by Unknown
Money has always tried to break through these barriers, like water seeping through cracks in a dam. Parents have been reduced to selling some of their children into slavery in order to buy food for the others. Devout Christians have murdered, stolen and cheated - and later used their spoils to buy forgiveness from the church. Ambitious knights auctioned their allegiance to the highest bidder, while securing the loyalty of their own followers by cash payments. Tribal lands were sold to foreigners from the other side of the world in order to purchase an entry ticket into the global economy.
Money has an even darker side. For although money builds universal trust between strangers, this trust is invested not in humans, communities or sacred values, but in money itself and in the impersonal systems that back it. We do not trust the stranger, or the next-door neighbour - we trust the coin they hold. If they run out of coins, we run out of trust. As money brings down the dams of community, religion and state, the world is in danger of becoming one big and rather heartless marketplace.
Hence the economic history of humankind is a delicate dance. People rely on money to facilitate cooperation with strangers, but they’re afraid it will corrupt human values and intimate relations. With one hand people willingly destroy the communal dams that held at bay the movement of money and commerce for so long. Yet with the other hand they build new dams to protect society, religion and the environment from enslavement to market forces.
It is common nowadays to believe that the market always prevails, and that the dams erected by kings, priests and communities cannot long hold back the tides of money. This is naive. Brutal warriors, religious fanatics and concerned citizens have repeatedly managed to trounce calculating merchants, and even to reshape the economy. It is therefore impossible to understand the unification of humankind as a purely economic process. In order to understand how thousands of isolated cultures coalesced over time to form the global village of today, we must take into account the role of gold and silver, but we cannot disregard the equally crucial role of steel.
II
Imperial Visions
THE ANCIENT ROMANS WERE USED TO being defeated. Like the rulers of most of history’s great empires, they could lose battle after battle but still win the war. An empire that cannot sustain a blow and remain standing is not really an empire. Yet even the Romans found it hard to stomach the news arriving from northern Iberia in the middle of the second century BC. A small, insignificant mountain town called Numantia, inhabited by the peninsula’s native Celts, had dared to throw off the Roman yoke. Rome at the time was the unquestioned master of the entire Mediterranean basin, having vanquished the Macedonian and Seleucid empires, subjugated the proud city states of Greece, and turned Carthage into a smouldering ruin. The Numantians had nothing on their side but their fierce love of freedom and their inhospitable terrain. Yet they forced legion after legion to surrender or retreat in shame.
Eventually, in 134 BC, Roman patience snapped. The Senate decided to send Scipio Aemilianus, Rome’s foremost general and the man who had levelled Carthage, to take care of the Numantians. He was given a massive army of more than 30,000 soldiers. Scipio, who respected the fighting spirit and martial skill of the Numantians, preferred not to waste his soldiers in unnecessary combat. Instead, he encircled Numantia with a line of fortifications, blocking the town’s contact with the outside world. Hunger did his work for him. After more than a year, the food supply ran out. When the Numantians realised that all hope was lost, they burned down their town; according to Roman accounts, most of them killed themselves so as not to become Roman slaves.
Numantia later became a symbol of Spanish independence and courage. Miguel de Cervantes, the author of Don Quixote, wrote a tragedy called The Siege of Numantia which ends with the town’s destruction, but also with a vision of Spain’s future greatness. Poets composed paeans to its fierce defenders and painters committed majestic depictions of the siege to canvas. In 1882, its ruins were declared a national monument’ and became a pilgrimage site for Spanish patriots. In the 1950s and 1960s, the most popular comic books in Spain weren’t about Superman and Spiderman - they told of the adventures of El Jabato, an imaginary ancient Iberian hero who fought against the Roman oppressors. The ancient Numantians are to this day Spain’s paragons of heroism and patriotism, cast as role models for the country’s young people.
Yet Spanish patriots extol the Numantians in Spanish - a romance language that is a progeny of Scipio’s Latin. The Numantians spoke a now dead and lost Celtic language. Cervantes wrote The Siege of Numantia in Latin script, and the play follows Graeco-Roman artistic models. Numantia had no theatres. Spanish patriots who admire Numantian heroism tend also to be loyal followers of the Roman Catholic Church - don’t miss that first word - a church whose leader still sits in Rome and whose God prefers to be addressed in Latin. Similarly, modern Spanish law derives from Roman law; Spanish politics is built on Roman foundations; and Spanish cuisine and architecture owe a far greater debt to Roman legacies than to those of the Celts of Iberia. Nothing is really left of Numantia save ruins. Even its story has reached us thanks only to the writings of Roman historians. It was tailored to the tastes of Roman audiences which relished tales of freedom-loving barbarians. The victory of Rome over Numantia was so complete that the victors co-opted the very memory of the vanquished.
It’s not our kind of story. We like to see underdogs win. But there is no justice in history. Most past cultures have sooner or later fallen prey to the armies of some ruthless empire, which have consigned them to oblivion. Empires, too, ultimately fall, but they tend to leave behind rich and enduring legacies. Almost all people in the twenty-first century are the offspring of one empire or another.
What is an Empire?
An empire is a political order with two important characteristics. First, to qualify for that designation you have to rule over a significant number of distinct peoples, each possessing a different cultural identity and a separate territory. How many peoples exactly? Two or three is not sufficient. Twenty or thirty is plenty. The imperial threshold passes somewhere in between.
Second, empires are characterised by flexible borders and a potentially unlimited appetite. They can swallow and digest more and more nations and territories without altering their basic structure or identity. The British state of today has fairly clear borders that cannot be exceeded without altering the fundamental structure and identity of the state. A century ago almost any place on earth could have become part of the British Empire.
Cultural diversity and territorial flexibility give empires not only their unique character, but also their central role in history. It’s thanks to these two characteristics that empires have managed to unite diverse ethnic groups and ecological zones under a single political umbrella, thereby fusing together larger and larger segments of the human species and of planet Earth.
It should be stressed that an empire is defined solely by its cultural diversity and flexible borders, rather than by its origins, its form of government, its territorial extent, or the size of its population. An empire need not emerge from military conquest. The Athenian Empire began its life as a voluntary league, and the Habsburg Empire was born in wedlock, cobbled together by a string of shrewd marriage alliances. Nor must an empire be ruled by an autocratic emperor. The British Empire, the largest empire in history, was ruled by a democracy. Other democratic (or at least republican) empires have included the modern Dutch, French, Belgian and American empires, as well as the premodern empires of Novgorod, Rome, Carthage and Athens.
Size, too, does not really matter. Empires can be puny. The Athenian Empire at its zenith was much smaller in size and population than today’s Greece. The Aztec Empire was smaller than today’s Mexico. Both were nevertheless empires, whereas modern Greece and modern Mexico are not, because the former gradually subdued dozens and even hundreds of different polities while the latter have not. Athens lorded it over more than a hundred formerly independent city states, whereas the Aztec E
mpire, if we can trust its taxation records, ruled 371 different tribes and peoples.1
How was it possible to squeeze such a human potpourri into the territory of a modest modern state? It was possible because in the past there were many more distinct peoples in the world, each of which had a smaller population and occupied less territory than today’s typical people. The land between the Mediterranean and the Jordan River, which today struggles to satisfy the ambitions of just two peoples, easily accommodated in biblical times dozens of nations, tribes, petty kingdoms and city states.
Empires were one of the main reasons for the drastic reduction in human diversity. The imperial steamroller gradually obliterated the unique characteristics of numerous peoples (such as the Numantians), forging out of them new and much larger groups.
Evil Empires?
In our time, ‘imperialist’ ranks second only to ‘fascist’ in the lexicon of political swear words. The contemporary critique of empires commonly takes two forms:
1. Empires do not work. In the long run, it is not possible to rule effectively over a large number of conquered peoples.
2. Even if it can be done, it should not be done, because empires are evil engines of destruction and exploitation. Every people has a right to self-determination, and should never be subject to the rule of another.
From a historical perspective, the first statement is plain nonsense, and the second is deeply problematic.
The truth is that empire has been the world’s most common form of political organisation for the last 2,500 years. Most humans during these two and a half millennia have lived in empires. Empire is also a very stable form of government. Most empires have found it alarmingly easy to put down rebellions. In general, they have been toppled only by external invasion or by a split within the ruling elite. Conversely, conquered peoples don’t have a very good record of freeing themselves from their imperial overlords. Most have remained subjugated for hundreds of years. Typically, they have been slowly digested by the conquering empire, until their distinct cultures fizzled out.
For example, when the Western Roman Empire finally fell to invading Germanic tribes in 476 AD, the Numantians, Arverni, Helvetians, Samnites, Lusitanians, Umbrians, Etruscans and hundreds of other forgotten peoples whom the Romans conquered centuries earlier did not emerge from the empires eviscerated carcass like Jonah from the belly of the great fish. None of them were left. The biological descendants of the people who had identified themselves as members of those nations, who had spoken their languages, worshipped their gods and told their myths and legends, now thought, spoke and worshipped as Romans.
In many cases, the destruction of one empire hardly meant independence for subject peoples. Instead, a new empire stepped into the vacuum created when the old one collapsed or retreated. Nowhere has this been more obvious than in the Middle East. The current political constellation in that region - a balance of power between many independent political entities with more or less stable borders - is almost without parallel any time in the last several millennia. The last time the Middle East experienced such a situation was in the eighth century BC - almost 3,000 years ago! From the rise of the Neo-Assyrian Empire in the eighth century BC until the collapse of the British and French empires in the mid-twentieth century AD, the Middle East passed from the hands of one empire into the hands of another, like a baton in a relay race. And by the time the British and French finally dropped the baton, the Aramaeans, the Ammonites, the Phoenicians, the Philistines, the Moabites, the Edomites and the other peoples conquered by the Assyrians had long disappeared.
True, today’s Jews, Armenians and Georgians claim with some measure of justice that they are the offspring of ancient Middle Eastern peoples. Yet these are only exceptions that prove the rule, and even these claims are somewhat exaggerated. It goes without saying that the political, economic and social practices of modern Jews, for example, owe far more to the empires under which they lived during the past two millennia than to the traditions of the ancient kingdom of Judaea. If King David were to show up in an ultra-Orthodox synagogue in present-day Jerusalem, he would be utterly bewildered to find people dressed in East European clothes, speaking in a German dialect (Yiddish) and having endless arguments about the meaning of a Babylonian text (the Talmud). There were neither synagogues, volumes of Talmud, nor even Torah scrolls in ancient Judaea.
Building and maintaining an empire usually required the vicious slaughter of large populations and the brutal oppression of everyone who was left. The standard imperial toolkit included wars, enslavement, deportation and genocide. When the Romans invaded Scotland in AD 83, they were met by fierce resistance from local Caledonian tribes, and reacted by laying waste to the country. In reply to Roman peace offers, the chieftain Calgacus called the Romans ‘the ruffians of the world’, and said that ‘to plunder, slaughter and robbery they give the lying name of empire; they make a desert and call it peace’.2
This does not mean, however, that empires leave nothing of value in their wake. To colour all empires black and to disavow all imperial legacies is to reject most of human culture. Imperial elites used the profits of conquest to finance not only armies and forts but also philosophy, art, justice and charity. A significant proportion of humanity’s cultural achievements owe their existence to the exploitation of conquered populations. The profits and prosperity brought by Roman imperialism provided Cicero, Seneca and St Augustine with the leisure and wherewithal to think and write; the Taj Mahal could not have been built without the wealth accumulated by Mughal exploitation of their Indian subjects; and the Habsburg Empire’s profits from its rule over its Slavic, Hungarian and Romanian-speaking provinces paid Haydn’s salaries and Mozart’s commissions. No Caledonian writer preserved Calgacus’ speech for posterity. We know of it thanks to the Roman historian Tacitus. In fact, Tacitus probably made it up. Most scholars today agree that Tacitus not only fabricated the speech but invented the character of Calgacus, the Caledonian chieftain, to serve as a mouthpiece for what he and other upper-class Romans thought about their own country.
Even if we look beyond elite culture and high art, and focus instead on the world of common people, we find imperial legacies in the majority of modern cultures. Today most of us speak, think and dream in imperial languages that were forced upon our ancestors by the sword. Most East Asians speak and dream in the language of the Han Empire. No matter what their origins, nearly all the inhabitants of the two American continents, from Alaska’s Barrow Peninsula to the Straits of Magellan, communicate in one of four imperial languages: Spanish, Portuguese, French or English. Present-day Egyptians speak Arabic, think of themselves as Arabs, and identify wholeheartedly with the Arab Empire that conquered Egypt in the seventh century and crushed with an iron fist the repeated revolts that broke out against its rule. About 10 million Zulus in South Africa hark back to the Zulu age of glory in the nineteenth century, even though most of them descend from tribes who fought against the Zulu Empire, and were incorporated into it only through bloody military campaigns.
It’s for Your Own Good
The first empire about which we have definitive information was the Akkadian Empire of Sargon the Great (c.2250 BC). Sargon began his career as the king of Kish, a small city state in Mesopotamia. Within a few decades he managed to conquer not only all other Mesopotamian city states, but also large territories outside the Mesopotamian heartland. Sargon boasted that he had conquered the entire world. In reality, his dominion stretched from the Persian Gulf to the Mediterranean, and included most of today’s Iraq and Syria, along with a few slices of modern Iran and Turkey.
The Akkadian Empire did not last long after its founder’s death, but Sargon left behind an imperial mantle that seldom remained unclaimed. For the next 1,700 years, Assyrian, Babylonian and Hittite kings adopted Sargon as a role model, boasting that they, too, had conquered the entire world. Then, around 550 BC, Cyrus the Great of Persia came along with an even more impressive boast.
Map 4. T
he Akkadian Empire and the Persian Empire.
The kings of Assyria always remained the kings of Assyria. Even when they claimed to rule the entire world, it was obvious that they were doing it for the greater glory of Assyria, and they were not apologetic about it. Cyrus, on the other hand, claimed not merely to rule the whole world, but to do so for the sake of all people. ‘We are conquering you for your own benefit,’ said the Persians. Cyrus wanted the peoples he subjected to love him and to count themselves lucky to be Persian vassals. The most famous example of Cyrus’ innovative efforts to gain the approbation of a nation living under the thumb of his empire was his command that the Jewish exiles in Babylonia be allowed to return to their Judaean homeland and rebuild their temple. He even offered them financial assistance. Cyrus did not see himself as a Persian king ruling over Jews - he was also the king of the Jews, and thus responsible for their welfare.
The presumption to rule the entire world for the benefit of all its inhabitants was startling. Evolution has made Homo sapiens, like other social mammals, a xenophobic creature. Sapiens instinctively divide humanity into two parts, ‘we’ and ‘they’. We are people like you and me, who share our language, religion and customs. We are all responsible for each other, but not responsible for them. We were always distinct from them, and owe them nothing. We don’t want to see any of them in our territory, and we don’t care an iota what happens in their territory. They are barely even human. In the language of the Dinka people of the Sudan, ‘Dinka’ simply means ‘people’. People who are not Dinka are not people. The Dinka’s bitter enemies are the Nuer. What does the word Nuer mean in Nuer language? It means ‘original people’. Thousands of kilometres from the Sudan deserts, in the frozen ice-lands of Alaska and north-eastern Siberia, live the Yupiks. What does Yupik mean in Yupik language? It means ‘real people’.3
In contrast with this ethnic exclusiveness, imperial ideology from Cyrus onward has tended to be inclusive and all-encompassing. Even though it has often emphasised racial and cultural differences between rulers and ruled, it has still recognised the basic unity of the entire world, the existence of a single set of principles governing all places and times, and the mutual responsibilities of all human beings. Humankind is seen as a large family: the privileges of the parents go hand in hand with responsibility for the welfare of the children.