The Annotated Hans Christian Andersen (The Annotated Books)

by Hans Christian Andersen

  The Little Mermaid 1

  Den Ville havfrue

  Eventyr, fortalte for Børn, 1837

  With “The Little Mermaid,” Andersen believed that he had created one of his most moving fairy tales. “I suffer with my characters,” he told his friends again and again, and his readers too have endured the pain of his beautiful aquatic creature. P. L. Travers, author of the Mary Poppins books, found Hans Christian Andersen to be a master in the art of torture. “How much rather would I see wicked stepmothers boiled in oil . . .,” she declared, “than bear the protracted agony of the Little Mermaid or the girl who wore the Red Shoes.” In Andersen’s tales, suffering can become a badge of spiritual superiority, and his downtrodden protagonists often emerge triumphant after enduring seemingly endless humiliations.

  The little mermaid has worldly ambitions that run in directions other than silent suffering. Drawn to the upper world, she is eager to sail the seas, climb mountains, and explore forbidden territory. Donning boy’s clothing, she goes horseback riding with the prince, crossing gender boundaries in unprecedented ways. For all her passion for adventure and life, she is, despite her pagan nature, a creature of compassion, unwilling to sacrifice the prince’s life for her own. The spirited curiosity that impels her to seek out the world of humans is also precisely what defeats her, leading to the condition of suffering that Travers found so troubling.

  The animated Disney version of “The Little Mermaid” (1989) deviates sharply from the tale that inspired it. It may end happily with a marriage, but as Marina Warner points out, “The issue of female desire dominates the film, and may account for its tremendous popularity among little girls: the verb ‘want’ falls from the lips of Ariel, the Little Mermaid, more often than any other—until her tongue is cut out” (Warner, 403). Still, the Disney version has in many ways kept Andersen’s story alive, even if it has a heroine and an ending radically different from the story that inspired it.

  Far out at sea,2 the water is as blue as the petals of the prettiest cornflowers and as clear as the purest glass. But it’s very deep out there, so deep that even the longest anchor line can’t touch bottom. You would have to pile up countless church steeples, one on top of the other, to get from the bottom of the sea all the way up to the surface. The sea people live down there.3

  Now you mustn’t think for a moment4 that there is nothing but bare, white sand down there. Oh, no! The most wondrous trees and plants grow at the bottom of the sea, with stalks and leaves so supple that they stir with life at the slightest ripple in the water. The fish everywhere, large and small, dart between the branches, just the way birds fly through the trees up here. At the very deepest spot of all stands the castle of the Sea King.5 Its walls are coral, and the tall, arched windows are made of the clearest amber. The roof is formed of shells that open and close with the current. It’s a beautiful sight, for each shell has a dazzling pearl, any one of which would make a splendid jewel in a queen’s crown.

  The Sea King had been a widower for many years, and his aged mother kept house for him. She was a wise lady, but also very proud of her noble birth. And that’s why she wore twelve oysters on her tail, while everyone else of high rank had to settle for six. In every other way she deserved great praise, for she was deeply devoted to her granddaughters, the little sea princesses. They were six beautiful children, but the youngest was the fairest of them all. Her skin was as clear and soft as a rose petal. Her eyes were as blue as the deepest sea. But like all the others, she had no feet,6 and her body ended in a fish tail.

  All day long the sea princesses played in the great halls of the castle, where real flowers were growing right out of the walls. When the large amber windows were open, fish swam right in, just as swallows fly into our homes when we open the windows. The fish glided up to the princesses, ate out of their hands, and let themselves be caressed.

  Outside the castle there was an enormous garden with trees that were deep blue and fiery red. Their fruit glittered like gold, and their blossoms looked like flames of fire, with leaves and stalks constantly aflutter. The soil itself was the finest sand, but blue like a sulphur flame. A wondrous blue glow permeated everything in sight.7 Standing down there, you really had no idea that you were at the bottom of the sea, and you might as well have been high up in the air with nothing but sky above you and below. When the sea was perfectly calm, you could catch sight of the sun, which looked like a purple flower with light streaming from its calyx.

  W. HEATH ROBINSON

  Each little princess had her own plot in the garden, where she could dig and plant as she pleased. One arranged her flower bed in the shape of a whale; another thought it nicer to make hers look like a little mermaid; but the youngest made hers perfectly round like the sun,8 and she wanted nothing but flowers that shone just as red as it was. She was a curious child,9 quiet and thoughtful. While her sisters decorated their gardens with the wondrous objects they had gathered from sunken ships,10 she wanted only one thing apart from the rose-red flowers that were like the sun high above: a beautiful marble statue.11 The statue was of a handsome boy, chiseled from pure white stone, and it had landed on the bottom of the sea after a shipwreck. Next to it, the little princess had planted a crimson weeping willow12 that grew splendidly, draping its fresh foliage over the statue and touching the blue, sandy ocean bottom. It cast a violet shadow that, like its branches, was in constant motion. The roots and crown of the tree seemed always at play with each other, as if trying to kiss.

  W. HEATH ROBINSON

  Nothing made the princess happier than learning about the human world up above.13 She made her grandmother tell her everything she knew about ships and towns, people and animals. She found it strangely beautiful that flowers up on the land had a fragrance—at the bottom of the sea they had none—and also that the trees in the forest were green and that the fish flying in the trees up there sang so clearly and beautifully that it was delightful to listen to them. Grandmother called the little birds fish, because otherwise the little sea princesses, never having seen a bird, would have no idea what she was talking about.

  “When you turn fifteen,”14 Grandmother told them, “you’ll be allowed to swim up to the surface of the sea to sit on the rocks in the moonlight and watch the tall ships that pass by. You will also have the chance to see both forests and towns.” In the coming year, one of the sisters was going to turn fifteen, but the others—well, they were each born a year apart, and the youngest of them had to wait five whole years before she could venture up from the depths to see how things look up here. But each promised to tell the others what she had seen and what she had liked the most on that first visit. Their grandmother had not told them nearly enough, and there was so much that they still wanted to know.

  No one longed to go up more than the youngest sister,15 the one who was so silent and thoughtful, and who also had the longest wait. Many a night she would stand at the open window and gaze up through the dark blue waters, where the fish were fluttering their fins and tails. She could see the moon and the stars, even though their light shone rather pale. Through the water they looked much bigger than they do to our eyes. If a black cloud passed beneath the stars, she knew that it was either a whale swimming overhead or a ship filled with many passengers. The people on board never imagined that a pretty little mermaid was waiting below,16 stretching her white arms up toward the keel of the ship.

  As soon as the eldest princess turned fifteen, she was allowed to swim up to the surface.

  When she returned, she had hundreds of things to report. The loveliest moment, she said, was lying on a sandbar close to the shore in the moonlight while the sea was calm. From there, you could see a city—its lights were twinkling like a hundred stars. You could hear the sounds of music17 and the commotion of carriages and people. You could see all the church towers and spires and hear their bells ringing. And because she could not get close to all those wonderful things, she longed for them all the more.

  Oh, how the younges
t sister drank it all in! And later that evening, while she stood at the open window gazing up through the dark blue waters, she thought of the big city with all its hustle and bustle, and she even fancied that she could hear the church bells18 ringing down to her.

  The following year, the second sister was allowed to rise up through the water and swim wherever she liked. She reached the surface just as the sun was setting,19 and that, she said, was the loveliest sight of all. The whole sky was covered in gold, she declared, and the clouds—well, she just couldn’t describe how beautiful they were, with their crimson and violet hues, as they sailed over her head. Even more rapidly than the clouds, a flock of wild swans flew like a long white veil across the water toward the setting sun. The second sister swam off in that direction, but the sun sank, and its rosy glow was swallowed up by the sea and the clouds.

  Another year passed, and the third sister swam up to the surface. She was the most daring of them all, and she swam upstream into a wide river that flowed into the sea. She could see beautiful green hills covered with grapevines20; castles and manors peeked out from magnificent woods; she could hear birds singing; and the sun was so hot that she often had to dive underwater to cool off her burning face. In a small cove she came upon a whole troop of human children, jumping around, quite naked, in the water. She wanted to play with them, but they were terrified and fled. Then a little black animal appeared. It was a dog, but she had never seen one before. The animal barked so ferociously at her that she became frightened and headed for the open sea. But she would never forget the magnificent woods, the green hills, and the darling children, who could swim even though they lacked tails.

  The fourth sister was not nearly as daring. She stayed far out in the wild ocean and declared that it was the loveliest place of all. You could see for miles and miles around, and the sky overhead was like a big glass bell. She had seen ships, but at a distance so great that they looked like seagulls. Dolphins were sporting in the waves, and enormous whales spouted water so powerfully from their nostrils that they seemed to be surrounded by a hundred fountains.

  And now it was the fifth sister’s turn. Since her birthday was in the winter, she saw things the others had not seen on their first outings. The sea had turned quite green, and there were large icebergs floating in it. Each one looked like a pearl, she said, and still they were larger than the church steeples built by humans.21 They appeared in the most fantastic shapes and glittered just like diamonds. She sat down on one of the largest, and all the ships seemed terrified, giving her a wide berth and sailing rapidly past. She stayed put, with the wind blowing through her long hair. Later that evening the sky became overcast. Thunder rolled and lightning flashed, and the dark waves lifted great chunks of ice high into the air, making them gleam when bolts of red lightning struck. The sails were taken in on all the ships, but amid the general horror and alarm, the mermaid remained serene on her drifting iceberg, watching blue lightning bolts zigzag down toward the glittering sea.

  EDMUND DULAC

  With his head only slightly above water and another wave ready to pound his body, the prince is rescued by the mermaid as she makes her way through a spectacular ocean of blues and foam, with a headdress of flowers that matches the element in which she lives.

  When any one of the sisters reached the surface for the first time, she would be delighted by the many new and beautiful things up there. But as the princesses grew older and were allowed to go up as often as they liked, they began to lose interest. They longed to return home, and, after a month had passed, they declared that it was really much nicer down below. It was such a comfort to be at home.22

  Many an evening, the five sisters would link arms to form a row and rise up out of the water. They had lovely voices,23 more beautiful than the sound of any human voice. If a storm was raging and they expected a shipwreck, the sisters would swim in front of the vessels and sing seductively about the delights found in the depths of the sea. They told the sailors not to be afraid to go down there, but the sailors never understood the words they sang. They thought they were hearing the howling of the storm. Nor did they ever see the beauty promised by the mermaids, because when their ships finally sank, the sailors drowned, and, by the time they reached the palace of the Sea King, they were dead.

  When the sisters floated up, arm in arm, through the water in the evening, the youngest among them would be left behind, all alone, gazing after them. She would have cried, but mermaids cannot shed tears, and so they suffer even more than we do.

  “Oh, if only I were fifteen years old,” she would say. “I know that I would come to love the world up there and all the people who live in it.”

  Finally she turned fifteen.

  “Well now, soon we’ll have you off our hands,” said the old dowager queen, her grandmother. “Come here, and let me dress you up like your sisters,” and she put a wreath of white lilies in her hair. Each flower petal was half a pearl, and the old woman clamped eight big oysters onto the princess’s tail to show her high rank.

  “Ow! That really hurts,” said the little mermaid.

  “Yes, beauty has its price,”24 the grandmother replied.

  Oh, how the mermaid would have loved to shake off all that finery and remove that heavy wreath! The red flowers in her garden would have suited her so much better, but she did not dare make any changes. “Farewell,” she said, as she rose up through the water as swiftly and brightly as a bubble moves up to the surface.

  The sun had just set when her head rose up through the waves, but the clouds were still gleaming like roses and gold. Up in the pale pink sky the evening star was shining bright and clear. The air was mild and fresh, and the sea was perfectly calm. A tall three-masted ship was drifting in the water, with only one sail hoisted because there was not so much as a breeze. The sailors could be seen taking it easy on the rigging and in the masts. There was music and singing on board,25 and when it grew dark, hundreds of colored lanterns were lit. They made it look like the flags of all nations were fluttering in the wind.

  The little mermaid swam right up to the porthole of the cabin, and, every time a wave lifted her, she could see a throng of elegantly dressed people through the clear glass. Among them was a young prince, the handsomest person there, with big dark eyes. He could not have been more than sixteen. It was his birthday,26 and that’s why the festivities were taking place. When the young prince came out on the deck, where the sailors were dancing, more than a hundred rockets were shot into the air. They lit up the sky, making it look like daytime, and the little mermaid was so startled that she dove back down into the water. But she quickly popped her head back out again. It looked just as if all the stars up in heaven were falling down on her. Never before had she seen such fireworks. Huge suns were spinning around; magnificent fire fish went swooping through the blue air, and the entire display was reflected in the clear, calm waters below. The ship itself was so brightly illuminated that you could see even the smallest piece of rope—not to mention all the people there. How handsome the young prince looked! He shook hands with everyone, laughing and smiling as music filled the lovely night air.

  It was growing late, but the little mermaid could not tear herself away from the ship or from the handsome prince. The colored lanterns had long been extinguished; the rockets were no longer being fired into the air; and the cannon volleys had stopped. Now you could hear the sea churning and groaning deep down below. Still the mermaid stayed on the surface, bobbing up and down so that she could look into the cabin.27 The ship began gathering speed as one sail after another caught the wind. The waves rose higher; heavy clouds darkened the sky; and lightning flashed in the distance. A dreadful storm was brewing, and so the crew took in the sails, while the great ship rocked and scudded through the raging sea. The waves rose higher and higher until they were like huge black mountains, threatening to bring down the mast. The ship dove like a swan28 between the waves and then rose again on their lofty, foaming crests. The little mermaid thought i
t must be fun to sail so fast, but the crew didn’t think so. The vessel groaned and creaked; the stout planks burst under the heavy pounding of the sea against the ship; and the mast snapped in two as if it were a reed. The ship rolled onto its side as water came rushing into the hold.

  The little mermaid suddenly realized that the ship was in real danger. She herself had to watch out for the beams and bits of wreckage drifting in the water. For an instant it was so dark that she couldn’t see a thing, but then a flash of lightning lit everything up so that she could make out everyone on board. Now it was every man for himself. She was searching for the young prince and, just as the ship broke apart, she saw him disappear into the depths of the sea. At first she was overjoyed, for she believed that he would now live in her part of the world. But then she remembered that human beings could not survive underwater and that only as a dead man could he come down to her father’s palace. No, no, he mustn’t die! And so she darted in among the drifting beams and planks, oblivious to the danger of being crushed. She dove deep down and came right back up again among the waves, and at last she found the young prince, who barely had the strength to keep afloat in the stormy waters. His limbs were failing him; his beautiful eyes were shut; and he would surely have drowned if the little mermaid had not come to his rescue. She held his head above water and let the waves carry the two of them along.

  By morning the storm had died down, and there was not a trace left of the ship. The sun, red and glowing, rose up out of the water and seemed to bring color back into the prince’s cheeks. But his eyes remained closed. The mermaid kissed his fine, high brow and smoothed back his wet hair. She thought that he looked just like the marble statue in her little garden. She kissed him again and made a wish that he might live.