by Robert Musil
And what did concern Moosbrugger specifically, this particular Moosbrugger and none other, the one temporarily stored on these seven square yards of the world—the feeding, surveillance, authorized treatment, final disposal of the case by life or death sentence—was all in the hands of a relatively small group of people with a wholly different attitude. Here eyes on duty spied on him, voices came down hard on him for the slightest misstep. Never did fewer than two guards enter his cell. He was always handcuffed when they took him through the corridors. They acted with the fear and caution that had to do with this particular Moosbrugger within this limited area but was in strange contrast with the treatment accorded to him in general. He often complained about these strict measures.’ But when he did, the captain, the warden, the doctor, the priest, whoever heard him, turned a frozen face on him and told him he was being treated according to regulations. So regulations had taken the place of the interest the world had once taken in him, and Moosbrugger thought: “You’ve got a long rope around your neck and you can’t see who’s pulling it.” He was roped to the outside world but, as it were, around the corner, out of sight. People who mostly never gave him a thought, who did not even know he existed, or to whom he meant at best no more than what some chicken on a village street means to a university professor of zoology—they were all in it together, preparing the doom that he felt tugging at him in some ghostly way. Some skirt in an office was typing a memo for his record. A registrar was ingeniously classifying it for filing. Some high functionary of the court was drawing up the latest directive for implementing his sentence. Psychiatrists were debating how to draw the line between the purely psychopathic constitution in certain cases of epilepsy and its manifestations when combined with other syndromes. Jurists were analyzing the factors that mitigated culpability in relation to factors that might modify the sentence. A bishop denounced the unraveling of the moral fabric, and a game warden’s complaint to Bonadea’s husband, the judge, about the excessive increase in foxes was reinforcing that eminent legal mind’s bias in favor of reinforcing the inflexibility of the law.
It is such impersonal matters that go into the making of personal happenings in a way that for the present eludes description. When Moosbrugger’s case was shorn of all its individual romantic elements, of interest only to him and to the few people he had murdered, not much more was left of it than what could be gathered from the list of references to works cited that Ulrich’s father had enclosed in a recent letter to his son. Such a list looks like this: AH. AMP. AAC. AKA. AP. ASZ. BKL. BGK. BUD. CN. DTJ. DJZ. FBvM. GA. GS. JKV. KBSA. MMW. NG. PNW. R. VSvM. WMW. ZGS. ZMB. ZP. ZSS. Addickes ibid. Beling ibid., and so on. Written out, these would read: Annales d’Hygiène Publique et de Médicine légale, ed. Brouardel, Paris; Annales Médico-Psychologiques, ed. Ritti … etc., etc., making a list a page long even when reduced to the briefest of abbreviations. The truth is not a crystal that can be slipped into one’s pocket, but an endless current into which one falls headlong. Imagine every one of these abbreviations trailing a dozen or hundreds of printed pages, for each page a man with ten fingers writing it, and for each of his ten fingers ten disciples and ten opponents with ten fingers each, and at every fingertip a tenth of a personal idea, and you have a dim notion of what the truth is like. Without it not even that well-known sparrow can fall off the roof. Sun, wind, food brought it there, and illness, hunger, cold, or a cat killed it, but none of this could have happened without the operation of laws, biological, psychological, meteorological, physical, chemical, sociological, and all the rest, and it is much less of a strain to be merely looking for such laws than to have to make them up, as is done in the moral and judicial disciplines.
As for Moosbrugger himself, with his great respect for human knowledge, although he had, unfortunately, so small a portion of it: he never would have understood his situation completely even had he known exactly what it was. He had a dim sense of it. He felt that he was in an unstable condition. His big, powerful body was not as solid as it looked. Sometimes the open sky peered right into his skull. Just as it had, so often, in the old days on the road. And though he sometimes wished he could shake it off, he was never free, these days, of a certain solemn exaltation that streamed toward him, through the prison walls, from all the world. So there he sat, the wild, captive threat of a dreaded act, like an uninhabited coral island in a boundless sea of scientific papers that surrounded him invisibly on all sides.
111
TO THE LEGAL MIND, INSANITY IS AN ALL-OR-NOTHING PROPOSITION
Still, a criminal’s life can often be a picnic compared with the strenuous brainwork he imposes on the pundits of the law. The offender simply takes advantage of the fact that the transitions in nature from health to sickness are smooth and imperceptible, while to the jurist it is a case of “The arguments pro and contra freedom of the will or insight into the wrongful nature of the act so tend to cut across and cancel each other out that no system of logic can lead to other than a problematic verdict.” A jurist has logical reasons for bearing in mind that “in regard to one and the same act there is no admissible possibility that it can arise from a mixture of two different mental states,” and he will not permit “the principle of moral freedom in relation to physically conditioned states of mind to be lost in a vague mist of empirical thought.” He is not beholden to Nature for his concepts, but penetrates Nature with the flame of his thinking and the sword of moral law. A heated debate on this point had broken out in the committee, of which Ulrich’s father was a member, convoked by the Ministry of Justice to update the penal code; however, it had taken some time and several reminders from his father to bring Ulrich to the point of studying, like a good son, his father’s position paper with all its enclosed documentation.
Ulrich’s “affectionate father,” as he signed even the most embittered of his letters, had declared and proposed that a partially insane person should be acquitted only when there was sufficient evidence that his delusory system contained ideas that, were they not delusory, would justify the act or exempt it from liability to punishment. Professor Schwung, on the other hand—possibly because he had been the old man’s friend and colleague for forty years, which must after all lead to a violent difference of opinion sooner or later—had declared and proposed that such an individual, in whom the state of being responsible for his actions and not being responsible for his actions must occur in constant alternation, since from a legal point of view they could not coexist simultaneously, should be acquitted only if and when there was evidence, with respect to that specific act of the will, that at the precise moment of this act of the will the offender had been unable to control himself. So much for the point at issue. The layman can readily see that it may be no less difficult for the criminal not to overlook any moment of sane volition at the instant he performs the act in question than not to overlook any thought that might perhaps make him liable to punishment; but the law is not obliged to make thinking and moral conduct a bed of roses! And as both these learned jurists were equally zealous on behalf of the law’s dignity, and neither could win a majority of the committee over to his side, they began by charging each other with error, and then in swift succession with illogical thinking, deliberate misunderstanding, and a lapse of standards. They did this at first within the privacy of the irresolute committee, but then, when the meetings came to a halt, had to be adjourned, and finally suspended indefinitely, Ulrich’s father wrote two pamphlets, entitled “Paragraph 318 of the Penal Code and the True Spirit of the Law” and “Par. 318 of the Penal Code and the Muddied Wellsprings of Our Jurisprudence,” which Ulrich found among the enclosures with his father’s letter, together with the critical review of them published by Professor Schwung in the journal The Legal Scholar.
These pamphlets were full of “and”s and “or”s, because the question of whether these two views could be combined by an “and” or must be kept apart by an “or” had to be “cleared up.” When after a long interval the committee finally reass
embled, it, too, had split into an “and” and an “or” faction. There was also another fraction, which supported the simple proposal to let the degree of culpability and responsibility rise and fall in proportion to the rise and fall in the degree of the psychological effort that would suffice, in the given pathological circumstances, to maintain self-control. This grouping was opposed by a fourth faction, which insisted that before all else there must be a clear and definite decision as to whether a criminal could be said to be responsible for his actions at all; logically, where there was a lessened responsibility for an action, there had first to be a responsibility, and even if the criminal was only in part responsible for his actions he must still suffer the penalty with his entire person, because the guilty part was not otherwise accessible to the workings of the law. This met with opposition from yet another faction, which, while granting the principle, pointed out that nature did not follow it, in that nature produced half-crazy people upon whom the benefits of the law could be conferred only by modifying their punishment, in view of the circumstances, without at all condoning their guilt. This led to the formation of a “soundness of mind” faction as opposed to a “full responsibility” faction, and it was only when these also had split up into enough splinter groups that those aspects of the problem came to light which had not yet occasioned a difference of opinion.
Naturally, no professional man of our time bases his arguments on those of philosophy and theology, but as perspectives—empty, like space, and yet, like space, telescoping the objects in it—these two rivals for the last word of wisdom persist everywhere in invading the optics of each special field of knowledge. And so here, too, the carefully avoided question of whether a human being could be regarded as a free agent, that good old problem of the freedom of the will, provided the focus for all the differences of opinion, although it was not under consideration. For if a man is morally free, he must, in practice, be subjected by punishment to a compulsion in which no one, in theory, believes. If, on the other hand, he is regarded not as free but as the meeting ground for inexorably interlocking natural processes, then one cannot consider him morally accountable for what he does, even though one can effectively discourage him from doing it by inflicting punishment on him. This problem gave rise to still another faction, which proposed that the culprit be divided into two parts: a zoologic-psychological entity, which did not concern the judge, and a juridical entity, which, though only a fiction, was legally free and accountable. Fortunately, this proposal remained confined to theory.
It is hard to be brief in doing justice to justice. The commission consisted of about twenty legal pundits who were capable of adopting several thousand different points of view among themselves, as can easily be calculated. The laws to be updated had been in operation since the year 1852, so that on top of everything else they had proved highly durable, not lightly to be replaced by anything else. In any case, the fixed institution of the law cannot keep up with every brain wave of currently fashionable tendencies, as one participant rightly pointed out. The conscientiousness with which the commission’s task had to be performed is best appreciated in the light of the fact that statistically, about seventy out of every hundred people who commit crimes that damage society may be sure of slipping through the meshes of the law. How clear this makes our duty to give all the more rigorous thought to the 25 percent or so who get caught! This situation may of course have improved slightly, and besides, it would be wrong to see the real purpose of this report as making fun of the ice flowers that logic brings so exquisitely to bloom in the heads of our legal pundits; this has been done already by innumerable people whose mental climate tends toward slush. On the contrary, it was masculine strictness, arrogance, moral soundness, impregnability, and complacency, all qualities of temperament and largely virtues that, as we say, we hope never to lose, which prevented the learned members of the commission from making an unprejudiced use of their intelligence. They dealt with men as boys, in the manner of elderly schoolteachers in charge of a pupil who needed only to be willing to learn and pay attention in order to “do well”—and thereby simply evoked the prerevolutionary sentiments of the generation before their own, that of 1848. No doubt their understanding of psychology was about fifty years out of date; that easily happens when one has to till one’s own fields of expertise with the borrowed tools of a neighbor, and the deficiency is usually made good as soon as circumstances permit. The one thing that remains permanently behind the times, especially because it prides itself on its steadfastness, is the human heart, most of all that of the conscientious man. The mind is never so hard, dry, and twisted as when it has a slight chronic heart condition.
This ultimately led to a furious outburst. When the various skirmishes had worn down all the participants and kept the work from getting on, more and more voices were raised to suggest a compromise, which would look much as all formulas do when designed to cover up an unbridgeable gap with fine phrases. There was a tendency to agree on the familiar definition that termed “of sound mind” those criminals whose mental and moral qualities make them capable of committing a crime, but not those who lacked such qualities; a most extraordinary definition, which has the advantage of making it very hard for criminals to qualify, so that those who do would almost be entitled to wear their convict’s uniform with the aura of an academic degree.
But at this point Ulrich’s father, facing the threatening lull of the Jubilee Year, and a definition as round as an egg, which he regarded as a hand grenade aimed at his own person, took what he called his sensational turn to the social school of thought. The social view holds that the criminally “degenerate” individual must be judged not morally but only insofar as he is likely to harm society as a whole. Hence the more dangerous he is, the more responsible he is for his actions, with the inescapable logical consequence that those criminals who seem to be the most innocent, the mentally sick, who are by nature least susceptible to correction by punishment, must be threatened with the harshest penalties, harsher than those for sane persons, so that the deterrent factor of the punishment be equal for all. It might fairly be expected that Professor Schwung would have a hard time finding an objection to this social view of the matter. This expectation was borne out, which was why he resorted to expedients that drove Ulrich’s father in turn to leave the path of jurisprudence, which was threatening to lose itself in the sands of controversy within the committee, and appeal to his son to turn to account those connections with high and even the highest circles, which he owed to his father, in his father’s good cause. For instead of making any attempt at a sober refutation, his colleague Schwung had at once fastened maliciously on the term “social” to denounce it, in a new publication, as “materialistic” and suspect of being infected with “the Prussian idea of the State.”
“My dear son,” Ulrich’s father wrote, “of course I immediately pointed out the Roman precedent for the social school of legal theory, which is by no means Prussian in origin, but this may be of no use against such a denunciation and defamation calculated with diabolical malice to create in high quarters the predictably loathsome impression only too easily linked there with the thought of materialism and Prussia. These are no longer the kind of allegations against which a man can defend himself. Rumors are being spread, so vague that they are hardly likely to be carefully scrutinized in high quarters, where being forced to deal with them at all may be held against their innocent victim quite as much as against the unscrupulous slanderer. I, who have all my life scorned to use backstairs methods, now see myself driven to ask you …” And so on, and so the letter ended.
112
ARNHEIM SETS HIS FATHER, SAMUEL, AMONG THE GODS AND DECIDES TO GET ULRICH INTO HIS POWER. SOLIMAN WANTS TO FIND OUT MORE ABOUT HIS OWN ROYAL FATHER
Arnheim had rung for Soliman. It was a long time since he had felt like talking with the boy, and now that he did, the rascal seemed to be wandering around in the hotel somewhere.
Ulrich’s opposition had finally s
ucceeded in wounding Arnheim.
Arnheim had of course not been blind to the fact that Ulrich was working against him. Ulrich did it impersonally, with an effect like that of water on fire, salt on sugar, undermining Arnheim’s influence almost without conscious intent. Arnheim felt sure that Ulrich even took advantage of Diotima’s reliance on him to drop unfavorable or satiric remarks about Arnheim.
Nothing of the kind had happened to him in ages. His usual method for keeping the upper hand failed him here. The effect of a great man who is his own man is like that of a great beauty; deny it, and it is a punctured balloon, or a Greek statue on which someone has put a hat. A beautiful woman loses her looks when she ceases to please, and a great man when ignored may become an even greater one but ceases to be a great public figure. Not that Arnheim realized it in these terms, but he thought: “I can’t stand opposition, because only the intellect thrives on it, and I despise anyone who is all intellect.”
Arnheim took it for granted that he could find a way to neutralize his opponent. But he wanted to win Ulrich over, to influence him, teach him, compel his admiration. In order to make this easier, he had talked himself into feeling a deep and paradoxical affection for Ulrich, though he would not have known how to account for this. He had nothing to fear from Ulrich, and there was nothing he wanted from him; he knew that neither Count Leinsdorf nor Section Chief Tuzzi was a friend, and otherwise things were going, if slowly, just as he wanted them to go. Ulrich’s countereffect paled beside Arnheim’s effect; all that was left of it was a wispy protest, which seemed to accomplish nothing except perhaps to delay Diotima’s resolve by faintly paralyzing that marvelous woman’s purpose. Arnheim had subtly pried it out of her and now could not help smiling when he thought of it. Was it a wistful smile or a malicious one? Such distinctions, in matters of this kind, are of no consequence. It was only fair, he thought, that his enemy’s criticism and resistance should work unconsciously in his, Arnheim’s, favor. It was the victory of the deeper cause, one of those marvelously lucid, self-resolving complications of life. It was destiny, Arnheim felt, that seemed to bring him and the younger man together and made him yield points to Ulrich, who did not understand. For Ulrich resisted all his blandishments; he seemed moronically insensitive to his own social advantage, either not noticing or not appreciating this offer of friendship.