The Theory of Relativity: and Other Essays

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The Theory of Relativity: and Other Essays Page 2

by Albert Einstein


  Physicists accepted this principle up to a few decades ago. But it proved inadequate in the face of the special theory of relativity. It was therefore merged with the energy principle—just as, about 60 years before, the principle of the conservation of mechanical energy had been combined with the principle of the conservation of heat. We might say that the principle of the conservation of energy, having previously swallowed up that of the conservation of heat, now proceeded to swallow that of the conservation of mass—and holds the field alone.

  It is customary to express the equivalence of mass and energy (though somewhat inexactly) by the formula E = mc2, in which c represents the velocity of light, about 186,000 miles per second. E is the energy that is contained in a stationary body; m is its mass. The energy that belongs to the mass m is equal to this mass, multiplied by the square of the enormous speed of light—which is to say, a vast amount of energy for every unit of mass.

  But if every gram of material contains this tremendous energy, why did it go so long unnoticed? The answer is simple enough: so long as none of the energy is given off externally, it cannot be observed. It is as though a man who is fabulously rich should never spend or give away a cent; no one could tell how rich he was.

  Now we can reverse the relation and say that an increase of E in the amount of energy must be accompanied by an increase of in the mass. I can easily supply energy to the mass—for instance, if I heat it by 10 degrees. So why not measure the mass increase, or weight increase, connected with this change? The trouble here is that in the mass increase the enormous factor c2 occurs in the denominator of the fraction. In such a case the increase is too small to be measured directly; even with the most sensitive balance.

  For a mass increase to be measurable, the change of energy per mass unit must be enormously large. We know of only one sphere in which such amounts of energy per mass unit are released: namely, radioactive disintegration. Schematically, the process goes like this: An atom of the mass M splits into two atoms of the mass M′ and M″, which separate with tremendous kinetic energy. If we imagine these two masses as brought to rest—that is, if we take this energy of motion from them—then, considered together, they are essentially poorer in energy than was the original atom. According to the equivalence principle, the mass sum M′ + M″ of the disintegration products must also be somewhat smaller than the original mass M of the disintegrating atom—in contradiction to the old principle of the conservation of mass. The relative difference of the two is on the order of of one percent.

  Now, we cannot actually weigh the atoms individually. However, there are indirect methods for measuring their weights exactly. We can likewise determine the kinetic energies that are transferred to the disintegration products M′ and M″. Thus it has become possible to test and confirm the equivalence formula. Also, the law permits us to calculate in advance, from precisely determined atom weights, just how much energy will be released with any atom disintegration we have in mind. The law says nothing, of course, as to whether—or how—the disintegration reaction can be brought about.

  What takes place can be illustrated with the help of our rich man. The atom M is a rich miser who, during his life, gives away no money (energy). But in his will he bequeaths his fortune to his sons M′ and M″, on condition that they give to the community a small amount, less than one thousandth of the whole estate (energy or mass). The sons together have somewhat less than the father had (the mass sum M′ + M″ is somewhat smaller than the mass M of the radioactive atom). But the part given to the community, though relatively small, is still so enormously large (considered as kinetic energy) that it brings with it a great threat of evil. Averting that threat has become the most urgent problem of our time.

  3. Physics and Reality

  § 1.

  General Consideration Concerning the Method of Science

  IT HAS OFTEN been said, and certainly not without justification, that the man of science is a poor philosopher. Why then should it not be the right thing for the physicist to let the philosopher do the philosophizing? Such might indeed be the right thing at a time when the physicist believes he has at his disposal a rigid system of fundamental concepts and fundamental laws which are so well established that waves of doubt can not reach them; but, it can not be right at a time when the very foundations of physics itself have become problematic as they are now. At a time like the present, when experience forces us to seek a newer and more solid foundation, the physicist cannot simply surrender to the philosopher the critical contemplation of the theoretical foundations; for, he himself knows best, and feels more surely where the shoe pinches. In looking for a new foundation, he must try to make clear in his own mind just how far the concepts which he uses are justified, and are necessities.

  The whole of science is nothing more than a refinement of everyday thinking. It is for this reason that the critical thinking of the physicist cannot possibly be restricted to the examination of the concepts of his own specific field. He cannot proceed without considering critically a much more difficult problem, the problem of analyzing the nature of everyday thinking.

  On the stage of our subconscious mind appear in colorful succession sense experiences, memory pictures of them, representations and feelings. In contrast to psychology, physics treats directly only of sense experiences and of the “understanding” of their connection. But even the concept of the “real external world” of everyday thinking rests exclusively on sense impressions.

  Now we must first remark that the differentiation between sense impressions and representations is not possible; or, at least it is not possible with absolute certainty. With the discussion of this problem, which affects also the notion of reality, we will not concern ourselves but we shall take the existence of sense experiences as given, that is to say as psychic experiences of special kind.

  I believe that the first step in the setting of a “real external world” is the formation of the concept of bodily objects and of bodily objects of various kinds. Out of the multitude of our sense experiences we take, mentally and arbitrarily, certain repeatedly occurring complexes of sense impression (partly in conjunction with sense impressions which are interpreted as signs for sense experiences of others), and we attribute to them a meaning—the meaning of the bodily object. Considered logically this concept is not identical with the totality of sense impressions referred to; but it is an arbitrary creation of the human (or animal) mind. On the other hand, the concept owes its meaning and its justification exclusively to the totality of the sense impressions which we associate with it.

  The second step is to be found in the fact that, in our thinking (which determines our expectation), we attribute to this concept of the bodily object a significance, which is to a high degree independent of the sense impression which originally gives rise to it. This is what we mean when we attribute to the bodily object “a real existence.” The justification of such a setting rests exclusively on the fact that, by means of such concepts and mental relations between them, we are able to orient ourselves in the labyrinth of sense impressions. These notions and relations, although free statements of our thoughts, appear to us as stronger and more unalterable than the individual sense experience itself, the character of which as anything other than the result of an illusion or hallucination is never completely guaranteed. On the other hand, these concepts and relations, and indeed the setting of real objects and, generally speaking, the existence of “the real world,” have justification only in so far as they are connected with sense impressions between which they form a mental connection.

  The very fact that the totality of our sense experiences is such that by means of thinking (operations with concepts, and the creation and use of definite functional relations between them, and the coordination of sense experiences to these concepts) it can be put in order, this fact is one which leaves us in awe, but which we shall never understand. One may say “the eternal mystery of the world is its comprehensibility.” It is one of the great re
alizations of Immanuel Kant that the setting up of a real external world would be senseless without this comprehensibility.

  In speaking here concerning “comprehensibility,” the expression is used in its most modest sense. It implies: the production of some sort of order among sense impressions, this order being produced by the creation of general concepts, relations between these concepts, and by relations between the concepts and sense experience, these relations being determined in any possible manner. It is in this sense that the world of our sense experiences is comprehensible. The fact that it is comprehensible is a miracle.

  In my opinion, nothing can be said concerning the manner in which the concepts are to be made and connected, and how we are to coordinate them to the experiences. In guiding us in the creation of such an order of sense experiences, success in the result is alone the determining factor. All that is necessary is the statement of a set of rules, since without such rules the acquisition of knowledge in the desired sense would be impossible. One may compare these rules with the rules of a game in which, while the rules themselves are arbitrary, it is their rigidity alone which makes the game possible. However, the fixation will never be final. It will have validity only for a special field of application (i.e. there are no final categories in the sense of Kant).

  The connection of the elementary concepts of everyday thinking with complexes of sense experiences can only be comprehended intuitively and it is unadaptable to scientifically logical fixation. The totality of these connections—none of which is expressible in notional terms—is the only thing which differentiates the great building which is science from a logical but empty scheme of concepts. By means of these connections, the purely notional theorems of science become statements about complexes of sense experiences.

  We shall call “primary concepts” such concepts as are directly and intuitively connected with typical complexes of sense experiences. All other notions are—from the physical point of view—possessed of meaning, only in so far as they are connected, by theorems, with the primary notions. These theorems are partially definitions of the concepts (and of the statements derived logically from them) and partially theorems not derivable from the definitions, which express at least indirect relations between the “primary concepts,” and in this way between sense experiences. Theorems of the latter kind are “statements about reality” or laws of nature, i.e. theorems which have to show their usefulness when applied to sense experiences comprehended by primary concepts. The question as to which of the theorems shall be considered as definitions and which as natural laws will depend largely upon the chosen representation. It really becomes absolutely necessary to make this differentiation only when one examines the degree to which the whole system of concepts considered is not empty from the physical point of view.

  Stratification of the Scientific System

  The aim of science is, on the one hand, a comprehension, as complete as possible, of the connection between the sense experiences in their totality, and, on the other hand, the accomplishment of this aim by the use of a minimum of primary concepts and relations. (Seeking, as far as possible, logical unity in the world picture, i.e. paucity in logical elements.)

  Science concerns the totality of the primary concepts, i.e. concepts directly connected with sense experiences, and theorems connecting them. In its first stage of development, science does not contain anything else. Our everyday thinking is satisfied on the whole with this level. Such a state of affairs cannot, however, satisfy a spirit which is really scientifically minded; because, the totality of concepts and relations obtained in this manner is utterly lacking in logical unity. In order to supplement this deficiency, one invents a system poorer in concepts and relations, a system retaining the primary concepts and relations of the “first layer” as logically derived concepts and relations. This new “secondary system” pays for its higher logical unity by having, as its own elementary concepts (concepts of the second layer), only those which are no longer directly connected with complexes of sense experiences. Further striving for logical unity brings us to a tertiary system, still poorer in concepts and relations, for the deduction of the concepts and relations of the secondary (and so indirectly of the primary) layer. Thus the story goes on until we have arrived at a system of the greatest conceivable unity, and of the greatest poverty of concepts of the logical foundations, which are still compatible with the observation made by our senses. We do not know whether or not this ambition will ever result in a definite system. If one is asked for his opinion, he is inclined to answer no. While wrestling with the problems, however, one will never give up the hope that this greatest of all aims can really be attained to a very high degree.

  An adherent to the theory of abstraction or induction might call our layers “degrees of abstraction” but, I do not consider it justifiable to veil the logical independence of the concept from the sense experiences. The relation is not analogous to that of soup to beef but rather of wardrobe number to overcoat.

  The layers are furthermore not clearly separated. It is not even absolutely clear which concepts belong to the primary layer. As a matter of fact, we are dealing with freely formed concepts, which, with a certainty sufficient for practical use, are intuitively connected with complexes of sense experiences in such a manner that, in any given case of experience, there is no uncertainty as to the applicability or non-applicability of the statement. The essential thing is the aim to represent the multitude of concepts and theorems, close to experience, as theorems, logically deduced and belonging to a basis, as narrow as possible, of fundamental concepts and fundamental relations which themselves can be chosen freely (axioms). The liberty of choice, however, is of a special kind; it is not in any way similar to the liberty of a writer of fiction. Rather, it is similar to that of a man engaged in solving a well designed word puzzle. He may, it is true, propose any word as the solution; but, there is only one word which really solves the puzzle in all its forms. It is an outcome of faith that nature—as she is perceptible to our five senses—takes the character of such a well formulated puzzle. The successes reaped up to now by science do, it is true, give a certain encouragement for this faith.

  The multitude of layers discussed above corresponds to the several stages of progress which have resulted from the struggle for unity in the course of development. As regards the final aim, intermediary layers are only of temporary nature. They must eventually disappear as irrelevant. We have to deal, however, with the science of today, in which these strata represent problematic partial successes which support one another but which also threaten one another, because today’s systems of concepts contain deep seated incongruities which we shall meet later on.

  It will be the aim of the following lines to demonstrate what paths the constructive human mind has entered, in order to arrive at a basis of physics which is logically as uniform as possible.

  § 2.

  Mechanics and the Attempts to Base All Physics Upon It

  An important property of our sense experiences, and, more generally, of all of our experience, is its time-like order. This kind of order leads to the mental conception of a subjective time, an ordinating scheme for our experience. The subjective time leads then through the concept of the bodily object and of space, to the concept of objective time, as we shall see later on.

  Ahead of the notion of objective time there is, however, the concept of space; and, ahead of the latter we find the concept of the bodily object. The latter is directly connected with complexes of sense experiences. It has been pointed out that one property which is characteristic of the notion “bodily object” is the property which provides that we coordinate to it an existence, independent of (subjective) time, and independent of the fact that it is perceived by our senses. We do this in spite of the fact that we perceive temporal alterations in it. Poincaré has justly emphasized the fact that we distinguish two kinds of alterations of the bodily object, “changes of state” and “changes of position.” The latter, he r
emarked, are alterations which we can reverse by arbitrary motions of our bodies.

  That there are bodily objects to which we have to ascribe, within a certain sphere of perception, no alteration of state, but only alterations of position, is a fact of fundamental importance for the formation of the concept of space (in a certain degree even for the justification of the notion of the bodily object itself). Let us call such an object “practically rigid.”

  If, as the object of our perception, we consider simultaneously (i.e. as a single unit) two practically rigid bodies, then there exist for this ensemble such alterations as can not possibly be considered as changes of position of the whole, notwithstanding the fact that this is the case for each one of the two constituents. This leads to the notion of “change of relative position” of the two objects; and, in this way, also to the notion of “relative position” of the two objects. It is found moreover that among the relative positions, there is one of a specific kind which we designate as “Contact.”1 Permanent contact of two bodies in three or more “points” means that they are united as a quasi rigid compound body. It is permissible to say that the second body forms then a (quasi rigid) continuation on the first body and may, in its turn, be continued quasi rigidly. The possibility of the quasi rigid continuation of a body is unlimited. The real essence of the conceivable quasi rigid continuation of a body B0 is the infinite “space” determined by it.

 

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