by Simon Schama
Historians ought not to gripe too much about these anomalies. A recent and excellent anthology of their commentaries on historical movies, Past Imperfect, edited by Mark Carnes, is a litany of complaint about distortion (A Man for All Seasons), naive lack of interpretation (Gandhi), and the passing-off of conspiracy theory as documented evidence (JFK). But if ‘historical consultant’ has generally come to mean a low-rent databank for producers in a hurry, rather than any real conceptual or creative role in the shaping of a credible historical narrative, the academy must take at least some of the blame, for having largely abandoned, until recently, the importance of story-telling as the elementary condition of historical explanation. Story-telling (aside from its exacting formal demands) lies at the heart of historical teaching and ought to be as much a part of the training of young historians as the acquisition of analytical skills. When the historian Natalie Zemon Davis, for example, who is herself gifted at and sensitive to the subtleties of narrative, got involved in the making of Daniel Vigne’s The Return of Martin Guerre, that involvement was apparent in every frame, in the way the actors wore their village clothes – not clothes fresh from the wardrobe department or soiled for the day, but evidently lived-in, frayed and patched hand-me-downs. Vigne and Davis reconstructed the texture of rural provincial life in sixteenth-century France, its rites of passage and its rough justice as remote from modern experience as if the story had been African, rather than European. As a result, the crucial trial scene, at the end of the movie, was a long way from being Perry Mason in doublet and hose, yet lost nothing of its dramatic power for being historically credible.
A true feeling for period, then, should never be confused with pedantically correct costume-and-decor detail. It’s possible to get all the minutiae right and still get the dramatic core of a history wrong. And here’s a trade secret. The right stuff, whether the historian is trawling through the archives or prowling the set, is to have a hunch for the illuminating power of the incidental detail. At the climax of the true Amistad history, Spielberg missed, somehow, an astounding story that ought to have been a director’s dream. Just as John Quincy Adams, a few days before he was to argue the case before the Supreme Court, alighted from his carriage in front of the Capitol (still, incidentally, without its dome), a violent burst of gunfire made his horses bolt. The first demonstration of the Colt repeating rifle was being performed in the Capitol yard. Adams’s coachman was thrown to the ground, and the following day he died of his injuries. For the devoutly religious statesman, there could have been no more shocking witness that Providence was watching over the unfolding drama. Colts, carriage horses and Calvinism – the kind of historical collision undreamed of in scriptwriters’ fiction.
All history is a negotiation between familiarity and strangeness. No one put it better than Thomas Babington Macaulay when, in 1828, at the ripe old age of twenty-seven, in a famous book review (which the omnivorous John Quincy Adams is likely to have read in The Edinburgh Review), he presumed to define history as divided between reason and imagination: ‘a compound of poetry and philosophy’. What Macaulay yearned for was a perfect marriage between those two contrasting modes of apprehending the past. But he was not optimistic about seeing that ambition realised, even in his own dazzling and exuberant prose. Instead, he viewed history as a relentlessly contested battleground between regiments of analysts and story-tellers, with him stuck in a no-man’s-land as the polemical bullets whistled over his head. In the meantime, he lamented, the best stories were being told to the biggest audiences by historical novelists, the auteurs of their day, and none of them more accomplished than Sir Walter Scott, the Spielberg of the Tweed Valley, whom most academic historians disdained, but whom Macaulay deeply envied and admired. In a beautiful aside, Macaulay compared Scott to the apprentice of a medieval master of stained-glass windows working in Lincoln Cathedral. The spurned apprentice went about collecting the shards and fragments discarded as worthless by his master, and assembled them in a window of such blazing splendour that the master not only acknowledged the superior genius of his pupil, but killed himself out of humbled mortification. Scott, Macaulay says, is the inspired opportunist who understands how to use the materials despised as trivially anecdotal by the philosophical historians. And, while Macaulay yielded to no Cambridge don in his insistence on the indispensability of reasoned interpretation, he saw the fate of history in popular culture as conditional on its self-appointed masters being prepared to reacquaint themselves with the imaginative skills of the story-teller.
Macaulay knew that both treatments of history – ‘map’ and ‘painted landscape’, as he characterised them – were hallowed by venerable pedigrees. He acknowledged Thucydides, for all his powerful narrative art, to be the founding father of history as the political science of the past, unapologetically engaged in explaining the great crisis of his age: the Peloponnesian War. Like Spielberg’s writers, Thucydides had no hesitation in putting in the mouths of protagonists such as Pericles the sentiments he thought they would have uttered even if there was no record of their speeches, or any recollection on his part of what had been said. Neither for Macaulay nor for Thucydides was there the slightest anxiety that the record of the past might be fatally distorted by the enthusiasms and preoccupations of the present, or that the primary mission of history was indeed to explain and recount the Origins of Us.
But Macaulay knew that there was another kind of history, a history that emphasised, poetically, the otherness of the past, its obstinate unfamiliarity, the integrity of its remoteness. Indeed, he knew that the great exemplar of this kind of history; with its naive sense of wonder and its promiscuous muddling of myth and ritual, report and document, was Herodotus, the figure whom Thucydides acidly criticised as forfeiting credibility through an indiscriminate use of sources, and whom Macaulay, neatly standing the title of patriarch on its head, adroitly characterised as a ‘delightful child’. Most historical writers, both inside and outside the academy, will, I think, own up to both styles – the rational and the poetic – and perhaps even acknowledge that the original attraction was as much romantic as analytical. For some of us, it’s the byways, rather than the highways, that unexpectedly turn out to be the more profound routes of illumination. And those of us who are prepared to surrender to the informing detour cherish history, as the late Dame Veronica Wedgwood confessed, for its ‘delightful undermining of certainty’.
If American culture is suspicious of candid confessions of uncertainty, Hollywood’s history-makers, by and large, have wanted nothing to do with it. Who needs story lines that don’t know where they’re going, a cast of characters in which the nice and the nasty seem disconcertingly indistinguishable, and where the business at hand seems to have nothing to say to the issues of the day? Outside Hollywood, though, there have been powerful history movies, created in the poetic, not the instructional, mode. These are the films that have respected the strangeness of the past, and have accepted that the historical illumination of the human condition is not necessarily going to be an edifying exercise and that memory is not always identical with consolation. These are also films that embrace history for its power to complicate, rather than clarify, and warn the time traveller that he is entering a place where he may well lose the thread rather than get the gist. Worse yet, the decor of the poetic history movies, while rich in authenticity, is often bleak and raw in aspect, resistant to the glossy patina of its antique furniture.
The best movies in this mode – Luchino Visconti’s The Leopard (1963), Miklós Jancsó’s The Round-Up (1965), Roberto Rossellini’s The Rise to Power of Louis XIV (1966), Andrei Tarkovsky’s Andrei Rublev (1966), Werner Herzog’s Aguirre: The Wrath of God (1972) and Yves Angelo’s Le Colonel Chabert (1994) – not only are dedicated to reconstructing vanished worlds, in all their unruly completeness, but challenge the truisms of linear history, where the order of events is progressive in both a temporal and a moral sense. In curmudgeonly fashion, they hint that later is not necessarily better.
Equally, though, such films accept the unavoidability of the past, the thinness of the soil in which our forebears lie buried. They don’t so much reach out and grab the past in the name of the present as perform miracles in the opposite direction: have the present waylaid by the past. Rossellini’s film used amateur actors in its faithfully ritualised tableaux of court life at Versailles, so that the ‘performance’ of Jean-Marie Patte as Louis XIV eating alone on his dais with the public watching was utterly remote from a star turn, something that seems unlikely when, any day now, Leonardo DiCaprio does the Sun King at your multiplex. It was the genius of Visconti to cast Burt Lancaster against type, as the fatalistic Sicilian aristocrat in The Leopard, so that his previous screen personae simply disappeared without a trace into the world of nineteenth-century Risorgimento Italy. Those are the kinds of movie history that enjoy confounding expectations, roughing up the neatness of our contemporary self-satisfaction. And, as often as not, they have something to say about what is at the back of every historian’s mind: the relationship between the living and the dead.
The most eloquent of recent films to have done all this is Yves Angelo’s tour de force Le Colonel Chabert, based on a novella by Balzac. Angelo was the cinematographer for another remarkably faithful historical reconstruction, Tous les Matins du Monde, the story of the seventeenth-century bass violist and composer Marin Marais, and is blessed with perfect historical pitch. Like The Return of Martin Guerre, Le Colonel Chabert concerns a figure who, having been presumed dead on the battlefield of Eylau, in 1807, returns a decade later and attempts to have his survival acknowledged in law and in society. Unlike the sixteenth-century peasant, though, Chabert (played, again, by Gérard Depardieu, who must have worn the clothes of every generation after the Black Death) is repudiated by his wife. She has survived the debacle of the Napoleonic Empire and has made her peace with the Restoration by marrying an ambitious aristocrat with a squandered fortune but an ancient pedigree. She wants nothing to do with the tattered phantom of her past, a social embarrassment and a political peril.
No one knows an historical establishing shot like Yves Angelo. The first frames of Le Colonel Chabert transport the viewer directly and shockingly into a vanished world (while also announcing the story’s theme: the battle between entombment and endurance), and they do so by annihilating a cliché of cinema history, the gorgeousness of Napoleonic military spectacle. Grimy fingers, seen in close-up, scrabble through uniforms encrusted with mud and blood, ripping the frogging, hunting the valuables. It is Eylau, the day after. A piano plays an adagio from a chamber piece. Mutilated horses are thrown on bonfires. Boots, sabres, helmets and cuirasses pile up in tarnished hecatombs. The camera knowingly quotes from the period’s own representations of disaster the Napoleonic hagiography of Baron Gros, Géricault’s severed limbs and heads, Goya’s puddles of blood and sightless eyes – but without any preciousness or pedantry. Eventually, the camera tracks back to a panorama of death, almost casually observed, peasants busily scavenging the corpses amid the dirty snow, surviving officers dragging bodies to communal burial pits.
In the greatest ten minutes of Depardieu’s career, Chabert tells his story to the lawyer he wants to recruit to his cause. Left for dead, he was buried in a mass grave. His mind flickers back and forth between the Napoleonic glory days and the squalid nightmare of their eclipse, and he speaks of the horror of being taken for mad, of incarceration in German asylums. Angelo has no need to picture these on camera, but he must provide convincing reconstructions of two historical milieus: the world Chabert has left, and the world in which he now finds himself marooned – that of Restoration France, in which the first condition of legitimacy is selective forgetfulness. That world, pitilessly cynical, and governed by an ex-émigré culture that is grossly venal and preposterously snobbish, is sketched with a fidelity both to Balzac and to historical truth. Mme Chabert, now a countess, adjusts an earring of grey jasper decorated with a Greek-revival figure, revealing a taste more of the Empire than of the Restoration. The destitute children of army officers killed on the battlefield are taught sabre slashes with wooden sticks by an unrepentant and impoverished Bonapartist who befriends Chabert. An entire world is conjured up on the narrow fault line between victory and calamity, between recall and oblivion. There are no heroes, no tear-pricking diapasons of grandiose music. When Napoleonic military brass sounds, its metallic bravura has the jangling noise of history’s black jokes.
Is it possible for an American movie-maker to produce anything remotely like Le Colonel Chabert? Is anyone at DreamWorks up for, say, The War of 1812, where British and American governments compete in a meaningless carnival of folly and hubris while the White House burns and men’s lives are sacrificed for no reason at all?
The question of what befalls a history movie that nonetheless hews more to the poetic than to the instructional mode of historical narration is raised by the case of Kundun, Martin Scorsese’s undersung masterpiece. Kundun may have begun its life being as much of a good-cause movie as Amistad. Its central figure, after all, is the unquestionably heroic, Nobelised figure of the Dalai Lama. And even though we’re unlikely to see Michael Eisner in saffron any time soon, the atmosphere of Buddhist worthiness circulating in Hollywood can hardly have hurt its chances of being taken on by Disney.
But what Scorsese has accomplished is a work that has absolutely nothing to do with its ostensible billing as ‘epic’. Like all great movies made in the poetic mode, it approaches its subject indirectly, backing into history rather than declaiming the theme. Its real story is about the abrupt arrival of history, both in the life of a small child and in the life of the culture he is supposed to personify. These linked narratives turn on the loss of innocence and the loss of freedom, not themes calculated to ingratiate themselves with the American movie-goer.
Like Angelo, Scorsese has invented a disconcerting visual language that flows naturally from his subject and does the necessary work of shaking the audience loose from habitual expectations of what a history movie is. The film is painted in the brilliant colours of the sand mandala, an ideogram of Buddhist contemplation, with Nirvana at its centre. The reconstitution and dissolution of the mandala, part of the Buddhist belief in the chain of existence, at the movie’s poignant end becomes a metaphor for the fate of traditional Tibet itself. There is a dreamlike, ritualised quality to Roger Deakin’s cinematography, and the non-actors who speak Melissa Mathison’s deceptively simple lines do so with an integrity that takes the film out of the realm of produced enactment and into that of orally transmitted chronicle – the beginning of history itself. ‘Tell me,’ the two-year-old future Kundun says, insisting on hearing yet again the story of his birth, and Scorsese, as much as the child’s family, obliges.
Like Angelo, Scorsese can’t resist quoting history, but in his case it’s the history he lives in: the archive of the cinema. There are elements of Satyajit Ray in the infant’s-eye-view of the world at the beginning; clattering footage from a Méliès fantasy to punctuate the growing up; the brutal Agincourt scene from Olivier’s Henry V playing as the walls of history press in on the young man; a tragic variation on the Atlanta crane shot from Gone with the Wind as the Dalai Lama dreams of slaughtered monks. While Tibet is pulled inexorably, as a captive, into the modern world of war and propaganda, the camera angle adjusts to modern necessities, but still halts on the far side of movie conventions. The sympathetically embarrassed Chinese general attempts to converse with the Dalai Lama, but is met with impassive silence. The debris of the modern world now gets mixed with the wreckage of tradition. Newspapers are read, but a living oracle, shrieking and hissing in prophetic convulsions, indicates the route of escape.
Throughout the movie, there are shots of startlingly compressed eloquence: a child Dalai Lama is literally framed against a high window of the Potala palace, simultaneously eminence and prisoner; a rat lapping at the water during a ceremony is allowed under Buddhist principles to continue his business undisturbed while the prie
sts go about theirs; the Dalai Lama in his robes, summoned from a Peking bathroom to an audience with Chairman Mao, wipes his spectacles (inherited from the previous incarnation) before patiently attending to the wisdoms of the Great Helmsman, delivered from a well-upholstered couch. These are the pictures from which history is constructed, with the kind of intuitive delicacy that only a natural narrator understands.
The most enduring historians have always valued the necessary alliance between picture-making and argument. Sometimes they have relied on actual illustrations, like the unknown maker of the Bayeux Tapestry, and the propaganda genius who in 1803, 800 years later, decided to exhibit the tapestry as part of Napoleon’s attempt to represent himself as the latter coming of William the Conqueror in the planned invasion of perfidious Albion. As often as not, though, historians have been content to shoot their scenes and paint their pictures in their writing. These were the histories that imprinted themselves on my mind when I began to get the history bug. Sometimes such auteurs worked in improbable places. The Venerable Bede, in his monastery at Jarrow, tells the seventh-century story of the West Saxon assassin sent to kill the virtuous King Edwin of Northumbria. To make sure the contract is done right, the hit man paints his double-edged dagger with poison. But at the last instant, faster than you can say ‘Secret Service’, a loyal thane throws himself in the way of the killer. The dagger passes right through the body of the retainer and pierces the King, who nonetheless survives to become a Christian convert.