by Peter Block
Robert Putnam wrote Bowling Alone and amplified the conversation about the role that social capital plays in building community. As one part of his extensive research, he studied a fair number of Italian towns and tried to understand why some were more democratic, were more economically successful, had better health, and experienced better educational achievement.
His findings were startling, for he discovered that the one thing that distinguished the more successful from the less successful towns was the extent of social capital, or widespread relatedness that existed among its citizens. Success as a town was not dependent on the town’s geography, history, economic base, cultural inheritance, or financial resources.
Putnam shows how we have become increasingly disconnected from family, friends, neighbors, and our democratic structures—and how we may reconnect. He warns that our stock of social capital—the very fabric of our connections with each other—has plummeted, impoverishing our lives and communities.
As earlier mentioned about Putnam, geography, history, great leadership, fine programs, economic advantage, and any other factors that we traditionally use to explain success made only a marginal difference in the health of a community. Community well-being simply had to do with the quality of the relationships, the cohesion that exists among its citizens. He calls this social capital.
In the book Better Together, Putnam and coauthor Lewis M. Feldstein explain that “social capital refers to social networks, norms of reciprocity, mutual assistance, and trustworthiness. The central insight of this approach is that social networks have real value both for the people in those networks . . . as well as for bystanders. Criminologists, for instance, have shown that the crime rate in a neighborhood is lowered when neighbors know one another well, benefiting even residents who are not themselves involved in neighborhood activities.”
They go on to distinguish between “bonding” and “bridging” social capital. Bonding social capital comprises networks that are inward looking, composed of people of like mind. Other social networks “encompass different types of people and tend to be outward looking—bridging social capital.” It is primarily the bridging social capital that we are interested in here. As Putnam and Feldstein put it: “a society that has only bonding social capital will . . . [be] segregated into mutually hostile camps. So a pluralistic democracy requires lots of bridging social capital, not just the bonding variety.”
The Alexander Insights: Aliveness, Wholeness, and Unfolding
Christopher Alexander speaks from the world of architecture, but his thinking applies equally well to the creation of community. He grieves over the fragmented and mechanistic way we currently operate. In The Nature of Order: An Essay on the Art of Building and the Nature of the Universe, Book 1: The Phenomenon of Life, he writes,
In discussing what to do in a particular part of a town, one person thinks poverty is the most important thing. Another person thinks ecology is the most important thing. Another person takes traffic as his point of departure. Another person views the maximization of profit from development as the guiding factor. All these points of view are understood to be individual, legitimate, and inherently in conflict. It is assumed that there is not a unitary view through which these many realities can be combined. They simply get slugged out in the marketplace, or in the public forum.
But instead of lucid insight, instead of growing communal awareness of what should be done in a building, or in a park, even on a tiny bench—in short, of what is good—the situation remains one in which several dissimilar and incompatible points of view are at war in some poorly understood balancing act.
Aliveness and wholeness. The alternative to this fragmentation is to create structures that are defined by what Alexander calls “a quality of aliveness.” The absence or presence of this quality has profound impact on the experience of being in that structure. Also, for that quality of aliveness to be present in the final product, it must be present in each step in the design and creation of the structure.
This aliveness grows out of a sense of wholeness. Wholeness is made up of a collection of separate centers, where each center has “a certain life or intensity. . . . We can see that the life of any one center depends on the life of other centers. This life or intensity is not inherent in the center by itself, but is a function of the whole configuration in which the center occurs.”
To connect this to our discussion, we must ask whether every single step in our work holds this quality of life or intensity. Whether we’re talking about a strategy, program, invitation, dialogue, gathering, or the building of a master plan, the human experience of aliveness in each choice or step has as much significance as any technical, economic, or purely practical consideration.
This aliveness also is most often found in surprising places. Often in irregular structures, all with aspects of imperfection. Alexander identifies fifteen properties that create the wholeness and aliveness. It would take us off track to list them all here, but some are clearly to the point. Listen to the language he uses, and you get a feel for the world he is naming: Deep Interlock and Ambiguity, Contrast, Roughness, Simplicity and Inner Calm, Not-Separateness.
It is easy to take these words, which he uses to reflect qualities in nature and in a room or building, and apply them to the world of social capital, human relatedness, and belonging that we are concerned with here. Much of what follows in the book is just this: bringing aliveness and wholeness to our notions of leadership, citizenship, social structures, and context, which are essential in creating the community of belonging and restoration that we desire.
Transformation as unfolding. One more influence from Alexander is his belief that aliveness and wholeness can occur only through a process of “unfolding.” Transformation unfolds and is given structure by a consciousness of the whole. The task of transformation is to operate so that what we create grows organically, more concerned with the “quality of aliveness” that gives us the experience of wholeness than with a predictable destination and the speed with which we can reach it.
An unfolding strategy requires giving an uncomfortable importance to each small step we take. We have to worry as much about the arrangement of a room as we do about the community issue that caused us to assemble. It leads us to value the details of each step so that each step becomes its own center. For example, each step of a master plan has to be a small example of the qualities we want in the final large thing. Throughout this book, you will see the effort to value the importance of small things; this intention is a direct outgrowth of Alexander’s insights.
In summary, Christopher Alexander moves us toward aliveness, embodied in those places and moments that give us the experience of belonging. In the absence of aliveness, we unknowingly experience an inner conflict, a feeling of something unresolved.
The Koestenbaum Insights: Paradox, Freedom, and Accountability
For several decades, Peter Koestenbaum has brought the insights of philosophy to the business marketplace. His work on the Leadership Diamond paints a holistic and practical landscape of what is required of leaders to achieve greatness in the world, both personally and for their institutions.
Appreciating paradox. One insight that informs our exploration of communal transformation is Peter’s understanding of how we can come to terms with the paradoxical nature of human affairs. He values ambiguity and anxiety as the natural condition of being human. The painful choices people make in their lives and for their institutions are an affirming aspect of their humanity. These choices are not the sign of a problem or weakness or the world gone wrong. It is out of the subjectivity and complexity of life that transformation emerges. As a philosopher and consultant, Peter has always given voice to how profound the right question can be.
It is the willingness to reframe, turn, and even invert a question that creates the depth and opening for authentic change. Questions take on an almost sacred dimension when they are valued for their own sake. This is in stark contrast to the common need for ans
wers and quick formulaic action.
Choosing freedom and accountability. A second thread that courses through this book and has given coherence to all of Peter’s work is the search for human freedom—freedom being the choice to be a creator of our own experience and accept the unbearable responsibility that goes with that. Out of this insight grows the idea that perhaps the real task of leadership is to confront people with their freedom. This may be the ultimate act of love that is called for from those who hold power over others.
Choosing our freedom is also the source of our willingness to choose to be accountable. The insight is that freedom is what creates accountability. Freedom is not an escape from accountability, as the popular culture so often misunderstands.
One more aspect of Peter’s work that has informed my thinking about community is the idea that our willingness to care for the well-being of the whole arises when we are confronted with our freedom, and when we choose to accept and act on that freedom.
The Insights of Large Group Methodology: Designing for the Experience of Community
Over the last thirty years, a rather small group of people has become quite sophisticated in bringing large groups of people together (from fifty to five thousand at a time) to create visions, build strategy, define work processes, and set direction for institutions and communities. This body of knowledge has many names, but is generally called large group methodology. Although it is well established among expert practitioners, it has not found its way into the mainstream of how most leaders do planning and bring people together. These methods tend to be relegated to something that is pulled out on special occasions for special events. We treat these methods like sterling silver and use the stainless every day. This is a shame, for the difference between this kind of practice and the conventional way we bring people together is more like the difference between using sterling silver and eating with our hands.
These large group methods are too profound and too important to remain primarily in the hands of specialized experts. They need to be in the regular practice of community and institutional leaders. They are more than simply tools; they are the means of creating the experience of democracy and high engagement, which we say we believe in but rarely embody. As this thinking and practice grow, they have the potential to fundamentally change the nature of leadership, which would be a good thing.
Four of the innovators whose work is highlighted have been friends and teachers of mine for years. I reflect their thinking here only because I have been in many rooms with them. There are many others who have also changed the world and our thinking about bringing large groups of people together: Harrison Owen, Barbara Bunker, Billie Alban, Fred and Marilyn Emory, and Carolyn Lukensmeyer come to mind.
Future Search. Marvin Weisbord has created Future Search with Sandra Janoff. This structure begins with a scan of the environment and brings people into a conversation about the future they want to create. Marvin and Sandra have long understood the importance of the right question, the way to balance expert input with communal dialogue, and how to structure the flow of small group discussions into a collective outcome. They have also codified the distinction between solving problems and creating a future.
Conference Model. Dick and Emily Axelrod are design geniuses. They realized early on that if we can change the way we meet, we can change the way we live together. They know that learning best occurs when we structure meetings in a way that puts people in contact with each other so that they experience in a conference the same dilemmas they face in life. The Axelrods create experiences that simulate the democratic, self-governing principles that, if taken seriously, can create large communities of committed and powerful people.
Whole-Scale Change. The late Kathie Dannemiller was another innovator in this movement. “One heart—one mind” was the spirit that she lived, and her goal was to bring that into an event where people assembled to create a new future. She had a faith in the collective capacity of employees and citizens that would put Thomas Jefferson to shame.
Her guiding question was “How will the world be different tomorrow as a result of our meeting today?” Like the others, she valued the question and held deep skepticism about answers. She also knew that the questions with the most power were the ones that touched the heart and spoke to what people were experiencing. If “What did you know and when did you know it?” defined the Watergate hearings, the question “What did you hear and how did you feel about that?” was at the core of her work.
Kathie wanted the whole system in the room, and then she constantly broke it into small groups. She advocated that the small group worked best when it was maximally diverse—meaning that each small group was a microcosm of the large system. This composition plus a broad-enough question results in people momentarily putting aside their own individual interests and beginning to care for the well-being of the whole.
The World Café. Finally, I want to talk about the work of Juanita Brown and her partner, David Isaacs. Their structure is called the World Café. Its gift is in its sophisticated simplicity. They begin by defining a large question that gets at the purpose of the gathering. Each small group focuses on the question, but in the Café method, the group sits at a round cocktail-sized table.
On each table is a flip-chart sheet or butcher paper and a marker for each person. As people talk, each writes on the paper in large letters the ideas worth retaining. At certain intervals, as in musical chairs (except that there are enough seats for all), one person stays as host at the table and the others go to different tables. The host summarizes for the new group what is on the paper, and the discussion continues. Eventually, the ideas from the tables are shared with the whole group. It is an elegant model to create convergence for a large group.
Now, my intent here is not to describe the full process for any of these innovative large group methods—I know that I do each a great injustice in my minimalist descriptions and acknowledgment. The intent is to define some of the essential elements that form the design basis of the large group work that informs our thinking about community transformation.
Each element of each large group method has profound implications for how people meet, how they create an alternative future, and how community can be developed in a sustainable way. What we may once have relegated as useful but incidental little “training exercises” now have a power beyond our imagination. They form a way of thinking and operating in community that, when matched with the philosophical insights of the others, give us the structure of belonging that we seek. Here is a brief summary of the power of their thinking:
Accountability and commitment. The essential insight is that people will be accountable and committed to what they have a hand in creating. This insight extends to the belief that whatever the world demands of us, the people most involved have the collective wisdom to meet the requirements of that demand. And if we can get them together in the room, in the right context and with a few simple ground rules, the wisdom to create a future or solve a problem is almost always in the room. All you need to ensure this is to make sure the people in the room are a diverse and textured sample of the larger world you want to affect.
This insight is an argument for collective intelligence and an argument against expensive studies and specialized expertise. That is why this thinking finds a skeptical ear from the academy, most expert consultants, and the leadership that espouses democracy but really only trusts patriarchy and cosmetic empowerment.
Learning from the stranger and one another. The key to gathering citizens, leaders, and stakeholders is to create in the room a living example of how we want the future to be. This means we need as much diversity in the room as possible. The more strangers the better. One of the principles is that all voices need to be heard, but not necessarily all at one time or by everybody. What makes this succeed is that almost everything important happens in a small group. This expresses another principle, that peer-to-peer interaction is where most learning takes place; it is the fertile
earth out of which something new is produced. In this small group, you place the maximum mix of people’s stories, values, and viewpoints, and in this way each group of six to twelve brings the whole system into that space.
Bias toward the future. The insights from large group methods have a bias toward the future and devote little or no time to negotiating the past or emphasizing those areas where we will never agree anyway. The most organizing conversation starter is “What do we want to create together?” So much for in-depth diagnoses, more studies, argument and negotiation, and waiting for the sponsorship or transformation of top leaders.
How we engage matters. The most important contribution of those who have developed these principles and insights is the idea that the way we bring people together matters more than our usual concerns about the content of what we present to people. How we structure the gathering is as worthy of attention as grasping the nature of a problem or focusing on the solutions we seek.
The gift to us from these masters of large group work is the belief that transformation hinges on changing the structure of how we engage each other. It is the insight that authentic transformation does not occur by focusing on changing individuals or being smart about political processes, which are based on advocacy of interests, hardball negotiation, or finding where the power resides and getting them on your side. The insights of these masters represent a dramatic shift from much of our conventional thinking, which, by the way, is not working that well.
The Bornstein-Cohen Insights: Scale, Speed, and Emergent Design
David Bornstein is a journalist who has written about the Grameen Bank in Bangladesh and other social innovations that have become large movements. Within the stories he tells in his books are some radical thoughts about how successful transformations came into being.