Executed at Dawn

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by David Johnson


  In the bright flame she saw her son’s face,

  she picked up the teapot, the face disappeared,

  suddenly she knew, the teapot fell from her grasp.

  She sank to the floor to pick up the pieces.

  For sixteen years she had treasured them both.

  Now they were gone, Lost to her forever.

  As powerful as that poem is, perhaps the final word should go to a veteran by the name of Harry Littler:

  It’s worried me all my life. Anyone who has been on a battlefield would know. Sometimes those chaps didn’t know where they were, never mind what they were doing. The sight of some of those poor wretches – some of whom had given their all – their nerves shot to pieces, having to face death by firing squad because of a decision by unknown ‘red tabs’ and branded cowards, in my opinion was an infamy.

  Appendix 1

  STATEMENT MADE BY DR JOHN REID, ARMED FORCES MINISTER, ON 24 JULY 1998

  First World War (Executions)

  With permission, I will make a statement about executions of soldiers and others in the First World War.

  I doubt whether anyone who has not gone through the awesome experience of war can ever truly imagine its effects on the emotions of human beings. Some 9 million troops from all sides died during the Great War. Almost 1 million British and Empire soldiers fell, heroes to their nations and a testimony to the awfulness of war.

  We rightly remember them still, not only on 11 November, but in ceremonies throughout the year and throughout the globe. Today, I am sure that I am joined by the whole House in once again paying tribute to the courage and fortitude of all who served from throughout Britain and the Empire.

  For some of our soldiers and their families, however, there has been neither glory nor remembrance. Just over 300 of them died at the hands not of the enemy, but of firing squads from their own side. They were shot at dawn, stigmatised and condemned – a few as cowards, most as deserters. The nature of those deaths and the circumstances surrounding them have long been a matter of contention. Therefore, last May, I said that we would look again at their cases.

  The review has been a long and complicated process, and I have today placed a summary in the Library of the House. I will outline some salient features.

  Between 4 August 1914 and 31 March 1920, approximately 20,000 personnel were convicted of military offences under the British Army Act for which the death penalty could have been awarded. That does not include civilian capital offences such as murder. Of those 20,000, something over 3,000 were actually sentenced to death. Approximately 90 per cent of them escaped execution. They had their sentences commuted by their commanders-in-chief.

  The remainder, those executed for a military offence, number some 306 cases in all. That is just 1 per cent of those tried for a capital offence, and 10 per cent of those actually sentenced to death. Those 300 or so cases can be examined, because the records were preserved. In virtually all other cases, the records were destroyed. It is the cases of those 300 that many hon. Members, notably my hon. Friend the Member for Thurrock (Mr. Mackinlay), and others outside the House, including the Royal British Legion, have asked us to reconsider with a view to some form of blanket pardon.

  Let me make it plain that we cannot and do not condone cowardice, desertion, mutiny or assisting the enemy – then or now. They are all absolutely inimical to the very foundation of our armed forces. Without military discipline, the country could not be defended, and that is never more important than in times of war.

  However, the circumstances of the First World War, and the long-standing controversy about the executions, justify particular consideration. We have therefore reviewed every aspect of the cases. We have considered the legal basis for the trials – field general court martial. The review has confirmed that procedures for the court martial were correct, given the law as it stood at the time.

  The review also considered medical evidence. Clearly, if those who were executed could be medically examined now, it might be judged that the effects of their trauma meant that some should not have been considered culpable; but we cannot examine them now. We are left with only the records, and in most cases there is no implicit or explicit reference in the records to nervous, or other psychological or medical, disorders. Moreover, while it seems reasonable to assume that medical considerations may have been taken into account in the 90 per cent of cases where sentences were commuted, there is no direct evidence of that, either, as almost all the records of those commuted cases have long since been destroyed.

  However frustrating, the passage of time means that the grounds for a blanket legal pardon on the basis of unsafe conviction just do not exist. We have therefore considered the cases individually.

  A legal pardon, as envisaged by some, could take one of three forms: a free pardon, a conditional pardon or a statutory pardon. We have given very serious consideration to this matter. However, the three types of pardon have one thing in common – for each individual case, there must be some concrete evidence for overturning the decision of a legally constituted court, which was charged with examining the evidence in those serious offences.

  I have personally examined one-third of the records – approximately 100 personal case files. It was a deeply moving experience. Regrettably, many of the records contain little more than the minimum prescribed for this type of court martial – a form recording administrative details and a summary – not a transcript – of the evidence. Sometimes it amounts only to one or two handwritten pages.

  I have accepted legal advice that, in the vast majority of cases, there is little to be gleaned from the fragments of the stories that would provide serious grounds for a legal pardon. Eighty years ago, when witnesses were available and the events were fresh in their memories, that might have been a possibility, but the passage of time has rendered it well-nigh impossible in most cases.

  So, if we were to pursue the option of formal, legal pardons, the vast majority, if not all, of the cases would be left condemned either by an accident of history which has left us with insufficient evidence to make a judgment, or, even where the evidence is more extensive, by a lack of sufficient evidence to overturn the original verdicts. In short, most would be left condemned, or in some cases re-condemned, 80 years after the event.

  I repeat here what I said last May when I announced the review – that we did not wish, by addressing one perceived injustice, to create another. I wish to be fair to all, and, for that reason I do not believe that pursuing possible individual formal legal pardons for a small number, on the basis of impressions from the surviving evidence, will best serve the purpose of justice or the sentiment of Parliament. The point is that now, eighty years after the events and on the basis of the evidence, we cannot distinguish between those who deliberately let down their country and their comrades in arms and those who were not guilty of desertion or cowardice.

  Current knowledge of the psychological effects of war, for example, means that we now accept that some injustices may have occurred. Suspicions cannot be completely allayed by examination of the sparse records. We have therefore decided also to reject the option of those who have urged us to leave well alone and to say nothing. To do nothing, in the circumstances, would be neither compassionate nor humane.

  Today, there are four things that we can do in this House, which sanctioned and passed the laws under which these men were executed. First, with the knowledge now available to us, we can express our deep sense of regret at the loss of life. There remain only a very few of our fellow countrymen who have any real understanding or memory of life and death in the trenches and on the battlefields of the First World War. This year marks the eightieth anniversary of the end of the war, and we are recalling and remembering the conditions of that war, and all those who endured them, both those who died at the hands of the enemy, and those who were executed. We remember, too, those who did their awful duty in the firing squads.

  Secondly, in our regret, and as we approach a new
century, let us remember that pardon implies more than legality and legal formality. Pardon involves understanding, forgiveness, tolerance and wisdom. I trust that hon. Members will agree that, while the passage of time has distanced us from the evidence and the possibility of distinguishing guilt from innocence, and has rendered the formality of pardon impossible, it has also cast great doubt on the stigma of condemnation.

  If some men were found wanting, it was not because they all lacked courage, backbone or moral fibre. Among those executed were men who had bravely volunteered to serve their country. Many had given good and loyal service. In a sense, those who were executed were as much victims of the war as the soldiers and airmen who were killed in action, or who died of wounds or disease, like the civilians killed by aerial or naval bombardment, or like those who were lost at sea. As the twentieth century draws to a close, they all deserve to have their sacrifice acknowledged afresh. I ask hon. Members to join me in recognising those who were executed for what they were – the victims, with millions of others, of a cataclysmic and ghastly war.

  Thirdly, we hope that others outside the House will recognise all that, and that they will consider allowing the missing names to be added to books of remembrance and war memorials throughout the land.

  Finally, there is one other thing that we can do as we look forward to a new millennium. The death penalty is still enshrined in our military law for five offences, including misconduct in action and mutiny. I can tell the House that Defence Ministers will invite Parliament to abolish the death penalty for military offences in the British armed forces in peace and in war. [Hon. Members: ‘Hear, hear.’]

  There are deeply held feelings about the executions. Eighty years after those terrible events, we have tried to deal with a sensitive issue as fairly as possible for all those involved. In remembrance of those who died in the war, the poppy fields of Flanders became a symbol for the shattered innocence and the shattered lives of a lost generation. May those who were executed, with the many, many others who were victims of war, finally rest in peace. Let all of us who have inherited the world that followed remember with solemn gratitude the sacrifices of those who served that we might live in peace.

  Appendix 2

  WRITTEN MINISTERIAL STATEMENT BY DES BROWNE, SECRETARY OF STATE FOR DEFENCE, ON 18

  SEPTEMBER 2006

  World War 1 Veterans (Pardons)

  The Secretary of State for Defence (Des Browne): On 16 August I announced that the Government plan to seek parliamentary approval for a statutory pardon for service personnel executed for a range of disciplinary offences during the First World War. I am now taking this opportunity to confirm these plans to the House and to provide some further information on our intentions.

  I have reviewed carefully the case for granting pardons and concluded that although this is a difficult issue it is right to recognise the exceptional circumstances that gave rise to these executions and to show compassion to the families who have had to live with the associated stigma over the years.

  Given the paucity of records for the court martial of those executed, I have taken the view that it would not be appropriate or fair to consider individual pardons under the Royal Prerogative but that a statutory pardon for all members of the group should be introduced. This approach removes the risk of individual cases failing to meet the criteria for a pardon under the Prerogative simply because of lack of evidence.

  It is the Government’s intention to introduce an amendment to the current Armed Forces Bill during the Lord’s Committee Stage to give effect to this. Rather than naming individuals, the amendment will pardon all those executed following conviction by court martial for a range of offences likely to have been strongly influenced by the stresses associated with this terrible war; this will include desertion, cowardice, mutiny and comparable offences committed during the period of hostilities from 4 August 1914 to 11 November 1918. Over 300 individuals from the UK, her dominions and colonies were executed under the 1881 Army Act. We will also seek pardons for those similarly executed under the provisions of the 1911 Indian Army Act, records of whose identities we have not been able to locate. We consider that it would not be appropriate to include in the pardon all capital offences and specifically the offences of murder and treason will be excluded.

  In each case, the effect of the pardon will be to recognise that execution was not a fate that the individual deserved but resulted from the particular discipline and penalties considered to be necessary at the time for the successful prosecution of the war. We intend that the amendment should so far as possible remove the particular dishonour that execution brought to the individuals and their families. However, the pardon should not be seen as casting doubt on either the procedures and processes of the time or the judgement of those who took these very difficult decisions.

  The pardon would apply to those sentences of execution confirmed and carried out but convictions would not be quashed. The amendment will not create any right to compensation and the Royal Prerogative of Mercy will remain unaffected.

  As the amendment would affect the cases of personnel who were serving in the armed forces of a number of dominions and colonies, we are consulting with the Governments of those states or their successors on our plans. We are expecting to receive their responses shortly but I can confirm that our decision has already been welcomed by one of those principally affected. I anticipate the Government’s proposal will also be warmly welcomed by the public at large and particularly by the families concerned.

  (Taken from Hansard)

  Appendix 3

  REPORT OF AN ADJOURNMENT DEBATE HELD IN THE HOUSE OF COMMONS ON 3 MARCH 2009: THE STORY OF PRIVATE

  JAMES SMITH

  Motion made, and Question proposed, That this House do now adjourn. – (Mr McAvoy)

  8.44 pm

  Dr Brian Iddon (Bolton South-East) (Lab): Many tragic stories have emerged from the two world wars of 1914 to 1918 and 1939 to 1945. Unbelievable numbers from the British Commonwealth and other men and women from across the world were lost in these conflicts. In my opinion, they were all people of great courage who were willing to put their lives on the line for this country and for freedom from tyranny.

  This is the tragic story of James Smith – Jimmy to his friends – who was born in 1891 at 77 Noble Street, which today is in my constituency, and whose mother, Elizabeth, died just after he was born. He was brought up by his devoted maternal aunt, Eliza, and his uncle John in Great Lever in my constituency. Relatives John – known as Jack – and Freda Hargreaves live in Great Lever today. Jack’s mother was Jimmy Smith’s cousin. Jimmy’s story was brought to me by Charles Sandbach and Bill Miles, who are interested in military history and who are campaigning to have Jimmy Smith’s name added to the Bolton roll of honour, which is kept in the ceremonial entrance to Bolton town hall.

  Mr Jim Devine (Livingston) (Lab): As my hon. Friend knows, the same individuals have been involved in getting the name of someone from my constituency on a roll in that hall. He was 27 years old, and died in 1917, and it was not until the work that these people did in identifying where he came from and his family background that that soldier’s name was proudly put on the war memorial.

  Dr Iddon: I am grateful for that intervention; it is a story that has been told to me. Indeed, these two gentleman who are interested in military history made a one-hour film about a soldier – not unlike the one I am talking about this evening – who went through the tragedies of World War One. It is a brilliant film that ought to have a wider showing than it has hitherto.

  We want Jimmy to be remembered, along with his comrades, every year on Remembrance Day. Jimmy was Charles Sandbach’s paternal grandmother’s uncle and Charles initially sought the help of my friend Councillor Frank White, former Member of Parliament for Bury and Radcliffe, who is currently president of the Bolton United Veterans’ Association, formed in 1906 before the British Legion was established, the second of many such associations to be formed that still exist to
day.

  Private James Smith was the subject of a play, Early One Morning, written by Bolton playwright Les Smith and presented at the Octagon theatre in Bolton, with its first performance on 22 October 1998 to mark the eightieth anniversary of the armistice. James Smith initially enlisted in the 1st Battalion Lancashire Fusiliers in 1910, just before his nineteenth birthday, to escape the grinding poverty in which he lived at that time. Although he hardly knew his father James William Smith, who remarried, Jimmy enlisted using his father’s address in Noble Street.

  2022 Private James Smith trained in Egypt, then served in Karachi, India, before being recalled when World War One was declared. Among his many horrific experiences of that war was the Lancashire landing on W beach at Gallipoli on the morning of 25 April 1915, when his battalion stormed a cliff bristling with Turkish machine guns. No fewer than six of his comrades won Victoria Crosses before breakfast – still an all-time record for such awards. In scaling and taking that cliff, half the battalion were lost on that day.

  After enduring the rest of that nightmare campaign, Private James Smith was evacuated in 1916 to France, where he joined volunteers in the 15th Battalion Lancashire Fusiliers, known as the Salford pals. With one good conduct badge at that time, he was soon in the thick of the action again and gained a second good conduct badge. Such were the losses on the Somme that infantrymen were regularly transferred from one regiment to another, and Jimmy was transferred to the 17th Battalion King’s Liverpool Regiment, known as the 1st Liverpool pals, on 26 June 1917, with the rank of lance-corporal. He almost lost his life in France on the Somme when, on 11 October 1916, a massive German artillery shell buried him alive on the Transloy ridge, with bits of his friends around him, and shrapnel created a large deep wound on his right shoulder. According to his sister, it was big enough to put a fist in. Fortunately, he was rescued and taken home to Townleys Hospital in Bolton, but in a very poor mental and physical state from which he never recovered. The shocks and horrors of the battles that he had seen had damaged him to such an extent that he was clearly unfit for further service. Those who served with him were well aware of his condition. Today, we would recognise that Jimmy Smith was suffering from serious post-traumatic stress disorder. No such condition was recognised in the Great War, and it was believed that soldiers could recover from shell shock of that kind.

 

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