How to Read a Book: The Classic Guide to Intelligent Reading

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How to Read a Book: The Classic Guide to Intelligent Reading Page 43

by Mortimer J. Adler


  As many more individuals of each species are born than can possibly survive; and as, consequently, there is a frequently recurring struggle for existence, it follows that any being, if it vary however slightly in any manner profitably to itself, under the complex and sometimes varying conditions of life, will have a better chance of surviving, and thus be naturally selected. From the strong principle of inheritance, any selected variety will tend to propagate its new and modified form.

  TEST G (p. 410)

  1. The family, the village, the state.

  2. They have in common that they are all modes of human association and that they are all natural. Aristotle is clear on the latter point: “It is evident,” he says, “that the state is a creation of nature.” However, the differences between the types of association are important. If you have not yet identified these differences, as Aristotle describes them, some further questions may be of help.

  3. The family is the least inclusive. The village includes several families and is therefore more inclusive than the family. p. 417 The state is the most inclusive of all, for it comes into existence “when several villages are united in a single complete community.”

  4. Aristotle says the state originates in “the bare needs of life,” but that it continues in existence “for the sake of a good life.” A “good life” seems to be different in kind from mere “life.” In fact, this seems to be the main difference between the state and the other two types of human association.

  5. Though the types of association are indeed natural, they are not natural in the same way. Aristotle observes that many animals as well as men live in families; and he notes that such animals as bees seem to have organizations that are analogous to the village. But man differs in that, while being social like many other animals, he is also political. In his discussion of man’s unique possession of speech, Aristotle is saying that man alone is political. He is naturally a political animal, and so the state, which serves the needs of this aspect of his being, is natural. But only the state, among the types of association that he experiences, serves this particular need.

  6. Apparently Aristotle would not praise highly the man who first founded the village or the family, as he does the man who first founded the state. And this remark causes a difficulty, for if the state was first founded by someone, then it can be said to have been invented, and if it was invented, then is it not artificial? But we have concluded that it is natural.

  7. The main problem Rousseau poses about the state is its legitimacy. If the state were not legitimate, Rousseau asserts, then its laws would not have to be obeyed.

  8. He does not pose the same problem about the family. He clearly says that the basis of the family is a natural need— the same natural need that Aristotle describes.

  9. The conventional. For Rousseau, the state is conventional; for if the state were like the family, that fact would legitimize paternal rule—the rule of a benevolent despot, which is what the father is to his family. Force—which is what the father has—cannot make a state legitimate. Only an agreed-upon understanding—a convention—can do that.

  p. 418 10. The Social Contract is, for Rousseau, the founding convention, undertaken at a first moment when all members of the state are unanimous in desiring and choosing it. It is this that legitimizes the institution of the state.

  TEST H (p. 412)

  1. Yes! He clearly says that men by nature need the state, for the state comes into existence at a time when life in the condition of nature is no longer possible for men, and without the state they could no longer continue to exist. Therefore, we must conclude that, in the view of Rousseau, the state is both natural and conventional. It is natural in the sense that it serves a natural need; but it is legitimate only if it is based on a founding convention—the Social Contract.

  2. Yes, Aristotle and Rousseau agree that the state is both natural and conventional.

  3. Aristotle and Rousseau also agree that the naturalness of the state is not like that of animal societies. Its naturalness arises from need or necessity; it achieves a good that cannot be achieved without it. But though the state is natural—that is, necessary—as a means to a naturally sought end, it is also a work of reason and will. The key word to define or identify this further agreement between the two writers is “constitution.” For Aristotle, he who first “constituted” a society “founded” a state. For Rousseau, men by entering into a convention of government or social contract “constitute” a state.

  4. No, the “good” the state achieves is not the same for Rousseau as for Aristotle. The reasons are complex, and are not really documented in the passages reprinted here. But Aristotle’s conception of the “good life,” which is the end that the state serves, is different from Rousseau’s conception of the “life of the citizen,” which for him is the end that the state serves. Fully to understand this difference would require reading further in the Politics and The Social Contract.

  5. Clearly the two works are not in full agreement throughout. Even in these short selections, each of the authors raises points that the other does not discuss. For example, p. 419 there is no mention in the Rousseau text of a notion that is certainly important to Aristotle—namely, that man is essentially a political, as well as a social, animal. Nor does the word “justice” appear in the Rousseau text, although it seems to be a key term for Aristotle. On the other hand, there is no mention in the Aristotle text of such key terms and basic ideas as the social compact, the liberty of the individual, the alienation of that liberty, the general will, and so forth, all of which seem to be central in Rousseau’s treatment of the subject.

  Footnotes

  F01 There is one kind of situation in which it is appropriate to ask for outside help in reading a difficult book. This exception is discussed in Chapter 18.

  F02 These four questions, as stated, together with the discussion of them that follows, apply mainly to expository or nonfiction works. However, the questions, when adapted, apply to fiction and poetry as well. The adaptations required are discussed in Chapters 14 and 15.

  F03 The results of these researches were published as The Idea of Progress, New York: Praeger, 1967. The work was done under the auspices of the Institute for Philosophical Research, of which the authors are respectively Director and Associate Director.

  F04 Now that such a book has been written and published, we hope that it will indeed make possible a breakthrough in thought such as we envisaged as the fruit of syntopical reading, and that the book on progress may facilitate further work in its field, as other books produced by the Institute for Philosophical Research on the ideas of freedom, happiness, justice, and love have done in theirs—work that was inordinately difficult before these books appeared.

  Index

  A B C D E F G H I J K L M N O P R S T U V W Y

  A

  p. 421 Aeneid (Virgil), 222

  Aeschylus, 226

  Andromeda Strain, The, (Crichton), 60

  Animal Farm (Orwell), 216-217

  Apology (Plato), 286

  Appolonius, 265

  Aquinas, Thomas, 86, 122, 157, 247, 282

  Archimedes, 265

  Aristophanes, 225

  Arithmetic of Infinities (Wallis), 373

  Aristotle, 64, 71, 78, 79, 81, 86, 88, 145, 146, 161, 172, 199, 240, 247, 252, 280, 281, 282, 284, 287, 292, 406-408

  Art of Fiction, The (Henry James), 213

  Articles of Confederation, 172, 366

  As You Like It (Shakespeare), 37

  Augustine, 64, 247

  Autobiography (J. S. Mill), 367

  B

  Bacon, Francis, 139

  Barnett, Lincoln, 268

  Berkeley, George, 280

  Bhagavad-Gita, 349

  Bible, 223, 293

  Boethius, 380-381

  Boswell, James, 244

  Brave New World (Huxley), 217

  Burke, Edmund, 197

  Byron, George Gordon, Lord, 222

  C

&nb
sp; Capital (Marx), 68, 81, 145

  Cervantes, Miguel de, 139

  Charterhouse of Parma, The (Stendhal), 309

  Chaucer, Geoffrey, 179

  Cicero, Marcus Tullius, 280, 380

  City of God, The (Augustine), 64

  Civil Government, Second Treatise on (Locke), 68, 172

  Clarke, Arthur C, 60

  Closing Circle, The (Commoner), 268

  Collier, Jeremy, 79

  Commoner, Barry, 268

  p. 422 Communist Manifesto (Marx and Engels), 68, 145, 197

  Compleat Angler, The (Walton), 246

  Confessions (Augustine), 247

  Confessions (Rousseau), 247

  Consolatio Philosophiae (Boethius), 380

  Convivio (Dante), 380

  Coral Reefs (Darwin), 393

  Crime and Punishment (Dostoevsky), 79

  Critique of Judgment (Kant), 288

  Critique of Practical Reason (Kant), 67, 145

  Critique of Pure Reason (Kant), 67, 86, 145, 288

  A B C D E F G H I J K L M N O P R S T U V W Y

  D

  Dante Alighieri, 206, 222, 223, 252, 363, 378-392

  Darwin, Charles, 62, 72, 82, 92, 104, 130, 157, 255, 344, 363, 392-401

  De Amicitia (Cicero), 380

  De Monarchia (Dante), 381

  De Vulgari Eloquentia (Dante), 381

  Declaration of Independence, 42, 366

  Decline and Fall of the Roman Empire (Gibbon), 33, 62

  Descartes, René, 64, 283

  Descent of Man, The (Darwin), 62, 392, 394

  Dewey, John, 161

  Divine Comedy (Dante), 206, 222, 363, 378, 381-392

  Don Juan (Byron), 222

  Donne, John, 246

  Dostoevsky, Fyodor, 79

  E

  Eddington, A. S., 101

  Einstein, Albert, 63, 255

  Elements of Chemistry (Lavoisier), 259, 260

  Elements of Geometry (Euclid), 64, 161, 210, 262, 264

  Elements of Law (Hobbes), 159

  Elements of Political Economy (J. S. Mill), 368

  Eliot, T. S., 229

  Emerson, Ralph Waldo, 217, 288

  Encyclopaedia Britannica, 184, 367

  Epictetus, 162

  Essay Concerning Human Understanding, An (Locke), 68, 72, 73, 82

  Essay on the Principle of Population (Malthus), 394

  Essays (Montaigne), 247

  Ethics, Nicomachean (Aristotle), 81, 88-89, 92, 146, 172, 281, 287, 406

  Ethics (Spinoza), 70, 284

  Euclid, 64, 103, 107, 122, 130, 134, 161, 210, 262, 264, 283, 373

  Euripides, 226

  Evolution of Physics, The (Einstein and Infeld), 63

  Expression of Emotions in Man and Animals, The (Darwin), 395

  A B C D E F G H I J K L M N O P R S T U V W Y

  F

  Faraday, Michael, 246

  Faraday the Discoverer (Tyndall), 246

  Faulkner, William, 60

  Faust (Goethe), 247

  Federalist Papers, 172, 366

  p. 423 Freud, Sigmund, 72, 294

  Fielding, Henry, 79, 225

  First Circle, The (Solzhenitsyn), 217

  Foundations of Geometry (Hilbert), 64

  G

  Galileo Galilei, 72, 104, 130, 132, 255, 266, 279, 284

  Gateway to the Great Books, 350

  Geometry (Descartes), 64, 373

  Gibbon, Edward, 33, 62, 157

  Gilbert, William, 267

  Goethe, Johann Wolfgang von, 247

  Golden Treasury, The, (Palgrave), 349

  Gone With the Wind (Mitchell), 60, 309

  Grapes of Wrath, The (Steinbeck), 60

  Great Books of the Western World, 330, 350, 363, 364, 372, 377, 409

  H

  Hamlet (Shakespeare), 37, 93, 220, 224

  Harvey, William, 132, 267

  Heartbreak House (Shaw), 225

  Heinlein, Robert A., 60

  Herbert, George, 246

  Herodotus, 80, 370

  Hilbert, David, 64

  Hippocrates, 266

  Historical Account of Two Notable Corruptions of the Scriptures (Newton), 375

  History of India (J. Mill), 367

  Hobbes, Thomas, 64, 159, 166, 199

  Holy Bible, 223, 293

  Homer, 78, 178, 222, 223

  How We Think (Dewey), 161

  Hume, David, 157

  Huxley, Aldous, 217

  Huxley, T. H., 394

  Huygens, Christiaan, 372

  A B C D E F G H I J K L M N O P R S T U V W Y

  I

  I Ching, 349

  Idea of Progress (C. Van Doren), 326

  Iliad (Homer), 178, 222

  Illustrations of British Insects (Stephen), 393

  Infeld, Leopold, 63

  Introduction to Poetry (M. Van Doren), 350

  Introduction to Mathematics (Whitehead), 268, 269

  J

  James, Henry, 213

  James, William, 64, 72

  Jefferson, Thomas, 42

  Journal (Darwin), 393

  Joyce, James, 79

  Julius Caesar (Shakespeare), 37

  K

  Kant, Immanuel, 67, 86, 145, 282, 284, 285, 287

  Kepler, Johannes, 279, 373

  Koran, 293, 334

  L

  Latini, Brunetto, 379

  Lavoisier, Antoine Laurent, 259, 260

  Leaves of Grass (Whitman), 248

  Leviathan (Hobbes), 64, 199

  Life of Johnson (Boswell), 244

  Lives (Walton), 246

  Lives of the Noble Grecians and Romans (Plutarch), 246

  p. 424 Locke, John, 68, 72, 82, 129, 134, 172

  Lucretius, 285

  Lyell, Charles, 393

  A B C D E F G H I J K L M N O P R S T U V W Y

  M

  Machiavelli, Niccolò, 118, 119, 129, 159, 199

  MacLeish, Archibald, 232

  Magic Mountain (Mann), 326

  Main Street (Lewis), 60

  Malthus, Thomas Robert, 394

  Mann, Horace, 22

  Mann, Thomas, 326

  Mao Tse-tung, 293

  Marcus Aurelius, 162

  Marvell, Andrew, 232, 233

  Marx, Karl, 68, 81, 145, 196, 293

  Mathematical Principles of Natural Philosophy [Principia] (Newton), 71, 257, 372, 374, 375

  Mémoires (Marmontel), 368

  Mendel, Gregor Johann, 157

  Metaphysics (Aristotle), 281

  Middletown (Lynd), 60

  Mill, James, 367, 368

  Mill, John Stuart, 363, 367-371

  Milton, John, 33, 222, 223, 247

  Molière (Jean-Baptiste Poquelin), 226

  Montaigne, Michel de, 11, 129, 247, 248, 253, 274

  Montesquieu, Charles de Secondat, Baron de, 172

  N

  Naked Lunch (Burroughs), 60

  Nature of the Physical World, The (Eddington), 101

  Newton, Isaac, 71, 72, 73, 104, 130, 255, 257, 260, 265, 266, 284, 344, 363, 371-377, 395

  Nicomachean Ethics (Aristotle), 81, 88-89, 92, 146, 172, 281, 287, 406

  Nicomachus, 265

  Nietzsche, Friedrich, 284

  1984 (Orwell), 217

  Norton, Charles Eliot, 382

  A B C D E F G H I J K L M N O P R S T U V W Y

  O

  Observations on the Prophecies of Daniel and the Apocalypse (Newton), 375

  Odyssey (Homer), 78, 178, 222

  Oedipus Rex (Sophocles), 226

  On Liberty (J. S. Mill), 367, 369

  On Political Economy (Rousseau), 409

  On the Motion of the Heart (Harvey), 132

  On the Nature of Things (Lucretius), 285

  On the Origin of Inequality (Rousseau), 409

  On the Soul (Aristotle), 281

  On the Tendency of Species to form Varieties and on the Perpetuation of Varieties and Spheres by Natural Means of Selection (Darwin and Wallace), 394


  One Hundred Modern Poems (Rodman), 350

  O’Neill, Eugene, 227

  Optics (Newton), 72, 265, 372

  Oresteia (Aeschylus), 226

  Organon (Aristotle), 287, 368

  Origin of Species, The (Darwin), 62, 72, 82, 92, 130, 157, 363, 392, 394-401

  p. 425 Orwell, George, 216

  Othello (Shakespeare), 208

  Oxford Book of English Verse, 350

  Oxford English Dictionary, 179

  P

  Palgrave, Francis Turner, 349

  Paradise Lost (Milton), 32, 222, 247

  Pensées (Pascal), 284

  Physics (Aristotle), 71, 281, 287

  Plato, 79, 145, 146, 247, 266, 277, 280, 281, 282, 286, 287

  Pliny, 182

  Plutarch, 246

  Poetics (Aristotle), 78, 145, 406

  Politics (Aristotle), 64, 161, 199, 281, 364, 406, 407-408

  Pope, Alexander, 12

  Portnoy’s Complaint (Roth), 60

  Prelude, The (Wordsworth), 222

  Prince, The (Machiavelli), 118, 159, 199

  Principia [Mathematical Principles of Natural Philosophy] (Newton), 71, 73, 257, 265, 372, 374, 375, 376

 

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