
A third point of access to the study of narcissism is provided by the love-life of human beings, given the different forms that it takes in men and women. Just as the object-libido initially hid the ego-libido from our inquiring eye, so too in the case of object-choice on the part of the child (and developing individual) we initially focused our attention on the fact that they derive their sexual objects from their gratification experiences. A child's first experiences of autoerotic sexual gratification occur in the context of vital functions conducing to self-preservation. Sexual drives initially develop by imitating the ego drives and their gratification, and only subsequently make themselves independent of them – though the imitative process remains evident in the fact that it is the people concerned with the child's feeding, care and protection who become its first sexual objects, hence primarily the mother or mother-surrogate. But alongside this type and its associated source of object-choice, which we can term the imitative type,27 a second and quite unexpected one has been revealed to us by our psychoanalytical researches. We have found -and this has been particularly clear in the case of people whose libidinal development has been disturbed in some way, such as perverts and homosexuals - that they model their subsequent love-object not on their mother, but on their own person. They quite clearly seek themselves as love-object, thereby exhibiting what we can call the narcissistic type of object-choice. It is this observation above all that has driven us to our narcissism hypothesis.
Now we have not concluded from all this that human beings fall into two sharply differentiated groups, one predisposed to the imitative type of object-choice and the other to the narcissistic, but instead prefer the hypothesis that both paths are open to each and every individual, and that either is equally capable of being preferred. We are arguing that every human being originally has two sexual objects: himself, and the woman who cares for him; and concomitantly we postulate a primary narcissism in all human beings, which in certain circumstances can prove dominant in their object-choice.
A comparison of males and females then shows that there are fundamental – though not of course universal – differences between them in their relationship to the two types of object-choice. Full object-love as per the imitative type really does seem to be characteristic of males. It displays conspicuous sexual over-valuation, which probably derives from the original narcissism present in childhood, and accordingly represents its transference onto the sexual object. This sexual over-valuation gives rise to the curious condition of being in love, reminiscent of neurotic obsession, and amounting as such to a transfer of libido that depletes the ego for the benefit of the object. Things develop in a quite different way in the commonest, probably purest and most authentic type of female. Here, the onset of puberty manifest in the development of the previously latent female sexual organs appears to be accompanied by an intensification of her original narcissism unfavourable to the forming of any proper object-love with its due complement of sexual over-valuation. Particularly where she develops the attributes of beauty, a woman comes to feel sufficient unto herself, which compensates her for the greatly reduced freedom of object-choice imposed on her by society. Strictly speaking, such women love only themselves, and with the same intensity as men display in loving them. Their need, furthermore, is not to love, but to be loved, and they deign to tolerate any man who fulfils this condition. The importance of this type of woman for the love-life of human beings is very great. Such women hold the greatest possible fascination for men, not only for aesthetic reasons, since they are usually the most beautiful, but also because of an interesting combination of psychological factors. For it seems clearly apparent that narcissism in an individual becomes magnetically attractive to those who have altogether relinquished their own narcissism,28 and who are casting around for object-love. The fascination of the child rests to a great extent on its narcissism, on the fact that it is sufficient to itself and impervious to others; so too does the fascination of certain animals that appear to show no interest in us, such as cats and the great beasts of prey; indeed, even dire criminals and comic heroes captivate us within the context of the arts by dint of the narcissistic rigour with which they keep at bay anything tending to diminish their ego. It is as though we envied them their retention of a blissful psychic state, of an unassailable libido position, that we ourselves have since relinquished. However, the powerful fascination of the narcissistic woman is not without its darker side; the lovelorn male's frustration, his doubts about the woman's love, his lamentations on her enigmatic nature, are largely rooted in this incongruence of the two types of object-choice involved.
It is perhaps not entirely superfluous for me to emphasize that in describing women's love-life in these
terms I am not remotely animated by any bias inclining me to disparage women. Quite apart from the fact that bias of any kind is alien to me, I am also well aware that these different patterns of development reflect the differentiation of functions within an extremely complex biological nexus; furthermore, I am quite ready to concede that there are innumerable women who love on the male pattern and also develop the sexual over-valuation characteristic of it.
Even for those women who remain narcissistic, and cool in their response to men, there is a path that can lead them to full object-love. In the child that they bear, they encounter a part of their own body as a distinct and separate object upon which, on the basis of their narcissism, they can now bestow full object-love. Then there are other women who do not need to wait for a child in order to progress from (secondary) narcissism to object-love. These are women who, prior to puberty, feel themselves to be male and manage up to a certain point to develop in a male way; their efforts in this direction are abandoned once female sexual maturity comes upon them – but they thereafter remain capable of yearning for a male ideal, which really amounts to a perpetuation of the boy-like being that they themselves once were.
A brief summary of the various paths to object-choice may serve to bring these adumbrations to a close.
We love one or other of the following:
1) Narcissistic type:
a) what we ourselves are,
b) what we ourselves were,
c) what we would like to become,
d) a person who was once part of our own self.
2) Imitative type:
a) the woman who feeds us,
b) the man who protects us, and the many surrogates who take their place.
Category c) of the first type can only be substantiated at a later stage in the argument.
The significance of narcissistic object-choice in the case of male homosexuality remains to be discussed in a separate context.
The primary narcissism of the child that we have postulated, and that constitutes one of the premisses of our libido theories, can be more easily inferred from other factors than captured by direct observation. When one looks at the attitude of affectionate parents towards their children, one cannot but recognize it as a resurgence and repetition of their own long-abandoned narcissism. The trusty characteristic of ‘over-valuation’, which we have already discussed as a distinctive marker of narcissism in the context of object-choice, predominates in this affective relationship, as is universally known. There is accordingly a compulsion to ascribe to the child all conceivable perfections, something for which dispassionate observation would find no cause, and to conceal and forget all its faults – indeed it is in this context that denial of child sexuality has its place. However, there is also a tendency when faced by the child to suspend all the cultural accretions that we ourselves came to accept only in the teeth of opposition from our narcissism, and to reassert through the child our long-abandoned claims to rights and privileges. Things are to be better for the child than they were for its parents; it is to be saved from subjection to those imperatives that we have accepted as paramount in life. Disease, death, the forgoing of sensual pleasure, the curbing of one's own will – none of this is to apply to the child; the laws of nature and of society are to stop at its door; it really is to become the very core and centre of creation once again: His Majesty the Baby,29 as we once thought ourselves to be. The child is to fulfil all the wishful dreams that its parents dreamed but never realized; it is to become a great man and great hero as proxy for the father, or get a prince for a husband as belated compensation for the mother. That most precarious aspiration of the narcissist scheme of things – immortality of the ego, so gravely threatened by sheer reality – is rendered secure by finding refuge in the child. Parental love, so touching yet essentially so childlike, is nothing other than the resurgent narcissism of the parents, which in its transformation into object-love unmistakably reveals its original nature.
III
There are certain questions that I should like to leave to one side for the time being since they represent an important area of study that has still not been fully dealt with: questions as to what disruptions the primal narcissism in children is prey to, what reactions it displays in resisting them, and what paths it is forced along in the process. The most significant part of all this can be identified as ‘castration complex’ (penis-fear in the boy, penis-envy in the girl), and can be dealt with in conjunction with the effects of sexual intimidation during infancy. Psychoanalytical research, which normally serves as the means for us to track the various fates of the libidinal drives when they have become isolated from the ego drives and then find themselves in conflict with them, allows us in this present context to draw inferences as to the nature of an earlier stage and psychic situation in which both sets of drives manifest themselves in harmonious interaction and indissoluble combination with each other as narcissistic interests. It was on the basis of this nexus that Alfred Adler arrived at his ‘masculine protest’, which he elevates to the status of being almost the sole driving force behind the formation of personality and neuroses alike, whilst grounding it not in a narcissistic, i.e. still libidinal impulse, but in a social value-judgement. The standpoint of psychoanalytical research has been to acknowledge from the outset both the existence and the importance of the ‘masculine protest’, but to argue, in opposition to Adler, that it is narcissistic in nature, and has its origins in the castration complex. It pertains to character-formation, to the genesis of which it contributes along with many other factors, and as such is wholly irrelevant to the elucidation of problems concerning neuroses, the only noteworthy aspect of which for Adler is the way they serve the ego-interest. I find it quite impossible to suppose that the genesis of neurosis rests solely on the slender basis of the castration complex, no matter how powerfully the latter may manifest itself amongst the resistances displayed by men to treatment of their neuroses. I might add, too, that cases of neurosis are known to me in which the ‘masculine protest’ or, in our terms, the castration complex, plays no pathogenic role, or indeed is entirely absent.
Observation of the normal adult shows his erstwhile megalomania to be much reduced, whilst the psychic characteristics from which we inferred his infantile narcissism are scarcely distinguishable. What then has become of his ego-libido? Are we to suppose that it was entirely absorbed by object-cathexes? Such a possibility clearly contradicts the entire thrust of our argument. But we can find pointers to a quite different answer to this question in the psychology of repression.
We have learned that libidinal drive-impulses are subject to the fate of pathogenic repression when they come into conflict with the individual's cultural and ethical notions. What we understand by this is not that the individual has a merely intellectual awareness that these notions exist, but rather that he fully accepts them as his own yardstick and fully submits to the demands that they entail. As we have said, repression emanates from the ego; or, to put it more precisely, from the self-respect of the ego. The same impressions, experiences, impulses, desires that one human being will readily entertain, or at least consciously process, will be rejected by another with utter indignation, or be stifled before they even enter consciousness. However, the difference between the two, which reflects the conditions in which repression takes place, can easily be expressed in terms enabling us to resolve the issue by means of the libido theory. We can postulate that the one individual has set up an ideal within himself against which he measures his actual ego,30 whereas the other has formed no such ideal. On this view, the formation of an ideal31 constitutes the necessary condition on the part of the ego for repression to take place.
It is this ideal ego that is now the recipient of the self-love enjoyed during childhood by the real ego. The individual's narcissism appears to be transferred onto this new ideal ego which, like the infantile one, finds itself possessed of every estimable perfection. Here too, as is ever the case in matters of the libido, human
beings have proved incapable of forgoing gratification once they have enjoyed it. They are unwilling to forsake the narcissistic perfection of their childhood, and when – discomfited by the admonitions raining down on them while they are developing, and with their powers of judgement duly awakened – they fail to retain that perfection, they seek to retrieve it in the new guise of the ego-ideal. What they project as their ideal for the future is a surrogate for the lost narcissism of their childhood, during which they were their own ideal.
It is appropriate at this point to explore the ways in which this forming of an ideal relates to sublimation. Sublimation is a process involving object-libido, and consists in a drive latching on to a different goal far removed from sexual gratification, the main aim here being to divert attention away from the sexual. Idealization is a process involving the object itself, whereby the object is magnified and exalted in the individual's mind without itself changing in nature. This idealization can occur within the domains of both ego-libido and object-libido. Thus, for instance, sexual over-valuation of an object constitutes an idealization of that object. To the extent, therefore, that sublimation has to do with drives whereas idealization has to do with objects, the two concepts need to be clearly distinguished from each other.
The formation of ego-ideals is frequently confused with the sublimation of drives, to the considerable detriment of our understanding. Just because someone has traded his narcissism for veneration of an exalted ego-ideal does not necessarily mean that he has managed to sublimate his libidinal drives. The ego-ideal certainly demands such sublimation, but cannot force it to happen; sublimation remains a separate process that may be triggered by the ideal, but then runs its course entirely independently of any such trigger. It is precisely in the case of neurotics that one finds the most electric disparities between the sophistication of their ego-ideal and the degree of sublimation of their primitive libidinal drives; and it is generally much harder to convince an idealist that his libido is inappropriately located than it is to convince the uncomplicated sort who has remained modest in his expectations. Sublimation and the formation of ideals also play completely different roles in the causation of neurosis. As we have seen, the formation of ideals intensifies the demands of the ego, and is the strongest single factor favouring repression; sublimation represents the let-out whereby such demands can be met without recourse to repression.
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