Capital in the Twenty-First Century

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Capital in the Twenty-First Century Page 85

by Thomas Piketty


  Mullainathan, Sendhil, 611n35

  Multinational corporations, 156

  Murnane, R., 632n30

  Murphy, Richard, 628n56

  Mutualization of Eu­ro­pe­an debt, 650n31

  Napoleon I, 162, 417, 620n46; Civil Code of, 362–­366, 613n21, 614n23

  National accounting, 55–­59, 92, 230, 269

  “National Bloc” majority, 499–­500

  National Health Ser­vice (Britain), 629n12

  National income: concept of, 43–­45, 583n7; growth of, 50–­51, 173–­183, 595n20; per capita, 53, 584n13; domestic product and, 68; over the long term, 164; top decile and, 322–­323

  Nationalization, 138–­139, 370

  National savings, 149–­150, 153; accumulation of wealth and, 166–­170, 173; negative, 185–­186, 595n18; China and, 462. See also Savings, private

  National solidarity tax, 370, 615n35

  National War Labor Board, 298, 308

  National wealth/capital, 19, 48–­49, 118–­119, 123, 197, 583n8; slavery and, 162–­163; in Eu­rope vs. United States, 164–­166; net foreign assets and, 191–­194; desirable level of, 562–­565

  Natural inequalities, 85

  Natural resources: as capital, 47; private appropriation of, 446; rent on, 459, 537–­539, 627n44; climate change and, 567–­569

  Naudet, J., 621n49

  Net asset positions, 49–­50, 191, 194; of rich countries, 465–­467, 541

  Net domestic product, 43

  Net foreign capital/assets, 49–­50; in America, 155–­156; rich countries and, 191–­194, 466

  Netherlands, 642n15

  New Deal, views of, 549

  New World. See America

  Nixon, Richard, 638n33

  Noah, Timothy, 640n52

  Nonwage workers, 203–­204

  Nordhaus, William, 568, 654n52

  North Africa, 62–­63, 491

  North America, 59–­61, 64; growth in, 81, 86, 93, 95, 97, 588n10; capital in, 140. See also Canada; United States

  North Iowa Community College, 447

  Norwegian sovereign wealth fund, 455, 626–­627n39

  Obama, Barack, 310, 313, 473

  Obiang, Teodorin, 446

  Occupy Wall Street movement, 254

  OECD (Or­ga­ni­za­tion for Economic Cooperation and Development) reports and statistics, 220, 267–­268

  Ohlsson, Henry, 614n27, 645n37

  Oil prices, 6–­7, 459. See also Petroleum

  Oligarchic divergence, 463–­465, 514, 627n49

  Output. See Income and output; Per capita output growth

  Paine, Thomas, 197, 644n34

  Palan, Ronen, 628n56

  Pamuk, Orhan, 109

  Pareto, Vilfredo, theory of, 364–­368, 610n19, 614nn25,30,32

  Parsons, Talcott, 384, 621n55

  Partnerships, 203

  Pasinetti, Luigi, 231

  Passeron, Jean-­Claude, 486

  Patrimonial capitalism, 173, 237, 473

  Patrimonial society: middle class and, 260–­262, 346–­347, 373; metamorphoses of, 339–­343; classic, 411–­414

  “Pay for luck,” 335

  PAYGO systems, 487–­490, 633n45, 648n13, 652n42, 653n50

  Pension funds, 391–­392, 478, 487–­490, 627n47, 630n15

  Per capita income, 106, 122, 590n31, 590–­591n8,9

  Per capita output growth, 72–­74, 97, 510; stages of, 86–­87; purchasing power and, 87–­90; diversification of lifestyles and, 90–­93; end of, 93–­95; social change implications of 1 percent, 95–­96; in postwar period, 96–­99; bell curve of global, 99–­102; inflation and, 102–­103; monetary systems and, 103–­109

  Père Goriot (Balzac), 104, 106, 113–­115, 238–­240, 343, 412, 440

  Perfect capital market, 214

  Persuasion (Austen), 362

  Petroleum: investments and, 455–­460, 462, 627n49; rents, redistribution of, 537–­538

  Petty, William, 56, 590n1

  Phelps, Edmund, 651n40

  Philip, André, 615n35

  Pierson, Paul, 640n52

  P90/P10 ratio, 267–­269

  Po­liti­cal economy, 3–­5, 574

  Poll tax, 495, 634n3

  Pop­u­lar Front, 286, 649n25

  Population. See Demographic growth; Demographic transition

  Postel-­Vinay, Gilles, 18, 582n28, 599n14, 612nn4,5,9

  Power laws, 367–­368

  Prices: inflation and, 102–­103; monetary stability and, 103–­104; effects of vs. volume effects, 176–­177

  Price system, 5–­7

  Primogeniture, 362–­363, 365

  Prince­ton University, 447–­449

  Private wealth/capital, 50–­51, 57, 170–­183, 541; abolition of, 10; slavery and, 46, 158–­163, 593n16; defined, 46–­49, 123; and public wealth/capital, 123–­131, 142–­145, 153–­154, 183–­187, 569; in Eu­rope vs. United States, 164–­166; as disposable income, 180–­182; foundations and, 182–­183, 451–­452; world distribution of, 461–­462; public debt and, 541–­542, 567, 646–­647n2. See also Capital, metamorphoses of; In­e­qual­ity of capital own­ership; Inheritance, dynamics of

  Privatization, 136, 138–­139, 476; capital/income ratio and, 173, 183–­187

  Production: wages and profits and, 39; global distribution of, 59–­61; regional blocs and, 61–­64; global per capita output of, 62

  Production function, 216–­220

  Productive capital, 51–­52

  Productivity: knowledge and skill diffusion in, 21; slavery and, 163. See also Marginal productivity

  Productivity growth: purchasing power and, 86, 88, 90; structural growth and, 228; in twenty-­first century, 375; in the United States, 511

  Profits: nineteenth century, 8; vs. wages, 39–­40; rate of, 52, 227–­230, 584n15

  Progressive taxation: on capital, 1, 355, 370, 471, 473, 532, 615n35; on income, 12, 493; rise of, 153, 374, 498, 532–­533; vs. regressive taxation, 255, 355, 374, 395–­397; confiscatory tax rates and, 273, 505–­508, 512; justification for, 444, 497, 505, 524–­527, 640n51; on inheritance, 493, 497, 502–­503, 505, 508, 527, 637–­638n32; vs. proportional (“flat tax”), 495, 500–­501; structure of in­e­qual­ity and, 495–­496; on estates, 502–­505, 507; public debt and, 543–­544; Cyprus crisis and, 555–­556. See also Global tax on capital

  Progressive taxation, rethinking, 493–­514; question of, 493–­497; twentieth century evolution of, 498–­502; in the Third Republic, 502–­505; confiscatory tax rates and, 505–­508, 512; executive salary explosion and, 508–­512; top marginal rates and, 508–­514, 635n14. See also Global tax on capital

  Proletariat, misery of, 7–­8

  Property, 47, 49, 70, 569

  Property rights: varying views of, 70, 483, 535–­536; division of, 123; French estate tax and, 338, 374; revolutions and, 481

  Property taxes, 501, 517, 520, 529, 532–­533. See also Estate tax

  Prost, Antoine, 591n18

  Protectionism, 515–­516, 523, 534

  Proudhon, Pierre-­Joseph, 580n7

  Public debt, 114, 118, 540–­570; World War I and, 106–­107; public wealth and, 123–­127, 127–­129, 142, 153; reinforcement of private capital and, 129–­131; profit from, 131–­134; nineteenth vs. twentieth century, 132–­133; Ricardian equivalence and, 134–­135; reducing, 541–­544; default on, 542–­543; inflation and, 544–­547; central banks and, 547–­553; Cyprus crisis and, 553–­556; euro and Eurozone and, 556–­562, 650n32; government and capital accumulation and, 562–­565; deficits debate and, 565–­567, 653n47; climate change and, 567–­569; transparency and, 569–­570; interest rate on, 597–­598n1, 598n7; mutualizing Eu­ro­pe­an, 650n31; slow growth and, 653n50

  Public sector, or­ga­ni­za­tion of, 482–­483

  Public wealth/capital: defined, 46–­49, 123; privatization and, 46–­49, 123, 183–­187; public debt and, 123–­135, 142, 153, 541–­544; financial an
d nonfinancial, 124; historical perspective on, 126–­129; assets and, 135–­139, 143, 541–­542; desirable level of, 562–­565

  Purchasing power: parity in, 64–­67, 586nn26,27,28; increase in, 86–­90; inheritance and, 415–­416

  Qatar, 537

  Qian, Nancy, 17, 634n50, 646n43

  Quesnay, François, 603n26

  Rajan, Raghuram G., 606n32, 608n12, 639n48, 640n53

  Rancière, Jacques, 655n59

  Rancière, Romain, 606n32

  Rastignac’s dilemma, 238–­242, 379, 407–­409, 412, 497

  Rate of interest, 52–­53, 210, 584n15, 598n10

  Rate of profit, 52, 227–­230, 584n14

  Rate of return on capital: in­e­qual­ity and, 1, 23, 25–­27, 84; first fundamental law of capitalism and, 52–­55; average long-­run, 53; determination of, 199–­212; pure, 201, 205–­206, 208–­209, 353–­355; historical perspective on, 206–­208; in twenty-­first century, 208–­209, 375; uses of capital and, 212–­213; marginal productivity of capital and, 213–­215; too much capital and, 215–­217, 223, 227–­230; capital’s comeback and, 232–­233; growth rate and, 232–­233, 351, 353–­361, 364–­366, 431, 571–­572; time preference and stability of, 258–­361; inheritance and, 377–­378; inflation and, 452–­455; pensions and, 488–­489

  Rate of return on land, 53–­54

  Rauh, Joshua, 607n41

  Rawls, John, 480, 630n21, 631n22, 652n45

  Reagan, Ronald, 42, 98, 309

  Real estate: urban, 6, 197–­198; as capital/assets, 48, 55, 122, 164, 179, 210, 598n11; return on, 53–­54, 626n28; pricing of, 57–­58, 144–­145, 149–­150, 171–­173, 176, 187–­188, 191; rental value of, 209; own­ership of by centile, 260; size effects and, 454; taxes, 501, 517

  Recession (2008–­2009), 472–­474, 553–­554

  “Reconstruction capitalism,” 397

  Redemption fund proposal, 544, 559, 647n9, 649n27

  Redistribution: inflation and, 133–­134, 544–­547; social state and, 479–­481; of petroleum rents, 537–­538; through immigration, 538–­539; central banks and, 547–­553; United States and, 638n33

  Regional blocs, 61–­64

  Regressive taxation, 255, 355, 374, 495–­497

  Regulation: transparency and, 519; global tax on capital and, 534–­536; of central banks, 548, 552–­553, 557–­558

  Renault, Louis, 137

  Renault Company, 137, 139

  Rent control, 149, 153

  Rentiers: society of, 264, 276–­278, 293, 370, 372–­373; fall of, 274, 369; basic arithmetic of, 410–­411; petits, 418–­421; as enemy of democracy, 422–­424

  Rent(s): land, 5–­6, 39, 53–­54, 56; capital and, 113, 115–­116; meaning of, 422–­424; on natural resources, 459, 537–­539, 627n44

  Rent-­seeking, 115–­116

  Replacement incomes, 477–­479, 602n9

  Residence and taxation, 562

  Residential capital, 48, 51–­52

  Retail ser­vice sector, 91

  Retained earnings, 176–­178

  Retirement: pension funds and, 391–­392, 478, 627n47; future of, 487–­490, 633n47

  Retirement, life-­cycle theory and, 384, 391–­392

  Return on capital. See Rate of return on capital; Rate of return on land

  Revell, J., 591n19

  Rey, Hélène, 597n31

  “Rhenish capitalism,” 140–­146

  Ricardo, David, 5–­6, 9, 579n1, 580n8, 591n15; Ricardian equivalence and, 134–­135

  Rights-­based approach, 479–­481

  Rignano, Eugenio, 637n29

  “Rising human capital hypothesis,” 21–­22

  Risk, 115–­116, 431

  Ritschl, Albrecht, 647n10

  Robinson, James A., 624n20, 639nn45,48

  Robinson, Joan, 231

  Rodrik, Dani, 651n35

  Roemer, John, 631n23

  Roine, Jesper, 18, 344, 614n27, 628n58

  Romer, Paul M., 586n35

  Roo­se­velt, Franklin D., 153, 286, 472–­473, 506–­507

  Rosanvallon, Pierre, 588n8, 614n24, 635n13

  Rosen, Harvey S., 632n31

  Rosenthal, Jean-­Laurent, 18, 599n14, 612nn4,5, 646n44

  Roy, René, 591n19

  Rus­sia, 186–­187, 554

  Rus­sia-­Ukraine bloc, 62–­63, 585n22

  Saez, Emmanuel, 17, 511, 581nn22,23, 606nn33,36, 607nn38,39, 613n32, 634n4, 638n38, 642n19, 643n21

  Samuelson, Paul, 137, 218, 231–­232

  Sandström, Susanna, 623n8

  Sartre, Jean-­Paul, 655n2

  Saudi Arabia, 538

  Saudi Arabia sovereign wealth fund, 457–­458

  Savings, private: rate of, 26, 174–­175, 177, 186; components of, 176–­178; durable goods and, 179–­180; middle class and, 260; concentration of wealth and, 351–­353, 377–­378, 617n18; retirement and, 384, 391–­392; in twenty-­first century, 400–­401. See also National savings

  Say, Jean-­Baptiste, 9, 579n2

  Scandinavian countries: income in­e­qual­ity in, 246–­250, 253, 255–­256; Gini coefficient and, 266

  Scarcity principle, 5–­7, 9, 27

  Scheve, Kenneth, 637n26

  Schinke, Christoph, 622n59

  Schlozman, K., 640n52

  Schmidt, Helmut, 652n43

  Schueller, Eugène, 440

  Schumpeter, Joseph, 137

  Schwartz, Anna, 548–­549

  Sciences Po, 486–­487, 632n37, 633n40

  Séaillès, M. J., 612n7

  Seligman, Edwin, 635n13

  Sen, Amartya, 480, 603n25

  Sense and Sensibility (Austen), 113, 362, 413–­414

  Ser­vice sector, 88, 90–­93

  Shareholder model, 145–­146

  Shares of Upper Income Groups in Income and Saving (Kuznets), 11–­13

  Shocks: in­e­qual­ity and, 8, 13–­15, 25, 271–­276, 293–­294, 323; growth and, 107, 109; capital and, 117, 121, 139, 141, 146–­150, 152–­153, 284; capital/income ratio and, 164, 167, 168, 170, 191, 206, 368–­369; short-­term, 244–­245, 311; concentration of wealth and, 346, 349, 350, 356; family fortunes and, 362, 364, 369; inheritance flows and, 380–­381, 396–­398

  Shorrocks, Anthony, 623n8

  Short-­termism, 214

  Siegfried, André, 615n35

  Simiand, François, 582n34, 600n28

  Size effects of assets, 453–­454

  Skills: and knowledge diffusion, 21, 71, 313; supply and demand of, 305–­308; in­e­qual­ity and, 419–­420

  Slavery, capital and, 46, 158–­163, 593n16

  Slim, Carlos, 444–­445, 624nn14,20

  Slow growth: in­e­qual­ity and, 25–­27, 42, 84, 166, 351–­358; return to, 72–­74, 84, 93–­95, 232–­233; beyond bubbles, 173–­183; inheritance and, 378, 400, 411; public debt and, 653n50

  Smith, Adam, 9, 579nn1,2, 654n56

  Social insurance contributions, 494–­495, 496, 641n10

  Socialism, capital and, 531

  Socialist movements, 8

  Social justice: democracy and, 26, 424, 571; meaning of, 31, 480; in­e­qual­ity and, 241, 287, 310, 350, 417, 537

  Social mobility: growth and, 84–­85; education and, 484–­487

  Social norms, executive compensation and, 332–­335

  Social own­ership, 145–­146

  Social scientists, 574–­575

  Social spending, 477–­479, 481–­483, 629n14; education and, 484–­487; retirement and, 487–­490

  Social state, 471–­492, 629n9; crisis of 2008 and, 472–­474; growth of, 474–­479; modern redistribution and, 479–­481; modernizing of, 481–­483; education and, 484–­487; retirement and, 487–­490; in poor and emerging countries, 490–­492; US view of, 549

  Social tables, 269–­270, 603n26

  Sole proprietorships, 203

  Solidarity tax on wealth. See France, wealth tax in

  Solow, Robert, 11, 15, 231�
�­232, 580n10, 586n35

  Soltow, Lee, 347

  Song, Jae, 607n38

  Sotura, Aurélie, 628n51

  South Africa, 161, 326–­328, 330; Marikana tragedy in, 39–­40, 68, 583n2

  South America. See Latin America

  South Asia, 491

  Sovereign wealth funds, 455–­460

  Soviet ­Union, 531–­532, 565, 637n27, 652n44

  Spain, wealth tax in, 533, 645n39

  Spanish bubble, 193, 596n27, 597n30

  “Specific investments” argument, 312

  Stagflation, 134, 138, 557

  Stakeholder model, 145–­146, 312

  Stamp, J. C., 612n7

  Stantcheva, Stefanie, 511

  Stasavage, David, 637n26

  State, economic role of, 136, 180–­181, 474, 476

  State, social. See Social state

  State interventionism, 98–­99, 136–­137, 473–­474

  Stern, Nicholas, 567–­569, 654n52

  Sterner, Thomas, 654n52

  Stiglitz, Joseph E., 603n25, 605n25

  Stock: capital as, 50; in postwar period, 149–­150, 153

  Stock market: capitalization of corporations and, 49, 54; Great Depression and, 150; prices, 171–­173, 187–­191

  Stone, Richard, 585n19

  Structural growth, 228

  Structures of in­e­qual­ity. See In­e­qual­ity, structures of

  Strutt, H. C., 612n7

  Sub-­Saharan Africa, 62–­64, 86, 491, 588n9

  Substitution, elasticity of, 216–­224, 600n32

  Superentrepreneurs, 607n43

  Supermanagers, 265, 291, 302–­303; in­e­qual­ity of labor income and, 315–­321, 333–­335; meritocratic beliefs and, 417

  Supersalaries, rise of, 298–­300

  Supply and demand: extreme changes in prices and, 6–­7, 579n3; convergence and, 21; of skills, 305–­308

  Suwa-­Eisenmann, Akiko, 612nn4,9

  Sweden, 344–­345, 346–­347, 475–­476, 498, 614n27

  Sylla, R., 613n16

  Taxation, 12, 493–­495; as source of data, 12, 16–­18; on capital, 208, 355–­356, 370, 373, 464, 471, 494, 525–­527, 652n43; progressive vs. regressive, 255, 355, 374, 495–­497; on wealth, 424, 524, 527–­530; confiscatory tax rates and, 473, 505–­508, 512; relative to national income, 474–­476; transparency and, 481; on inheritances, 493, 502–­503, 505, 508, 527, 637–­638n32; on consumption (“indirect”), 494, 496, 651n37; social insurance contributions and, 494–­495, 496, 641n10; progressive vs. proportional (“flat tax”), 495, 500–­501; categorical or schedular, 501; on property, 501, 517, 520, 529, 532–­533; on earned and unearned income, 507–­508; top marginal rates of, 508–­514; defining norms through, 520; public debt and, 541–­542; on Eurozone corporate profits, 560–­561; residence and, 562. See also Competition, fiscal; Estate tax; Global tax on capital; Income tax; Progressive taxation

 

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