The ideological rhetoric of the Investiture Contest wars and the recruitment of knights to establish and protect the Peace and Truce of God depended on the susceptibility of western knights to a religiously framed ideology of war. The Anglo-Norman chronicler Orderic Vitalis left a sharp portrait of one such pious warlord. Hugh, count of Avranches in western Normandy and earl of Chester in north-west England, a nephew of William the Conqueror, had done very well out of the Norman conquest of England, a classic example of that eleventh-century aristocratic mobility and fluid opportunistic careerism that fuelled the First Crusade. In establishing his power on the fringes of the Anglo-Norman realm, Hugh, called by some ‘the wolf’, acquired a foul reputation; vicious, violent, addicted to gambling, a lecher and a glutton, so fat he could hardly move, he was ‘a great lover of the world’ (not a recommendation in the eyes of the monk who used the phrase). Brave, extravagant and generous to the point of prodigality, he attracted around him a rowdy household in which many were as debauched and sybaritic as he. Yet Hugh was also a patron of monks and an old and close friend of the saintly abbot and archbishop Anselm. He employed a chaplain, Gerold, who furthered the moral instruction of his household with stories of ‘holy knights’ from the Old Testament and of Christian military heroes, including the legendary William of Orange, a saintly warrior in one of the earliest cycles of chansons de geste. Some in Gerold’s audience were so moved that they became monks; Hugh himself died (in 1101) in the habit of a Benedictine.32 Such figures were found across western Christendom, from Denmark to Sicily. In such a raucous atmosphere of passion, carnality, militarism and piety was nurtured the mentality of the holy warriors of 1096, among them friends and relatives of Hugh, possessed of the self-righteousness of ideological conviction to add to the heady brew of hedonism, brutality, guilt, obligation, spirituality and remorse. These were precisely the skilled soldiers Gregory VII had hoped to recruit and Urban II did.
The most dramatic and quixotic of Gregory’s military plans was that of 1074, when he announced his intention to lead in person an army to help the Christians of the eastern Mediterranean, who were beleaguered by the Seljuk Turks, ‘to take up arms against the enemies of God and push forwards even to the sepulchre of the Lord under His supreme leadership’. The diplomatic context, involving a delicate and unstable triangle of Byzantium, the papacy and the Normans, was specific, in part a consequence of the Greek defeat by the Seljuk Turks at Manzikert (1071). However, the objects of the enterprise – apparently Jerusalem, the consolidation of relations with the eastern church, the demonstration of active papal leadership of the whole of Christendom, lay and ecclesiastical, east and west – as well as the rhetoric, pointed directly to the path his protégé Urban II later chose. The language was especially striking, with its persistent emphasis, not only on St Peter, as was usual in his calls to arms, but on Christ Himself:
the example of our Redeemer and the duty of brotherly love demand of us that we should set our hearts upon the deliverance of our brethren. For as He offered his life for us, so ought we to offer our lives for our brothers.
Gregory hoped he could ‘with Christ’s help carry succour to the Christians who are being slaughtered by the pagans’; preferable even to dying for one’s country, ‘it is most beautiful and glorious indeed to give our mortal bodies for Christ, who is life eternal’. He called on the faithful ‘to defend the Christian faith and serve (militare) the heavenly king’ thus ‘by a transitory labour you can win an eternal reward’.33 Similar Christocentric rhetoric suffused Urban II’s preaching of the First Crusade twenty years later. Before he became pope, Odo of Largery, as cardinal-bishop of Ostia from 1080, had been very close to Gregory VII, once described as his pedisequus, lackey or valet. Within the papal Curia in the early twelfth century, therefore among those who may have known those involved first or at most second hand, Urban II’s crusade was seen explicitly as completing Gregory’s abortive project of 1074.
Gregory’s scheme of 1074 displayed a broad sense of history. The pope placed his desire to help and be reconciled with the eastern church in the context of papal visits to Constantinople that had ceased in the early eighth century when the Carolingian Franks were adopted as the new protectors of the church in the west. The church’s legitimizing of war in the eleventh century was similarly influenced by a historical perspective. Just as Carolingian warriors gained in reputation by being seen as the champions of Christianity against pagan and infidel foes, so the perception of a turn in what had seemed an inexorable tide running against Christendom not only inspired gestures such as Gregory VII’s in 1074 and Urban II’s in 1095 but enhanced the status of those called upon to fight for the Faith. However important the just and holy war against enemies of the church in general, the highest justification for knighthood was the battle against the infidel, against Islam. The earliest vernacular French chansons de geste of the late eleventh and early twelfth century, which provide some insight into the mentality and idealism of the arms-bearing classes, while displaying little of the trappings of the crusade – war as penance, Jerusalem and the Holy Land, papal authorization – demonstrated the special status of war against the infidel, who stood both in practice and in literary type as the absolute antithesis to the Christian world, a dangerous alien aping of the familiar and the good. As the Song of Roland, the earliest surviving version of which seems to have been consolidated c.1100, put it in a notorious line: ‘Paien unt tort e chrestiens unt dreit’ (Pagans are wrong and Christians are right).34 The memory of the long struggle with Islam from the seventh century was not lost 400 years later. If anything, it had grown in symbolic as well as political significance, an exaggerated exercise in collective religious and cultural nostalgia. The context of western reactions to Islam in the eleventh century was of a period of active military confrontation on all frontiers which had been preceded by one of relative stability. The First Crusade occurred at a time of shifting fortunes along the borders of Christendom, which provided the opportunity to think of aggressive campaigns even before the request for aid from the eastern emperor in 1095.
ISLAM AND HOLY WAR
The ten years after the death of Muhammed at Mecca in 632 redrew the political and religious map of the Mediterranean and Near East. The ancient rivals of Christian Byzantium and Sassanian Persia who had fought each other almost to a standstill in a war that had lasted a generation (602–28) proved easy pickings for the Arab-led armies that swept from the Arabian peninsular to conquer the Fertile Crescent: Syria and Palestine 635–41; Persia 637–42; Egypt 640–42. In classical Muslim historiography, deliberately symbolic was the entrance into Jerusalem of the caliph (i.e. successor to the Prophet as Commander of the Faithful), Umar, in February 638. The caliph was not the field commander of operations in Palestine but, with the fall of Jerusalem imminent, he arrived to supervise proceedings. Having negotiated a peaceful surrender of the Holy City whence, Islamic tradition insisted, the Prophet had made his night journey to heaven, Umar entered the city, on a donkey or camel – the sources disagree – ostentatiously dressed in coarse, dirty robes, perhaps in deliberate contrast to the lavish parades favoured by the defeated Byzantines. The religious element in the triumph was clear to both Muslim and Christian commentators. Going to the terrace on which the Jewish Temple had stood, the supposed site of Muhammed’s celestial ascent but now reduced to a rubbish tip, Umar ordered the clearance of the site and the construction of a small mosque. Equally, in accordance with the surrender terms, the shrines, churches and synagogues of the Christians and the Jews were left untouched. This iconic moment resonated for centuries; it was entirely appropriate that the fullest contemporary history of crusading and the subsequent western settlements in Palestine and Syria in the twelfth century, by Archbishop William of Tyre, began with the Arab conquests and the failure of the Byzantine emperor Heraclius to resist them.35
The conquest of Jerusalem marked just one stage of Muslim expansion. Within a century of the Prophet’s death, Muslim rule extende
d from central Asia and north India to Spain. In the Mediterranean basin, Constantinople had survived the great siege of 674–7, but Byzantine sea supremacy had been shattered; Cyprus had been ceded to joint rule, Muslim control on the mainland of western Asia extended to Armenia and Cilicia, and the Byzantine provinces in north Africa lost by 698. In a lightning campaign, Visigothic Spain was overwhelmed by Arab-led Berber armies in 711–13. Although defeated by the Franks at Poitiers in 732, Muslim armies continued to harass southern Gaul for some years. Although the era of conquest was followed by civil war, religious schism and a collapse of political unity, with Spain and north Africa acquiring separate rulers, the Abbasid caliphs, established since 750 in Baghdad, retained the nominal loyalty of much of the Islamic world. More significantly, an international affinity was created by Islamic culture and, to a lesser degree, religion. The question of the extent of Arabization and Islamicization of conquered lands remains obscure and vexed, but it appears that the process was slow, uneven and, by the eleventh century, still incomplete. It is not certain whether there was even a Muslim majority in Syria or Palestine when the crusaders arrived in 1097.
In part this was a consequence of Islamic law. For those Christians and Jews, People of the Book, living within Muslim lands, the so-called Dar al-Islam (House of Islam), religious tolerance was guaranteed by the early Islamic texts. Sura 109 of the Koran declared:
Unbelievers, I do not serve what you worship, nor do you serve what I worship. I shall never serve what you worship nor will you ever serve what I worship. You have your own religion, and I have mine.
In return for Islamic rule and protection, the People of the Book had to recognize their subordinate status and pay a tax, the jizya. Despite the reaction of some modern sentimentalists, there was little of generosity but much of pragmatism in these rules. By contrast, beyond the world of Islamic order, in the Dar al-harb (House of War), non-Islamic political structures and individuals were open to attack. All the world must recognize or embrace Islam through conversion or subjugation. Thus on the Muslim community was enjoined jihad, struggle. In classical Islamic theory, i.e. traditionally from the seventh and eighth centuries but possibly later, this took two forms, the greater (al-jihad al-akbar), the internal spiritual struggle to achieve personal purity, and the lesser (al-jihad al-asghar), the military struggle against infidels. Both were obligatory on able-bodied Muslims. Unlike Christian concepts of holy war, to which the Islamic jihad appears to have owed nothing, jihad was fundamental to the Faith, described by some as a sixth pillar of Islam. In theory, fighting was incumbent on all Muslims until the whole world had been subdued, but it was a spiritual as well as military exercise from the start, and a corporate not individual obligation.
In practice, after the first century of conquest, accommodation was regularly achieved across religious and political frontiers. Islam was not in a constant state of aggression against neighbours and was no more actively militant than their enemies. Continued, almost ritualized raiding across stable frontiers in Asia Minor or Spain was lent added intensity during the collapse of Frankish power and continued Byzantine impotence in the west in the ninth century, highlighted by the conquest of Sicily by 830 and pirate bases being established in Calabria and Provence. However, much Muslim warfare was internal. By the mid-tenth century separate caliphates had been established, that of the Umayyads at Cordoba in Spain was of long standing and reached a pinnacle of success in this century, ending it with raids deep into Christian territory under the command of the effective ruler of Cordoba, al-Mansur. The Fatimid caliphate of north Africa had annexed Egypt in 969, buoyed by its Shi’ite heresy, a religious as well as political challenge to the Abbasids of Baghdad. The tenth century also saw a revival of Byzantine military power. Nicephoras Phocas (963–9) regained Cyprus and Syrian Antioch; his successor, John Tzimisces (969–76), campaigned in northern Iraq (974) and, in 975, in Syria and northern Palestine, his propaganda possibly even offering the prospect of a recapture of the holy sites of Jerusalem.
Yet such wars were hardly religious, even if some thought them just or holy. The Greeks wished to secure the eastern marches of Asia Minor; Nicephoras was perfectly willing to allow Muslim Aleppo to become a client, self-governing city. Al-Mansur posed as a holy warrior, yet he hired Christian mercenaries and his attack on the famous shrine of St James at Compostela in Galicia in 997 was only made possible by Christian nobles who acted as guides.36 This essentially secular pattern continued into the eleventh century, especially in Spain, where Christian adventurers rifled through the debris left by the collapse of the Cordoba caliphate from the 1030s, often in alliance with, or in the service of, Muslim princelings.
From the perspective of the western church, conflict with Islam was ipso facto meritorious in a religious context. Whatever the reality of ambitious Italian trading cities, Norman bandits, Spanish lords or even Greek princes, churchmen, in particular successive popes, conceptualized the conflict, fitting it into a wider picture of cosmic significance and individual grace. Whereas in the ninth century, Christendom appeared genuinely threatened, the frontier skirmishing of the eleventh century was of a very different order, yet the rhetoric was conversely gaudier. This was of considerable importance as the attitude to wars against the infidel in the earlier eleventh century coloured the whole approach of Urban II. The motives for holy war were always ever only partly practical, those directed against Muslims often being only tangentially related to any military necessity in defence of Christendom. What counted for successive popes was the place of these wars in Christian history and the opportunity they afforded for a revival of religious enthusiasm, devotion and piety, essentially concerns internal to the church and Christian society.
This is not to say that religion played no part in these wars. Pisan raids on Palermo in Sicily (1063) and al-Mahdiya in north Africa (1087) were consciously placed in the context of Christian service. The Norman invaders of Sicily after 1060, supported by papal encouragement and banner, were regarded by some as champions of the Faith. Their troops took Communion before battle; their efforts were sustained by visions of saints; and one Italian chronicler (who died in 1085, so avoiding the hindsight of the First Crusade that infected others) had the Norman leader Robert Guiscard declare his wish to free Christians from Muslim rule and to ‘avenge the injury done to God’.37
Pilgrimage and war marched closely together. The Pisan al-Mahdiya campaign in 1087 included a pilgrimage to Rome. Frenchmen were habitués of the pilgrimage to Compostela as well as the reconquista. A grant of indulgences by Pope Alexander II has been variously interpreted, if genuine, as applying either to war or pilgrimage or both.38 Gregory VII’s enigmatic reference to the Holy Sepulchre in 1074 hinted at a fusion of ideas, unsurprising in a pope so concerned with the ramifications of confession and penance as well as war. Partly no doubt as a consequence of an increase in pilgrimages, especially to Jerusalem, attested by Muslim as well as western observers and itself a result of the increase in Byzantine power in the Balkans and the eastern Mediterranean under Emperor Basil the Bulgar Slayer (d. 1025), there was a distinct frisson of outrage at the arbitrary destruction of the church of the Holy Sepulchre by the unstable Fatimid caliph of Egypt, al-Hakim, in 1009. Whether or not Pope Sergius IV (1009–12) encouraged the creation of a Christian relief fleet with a promise of indulgences, news of the outrage rang across the west. In a grim foreshadowing of the anti-Semitism of later Jerusalem holy warriors, a Burgundian chronicler, Ralph Glaber (d. 1046), recorded how Jewish communities in France were perversely blamed for inciting al-Hakim and were violently persecuted in consequence.39 Elsewhere, chroniclers saw those fighting wars of profit in Spain or in the Venetian defence of Bari against Muslims in 1003 as inspired by faith, as indeed may have been the participants themselves. In 1015–16, Pope Benedict VIII (1012–24) openly approved a Pisan and Genoese raid on Muslim pirate bases in Sardinia. The Limousin monk Adhemar of Chabannes (d. 1034) not only recorded the Jewish libel over the destruction of th
e Holy Sepulchre, adding gory details of atrocities against eastern Christians, but frequently mentioned campaigns against the Moors in Spain and, in describing a supposed Muslim attack on Narbonne c.1018, told of the Christian defenders receiving Communion before battle. Adam, who referred to his warlike lay uncles with pride, revealed a world in which religiosity and violence were as close as his lay and clerical relatives.40
From 1060, the reformed papacy applied their theories of justified war with even greater vigour and legal precision to campaigns against the infidel than they did to those against their Christian enemies. In Sicily, the ethos of holy war was carefully nurtured, extending to the eccentric but politically convenient expedient of appointing the military commander, Count Roger, Robert Guiscard’s equally bellicose younger brother, as papal legate, the pope’s representative in running the church in the newly conquered island. Although it appears that many holy war aspects of the reconquest of Muslim Spain resulted from the First Crusade rather than the other way round, the Iberian peninsula attracted interest from popes and French knights and fitted neatly and centrally into the increasingly grandiose concepts of world destiny being peddled not just by papal apologists but by monastic reformers as well. Glaber, a Cluniac Benedictine whose order had a long and close interest both in the Christian kingdoms of northern Spain and in promoting pilgrimage, peppered his chronicle with accounts of pilgrimages to Jerusalem (which he feared had become abused as a fashionable accessory for those seeking prestige not penitence); Christian warfare against the Moors in Spain and, on one occasion, the Slavs beyond the Elbe; and the Peace and Truce of God movement. Glaber was in no doubt of the efficacy of all of them; even monks who broke their vows and in extremis took up arms, were seen as gaining salvation.41 In this context, papal approval and grants of specific spiritual privileges to warriors against infidels would have occasioned little surprise. It is likely that Alexander II offered a lifting of all penances and remission of sins to campaigners in Spain in 1064. Gregory VII advertised ‘eternal reward’ for recruits against the infidel (and others) in 1074. In 1089, Urban II himself urged the colonization of the devastated frontier city of Tarragona on the Spanish coast south of Barcelona as a penitential act. The rebuilding of the city was described in military terms, as providing a wall of Christianity against the Muslims; those joining the enterprise could substitute it for any planned penitential pilgrimage, including that to Jerusalem, later specified as ‘indulgence of your sins’.42
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