Essays in Humanism

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by Albert Einstein

By the irony of fate, Einstein has virtually become a supporter of the schemes and ambitions of the bitterest foes of peace and international cooperation. He has gone so far in this direction as to declare in advance in his open letter that if the Soviet Union refuses to join his newfangled organization, other countries would have every right to go ahead without it, while leaving the door open for eventual Soviet participation in the organization as a member or as an “observer.”

  Essentially this proposal differs very little from the suggestions of frank advocates of American imperialism, however remote Dr. Einstein may be from them in reality. The sum and substance of these suggestions is that if UN cannot be converted into a weapon of United States policy, into a screen for imperialist schemes and designs, that organization should be wrecked and a new “international” organization formed in its place, without the Soviet Union and the new democracies.

  Does Einstein not realize how fatal such plans would be to international security and international cooperation?

  We believe that Dr. Einstein has entered a false and dangerous path; he is chasing the mirage of a “world state” in a world where different social, political and economic systems exist. Of course there is no reason why states with different social and economic structures should not cooperate economically and politically, provided that these differences are soberly faced. But Einstein is sponsoring a political fad which plays into the hands of the sworn enemies of sincere international cooperation and enduring peace. The course he is inviting the member states of the United Nations to adopt would lead not to greater international security, but to new international complications. It would benefit only the capitalist monopolies, for whom new international complications hold out the promise of more war contracts and more profits.

  It is because we so highly esteem Einstein as an eminent scientist and as a man of public spirit who is striving to the best of his ability to promote the cause of peace, that we consider it our duty to speak with utter frankness and without diplomatic adornment

  A Reply to the Soviet Scientists

  FOUR OF MY Russian colleagues have published a benevolent attack upon me in an open letter carried by the New Times. I appreciate the effort they have made and I appreciate even more the fact that they have expressed their point of view so candidly and straightforwardly. To act intelligently in human affairs is only possible if an attempt is made to understand the thoughts, motives, and apprehensions of one’s opponent so fully that one can see the world through his eyes. All well-meaning people should try to contribute as much as possible to improving such mutual understanding. It is in this spirit that I should like to ask my Russian colleagues and any other reader to accept the following answer to their letter. It is the reply of a man who anxiously tries to find a feasible solution without having the illusion that he himself knows “the truth” or “the right path” to follow.

  If in the following I shall express my views somewhat dogmatically, I do it only for the sake of clarity and simplicity.

  Although your letter, in the main, is clothed in an attack upon the non-socialistic foreign countries, particularly the United States, I believe that behind the aggressive front there lies a defensive mental attitude which is nothing else but the trend towards an almost unlimited isolationism. The escape into isolationism is not difficult to understand if one realizes what Russia has suffered at the hands of foreign countries during the last three decades—the German invasions with planned mass murder of the civilian population, foreign interventions during the civil war, the systematic campaign of calumnies in the western press, the support of Hitler as an alleged tool to fight Russia. However understandable this desire for isolation may be, it remains no less disastrous to Russia and to all other nations; I shall say more about it later on.

  The chief object of your attack against me concerns my support of “world government.” I should like to discuss this important problem only after having said a few words about the antagonism between socialism and capitalism; for your attitude on the significance of this antagonism seems to dominate completely your views on international problems. If the socio-economic problem is considered objectively, it appears as follows: technological development has led to increasing centralization of the economic mechanism. It is this development which is also responsible for the fact that economic power in all widely industrialized countries has become concentrated in the hands of relatively few. These people, in capitalist countries, do not need to account for their actions to the public as a whole; they must do so in socialist countries in which they are civil servants similar to those who exercise political power.

  I share your view that a socialist economy possesses advantages which definitely counterbalance its disadvantages whenever the management lives up, at least to some extent, to adequate standards. No doubt, the day will come when all nations (as far as such nations still exist) will be grateful to Russia for having demonstrated, for the first time, by vigorous action the practical possibility of planned economy in spite of exceedingly great difficulties. I also believe that capitalism, or, we should say, the system of free enterprise, will prove unable to check unemployment, which will become increasingly chronic because of technological progress, and unable to maintain a healthy balance between production and the purchasing power of the people.

  On the other hand we should not make the mistake of blaming capitalism for all existing social and political evils, and of assuming that the very establishment of socialism would be able to cure all the social and political ills of humanity. The danger of such a belief lies, first, in the fact that it encourages fanatical intolerance on the part of all the “faithful” by making a possible social method into a type of church which brands all those who do not belong to it as traitors or as nasty evildoers. Once this stage has been reached, the ability to understand the convictions and actions of the “unfaithful” vanishes completely. You know, I am sure, from history how much unnecessary suffering such rigid beliefs have inflicted upon mankind.

  Any government is in itself an evil insofar as it carries within it the tendency to deteriorate into tyranny. However, except for a very small number of anarchists, everyone of us is convinced that civilized society cannot exist without a government. In a healthy nation there is a kind of dynamic balance between the will of the people and the government, which prevents its degeneration into tyranny. It is obvious that the danger of such deterioration is more acute in a country in which the government has authority not only over the armed forces but also over all the channels of education and information as well as over the economic existence of every single citizen. I say this merely to indicate that socialism as such cannot be considered the solution to all social problems but merely as a framework within which such a solution is possible.

  What has surprised me most in your general attitude, expressed in your letter, is the following aspect: You are such passionate opponents of anarchy in the economic sphere, and yet equally passionate advocates of anarchy, e.g., unlimited sovereignty, in the sphere of international politics. The proposition to curtail the sovereignty of individual states appears to you in itself reprehensible, as a kind of violation of a natural right. In addition, you try to prove that behind the idea of curtailing sovereignty the United States is hiding her intention of economic domination and exploitation of the rest of the world without going to war. You attempt to justify this indictment by analyzing in your fashion the individual actions of this government since the end of the last war. You attempt to show that the Assembly of the United Nations is a mere puppet show controlled by the United States and hence the American capitalists.

  Such arguments impress me as a kind of mythology; they are not convincing. They make obvious, however, the deep estrangement among the intellectuals of our two countries which is the result of a regrettable and artificial mutual isolation. If a free personal exchange of views should be made possible and should be encouraged, the intellectuals, possibly more than anyone else, could help to create an atmos
phere of mutual understanding between the two nations and their problems. Such an atmosphere is a necessary prerequisite for the fruitful development of political cooperation. However, since for the time being we depend upon the cumbersome method of “open letters” I shall want to indicate briefly my reaction to your arguments.

  Nobody would want to deny that the influence of the economic oligarchy upon all branches of our public life is very powerful. This influence, however, should not be overestimated. Franklin Delano Roosevelt was elected president in spite of desperate opposition by these very powerful groups and was reelected three times; and this took place at a time when decisions of great consequence had to be made.

  Concerning the policies of the American Government since the end of the war, I am neither willing, nor able, nor entitled to justify or explain them. It cannot be denied, however, that the suggestions of the American Government with regard to atomic weapons represented at least an attempt towards the creation of a supranational security organization. If they were not acceptable, they could at least have served as a basis of discussion for a real solution of the problems of international security. It is, indeed, the attitude of the Soviet Government, that was partly negative and partly dilatory, which has made it so difficult for well-meaning people in this country to use their political influence as they would have wanted, and to oppose the “war mongers.” With regard to the influence of the United States upon the United Nations Assembly, I wish to say that, in my opinion, it stems not only from the economic and military power of the United States but also from the efforts of the United States and the United Nations to lead toward a genuine solution of the security problem.

  Concerning the controversial veto power, I believe that the efforts to eliminate it or to make it ineffective have their primary cause less in specific intentions of the United States than in the manner in which the veto privilege has been abused.

  Let me come now to your suggestion that the policy of the United States seeks to obtain economic domination and exploitation of other nations. It is a precarious undertaking to say anything reliable about aims and intentions. Let us rather examine the objective factors involved. The United States is fortunate in producing all the important industrial products and foods in her own country, in sufficient quantities. The country also possesses almost all important raw materials. Because of her tenacious belief in “free enterprise” she cannot succeed in keeping the purchasing power of the people in balance with the productive capacity of the country. For these very same reasons there is a constant danger that unemployment will reach threatening dimensions.

  Because of these circumstances the United States is compelled to emphasize her export trade. Without it, she could not permanently keep her total productive machinery fully utilized. These conditions would not be harmful if the exports were balanced by imports of about the same value. Exploitation of foreign nations would then consist in the fact that the labor value of imports would considerably exceed that of exports. However, every effort is being made to avoid this, since almost every import would make a part of the productive machinery idle.

  This is why foreign countries are not able to pay for the export commodities of the United States, payment which, in the long run, would indeed be possible only through imports by the latter. This explains why a large portion of all the gold has come to the United States. On the whole, this gold cannot be utilized except for the purchase of foreign commodities, which because of the reasons already stated, is not practicable. There it lies, this gold, carefully protected against theft, a monument to governmental wisdom and to economic science! The reasons which I have just indicated make it difficult for me to take the alleged exploitation of the world by the United States very seriously.

  However, the situation just described has a serious political facet. The United States, for the reasons indicated, is compelled to ship part of its production to foreign countries. These exports are financed through loans which the United States is granting foreign countries. It is, indeed, difficult to imagine how these loans will ever be repaid. For all practical purposes, therefore, these loans must be considered gifts which may be used as weapons in the arena of power politics. In view of the existing conditions and in view of the general characteristics of human beings, this, I frankly admit, represents a real danger. Is it not true, however, that we have stumbled into a state of international affairs which tends to make every invention of our minds and every material good into a weapon and, consequently, into a danger for mankind?

  This question brings us to the most important matter, in comparison to which everything else appears insignificant indeed. We all know that power politics, sooner or later, necessarily leads to war, and that war, under present circumstances, would mean a mass destruction of human beings and material goods, the dimensions of which are much, much greater than anything that has ever before happened in history.

  Is it really unavoidable that, because of our passions and our inherited customs, we should be condemned to annihilate each other so thoroughly that nothing would be left over which would deserve to be conserved? Is it not true that all the controversies and differences of opinion which we have touched upon in our strange exchange of letters are insignificant pettinesses compared to the danger in which we all find ourselves? Should we not do everything in our power to eliminate the danger which threatens all nations alike?

  If we hold fast to the concept and practice of unlimited sovereignty of nations it only means that each country reserves the right for itself of pursuing its objectives through warlike means. Under the circumstances, every nation must be prepared for that possibility; this means it must try with all its might to be superior to anyone else. This objective will dominate more and more our entire public life and will poison our youth long before the catastrophe is itself actually upon us. We must not tolerate this, however, as long as we still retain a tiny bit of calm reasoning and human feelings.

  This alone is on my mind in supporting the idea of “World Government,” without any regard to what other people may have in mind when working for the same objective. I advocate world government because I am convinced that there is no other possible way of eliminating the most terrible danger in which man has ever found himself. The objective of avoiding total destruction must have priority over any other objective.

  I am sure you are convinced that this letter is written with all the seriousness and honesty at my command; I trust you will accept it in the same spirit.

  1 Biographical Note: Sergei Vavilov, a physicist specializing in the field of fluorescence, is President of the Academy of Sciences of the USSR. A. N. Frumkin, a colloid chemist of note, is Director of the Colloid-Electrochemical Institute of the Academy of Sciences in Moscow. A. F. Joffe is well known for his work on the behavior of crystals under water, and is Director of the Physico-Chemical Institute of the Academy in Leningrad. N. N. Semyonov, an authority on chemical kinetics, is Director of the Institute of Chemical Physics of the Academy in Moscow.

  11. For an Organization of Intellectual Workers

  I CONSIDER IT IMPORTANT, indeed urgently necessary, for intellectual workers to get together, both to protect their own economic status and also, generally speaking, to secure their influence in the political field.

  On the first-mentioned, the economic side, the working class may serve us as a model: they have succeeded, at least to some extent, in protecting their economic interests. We can learn from them too how this problem can be solved by the method of organization. And also, we can learn from them what is our gravest danger, which we ourselves must seek to avoid: the weakening through inner dissensions, which, when things reach that point, make cooperation difficult and result in quarrels between the constituent groups.

  But again, we can also learn from the workers that limitation to immediate economic aims, to the exclusion of all political goals and effective action will not suffice either. In this respect, the working classes in this country have only begun their development. I
t is inevitable, considering the progressive centralization of production, that the economic and the political struggle should become more and more closely interwoven, the political factor continually growing in significance in the process. In the meantime the intellectual worker, due to his lack of organization, is less well protected against arbitrariness and exploitation than a member of any other calling.

  But intellectual workers should unite, not only in their own interest but also and no less importantly in the interest of society as a whole. For division among intellectuals has been partly to blame for the fact that the special parts and the experience which are the birthright of these groups have so seldom been made available for political aims. In their room political ambition and desire for profit almost exclusively determine events, instead of professional knowledge and judgment based upon objective thinking.

  An organization of intellectual workers can have the greatest significance for society as a whole by influencing public opinion through publicity and education. Indeed it is its proper task to defend academic freedom, without which a healthy development of democracy is impossible.

  An outstandingly important task for an organization of intellectual workers at the present moment is to fight for the establishment of a supranational political force as a protection against fresh wars of aggression. It seems to me that the working out with a view to selection of a particular plan for an international government should not, at the present moment, be our chief aim. For if there existed, among the majority of citizens, the firm intention of establishing international security, the technique of giving shape to such an instrument would not present an all-too-difficult problem. What is lacking in the majority is the conviction, founded on clear thinking, that there is no other means of permanently avoiding catastrophes like the present one. In the organization and promotion of enlightenment on this subject, I see the most important service which an organization of intellectual workers can perform at this historic moment. Only by means of setting energetically about such a task can an organization like the one here planned achieve inward strength and outward influence.

 

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