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Handbook of Psychology of Investigative Interviewing: Current Developments and Future Directions

Page 24

by Ray Bull, Tim Valentine, Dr Tom Williamson


  Victorian legislation, but does not exist under the Australian Crime Commission

  Commonwealth legislation.

  Examination to be h eld in p rivate

  The Act provides that an examination must be held in private and the Chief

  Examiner may give directions as to persons who may be present during the

  examination or part of the examination (see section 35 of the Act). Further,

  the Chief Examiner is required by law in some circumstances to restrict by

  direction the publication or communication of evidence given during an

  examination hearing, and in other circumstances he or she has discretion to

  or not to do so.

  A breach of such a direction is a serious matter punishable by indictable

  charge carrying a term of imprisonment of up to fi ve years. If you are repre-

  Major Crime (Investigative Powers) Act 2004

  119

  senting a client at an examination hearing, you will likely be asked to make

  submissions as to whether or not such a direction must or should be given.

  Conclusion

  The Major Crime (Investigative Powers) Act is a unique piece of legislation.

  It puts in place a regime which allows the use of exceptional powers which,

  although based on the Australian Crime Commission legislation, differs in a

  number of important respects. It is likely that the Act will be utilized frequently

  by police in the future once the use of the powers becomes more familiar and

  widely known. In these circumstances the legal profession will also play an

  increasingly important role in the coercive powers examination hearings

  process.

  Cases

  Grant v Downs ( 1976 ) 135 CLR 674

  Hogan v Australian Crime Commission [2005] FCA 913. ( 2005 ) 154 ACrim.R336

  National Companies and Securities Commission v News Corporation Ltd ( 1984 ) 156

  CLR 296

  Ward v Williams ( 1955 ) 92 CLR 496

  Statutes

  Major Crime (Investigative Powers) Act 2004

  Chapter Eight

  The Relation between Consistency and

  Accuracy of Eyewitness Testimony:

  Legal versus Cognitive Explanations

  Ronald P. Fisher

  Florida International University

  Neil Brewer

  Flinders University

  and

  Gregory Mitchell

  University of Virginia

  Ten minutes after witnessing a bank robbery, Ms. Barnes is interviewed by the

  fi rst police offi cer on the scene. She describes the robber as a white male,

  clean - shaven, medium height, husky, wearing sunglasses and a baseball hat.

  Three months later, Ms. Barnes is deposed by the defense attorney, and she

  is asked again to describe the robber. This time she reports some of the facts

  she had told the original police offi cer (white male, medium height, husky,

  wearing sunglasses), but she omits an earlier mentioned detail (wearing a

  baseball hat). More important, she now reports some new details that she had

  not described earlier (the robber wore a red shirt) and she contradicts a state-

  ment she had made initially (the robber has a beard). Months later the

  case goes to court, and Ms. Barnes takes the witness stand. Here, on cross -

  examination, the defense attorney focuses on the apparent inconsistencies in

  Ms. Barnes ’ two earlier descriptions. Specifi cally, the attorney draws attention

  Handbook of Psychology of Investigative Interviewing: Current Developments and Future Directions

  Edited by Ray Bull, Tim Valentine and Tom Williamson

  © 2009 John Wiley & Sons, Ltd.

  122

  Handbook of Psychology of Investigative Interviewing

  to two critical facts: fi rst, Ms. Barnes contradicted herself across the two inter-

  views ( ‘ clean - shaven ’ on initial police interview, ‘ bearded ’ in the deposition)

  and second, she remembered a detail at the deposition (the red shirt), three

  months after the crime, that she did not recall 10 minutes after the crime. ‘ So,

  Ms. Barnes, ’ presses the defense attorney, ‘ were you wrong when you spoke

  to the police offi cer and said the robber was clean - shaven, or were you wrong

  in your deposition when you said the robber had a beard? Or, maybe you were

  wrong both times? ’ Seeing that he has gained the upper hand, the attorney

  presses on: ‘ Was your memory better 10 minutes after the crime, when you

  did not recall the robber ’ s shirt, or was it better three months after the crime,

  when you reported that the robber had a red shirt? ’ Following Witness Barnes ’

  admission that her memory was better immediately after the crime, the defense

  attorney tries to account for her newfound recollection, which seemingly vio-

  lates everyone ’ s intuitive beliefs that memory weakens with the passage of time.

  The defense attorney might even plant a seed of doubt about the quality of

  the police investigation by asking, ‘ Were you told by the police that the robber

  had a red shirt? ’ Finally, in the concluding argument, the defense attorney

  notes to the jury that Ms. Barnes ’ inconsistent recollections cast serious doubt

  about the accuracy of her memory, and that the jury should question the cred-

  ibility of her entire testimony.

  Although the details of this account are fi ctitious, the series of events is

  commonplace in a criminal investigation. Witnesses are likely to testify repeat-

  edly during a criminal case. During these interviews, witnesses may contradict

  themselves on specifi c statements or remember some details in later interviews

  (police interviews, depositions, or in court testimony) that they did not recall

  earlier. When this happens, their entire testimony is likely to be questioned.

  We examine here these two critical issues: contradictions in witnesses ’ testi-

  monies; and witnesses ’ later recollection of previously unreported facts (remi-

  niscence). How predictive are contradictions and reminiscences of the overall

  accuracy of a witness ’ s testimony? How does the legal system account for these

  phenomena, and how valid are their conclusions? We compare the legal analy-

  ses of these phenomena with analyses found within cognitive theory. Finally,

  we describe several empirical studies that examine the relation between incon-

  sistency and accuracy of eyewitness recollection under controlled laboratory

  conditions, and in light of these fi ndings we make recommendations for the

  legal system.

  The l egal a pproach

  Judges, litigators, and legal scholars deem witness consistency to be one of the

  most important measures of witness credibility. Pattern jury instructions regu-

  larly used in federal and state courts in the USA direct jurors to consider

  witness self - contradictions when deciding how much weight to give to a wit-

  ness ’ s trial testimony. A standard federal instruction on witness credibility

  The Relation between Consistency and Accuracy of Eyewitness Testimony 123

  directs jurors to attend to whether ‘ the witness testifi ed inconsistently while

  on the witness stand, or if the witness said or did something, or failed to say

  or do something, at any other time that is inconsistent with what the witness

  said while testifying ’ (Committee on Pattern Jury Instructions, Sixth Circuit

  Criminal Pa
ttern Jury Instructions, No. 107, 2005 ). A standard state court

  instruction likewise informs jurors that ‘ [y]ou may consider whether a witness

  made statements at this trial that are inconsistent with each other. You may

  also consider whether a witness made previous statements that are inconsistent

  with his or her testimony at trial ’ (Offi ce of Court Administration Committee,

  New York Criminal Jury Instructions 2d, Credibility of Witnesses - Inconsistent

  Statements, 2007 ).

  These instructions refl ect a long - standing belief held by courts and com-

  mentators that ‘ a prior self - contradiction shows a defect either in the memory

  or in the honesty of the witness

  ’ (Wigmore,

  1970 : 993). The important

  empirical assumption is that specifi c contradictions indicate a general unreli-

  ability: ‘ upon perceiving that the witness has made an erroneous statement on

  one point, we are ready to infer that he is capable of making an error upon

  other points ’ ( ibid. ). Wigmore collected numerous American cases from the

  1800s and 1900s in which courts endorsed this view, and belief in the

  correctness of this view remains strong. For instance, Uviller ’ s (1993) survey

  of federal judges found that these judges believed internal inconsistency

  and external contradiction were the best measures of witness credibility.

  McCormick ’ s infl uential treatise on evidence (as revised by Strong,

  1999 )

  states that ‘ the most widely used impeachment technique is proof that the

  witness made a pretrial statement inconsistent with her trial testimony ’ (Strong,

  1999 : 50 – 51). Others (e.g., Park, Leonard & Goldberg, 2004 ) agree with

  McCormick on the continuing popularity of this technique.

  While courts and commentators advance the theory that inconsistency

  implies lack of credibility, litigators put the theory into practice rigorously.

  Attorneys and their assistants are trained to pore over witness statements to

  identify inconsistencies (Pozner & Dodd, 1993 ). Not only do they search

  through witnesses ’ previous statements to fi nd inconsistencies, but they also

  question witnesses on the stand in such a way as to create such inconsistencies

  (e.g., Iannuzzi, 1999 ). Glissan (1991 : 108) recommends: ‘ A true inconsistency

  can effectively destroy a witness, and sometimes a whole case … If you fi nd a

  true inconsistency, or if you can manufacture one, then use the deposition of

  previous evidence to sheet it home. ’ Similarly, Bailey and Rothblatt ( 1971 :

  177) suggest, ‘ Capitalize on these confl icts. This is the most effective way of

  discrediting [the witness

  ’ s] entire testimony.

  ’ These strategies are directed

  primarily toward contradictions, but similar recommendations exist to attack

  reminiscent statements. For instance, Mauet ( 1980) notes that a witness may

  be impeached if that witness recalls details that were omitted from earlier recall

  attempts. Others express the same concern:

  ‘ A witness

  ’ credibility can be

  attacked by showing that facts testifi ed to [by the witness] were omitted from

  a [previous] document that they prepared, even though the document was

  prepared closer in time to the events in question ’ (Alavi & Ahmad, 2002 : 18).

  124

  Handbook of Psychology of Investigative Interviewing

  Instructing jurors to attend to inconsistencies should make these inconsis-

  tencies more salient. Is there any evidence, however, that jurors ’ decisions are

  actually infl uenced by inconsistencies? Two sources of evidence suggest that

  jurors, and many other participants in the legal system, are indeed infl uenced

  by inconsistent testimony. Brewer and colleagues surveyed a variety of people,

  including college students, police, prosecutors, and defense attorneys, about

  their beliefs of the diagnostic value of inconsistency on the credibility of a

  witness (Brewer, Potter, Fisher, Bond & Luszcz, 1999; Potter & Brewer,

  1999 ). They found that inconsistencies within a witness

  ’ s testimony were

  considered by all of these groups to be strongly indicative of inaccurate testi-

  mony. Additionally, experimental studies have examined the role of witness

  inconsistency on simulated juries (Lindsay, Lim, Marando & Cully, 1986 ;

  Berman, Narby & Cutler, 1995 ; Berman & Cutler, 1996 ; Brewer & Burke,

  2002 ; Brewer & Hupfeld, 2004 ). In these studies, simulated juries, composed

  of college students and, sometimes, members of the general community,

  watched or heard an abbreviated version of a trial that contained inconsis-

  tencies in a prosecution witness ’ s account. After the trial, mock - jurors made

  judgments on measures such as witness credibility or effectiveness, probability

  that the defendant committed the crime, and verdict. The majority – though

  not all – of these studies (e.g., Lindsay et al., 1986 ; Brewer & Burke, 2002 )

  have shown that testimonial inconsistencies harm witness credibility and, in

  turn, affect judgments about probability of guilt. In summary, much of the

  mock - juror research suggests that jurors ’ decisions are in line with attorneys ’

  courtroom arguments and judges ’ instructions that inconsistencies cast doubt

  on the accuracy of witnesses ’ testimony.

  Rationale of c ourtroom a rguments and i nstructions

  What is the underlying rationale guiding these courtroom arguments and jury

  instructions? We assume that jurors must rely on witness statements to deter-

  mine what happened in the critical event, because they have no other relevant

  information about the event. Jurors most likely sense that witnesses ’ memories

  may be incomplete or inaccurate, and so look for clues to assess whether their

  recollections of the critical event are accurate and complete. What clues do

  jurors use to determine the quality of witnesses ’ testimony? One source of

  information is relevant world knowledge. Jurors may know, for instance, the

  amount of time required to travel from place X to place Y, and so they may

  be able to determine whether a witness ’ s testimony is feasible. More likely,

  jurors will depend on behavioral cues related to the witness ’ s description of

  the critical event. Does the witness seem to be confi dent about her story or is

  she unsure, as perhaps indicated by hesitations in her speech (Erickson, Lind,

  Johnson

  & O

  ’ Barr,

  1978 )? Does the witness describe the critical event

  in great detail, or does she provide only a few details (Wells & Leippe, 1981 )?

  Does the witness provide the same details if she is asked repeatedly to describe

  The Relation between Consistency and Accuracy of Eyewitness Testimony 125

  the event, or does she change her story (Leippe, Manion

  & Romanczyk,

  1992 )?

  We focus here on the clue of inconsistency, and specifi cally on contradic-

  tions and reminiscence. Different arguments underlie the assessment of con-

  tradictions and reminiscence, so we shall examine the two separately. When

  witnesses contradict themselves (e.g., saying on one occasion that the robber

  was clean - shaven and on another that he had
a beard), it is obvious that at

  least one of these reports must be incorrect, as the robber cannot be both

  clean - shaven and bearded. When such inconsistencies occur, it is fair for the

  cross - examining attorney to ask if the witness was wrong earlier (when she said

  that the robber was clean - shaven) or if she is wrong now (when she says that

  the robber had a beard). Similarly, it is appropriate for judges to warn jurors

  about witnesses who make such contradictory statements, as at least a portion

  of their testimony must be incorrect. Having established that the witness ’ s

  memory must be wrong about one aspect of the critical event (the robber ’ s

  face), it seems reasonable to assume that the witness ’ s memory about the entire

  event is not credible.

  Reminiscence, recalling some details at a later time (e.g., at a deposition)

  that witnesses did not recall at a previous attempt (e.g., to the initial police

  investigator), seems to violate one of the intuitively obvious principles of

  memory, namely, that memory declines with the passage of time. Attorneys,

  therefore, argue that these counterintuitive events should occur rarely and,

  when they do occur, they should arouse suspicion. How else can we account

  for the witness ’ s memory seemingly improving over time? At fi rst glance, it is

  not unreasonable for attorneys to question the source of these new recollec-

  tions. Perhaps the witness learned the additional facts from another witness,

  from the media, or even from the police investigators. If the witness really did

  learn about these newfound facts from a non - crime source, then the witness ’ s

  reminiscent recollections do not necessarily refl ect his memory of the crime

  itself, but what he was told about the crime from another source. Not surpris-

  ingly, the law looks askance at such extra - event witness knowledge and will

  often use the hearsay rule and personal knowledge rules to limit the ability of

  the witness to testify about facts learned after the event.

  The preceding arguments are commonplace in the courtroom and seem

  reasonable. Are they correct, however, in their assumptions of how memory

  works? We examine these assumptions by seeing whether they predict the

  outcomes of controlled, laboratory experiments (see Fisher & Reardon, in

  press, for the advantages of using controlled, laboratory tests). Technically, we

 

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