Between the Spanish Moors and the Christians, the Jews formed a useful link. There were many Jews in Spain, who remained when the country was reconquered by the Christians. Since they knew Arabic, and perforce acquired the language of the Christians, they were able to supply translations. Another means of transfusion arose through Mohammedan persecution of Aristotelians in the thirteenth century, which led Moorish philosophers to take refuge with Jews, especially in Provence.
The Spanish Jews produced one philosopher of importance, Maimonides. He was born in Cordova in 1135, but went to Cairo at the age of thirty, and stayed there for the rest of his life. He wrote in Arabic, but was immediately translated into Hebrew. A few decades after his death, he was translated into Latin, probably at the request of the Emperor Frederick II. He wrote a book called Guide to Wanderers, addressed to philosophers who have lost their faith. Its purpose is to reconcile Aristotle with Jewish theology. Aristotle is the authority on the sublunary world, revelation on the heavenly. But philosophy and revelation come together in the knowledge of God. The pursuit of truth is a religious duty. Astrology is rejected. The Pentateuch is not always to be taken literally; when the literal sense conflicts with reason, we must seek an allegorical interpretation. As against Aristotle, he maintains that God created not only form, but matter, out of nothing. He gives a summary of the Timaeus (which he knew in Arabic), preferring it on some points to Aristotle. The essence of God is unknowable, being above all predicated perfections. The Jews considered him heretical, and went so far as to invoke the Christian ecclesiastical authorities against him. Some think that he influenced Spinoza, but this is very questionable.
CHAPTER XI
The Twelfth Century
FOUR aspects of the twelfth century are specially interesting to us:
The continued conflict of empire and papacy;
The rise of the Lombard cities;
The Crusades; and
The growth of scholasticism.
All these four continued into the following century. The Crusades gradually came to an inglorious end; but, as regards the other three movements, the thirteenth century marks the culmination of what, in the twelfth, is in a transitional stage. In the thirteenth century, the Pope definitively triumphed over the Emperor, the Lombard cities acquired secure independence, and scholasticism reached its highest point. All this, however, was an outcome of what the twelfth century had prepared.
Not only the first of these four movements, but the other three also, are intimately bound up with the increase of papal and ecclesiastical power. The Pope was in alliance with the Lombard cities against the Emperor; Pope Urban II inaugurated the first Crusade, and subsequent popes were the main promoters of the later ones; the scholastic philosophers were all clerics, and Church councils took care to keep them within the bounds of orthodoxy, or discipline them if they strayed. Undoubtedly, their sense of the political triumph of the Church, in which they felt themselves participants, stimulated their intellectual initiative.
One of the curious things about the Middle Ages is that they were original and creative without knowing it. All parties justified their policies by antiquarian and archaistic arguments. The Emperor appealed, in Germany, to the feudal principles of the time of Charlemagne; in Italy, to Roman law and the power of ancient Emperors. The Lombard cities went still further back, to the institutions of republican Rome. The papal party based its claims partly on the forged Donation of Constantine, partly on the relations of Saul and Samuel as told in the Old Testament. The scholastics appealed either to the Scriptures or at first to Plato and then to Aristotle; when they were original, they tried to conceal the fact. The Crusades were an endeavour to restore the state of affairs that had existed before the rise of Islam.
We must not be deceived by this literary archaism. Only in the case of the Emperor did it correspond with the facts. Feudalism was in decay, especially in Italy; the Roman Empire was a mere memory. Accordingly, the Emperor was defeated. The cities of North Italy, while, in their later development, they showed much similarity to the cities of ancient Greece, repeated the pattern, not from imitation, but from analogy of circumstances: that of small, rich, highly civilized republican commercial communities surrounded by monarchies at a lower level of culture. The scholastics, however they might revere Aristotle, showed more originality than any of the Arabs-more, indeed, than any one since Plotinus, or at any rate since Augustine. In politics as in thought, there was the same disguised originality.
CONFLICT OF EMPIRE AND PAPACY
From the time of Gregory VII to the middle of the thirteenth century, European history centres round the struggle for power between the Church and the lay monarchs—primarily the Emperor, but also, on occasion, the kings of France and England. Gregory’s pontificate had ended in apparent disaster, but his policies were resumed, though with more moderation, by Urban II (1088-1099), who repeated the decrees against lay investiture, and desired episcopal elections to be made freely by clergy and people. (The share of the people was, no doubt, to be purely formal.) In practice, however, he did not quarrel with lay appointments if they were good.
At first, Urban was safe only in Norman territory. But in 1093 Henry IV’s son Conrad rebelled against his father, and, in alliance with the Pope, conquered North Italy, where the Lombard League, an alliance of cities with Milan at its head, favoured the Pope. In 1094, Urban made a triumphal procession through North Italy and France. He triumphed over Philip, King of France, who desired a divorce, and was therefore excommunicated by the Pope, and then submitted. At the Council of Clermont, in 1095, Urban proclaimed the first Crusade, which produced a wave of religious enthusiasm leading to increase of papal power—also to atrocious pogroms of Jews. The last year of Urban’s life he spent in safety in Rome, where popes were seldom safe.
The next Pope, Paschal II, like Urban, came from Cluny. He continued the struggle on investitures, and was successful in France and England. But after the death of Henry IV in 1106, the next Emperor, Henry V, got the better of the Pope, who was an unworldly man and allowed his saintliness to outweigh his political sense. The Pope proposed that the Emperor should renounce investitures, but in return bishops and abbots should renounce temporal possessions. The Emperor professed to agree; but when the suggested compromise was made public, the ecclesiastics rebelled furiously against the Pope. The Emperor, who was in Rome, took the opportunity to seize the Pope, who yielded to threats, gave way on investitures, and crowned Henry V. Eleven years later, however, by the Concordat of Worms in 1122, Pope Calixtus II compelled Henry V to give way on investitures, and to surrender control over episcopal elections in Burgundy and Italy.
So far, the net result of the struggle was that the Pope, who had been subject to Henry III, had become the equal of the Emperor. At the same time, he had become more completely sovereign in the Church, which he governed by means of legates. This increase of papal power had diminished the relative importance of bishops. Papal elections were now free from lay control, and ecclesiastics generally were more virtuous than they had been before the reform movement.
RISE OF THE LOMBARD CITIES
The next stage was connected with the Emperor Frederick Barbarossa (1152-1190), an able and energetic man, who would have succeeded in any enterprise in which success was possible. He was a man of education, who read Latin with pleasure, though he spoke it with difficulty. His classical learning was considerable, and he was an admirer of Roman law. He thought of himself as the heir of the Roman emperors, and hoped to acquire their power. But as a German he was unpopular in Italy. The Lombard cities, while willing to acknowledge his formal overlordship, objected when he interfered in their affairs—except those which feared Milan, against which city some of them invoked his protection. The Patarine movement in Milan continued, and was associated with a more or less democratic tendency; most, but by no means all, of the North Italian cities sympathized with Milan, and made common cause against the Emperor.
Hadrian IV, a vigorous En
glishman who had been a missionary in Norway, became Pope two years after the accession of Barbarossa, and was, at first, on good terms with him. They were reconciled by a common enmity. The city of Rome claimed independence from both alike, and, as a help in the struggle, had invited a saintly heretic, Arnold of Brescia.* His heresy was very grave: he maintained that “clerks who have estates, bishops who hold fiefs, monks who possess property, cannot be saved.” He held this view because he thought that the clergy ought to devote themselves entirely to spiritual matters. No one questioned his sincere austerity, although he was accounted wicked on account of his heresy. Saint Bernard, who vehemently opposed him, said, “He neither eats nor drinks, but only, like the Devil, hungers and thirsts for the blood of souls.” Hadrian’s predecessor in the papacy had written to Barbarossa to complain that Arnold supported the popular faction, which wished to elect one hundred senators and two consuls, and to have an Emperor of their own. Frederick, who was setting out for Italy, was naturally scandalized. The Roman demand for communal liberty, which was encouraged by Arnold, led to a riot in which a cardinal was killed. The newly-elected Pope Hadrian thereupon placed Rome under an interdict. It was Holy Week, and superstition got the better of the Romans; they submitted, and promised to banish Arnold. He hid, but was captured by the Emperor’s troops. He was burnt, and his ashes were thrown into the Tiber, for fear of their being preserved as holy relics. After a delay caused by Frederick’s unwillingness to hold the Pope’s bridle and stirrup while he dismounted, the Pope crowned the Emperor in 1155 amid the resistance of the populace, which was quelled with great slaughter.
The honest man being disposed of, the practical politicians were free to resume their quarrel.
The Pope, having made peace with the Normans, ventured in 1157 to break with the Emperor. For twenty years there was almost continuous war between the Emperor on the one side, and the Pope with the Lombard cities on the other. The Normans mostly supported the Pope. The bulk of the fighting against the Emperor was done by the Lombard League, which spoke of “liberty” and was inspired by intense popular feeling. The Emperor besieged various cities, and in 1162 even captured Milan, which he razed to the ground, compelling its citizens to live elsewhere. But five years later the League rebuilt Milan and the former inhabitants returned. In this same year, the Emperor, duly provided with an antipope,* marched on Rome with a great army. The Pope fled, and his cause seemed desperate, but pestilence destroyed Frederick’s army, and he returned to Germany a; solitary fugitive. Although not only Sicily, but the Greek Emperor, now sided with the Lombard League, Barbarossa made another attempt, ending in his defeat at the battle of Legnano in 1176. After this he was compelled to make peace, leaving to the cities all the substance of liberty. In the conflict between Empire and papacy, however, the terms of peace gave neither party complete victory.
Barbarossa’s end was seemly. In 1189 he went on the third Crusade, and in the following year he died.
The rise of free cities is what proved of most ultimate importance in this long strife. The power of the Emperor was associated with the decaying feudal system; the power of the Pope, though still growing, was largely dependent upon the world’s need of him as an antagonist to the Emperor, and therefore decayed when the Empire ceased to be a menace; but the power of the cities was new, a result of economic progress, and a source of new political forms. Although this does not appear in the twelfth century, the Italian cities, before long, developed a non-clerical culture which reached the very highest levels in literature, in art, and in science. All this was rendered possible by their successful resistance to Barbarossa.
All the great cities of Northern Italy lived by trade, and in the twelfth century the more settled conditions made traders more prosperous than before. The maritime cities, Venice, Genoa, and Pisa, never had to fight for their liberty, and were therefore less hostile to the Emperor than the cities at the foot of the Alps, which were important to him as the gateways to Italy. It is for this reason that Milan is the most interesting and important of Italian cities at this time.
Until the time of Henry III, the Milanese had usually been content to follow their archbishop. But the Patarine movement, mentioned in an earlier chapter, changed this: the archbishop sided with the nobility, while a powerful popular movement opposed him and them. Some beginnings of democracy resulted, and a constitution arose under which the rulers of the city were elected by the citizens. In various northern cities, but especially in Bologna, there was a learned class of lay lawyers, well versed in Roman law; moreover the rich laity, from the twelfth century onwards, were much better educated than the feudal nobility north of the Alps. Although they sided with die Pope against the Emperor, the rich commercial cities were not ecclesiastical in their outlook. In the twelfth and thirteenth centuries, many of them adopted heresies of a Puritan sort, like the merchants of England and Holland after the Reformation. Later, they tended to be free-thinkers, paying lip-service to the Church, but destitute of all real piety. Dante is the last of the old type, Boccaccio the first of the new.
THE CRUSADES
The Crusades need not concern us as wars, but they have a certain importance in relation to culture. It was natural for the papacy to take the lead in the initiating of a Crusade, since the object was (at least ostensibly) religious; thus the power of the popes was increased by the war propaganda and by the religious zeal that was excited. Another important effect was the massacre of large numbers of Jews; those who were not massacred were often despoiled of their property and forcibly baptized. There were large-scale murders of Jews in Germany at the time of the first Crusade, and in England, at the time of the third Crusade, on the accession of Richard Cœur de Lion. York, where the first Christian Emperor had begun his reign, was, aptly enough, the scene of one of the most appalling mass-atrocities against Jews. The Jews, before the Crusades, had almost a monopoly of the trade in Eastern goods throughout Europe; after the Crusades, as a result of the persecution of Jews, this trade was largely in Christian hands.
Another and very different effect of the Crusades was to stimulate literary intercourse with Constantinople. During the twelfth and early thirteenth centuries, many translations from Greek into Latin were made as a result of this intercourse. There had always been much trade with Constantinople, especially by Venetians; but Italian traders did not trouble themselves with Greek classics, any more than English or American traders in Shanghai troubled themselves with the classics of China. (European knowledge of Chinese classics was derived mainly from missionaries.)
THE GROWTH OF SCHOLASTICISM
Scholasticism, in its narrower sense, begins early in the twelfth century. As a philosophic school, it has certain definite characteristics. First, it is confined within the limits of what appears to the writer to be orthodoxy; if his views are condemned by a council, he is usually willing to retract. This is not to be attributed entirely to cowardice; it is analogous to the submission of a judge to the decision of a Court of Appeal. Second, within the limits of orthodoxy, Aristotle, who gradually became more fully known during the twelfth and thirteenth centuries, is increasingly accepted as the supreme authority; Plato no longer holds the first place. Third, there is a great belief in “dialectic” and in syllogistic reasoning; the general temper of the scholastics is minute and disputatious rather than mystical. Fourth, the question of universals is brought to the fore by the discovery that Aristotle and Plato do not agree about it; it would be a mistake to suppose, however, that universals are the main concern of the philosophers of this period.
The twelfth century, in this as in other matters, prepares the way for the thirteenth, to which the greatest names belong. The earlier men have, however, the interest of pioneers. There is a new intellectual confidence, and, in spite of the respect for Aristotle, a free and vigorous exercise of reason wherever dogma has not made speculation too dangerous. The defects of the scholastic method are those that inevitably result from laying stress on “dialectic.” These defects ar
e: indifference to facts and science, belief in reasoning in matters which only observation can decide, and an undue emphasis on verbal distinctions and subtleties. These defects we had occasion to mention in connection with Plato, but in the scholastics they exist in a much more extreme form.
The first philosopher who can be regarded as strictly a scholastic is Roscelin. Not very much is known about him. He was born at Compiègne about 1050, and taught at Loches, in Brittany, where Abélard was his pupil. He was accused of heresy at a council at Rheims in 1092, and recanted for fear of being stoned to death by ecclesiastics with a taste for lynching. He fled to England, but there he was rash enough to attack Saint Anselm. This time he fled to Rome, where he was reconciled to the Church. He disappears from history about 1120; the date of his death is purely conjectural.
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