Harari, Yuval Noah - Sapiens, A - Sapiens, A Brief History Of Hum

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  In 1945 Britain ruled a quarter of the globe. Thirty years later it ruled just a few small islands. In the intervening decades it retreated from most of its colonies in a peaceful and orderly manner. Though in some places such as Malaya and Kenya the British tried to hang on by force of arms, in most places they accepted the end of empire with a sigh rather than with a temper tantrum. They focused their efforts not on retaining power, but on transferring it as smoothly as possible. At least some of the praise usually heaped on Mahatma Gandhi for his non-violent creed is actually owed to the British Empire. Despite many years of bitter and often violent struggle, when the end of the Raj came, the Indians did not have to fight the British in the streets of Delhi and Calcutta. The empire’s place was taken by a slew of independent states, most of which have since enjoyed stable borders and have for the most part lived peacefully alongside their neighbours. True, tens of thousands of people perished at the hands of the threatened British Empire, and in several hot spots its retreat led to the eruption of ethnic conflicts that claimed hundreds of thousands of lives (particularly in India). Yet when compared to the long-term historical average, the British withdrawal was an exemplar of peace and order. The French Empire was more stubborn. Its collapse involved bloody rearguard actions in Vietnam and Algeria that cost hundreds of thousands of lives. Yet the French, too, retreated from the rest of their dominions quickly and peacefully, leaving behind orderly states rather than a chaotic free-for-all.

  The Soviet collapse in 1989 was even more peaceful, despite the eruption of ethnic conflict in the Balkans, the Caucasus and Central Asia. Never before has such a mighty empire disappeared so swiftly and so quietly. The Soviet Empire of 1989 had suffered no military defeat except in Afghanistan, no external invasions, no rebellions, nor even large-scale Martin Luther King-style campaigns of civil disobedience. The Soviets still had millions of soldiers, tens of thousands of tanks and aeroplanes, and enough nuclear weapons to wipe out the whole of humankind several times over. The Red Army and the other Warsaw Pact armies remained loyal. Had the last Soviet ruler, Mikhail Gorbachev, given the order, the Red Army would have opened fire on the subjugated masses.

  Yet the Soviet elite, and the Communist regimes through most of eastern Europe (Romania and Serbia were the exceptions), chose not to use even a tiny fraction of this military power. When its members realised that Communism was bankrupt, they renounced force, admitted their failure, packed their suitcases and went home. Gorbachev and his colleagues gave up without a struggle not only the Soviet conquests of World War Two, but also the much older tsarist conquests in the Baltic, the Ukraine, the Caucasus and Central Asia. It is chilling to contemplate what might have happened if Gorbachev had behaved like the Serbian leadership - or like the French in Algeria.

  Pax Atomica

  The independent states that came after these empires were remarkably uninterested in war. With very few exceptions, since 1945 states no longer invade other states in order to conquer and swallow them up. Such conquests had been the bread and butter of political history since time immemorial. It was how most great empires were established, and how most rulers and populations expected things to stay. But campaigns of conquest like those of the Romans, Mongols and Ottomans cannot take place today anywhere in the world. Since 1945, no independent country recognised by the UN has been conquered and wiped off the map. Limited international wars still occur from time to time, and millions still die in wars, but wars are no longer the norm.

  Many people believe that the disappearance of international war is unique to the rich democracies of western Europe. In fact, peace reached Europe after it prevailed in other parts of the world. Thus the last serious international wars between South American countries were the Peru-Ecuador War of 1941 and the Bolivia-Paraguay War of 1932-5. And before that there hadn’t been a serious war between South American countries since 1879-84, with Chile on one side and Bolivia and Peru on the other.

  We seldom think of the Arab world as particularly peaceful. Yet only once since the Arab countries won their independence has one of them mounted a full-scale invasion of another (the Iraqi invasion of Kuwait in 1990). There have been quite a few border clashes (e.g. Syria vs Jordan in 1970), many armed interventions of one in the affairs of another (e.g. Syria in Lebanon), numerous civil wars (Algeria, Yemen, Libya) and an abundance of coups and revolts. Yet there have been no full-scale international wars among the Arab states except the Gulf War. Even widening the scope to include the entire Muslim world adds only one more example, the Iran-Iraq War. There was no Turkey—Iran War, Pakistan-Afghanistan War, or Indonesia-Malaysia War.

  In Africa things are far less rosy. But even there, most conflicts are civil wars and coups. Since African states won their independence in the 1960s and 1970s, very few countries have invaded one another in the hope of conquest.

  There have been periods of relative calm before, as, for example, in Europe between 1871 and 1914, and they always ended badly. But this time it is different. For real peace is not the mere absence of war. Real peace is the implausibility of war. There has never been real peace in the world. Between 1871 and 1914, a European war remained a plausible eventuality, and the expectation of war dominated the thinking of armies, politicians and ordinary citizens alike. This foreboding was true for all other peaceful periods in history. An iron law of international politics decreed, ‘For every two nearby polities, there is a plausible scenario that will cause them to go to war against one another within one year.’ This law of the jungle was in force in late nineteenth-century Europe, in medieval Europe, in ancient China and in classical Greece. If Sparta and Athens were at peace in 450 BC, there was a plausible scenario that they would be at war by 449 BC.

  Today humankind has broken the law of the jungle. There is at last real peace, and not just absence of war. For most polities, there is no plausible scenario leading to full-scale conflict within one year. What could lead to war between Germany and France next year? Or between China and Japan? Or between Brazil and Argentina? Some minor border clash might occur, but only a truly apocalyptic scenario could result in an old-fashioned full-scale war between Brazil and Argentina in 2014, with Argentinian armoured divisions sweeping to the gates of Rio, and Brazilian carpet-bombers pulverising the neighbourhoods of Buenos Aires. Such wars might still erupt between several pairs of states, e.g. between Israel and Syria, Ethiopia and Eritrea, or the USA and Iran, but these are only the exceptions that prove the rule.

  This situation might of course change in the future and, with hindsight, the world of today might seem incredibly naive. Yet from a historical perspective, our very naivety is fascinating. Never before has peace been so prevalent that people could not even imagine war.

  Scholars have sought to explain this happy development in more books and articles than you would ever want to read yourself, and they have identified several contributing factors. First and foremost, the price of war has gone up dramatically. The Nobel Peace Prize to end all peace prizes should have been given to Robert Oppenheimer and his fellow architects of the atomic bomb. Nuclear weapons have turned war between superpowers into collective suicide, and made it impossible to seek world domination by force of arms.

  Secondly, while the price of war soared, its profits declined. For most of history, polities could enrich themselves by looting or annexing enemy territories. Most wealth consisted of fields, cattle, slaves and gold, so it was easy to loot it or occupy it. Today, wealth consists mainly of human capital, technical know-how and complex socio-economic structures such as banks. Consequently it is difficult to carry it off or incorporate it into one’s territory.

  Consider California. Its wealth was initially built on gold mines. But today it is built on silicon and celluloid - Silicon Valley and the celluloid hills of Hollywood. What would happen if the Chinese were to mount an armed invasion of California, land a million soldiers on the beaches of San Francisco and storm inland? They would gain little. There are no silicon mines in Silicon Valley. Th
e wealth resides in the minds of Google engineers and Hollywood script doctors, directors and special-effects wizards, who would be on the first plane to Bangalore or Mumbai long before the Chinese tanks rolled into Sunset Boulevard. It is not coincidental that the few full-scale international wars that still take place in the world, such as the Iraqi invasion of Kuwait, occur in places were wealth is old-fashioned material wealth. The Kuwaiti sheikhs could flee abroad, but the oil fields stayed put and were occupied.

  43. and 44. Gold miners in California during the Gold Rush, and Facebook’s headquarters near San Francisco. In 1849 California built its fortunes on gold. Today, California builds its fortunes on silicon. But whereas in 1849 the gold actually lay there in the Californian soil, the real treasures of Silicon Valley are locked inside the heads of high-tech employees.

  While war became less profitable, peace became more lucrative than ever. In traditional agricultural economies long-distance trade and foreign investment were sideshows. Consequently, peace brought little profit, aside from avoiding the costs of war. If, say, in 1400 England and France were at peace, the French did not have to pay heavy war taxes and to suffer destructive English invasions, but otherwise it did not benefit their wallets. In modern capitalist economies, foreign trade and investments have become all-important. Peace therefore brings unique dividends. As long as China and the USA are at peace, the Chinese can prosper by selling products to the USA, trading in Wall Street and receiving US investments.

  Last but not least, a tectonic shift has taken place in global political culture. Many elites in history - Hun chieftains, Viking noblemen and Aztec priests, for example - viewed war as a positive good. Others viewed it as evil, but an inevitable one, which we had better turn to our own advantage. Ours is the first time in history that the world is dominated by a peace-loving elite - politicians, business people, intellectuals and artists who genuinely see war as both evil and avoidable. (There were pacifists in the past, such as the early Christians, but in the rare cases that they gained power, they tended to forget about their requirement to ‘turn the other cheek’.)

  There is a positive feedback loop between all these four factors. The threat of nuclear holocaust fosters pacifism; when pacifism spreads, war recedes and trade flourishes; and trade increases both the profits of peace and the costs of war. Over time, this feedback loop creates another obstacle to war, which may ultimately prove the most important of all. The tightening web of international connections erodes the independence of most countries, lessening the chance that any one of them might single-handedly let slip the dogs of war. Most countries no longer engage in full-scale war for the simple reason that they are no longer independent. Though citizens in Israel, Italy, Mexico or Thailand may harbour illusions of independence, the fact is that their governments cannot conduct independent economic or foreign policies, and they are certainly incapable of initiating and conducting full-scale war on their own. As explained in Chapter 11, we are witnessing the formation of a global empire. Like previous empires, this one, too, enforces peace within its borders. And since its borders cover the entire globe, the World Empire effectively enforces world peace.

  So, is the modern era one of mindless slaughter, war and oppression, typified by the trenches of World War One, the nuclear mushroom cloud over Hiroshima and the gory manias of Hitler and Stalin? Or is it an era of peace, epitomised by the trenches never dug in South America, the mushroom clouds that never appeared over Moscow and New York, and the serene visages of Mahatma Gandhi and Martin Luther King?

  The answer is a matter of timing. It is sobering to realise how often our view of the past is distorted by events of the last few years. If this chapter had been written in 1945 or 1962, it would probably have been much more glum. Since it was written in 2014, it takes a relatively buoyant approach to modern history.

  To satisfy both optimists and pessimists, we may conclude by saying that we are on the threshold of both heaven and hell, moving nervously between the gateway of the one and the anteroom of the other. History has still not decided where we will end up, and a string of coincidences might yet send us rolling in either direction.

  * An ‘intimate community’ is a group of people who know one another well and depend on each other for survival.

  19

  And They Lived Happily Ever After

  THE LAST 500 YEARS HAVE WITNESSED A breathtaking series of revolutions. The earth has been united into a single ecological and historical sphere. The economy has grown exponentially, and humankind today enjoys the kind of wealth that used to be the stuff of fairy tales. Science and the Industrial Revolution have given humankind superhuman powers and practically limitless energy. The social order has been completely transformed, as have politics, daily life and human psychology.

  But are we happier? Did the wealth humankind accumulated over the last five centuries translate into a new-found contentment? Did the discovery of inexhaustible energy resources open before us inexhaustible stores of bliss? Going further back, have the seventy or so turbulent millennia since the Cognitive Revolution made the world a better place to live? Was the late Neil Armstrong, whose footprint remains intact on the windless moon, happier than the nameless hunter-gatherer who 30,000 years ago left her handprint on a wall in Chauvet Cave? If not, what was the point of developing agriculture, cities, writing, coinage, empires, science and industry?

  Historians seldom ask such questions. They do not ask whether the citizens of Uruk and Babylon were happier than their foraging ancestors, whether the rise of Islam made Egyptians more pleased with their lives, or how the collapse of the European empires in Africa have influenced the happiness of countless millions. Yet these are the most important questions one can ask of history. Most current ideologies and political programmes are based on rather flimsy ideas concerning the real source of human happiness. Nationalists believe that political self-determination is essential for our happiness. Communists postulate that everyone would be blissful under the dictatorship of the proletariat. Capitalists maintain that only the free market can ensure the greatest happiness of the greatest number, by creating economic growth and material abundance and by teaching people to be self-reliant and enterprising.

  What would happen if serious research were to disprove these hypotheses? If economic growth and self-reliance do not make people happier, what’s the benefit of Capitalism? What if it turns out that the subjects of large empires are generally happier than the citizens of independent states and that, for example, Algerians were happier under French rule than under their own? What would that say about the process of decolonisation and the value of national self-determination?

  These are all hypothetical possibilities, because so far historians have avoided raising these questions - not to mention answering them. They have researched the history of just about everything politics, society, economics, gender, diseases, sexuality, food, clothing - yet they have seldom stopped to ask how these influence human happiness.

  Though few have studied the long-term history of happiness, almost every scholar and layperson has some vague preconception about it. In one common view, human capabilities have increased throughout history. Since humans generally use their capabilities to alleviate miseries and fulfil aspirations, it follows that we must be happier than our medieval ancestors, and they must have been happier than Stone Age hunter-gatherers.

  But this progressive account is unconvincing. As we have seen, new aptitudes, behaviours and skills do not necessarily make for a better life. When humans learned to farm in the Agricultural Revolution, their collective power to shape their environment increased, but the lot of many individual humans grew harsher. Peasants had to work harder than foragers to eke out less varied and nutritious food, and they were far more exposed to disease and exploitation. Similarly, the spread of European empires greatly increased the collective power of humankind, by circulating ideas, technologies and crops, and opening new avenues of commerce. Yet this was hardly good news for millions of A
fricans, Native Americans and Aboriginal Australians. Given the proven human propensity for misusing power, it seems naive to believe that the more clout people have, the happier they will be.

  Some challengers of this view take a diametrically opposed position. They argue for a reverse correlation between human capabilities and happiness. Power corrupts, they say, and as humankind gained more and more power, it created a cold mechanistic world ill-suited to our real needs. Evolution moulded our minds and bodies to the life of hunter-gatherers. The transition first to agriculture and then to industry has condemned us to living unnatural lives that cannot give full expression to our inherent inclinations and instincts, and therefore cannot satisfy our deepest yearnings. Nothing in the comfortable lives of the urban middle class can approach the wild excitement and sheer joy experienced by a forager band on a successful mammoth hunt. Every new invention just puts another mile between us and the Garden of Eden.

  Yet this romantic insistence on seeing a dark shadow behind each invention is as dogmatic as the belief in the inevitability of progress. Perhaps we are out of touch with our inner hunter-gatherer, but it’s not all bad. For instance, over the last two centuries modern medicine has decreased child mortality from 33 per cent to less than 5 per cent. Can anyone doubt that this made a huge contribution to the happiness not only of those children who would otherwise have died, but also of their families and friends?

  A more nuanced position takes the middle road. Until the Scientific Revolution there was no clear correlation between power and happiness. Medieval peasants may indeed have been more miserable than their hunter-gatherer forebears. But in the last few centuries humans have learned to use their capacities more wisely. The triumphs of modern medicine are just one example. Other unprecedented achievements include the steep drop in violence, the virtual disappearance of international wars, and the near elimination of large-scale famines.

 

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