Capital in the Twenty-First Century

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Capital in the Twenty-First Century Page 84

by Thomas Piketty


  Fried, Jesse, 611n35

  Friedman, Milton, 548–­549

  Furet, François, 225, 575–­576, 582n34

  Gabaix, Xavier, 639n47

  Gadenne, Lucie, 633n48

  Galichon, Alfred, 641n4

  Gates, Bill, 440–­441, 444–­445, 624nn14,20, 626n32

  GDP, defined, 43

  Generational warfare, 22, 246

  Germany: national income and, 68–­69; inflation in, 107–­108, 142, 149, 545, 546; capital in, 140–­146; foreign capital/assets and, 141–­142, 192, 596n25; public debt in, 647n10, 142; growth and, 174; savings in, 177–­178; public wealth and, 184; between the two wars, 324–­325; inheritances in, 425–­426, 427; taxation and, 476, 498–­500, 504–­505, 507

  Giffen, Robert, 56–­57, 584n17

  Gifts, inheritance flows and, 392–­393, 425–­427

  Gilded Age, 348–­350, 506

  Gilet, M., 582n34, 600n27

  Gini coefficient, 243, 266–­267, 286, 603n22, 623n12

  Global distribution of production, 59–­61; regional blocs and, 61–­64; in­e­qual­ity and, 64–­69

  Global in­e­qual­ity of wealth, 59–­69, 430–­467; return on capital and, 430–­432; wealth rankings and, 432–­436; “Global Wealth Reports” and, 436–­439; divergence and, 438–­439, 463–­464; heirs and entrepreneurs and, 439–­443; moral hierarchy and, 443–­447; university endowments and, 447–­452; inflation and, 452–­455; sovereign wealth funds and, 455–­460; China and, 460–­463; rich and poor countries and, 465–­467; transparency and, 518–­521

  Globalization, first and second periods of, 28

  Global tax on capital, 515–­539, 572–­573; as useful Utopia, 515–­518; banking information and, 516, 521–­524; transparency and, 516, 518–­521; purpose of, 518, 520, 524–­527; Eu­ro­pe­an wealth tax and, 527–­530; historical perspective on, 530–­534; regulation and, 534–­536; petroleum rents and, 537–­538; immigration and, 538–­539; Eurozone and, 560–­561; vs. corporate income taxes, 650n32

  “Global Wealth Reports,” 436–­439

  Godechot, Olivier, 605n22

  Gold, 595n14

  Golden rule of capital accumulation, 563–­565, 651–­652n40, 652n42; deficit debates and, 565–­567

  Goldin, Claudia, 306, 314–­315, 606n36, 608n12, 640n53

  Goldsmith, Raymond, 19, 159, 597n33

  Gold standard, 107, 547–­548, 589n28

  Google, 650n33

  Gordon, Robert, 94–­95, 586n35

  Gotman, Anne, 622n62

  Gourinchas, Pierre-­Olivier, 597n31, 645n41

  Government and security ser­vice sector, 91

  Government bonds: as capital, 114, 130–­133; public debt and, 544

  Great Depression: faith in capitalism and, 136–­137; reduction in in­e­qual­ity and, 275; managers and, 285; in the United States, 293–­294, 506–­507; policy and, 473; central banks in, 548–­549

  Great Recession, 472–­474, 553–­554

  Greece, debt crisis in, 542, 554, 649n26, 650n29

  Grenelle Accords, 289

  Growth, 72–­109; per capita output, 72–­74; population, 72–­75; law of cumulative, 74–­77; demographic, 77–­83, 587n4; equalization and, 83–­85; economic, 86–­87, 375, 588n11; purchasing power and, 87–­90; diversification of lifestyles and, 90–­93; end of, 93–­95; implications of 1 percent, 95–­96; in postwar period, 96–­99; double bell curve of global, 99–­102; inflation and, 102–­103; monetary systems and, 103–­109; from 1970 to 2010, 173–­183; modern, 308; return on capital and, 351, 353–­361, 364–­366, 430–­431, 571–­572; wealth rankings and, 432–­436; social spending and, 481–­482. See also Slow growth

  Grusky, David B., 639n48

  Guesnerie, Roger, 654n52

  Hacker, Jacob, 640n52

  Harrison, Anne, 18, 343, 582n36

  Harrod, Roy, 230–­231

  Harvard University, 447–­450, 485, 626n30, 632n29, 632n32

  Hayek, Friedrich, 654n56

  Health and education ser­vice sector, 90–­92, 477, 482, 629n14

  Health insurance, public, 477, 486, 629nn12,13

  Heim, Bradley T., 607n42

  Heirs in wealth rankings, 439–­443

  Henry, James, 28n56

  Hicks, John, 641n12

  Higher education access, 485–­486

  Historical sources, 10, 19–­20, 27–­30

  Hoffman, P., 599n14

  Hollande, François, 650n31

  Homer, S., 613n16

  Hoover, Herbert, 472–­473

  House­hold surveys, 329–­330

  Housing, as capital: in Britain and France, 117, 119–­120, 122–­123; in Germany, 141, 145; in America, 151, 155; rental value of, 209, 213; middle class and, 260

  Human capital, 21–­22, 42, 46, 586–­587n35; convergence and, 70–­71; slavery and, 162–­163, 593n18; capital-­labor split, 223–­224, 234; transmission of, 420; accounting and, 608n3

  Hypermeritocratic society, 264–­265

  Hyperpatrimonial society, 264

  Ibiscus (Tolstoy), 446–­447

  Identity politics, 539

  IMF (International Monetary Fund), 220, 465, 519, 534, 553–­554, 646n41

  Immigration, 78, 82, 83–­84; redistribution through, 538–­539, 646n46

  Incentive justification, 524, 526–­527

  Income: per capita, 106, 122, 590n31, 590n31, 590–­591n8,9; disposable, 180–­182; mixed, 204; from wages, 242; total, 254–­255, 263–­265; transfers of, 297–­298; earned and unearned, 377–­379, 390, 507; replacement, 602n9. See also Capital, income from; Labor, income from; National income

  Income and output: capital-­labor split and, 39–­43; capital and wealth and, 45–­50; capital/income ratio and, 50–­52; laws of capitalism and, 52–­55; national accounting and, 55–­59; global distribution of production and, 59–­61; regional blocs and, 61–­64; convergence and, 69–­71

  Income in­e­qual­ity, 15, 242–­243; compression of, 12–­13, 271–­275, 284–­286, 293–­294, 298; global, 61–­69; inherited wealth and, 238–­242; labor and capital and, 242–­246, 254–­255, 255–­260; order of magnitude of, 246–­250; class designations and, 250–­252; deciles/centiles in mea­sur­ing of, 252–­255; total income and, 254–­255, 263–­265; women and, 256; synthetic indices and, 266–­267; distribution tables and, 267, 269–­270; official publications and, 267–­268. See also by country; In­e­qual­ity of capital own­ership; In­e­qual­ity of labor income

  Income sources, 17–­18

  Income tax, 494, 527; returns as source of data, 12, 16–­18, 281–­284, 292, 326, 328–­329; twentieth century evolution of, 275, 292, 498–­502; exemptions and, 282; rise of progressive, 374; Great Depression and, 472; Obama administration and, 473

  India: income in, 62–­64; growth in, 82, 329, 611n32; taxes in, 491, 492

  “Indicial” tax system, 501

  Individual distribution, 583n3

  Industrial Revolution, 3, 10, 59–­61; world growth since, 73–­74, 79, 87–­89

  In­e­qual­ity: subjective dimension of, 2; po­liti­cal nature of, 20; natural, 85. See also Convergence; Divergence; Global in­e­qual­ity of wealth; Income in­e­qual­ity

  In­e­qual­ity, concentration and, 237–­270; work vs. inheritance and, 238–­242; labor vs. capital, 242–­246, 254, 255–­260; orders of magnitude of, 246–­250; class designations and, 250–­252; deciles/centiles in mea­sur­ing of, 252–­255; total income and, 254, 263–­265; patrimonial middle class and, 260–­262; justification of, 264; synthetic indices and, 266–­267; distribution tables and, 267, 269–­270; official publications and, 267–­269

  In­e­qual­ity, evolution of, 271–­303; twentieth century French reduction of, 271–­274; chaotic po­liti­cal history and, 274–­276; rentiers to managers and, 276–­278; top decile and, 278–­281; income tax returns and, 281–­284; interwar years and, 284–­286; cla
sh of temporalities and, 286–­290; increases in post 1980s France of, 290–­291; in the United States, 291–­303; financial crisis and, 297–­298; supersalaries and, 298–­300; upper centile and, 300–­303

  In­e­qual­ity, structures of, 19, 77, 83, 234, 237–­238; patrimonial society and, 260–­262, 264, 346–­347, 373, 411–­414; hypermeritocratic society and, 264–­265; social tables and, 270; taxation and, 373–­374, 495; change in global, 377–­378; “natural,” 411

  In­e­qual­ity of capital own­ership, 238–­244, 254, 300–­303, 336–­376; return of capital and growth rate and, 264, 353–­361; decline of hyperconcentrated wealth and, 336–­337, 350, 368–­372, 611–­612n3; estate taxes and mea­sure­ment of, 337–­339; Belle Époque Eu­rope and, 339, 342–­345, 369–­370, 372; wealth distribution and, 339–­343; patrimonial society and, 346–­347; in the United States, 347–­350; mechanism of wealth divergence and, 350–­353; time preference and, 358–­361; equilibrium distribution and, 361–­364; Civil Code and French Revolution and, 362–­366; Pareto law and, 366–­368; failure to return to past levels of, 368–­375; in the twenty-­first century, 375–­376. See also Global in­e­qual­ity of wealth; Inheritance, dynamics of

  In­e­qual­ity of labor income, 238–­244, 254, 263, 300, 304–­335; in twenty-­first century, 277–­278; top decile and, 279–­281, 290–­293, 295–­299; in the United States, 291–­296, 314–­315; supersalaries and, 298–­300; wages and, 304–­307, 310–­313; marginal productivity and, 304–­308, 311, 314–­315, 330–­333; role of institutions and, 307–­310; supermanagers and, 315–­321, 333–­335; Eu­rope and, 321–­325, 609n16; emerging economies and, 326–­330

  Infinite accumulation principle, 7–­11, 228

  “Infinite horizon” model, 360, 613nn18–­19

  Inflation: and growth, 102–­103; French Revolution and, 104; twentieth century, 106–­109, 142, 149; redistribution via, 133–­134; assets and, 210–­212, 599n13; return on capital and, 452–­455; public debt and, 541, 544–­547, 648nn13,17

  Inheritance, dynamics of, 377–­429; flows and, 379–­382; three forces in, 383–­385; life expectancy and, 385–­390; age-­wealth profile and, 390–­396; impact of war on, 396–­398; in the twenty-­first century, 398–­401, 418–­421, 610nn32,34; stock of inherited wealth and, 401–­404; Vautrin’s lecture and, 404–­406; Rastignac’s dilemma and, 407–­409; rentiers and managers and, 410–­411, 418–­424; patrimonial society and, 411–­414, 619nn36–­37; as condition of civilization, 415–­416; meritocratic model and, 416–­420; global and Eu­ro­pe­an, 424–­429

  Inheritance society, 351–­353

  Inherited wealth, 18–­19, 26, 29; demographics and, 83–­84; income from, 238–­242, 246; sharp decrease in, 262; renewed importance of, 290; return on capital and, 351–­353; taxation and, 493, 497, 502–­503, 508, 525–­526, 637–­638n32

  Intellectual property, 49

  Interdecile ratios, 267–­269, 603nn23,24

  Interest, efforts to prohibit, 530–­531

  Interest rates, 52–­53, 210, 584n15, 589n10

  Intergenerational mobility, 420, 484, 631nn26,27

  Intergenerational warfare, 246

  International Comparison Program (ICP), 64

  International divergence, 463–­465

  International Monetary Fund. See IMF (International Monetary Fund)

  Internet bubble, 172

  Investments: in­e­qual­ity of, 430–­432, 452–­455; wealth rankings and, 432–­443; university endowments and, 447–­452; alternative, 449–­450, 454, 456; petroleum and, 455–­460, 462; sovereign wealth funds and, 455–­460

  Iraq, 537–­538

  Italy: growth rate of, 174, 445; savings in, 177–­178, 185; public wealth in, 184–­185; wealth tax in, 528–­529, 533

  Ivanishvili, Bidzina, 625n22

  James, Henry, fiction of, 152, 414

  Jantt, Markus, 631n28

  Japan: national income and, 63–­64, 66, 68; growth in, 86, 93, 95, 174–­176, 588n10; savings in, 177–­178; foreign assets in, 192–­194; capital/income ratio in, 195; in­e­qual­ity in, 322, 445; taxation and, 490, 498, 637n31

  Japa­nese bubble, 172, 597n30

  Jeanne, Olivier, 645n41

  Jefferson, Thomas, 158, 363

  Jobs, Steve, 440–­441

  Joint stock companies, 203

  Jones, Alice Hanson, 159, 347

  Jones, Charles I., 586n35

  Judet de la Combe, P., 644n30

  Judicial conservatism, 566, 653n49

  Justification of in­e­qual­ity, 264

  Kaldor, Nicholas, 231, 601n36, 634n1,

  638n35

  Kaplan, Steven N., 607n41

  Katz, Lawrence, 306, 314–­315, 608n12,

  640n53

  Kennickell, Arthur, 347

  Kesztenbaum, Lionel, 612n4

  Keynes, John Maynard, 135, 220, 231–­232, 600n22, 652n44

  King, Gregory, 56, 180, 590n1, 637n28

  King, Willford, 348, 506, 613n13

  Knowledge and skill diffusion, 21, 71, 313

  Kopczuk, Wojciech, 607n38

  Kotlikoff-­Summers thesis, 428, 622n63

  Krueger, Alan, 313, 608n10

  Krugman, Paul, 294

  Kubrick, Stanley, 620n40

  Kuczynski, Jürgen, 219–­220, 599n20

  Kumhof, Michael, 606n32

  Kuwait, 537

  Kuznets, Simon, 11–­17, 20, 23, 580nn9,11,14, 581nn15–­16, 582n36, 603n4

  Kuznets Curve, 13–­15, 237, 274, 336, 580n14

  Labor. See Capital-­labor split

  Labor, income from, 18, 21, 53. See also In­e­qual­ity of labor income

  Labrousse, Ernest, 582n34, 600n28

  Lagardère, Arnaud, 445

  Laissez faire doctrine, 136

  Lamont, Michèle, 417–­418, 621n49

  Lampman, Robert, 18, 582n27

  Land: price of, 5–­6, 151; rate of return on, 53–­54, 613n16; accounting and, 56; values, capital/income ratio and, 196–­198, 596n33

  Land, as capital, 47, 644n31; in Britain and France, 114, 117–­119, 122–­123; in Germany, 141; in America, 150–­151, 155; rural vs. urban, 197–­198

  Landais, Camille, 605n20, 626n34, 634n4

  Landier, Augustin, 639n47

  Landowners, Ricardo and, 5–­6

  Latin America, 62–­63, 195, 491

  Laval, Pierre, 285

  Lavoisier, Antoine, 56

  Law of cumulative growth, 74–­77

  Law of cumulative returns, 75, 77

  Laws of capitalism: first fundamental, 52–­55; second fundamental, 55, 166–­170

  Lebeaupin, A., 605n20

  Le Bras, Hervé, 587n5, 589n20

  Lefranc, Arnaud, 631n26

  Le mouvement du profit en France au 19e siècle (Bouvier, Furet, and Gillet), 575, 576, 582n34, 600n27

  Leroy-­Beaulieu, Paul, 30, 417, 503–­504, 506, 636nn20,21,22, 637n28

  Le Van, L., 591n18

  Levasseur, Pierre Emile, 617n10

  Liberalization, economic, 98–­99, 138–­139, 492

  “Life-­cycle theory of wealth,” 384, 391–­392, 428

  Life expectancy, inheritance and, 385–­390, 400

  Limited liability corporations, 203

  Linder, Peter, 343

  Lindert, P., 603n26, 628n3

  Liquidity, 472, 548, 551

  Lonmin, Inc., 39–­40, 570

  L’Oréal, 440, 624n15

  Lower class, 250–­251

  Low growth. See Slow growth

  Lyndon, Barry, 620n40

  Maastricht Treaty, 556, 565–­566

  Maddison, Angus, 28, 59, 66, 74, 585nn20–­21, 586n30, 588n10

  Mad Men (TV series), 156

  Mahfouz, Naguib, 109

  Malinvaud, Edmond, 651n40

  Mallet, B., 612n7

  Malthus, Thomas, 4–­5, 579n1, 580n8

  Managers: super, 265, 291, 302–­303,
315–­321, 333–­335; society of, 276–­279, 373; Great Depression and, 285; compensation of, 331–­335, 505–­512, 639n47; basic arithmetic of, 410–­411

  Mansfield Park (Austen), 115, 120–­121, 207

  Marginal productivity: of capital, 69; theory of, 304–­308, 311, 314–­315, 330–­335; top marginal tax rates and, 509–­512

  Margo, R., 606n36

  Marikana tragedy, 39–­40, 68, 583n2

  Market(s): imperfections of, 27m 312, 423–­424; financial, 49, 58, 476; perfect capital, 214; collective decisions and, 569, 654n56

  Market vs. book value, 189–­191

  Marx, Karl, 5, 7–­11, 27, 531, 565, 579n4, 580nn6,78; falling rate of profit and, 52, 227–­230, 600n33; public debt and, 131–­132

  Marxists, 52, 219, 576, 655n2

  Masson, André, 633n43

  McGovern, George, 638n33

  Meade, James, 582n36, 638n35

  Meer, Jonathan, 632n31

  Meritocratic model: challenge to, 21, 26–­27; extremism and, 334, 416–­418, 620n46; belief and hope in, 419–­422; education and, 485–­487

  Middle class, 250–­251; patrimonial, 260–­262, 346–­347, 350

  Middle East, 537–­538

  Milanovic, Branko, 585n20, 603n26

  Military expenditures, 628n2

  Mill, John Stuart, 638n35

  Minimum wage, 308–­313, 608n5, 608nn5,6,7,8,9,10

  Mittal, Lakshmi, 445, 625n21

  Mixed economies, 136–­137, 140, 483

  Mixed incomes, 204

  Mobility: social, 84–­85, 484–­487; wage, 299–­300

  Modigliani, Franco, 232, 245, 384, 391, 396, 400, 428, 601n36, 621n55, 622n63

  Monetary History of the: United States (Friedman and Schwartz), 548–­549

  Monetary policy, 548–­553

  Monetary systems: stability of, 103–­105; growth and, 103–­109; in France, 104, 589n27, 590n29; in Britain, 105, 589–­590nn28,29; in Eurozone, 108; confidence in US dollar and, 156; in Eurozone, 544–­545, 554–­562, 565–­567, 653n47

  Money: meaning of, in literature, 105–­106, 109; twentieth century inflation and, 106–­109; gold standard and, 107, 547–­548, 589n28

  Monopoly, 214, 444

  Monopsony, 214, 312, 608n10

  Moral hierarchy of wealth, 443–­447

  Mortality, differential, 617n15

  Mortality multiplier, 612n7

  Mortality rate, 383–­388

 

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