Gulag

by Anne Applebaum

  Table of Contents

  Title Page

  Dedication

  Acknowledgments

  Praise

  Introduction

  PART ONE - THE ORIGINS OF THE GULAG, 1917—1939

  Chapter 1 - BOLSHEVIK BEGINNINGS

  Chapter 2 - “THE FIRST CAMP OF THE GULAG”

  Chapter 3 - 1929: THE GREAT TURNING POINT

  Chapter 4 - THE WHITE SEA CANAL

  Chapter 5 - THE CAMPS EXPAND

  Chapter 6 - THE GREAT TERROR AND ITS AFTERMATH

  PART TWO - LIFE AND WORK IN THE CAMPS

  Chapter 7 - ARREST

  Chapter 8 - PRISON

  Chapter 9 - TRANSPORT, ARRIVAL, SELECTION

  Chapter 10 - LIFE IN THE CAMPS

  ZONA: WITHIN THE BARBED WIRE

  REZHIM: RULES FOR LIVING

  BARAKI: LIVING SPACE

  BANYA: THE BATHHOUSE

  STOLOVAYA: THE DINING HALL

  Chapter11 - WORK IN THE CAMPS

  RABOCHAYA ZONA: THE WORK ZONE

  KVCh: THE CULTURAL-EDUCATIONAL DEPARTMENT

  Chapter 12 - PUNISHMENT AND REWARD

  SHIZO: PUNISHMENT CELLS

  POCHTOVYI YASHCHIK: POST OFFICE BOX

  DOM SVIDANII: THE HOUSE OF MEETINGS

  Chapter 13 - THE GUARDS

  Chapter 14 - THE PRISONERS

  URKI: THE CRIMINALS

  KONTRIKI AND BYTOVYE: THE POLITICALS AND THE ORDINARY PRISONERS

  Chapter 15 - WOMEN AND CHILDREN

  Chapter 16 - THE DYING

  Chapter 17 - STRATEGIES OF SURVIVAL

  TUFTA: PRETENDING TO WORK

  PRIDURKI: COOPERATION AND COLLABORATION

  SANCHAST: HOSPITALS AND DOCTORS

  “ORDINARY VIRTUES”

  Chapter 18 - REBELLION AND ESCAPE

  PART THREE - THE RISE AND FALL OF THE CAMP–INDUSTRIAL COMPLEX, 1940—1986

  Chapter 19 - THE WAR BEGINS

  Chapter 20 - “STRANGERS”

  Chapter 21 - AMNESTY—AND AFTERWARD

  Chapter 22 - THE ZENITH OF THE CAMP–INDUSTRIAL COMPLEX

  Chapter 23 - THE DEATH OF STALIN

  Chapter 24 - THE ZEKS’ REVOLUTION

  Chapter 25 - THAW—AND RELEASE

  Chapter 26 - THE ERA OF THE DISSIDENTS

  Chapter 27 - THE 1980s: SMASHING STATUES

  Appendix - HOW MANY?

  NOTES

  Epilogue - MEMORY

  BIBLIOGRAPHY

  TEXT AND ILLUSTRATION PERMISSIONS

  GLOSSARY

  About the Author

  Also by Anne Applebaum

  Copyright Page

  This Book Is Dedicated to

  Those Who Described What Happened

  In the terrible years of the Yezhov terror I spent seventeen months

  waiting in line outside the prison in Leningrad. One day somebody in the

  crowd identified me. Standing behind me was a woman, with lips blue

  from the cold, who had, of course, never heard me called by name before.

  Now she started out of the torpor common to us all and asked me in a

  whisper (everyone whispered there):

  “Can you describe this?”

  And I said: “I can.”

  Then something like a smile passed fleetingly over what had once been

  her face . . .

  —Anna Akhmatova, “Instead of a Preface: Requiem 1935–1940”

  Acclaim for Anne Applebaum’s

  GULAG

  Winner of the Duff Cooper Prize

  “Should become the standard history of one of the greatest evils of the twentieth century.” —The Economist

  “Thorough, engrossing. . . . A searing attack on the corruption and the viciousness that seemed to rule the system and a testimonial to the resilience of the Russian people. . . . Her research is impeccable.” —San Francisco Chronicle

  “An affecting book that enables us at last to see the Gulag whole. . . . A valuable and necessary book.” —The Wall Street Journal

  “Ambitious and well-documented. . . . Invaluable. . . . Applebaum methodically, and unflinchingly, provides a sense of what it was like to enter and inhabit the netherworld of the Gulag.” —The New Yorker

  “[Applebaum’s] writing is powerful and incisive, but it achieves this effect through simplicity and restraint rather than stylistic flourish. . . . [An] admirable and courageous book.” —The Washington Monthly

  “Monumental. . . . Applebaum uses her own formidable reporting skills to construct a gripping narrative.” —Newsday

  “Valuable. There is nothing like it in Russian or in any other language. It deserves to be widely read.” —Financial Times

  “A book whose importance is impossible to exaggerate. . . . Magisterial. . . . Applebaum’s book, written with such quiet elegance and moral seriousness, is a major contribution to curing the amnesia that curiously seems to have affected broader public perceptions of one of the two or three major enormities of the twentieth century.” —The Times Literary Supplement

  “A truly impressive achievement. . . . We should all be grateful to [Applebaum].” —The Sunday Times (London)

  “A chronicle of ghastly human suffering, a history of one of the greatest abuses of power in the story of our species, and a cautionary tale of towering moral significance. . . . A magisterial work, written in an unflinching style that moves as much as it shocks, and that glistens with the teeming life and stinking putrefaction of doomed men and rotten ideals.” —The Daily Telegraph (London)

  “No Western author until Anne Applebaum attempted to produce a history of the Gulag based on the combination of eyewitness accounts and archival records. The result is an impressively thorough and detailed study; no aspect of this topic escapes her attention. Well written, accessible . . . enlightening for both the general reader and the specialist.” —The New York Sun

  “For the raw human experience of the camps, read Solzhenitsyn’s One Day in the Life of Ivan Denisovich or Irina Ratushinskaya’s Grey is the Color of Hope. For the scope, context, and the terrible extent of the criminality, read this history.” —Chicago Tribune

  ACKNOWLEDGMENTS

  No book is ever really the work of one person, but this book truly could not have been written without the practical, intellectual, and philosophical contribution of many people, some of whom count among my closest friends, and some of whom I never met. Although it is unusual, in acknowledgments, for authors to thank writers who are long dead, I would like to give special recognition to a small but unique group of camp survivors whose memoirs I read over and over again while writing this book. Although many survivors wrote profoundly and eloquently of their experiences, it is simply no accident that this book contains a preponderance of quotations from the works of Varlam Shalamov, Isaak Filshtinsky, Gustav Herling, Evgeniya Ginzburg, Lev Razgon, Janusz Bardach, Olga Adamova-Sliozberg, Anatoly Zhigulin, Alexander Dolgun, and, of course, Alexander Solzhenitsyn. Some of these number among the most famous of Gulag survivors. Others do not—but they all have one thing in common. Out of the many hundreds of memoirs I read, theirs stood out, not only for the strength of their prose but also for their ability to probe beneath the surface of everyday horror and to discover deeper truths about the human condition.

  I am also more than grateful for the help of a number of Muscovites who guided me through archives, introduced me to survivors, and provided their own interpretations of their past at the same time. First among them is the archivist and historian Alexander Kokurin—whom I hope will one day be remembered as a pioneer of the new Russian history—as well as Galya Vinogradova and Alla Boryna, both of whom dedicated themselves to this project with unusual fervor. At different times, I was aided by conversations with Anna Grishina, Boris Belikin, Nikita
Petrov, Susanna Pechora, Alexander Guryanov, Arseny Roginsky, and Natasha Malykhina of Moscow Memorial; Simeon Vilensky of Vozvrashchenie; as well as Oleg Khlevnyuk, Zoya Eroshok, Professor Natalya Lebedeva, Lyuba Vinogradova, and Stanisław Gregorowicz, formerly of the Polish Embassy in Moscow. I am also extremely grateful to the many people who granted me long, formal interviews, whose names are listed separately in the Bibliography.

  Outside of Moscow, I owe a great deal to many people who were willing to drop everything and suddenly devote large chunks of time to a foreigner who had arrived, sometimes out of the blue, to ask naïve questions about subjects they had been researching for years. Among them were Nikolai Morozov and Mikhail Rogachev in Syktyvkar; Zhenya Khaidarova and Lyuba Petrovna in Vorkuta; Irina Shabulina and Tatyana Fokina in Solovki; Galina Dudina in Arkhangelsk; Vasily Makurov, Anatoly Tsigankov and Yuri Dmitriev in Petrozavodsk; Viktor Shmirov in Perm; Leonid Trus in Novosibirsk; Svetlana Doinisena, director of the local history museum in Iskitim; Veniamin Ioffe and Irina Reznikova of St. Petersburg Memorial. I am particularly grateful to the librarians of the Arkhangelsk Kraevedcheskaya Biblioteka, several of whom devoted an entire day to me and my efforts to understand the history of their region, simply because they felt it was important to do so.

  In Warsaw I was greatly aided by the library and archives run by the Karta Institute, as well as by conversations with Anna Dzienkiewicz and Dorota Pazio. In Washington, D.C., David Nordlander and Harry Leich helped me at the Library of Congress. I am particularly grateful to Elena Danielson, Thomas Henrikson, Lora Soroka, and especially Robert Conquest of the Hoover Institution. The Italian historian Marta Craveri contributed a great deal to my understanding of the camp rebellions. Conservations with Vladimir Bukovsky and Alexander Yakovlev also helped my comprehension of the post-Stalinist era.

  I owe a special debt to the Lynde and Harry Bradley Foundation, the John M. Olin Foundation, the Hoover Institution, the Märit and Hans Rausing Foundation, and John Blundell at the Institute of Economic Affairs for their financial and moral support.

  I would also like to thank the friends and colleagues who offered their advice, practical and historical, during the writing of this book. Among them are Antony Beevor, Colin Thubron, Stefan and Danuta Waydenfeld, Yuri Morakov, Paul Hofheinz, Amity Shlaes, David Nordlander, Simon Heffer, Chris Joyce, Alessandro Missir, Terry Martin, Alexander Gribanov, Piotr Paszkowski, and Orlando Figes, as well as Radek Sikorski, whose ministerial briefcase proved very useful indeed. Special thanks are owed to Georges Borchardt, Kristine Puopolo, Gerry Howard, and Stuart Proffitt, who oversaw this book to completion.

  Finally, for their friendship, their wise suggestions, their hospitality, and their food I would like to thank Christian and Natasha Caryl, Edward Lucas, Yuri Senokossov, and Lena Nemirovskaya, my wonderful Moscow hosts.

  Introduction

  And fate made everybody equal

  Outside the limits of the law

  Son of a kulak or Red commander

  Son of a priest or commissar . . .

  Here classes were all equalized,

  All men were brothers, camp mates all,

  Branded as traitors every one . . .

  —Alexander Tvardovsky, “By Right of Memory” 1

  THIS IS A HISTORY of the Gulag: a history of the vast network of labor camps that were once scattered across the length and breadth of the Soviet Union, from the islands of the White Sea to the shores of the Black Sea, from the Arctic Circle to the plains of central Asia, from Murmansk to Vorkuta to Kazakhstan, from central Moscow to the Leningrad suburbs. Literally, the word GULAG is an acronym, meaning Glavnoe Upravlenie Lagerei, or Main Camp Administration. Over time, the word “Gulag” has also come to signify not only the administration of the concentration camps but also the system of Soviet slave labor itself, in all its forms and varieties: labor camps, punishment camps, criminal and political camps, women’s camps, children’s camps, transit camps. Even more broadly, “Gulag” has come to mean the Soviet repressive system itself, the set of procedures that prisoners once called the “meat-grinder”: the arrests, the interrogations, the transport in unheated cattle cars, the forced labor, the destruction of families, the years spent in exile, the early and unnecessary deaths.

  The Gulag had antecedents in Czarist Russia, in the forced-labor brigades that operated in Siberia from the seventeenth century to the beginning of the twentieth. It then took on its modern and more familiar form almost immediately after the Russian Revolution, becoming an integral part of the Soviet system. Mass terror against real and alleged opponents was a part of the Revolution from the very beginning—and by the summer of 1918, Lenin, the Revolution’s leader, had already demanded that “unreliable elements” be locked up in concentration camps outside major towns. 2 A string of aristocrats, merchants, and other people defined as potential “enemies” were duly imprisoned. By 1921, there were already eighty-four camps in forty-three provinces, mostly designed to “rehabilitate” these first enemies of the people.

  From 1929, the camps took on a new significance. In that year, Stalin decided to use forced labor both to speed up the Soviet Union’s industrialization, and to excavate the natural resources in the Soviet Union’s barely habitable far north. In that year, the Soviet secret police also began to take control of the Soviet penal system, slowly wresting all of the country’s camps and prisons away from the judicial establishment. Helped along by the mass arrests of 1937 and 1938, the camps entered a period of rapid expansion. By the end of the 1930s, they could be found in every one of the Soviet Union’s twelve time zones.

  Contrary to popular assumption, the Gulag did not cease growing in the 1930s, but rather continued to expand throughout the Second World War and the 1940s, reaching its apex in the early 1950s. By that time the camps had come to play a central role in the Soviet economy. They produced a third of the country’s gold, much of its coal and timber, and a great deal of almost everything else. In the course of the Soviet Union’s existence, at least 476 distinct camp complexes came into being, consisting of thousands of individual camps, each of which contained anywhere from a few hundred to many thousands of people.3 The prisoners worked in almost every industry imaginable—logging, mining, construction, factory work, farming, the designing of airplanes and artillery—and lived, in effect, in a country within a country, almost a separate civilization. The Gulag had its own laws, its own customs, its own morality, even its own slang. It spawned its own literature, its own villains, its own heroes, and it left its mark upon all who passed through it, whether as prisoners or guards. Years after being released, the Gulag’s inhabitants were often able to recognize former inmates on the street simply from “the look in their eyes.”

  Such encounters were frequent, for the camps had a large turnover. Although arrests were constant, so too were releases. Prisoners were freed because they finished their sentences, because they were let into the Red Army, because they were invalids or women with small children, because they had been promoted from captive to guard. As a result, the total number of prisoners in the camps generally hovered around two million, but the total number of Soviet citizens who had some experience of the camps, as political or criminal prisoners, is far higher. From 1929, when the Gulag began its major expansion, until 1953, when Stalin died, the best estimates indicate that some eighteen million people passed through this massive system. About another six million were sent into exile, deported to the Kazakh deserts or the Siberian forests. Legally obliged to remain in their exile villages, they too were forced laborers, even though they did not live behind barbed wire.4

  As a system of mass forced labor involving millions of people, the camps disappeared when Stalin died. Although he had believed all of his life that the Gulag was critical to Soviet economic growth, his political heirs knew well that the camps were, in fact, a source of backwardness and distorted investment. Within days of his death, Stalin’s successors began to dismantle them. Three major rebellions, along with a host of sma
ller but no less dangerous incidents, helped to accelerate the process.

  Nevertheless, the camps did not disappear altogether. Instead, they evolved. Throughout the 1970s and early 1980s, a few of them were redesigned and put to use as prisons for a new generation of democratic activists, anti-Soviet nationalists—and criminals. Thanks to the Soviet dissident network and the international human rights movement, news of these post-Stalinist camps appeared regularly in the West. Gradually, they came to play a role in Cold War diplomacy. Even in the 1980s, the American President, Ronald Reagan, and his Soviet counterpart, Mikhail Gorbachev, were still discussing the Soviet camps. Only in 1987 did Gorbachev—himself the grandson of Gulag prisoners—begin to dissolve the Soviet Union’s political camps altogether.

  Yet although they lasted as long as the Soviet Union itself, and although many millions of people passed through them, the true history of the Soviet Union’s concentration camps was, until recently, not at all well known. By some measures, it is still not known. Even the bare facts recited above, although by now familiar to most Western scholars of Soviet history, have not filtered into Western popular consciousness. “Human knowledge,” once wrote Pierre Rigoulot, the French historian of communism, “doesn’t accumulate like the bricks of a wall, which grows regularly, according to the work of the mason. Its development, but also its stagnation or retreat, depends on the social, cultural and political framework.”5

  One might say that, until now, the social, cultural, and political framework for knowledge of the Gulag has not been in place.

  I first became aware of this problem several years ago, when walking across the Charles Bridge, a major tourist attraction in what was then newly democratic Prague. There were buskers and hustlers along the bridge, and every fifteen feet or so someone was selling precisely what one would expect to find for sale in such a postcard-perfect spot. Paintings of appropriately pretty streets were on display, along with bargain jewelry and “Prague” key chains. Among the bric-a-brac, one could buy Soviet military paraphernalia: caps, badges, belt buckles, and little pins, the tin Lenin and Brezhnev images that Soviet schoolchildren once pinned to their uniforms.