Race and Slavery in the Middle East: An Historical Enquiry

by Bernard Lewis

  This was a new institution in Islam. The patriarchal caliphs, and their successors for more than a hundred years, had no slave praetorian guards, but were protected in their palace by a small force of free Arabs and, under the early Abbasids, freed soldiers and their descendants from Khurasan. Within a remarkably short time, the slave palace guard became the norm for Muslim rulers, and rapidly developed into a slave army, serving both to maintain the ruler in his palace and his capital and, for a sultan, to uphold his imperial authority in the provinces. In the East, slave soldiers were recruited mainly among the Turkish and to a lesser extent among the Iranian peoples of the Eurasian steppe and of Central and inner Asia; in the West, from the Berbers of North Africa and from the Slavs of Europe. Some soldiers, particularly in Egypt and North Africa, were brought from among the black peoples farther south. As the frontiers of Islam steadily expanded through conversion and annexation, the periphery was pushed farther and farther away, and the enslaved barbarians came from ever-remoter regions in Asia, Africa, and, to a very limited extent, Europe.

  Some of these soldiers were captured in wars, raids, and forays. The more usual practice, however, was for them to be purchased, for money, on the Islamic frontiers. It was in this way that Muslims bought and imported the Central Asian Turks who came to constitute the vast majority of eastern Muslim armies. Captured and sold to the Muslims at a very tender age, they were given a careful and elaborate education and training, not only in the military arts but also in the norms of Islamic civilization. From their ranks were drawn the soldiers, then the officers, and finally the commanders of the armies of Islam. From this it was only a step to the ultimate paradox, the slave kings who ruled in Cairo, in Delhi, and in other capitals. Even the Ottomans, though themselves a freeborn imperial dynasty, relied for their infantry on the celebrated slave corps of Janissaries, and most of the sultans were themselves sons of slave mothers.

  Various explanations have been offered for the reliance of Muslim sovereigns on slave armies. An obvious merit of the military slave, for the kings or generals who owned him, was his habit of prompt and unquestioning obedience to orders-a quality less likely to be found among freeborn volunteers or even among conscripts, in the relatively few times and places when conscription was known or feasible before the nineteenth century. Perhaps the most convincing explanation of the growth of the slave armies is the eternal need of autocratic rulers for an armed force which would support and maintain their rule yet neither limit it with intermediate powers nor threaten it with the challenge of opposing loyalties. An army constantly renewed by slaves imported from abroad would form no hereditary nobility; an army manned and commanded by aliens could neither claim nor create any loyalties or bases of support among the local population.

  Such soldiers, it was assumed, would have no loyalty but to their masters, that is, to the monarchs who bought and employed them. But their loyalty, all too often, was to the regiment and to its commanders, many of whom ultimately themselves became kings. The mamluk sultans and emirs who ruled Egypt, Syria, and western Arabia for two-and-a-half centuries, until the Ottoman conquest in 1517, rigorously excluded their own freeborn and locally born offspring from the apparatus of political and military power, including even the sultanate itself. They nevertheless succeeded in maintaining their system for centuries. In part, the common bond of mamluk regiments was ethnic. Many regiments, and the quarters which they inhabited, were based on ethnic and even tribal groups. But in the main, the bond was social rather than racial. At a certain stage in his career, the mamluk was emancipated, and, on becoming a freeman, himself bought and owned mamluks who, rather than his physical sons, were his true successors. The most powerful bond and loyalty, within the mamluk system, was that owed by the slave to his master, and, after manumission, by the freedman to his patron.

  In the military sense, the slave armies were remarkably effective. In the later Middle Ages, it was the mamluks of Egypt who finally defeated and expelled the Crusaders and halted the Mongol advance across the Middle East, the Ottoman Janissary infantry who conquered Southeastern Europe. It was in accordance with the logic of the system that the mamluk armies of Egypt consisted mainly of slaves imported from the Turkish and Circassian peoples of the Black Sea area, while the Ottoman Janissaries were recruited mainly from the Slavic and Albanian populations of the Balkans.

  Ibn Khaldun, surely the greatest of all Arab historians, writing in the fourteenth century, saw in the coming of the Turks and in the institution of slavery by which they came, the manifestation of God's providential concern for the safety and survival of the Muslim state and people:

  When the [Abbasid] state was drowned in decadence and luxury ... and overthrown by the heathen Tatars ... because the people of the faith had become deficient in energy and reluctant to rally in defense ... then it was God's benevolence that He rescued the faith by reviving its dying breath and restoring the unity of the Muslims in the Egyptian realms.... He did this by sending to the Muslims, from among this Turkish nation and its great and numerous tribes, rulers to defend them and utterly loyal helpers, who were brought ... to the House of Islam under the rule of slavery, which hides in itself a divine blessing. By means of slavery they learn glory and blessing and are exposed to divine providence; cured by slavery, they enter the Muslim religion with the firm resolve of true believers and yet with nomadic virtues unsullied by debased nature, unadulterated by the filth of pleasure, undefiled by ways of civilized living, and with their ardor unbroken by the profusion of luxury.... Thus one intake comes after another and generation follows generation, and Islam rejoices in the benefit which it gains through them, and the branches of the kingdom flourish with the freshness of youth."

  Most of the military slaves of Islam were white-Turks and Caucasians in the East, Slavs and other Europeans in the West. Black military slaves were, however, not unknown and indeed at certain periods were of importance. Individual black fighting men, both slaves and free, are mentioned as having participated in raiding and warfare in pre-Islamic and early Islamic times. According to the biographies and histories of the Prophet, there were several blacks, both in his army and in the armies of his pagan enemies. One of them, called Wahshi, an Ethiopian slave, distinguished himself in the battles against the Prophet at Uhud and at the Ditch; and later, after the Muslim capture of Mecca, he fought for the Muslims in the wars that followed the death of the Prophet. Black soldiers appear occasionally in early Abbasid times,"' and after the slave rebellion in southern Iraq, in which blacks displayed terrifying military prowess, they were recruited into the infantry corps of the caliphs in Baghdad. Ahmad b. Tulun (d. 884), the first independent ruler of Muslim Egypt, relied very heavily on black slaves, probably Nubians, for his armed forces; at his death he is said to have left, among other possessions, twentyfour thousand white mamluks and forty-five thousand blacks." These were organized in separate corps, and accommodated in separate quarters at the military cantonments.''` When Khumarawayh, the son and successor of Ahmad ibn Tulun, rode in procession, he was followed, according to a chronicler, by a thousand black guards

  wearing black cloaks and black turbans, so that a watcher could fancy them to be a black sea spreading over the face of the earth, because of the blackness of their color and of their garments. With the glitter of their shields, of the chasing on their swords, and of the helmets under their turbans, they made a really splendid sight.13

  The black troops were the most faithful supporters of the dynasty, and shared its fate. When the Tulunids were overthrown at the beginning of 905, the restoration of caliphal authority was followed by a massacre of the black infantry and the burning of their quarters:

  Then the cavalry turned against the cantonments of the Tulunid blacks, seized as many of them as they could, and took them to Muhammad ibn Sulayman the new governor sent by the caliph]. He was on horseback, amid his escort. He gave orders to slaughter them, and they were slaughtered in his presence like sheep.14

  A similar fate
befell the black infantry in Baghdad in 930, when they were attacked and massacred by the white cavalry, with the help of other troops and of the populace, and their quarters burned.15 Thereafter, black soldiers virtually disappear from the armies of the eastern caliphate.

  In Egypt, the manpower resources of Nubia were too good to neglect, and the traffic down the Nile continued to provide slaves for military as well as other purposes. Black soldiers served the various rulers of medieval Egypt. and under the Fatimid caliphs of Cairo black regiments, known as Abid al- Shird', "the slaves by purchase," formed an important part of the military establishment. They were particularly prominent in the mid-eleventh century, during the reign of al-Mustansir, when for a while the real ruler of Egypt was the caliph's mother, a Sudanese slave woman of remarkable strength of character. There were frequent clashes between black regiments and those of other races and occasional friction with the civil population. One such incident occurred in 1021, when the Caliph al-Hakim sent his black troops against the people of Fustat (old Cairo), and the white troops joined forces to defend them. A contemporary chronicler of these events describes an orgy of burning, plunder, and rape.' In 1062 and again in 1067 the black troops were defeated by their white colleagues in pitched battles and driven out of Cairo to Upper Egypt. Later they returned, and played a role of some importance under the last Fatimid caliphs.

  With the fall of the Fatimids, the black troops again paid the price of their loyalty. Among the most faithful supporters of the Fatimid Caliphate, they were also among the last to resist its overthrow by Saladin, ostensibly the caliph's vizier but in fact the new master of Egypt. By the time of the last Fatimid caliph, al-'Adid, the blacks had achieved a position of power. The black eunuchs wielded great influence in the palace; the black troops formed a major element in the Fatimid army. It was natural that they should resist the vizier's encroachments. In 1169 Saladin learned of a plot by the caliph's chief black eunuch to remove him, allegedly in collusion with the Crusaders in Palestine. Saladin acted swiftly; the offender was seized and decapitated and replaced in his office by a white eunuch. The other black eunuchs of the caliph's palace were also dismissed. The black troops in Cairo were infuriated by this summary execution of one whom they regarded as their spokesman and defender. Moved, according to a chronicler, by "racial solidarity" (jinsiyya)," they prepared for battle. In two hot August days, an estimated fifty thousand blacks fought against Saladin's army in the area between the two palaces, of the caliph and the vizier.

  Two reasons are given for their defeat. One was their betrayal by the Fatimid Caliph al-`Adid, whose cause they believed they were defending against the usurping vizier:

  Al-'Adid had gone up to his belvedere tower, to watch the battle between the palaces. It is said that he ordered the men in the palace to shoot arrows and throw stones at [Saladin's] troops, and they did so. Others say that this was not done by his choice. Shams al-Dawla [Saladin's brother] sent naphtha-throwers to burn down al-'Adid's belvedere. One of them was about to do this when the door of the belvedere tower opened and out came a caliphal aide, who said: "The Commander of the Faithful greets Shams al-Dawla, and says: `Beware of the [black] slave dogs! Drive them out of the country!' " The blacks were sustained by the belief that al-'Adid was pleased with what they did. When they heard this, their strength was sapped, their courage waned, and they fled.'8

  The other reason, it is said, was an attack on their homes. During the battle between the palaces, Saladin sent a detachment to the black quarters, with instructions "to burn them down on their possessions and their children." Learning of this, the blacks tried to break off the battle and return to their families but were caught in the streets and destroyed. This encounter is variously known in Arabic annals as "the Battle of the Blacks" and "the Battle of the Slaves."" Though the conflict was not primarily racial, it acquired a racial aspect, which is reflected in some of the verses composed in honor of Saladin's victory. Maqrizi, in a comment on this episode, complains of the power and arrogance of the blacks:

  If they had a grievance against a vizier, they killed him; and they caused much damage by stretching out their hands against the property and families of the people. When their outrages were many and their misdeeds increased. God destroyed them for their sins.20

  Sporadic resistance by groups of black soldiers continued, but was finally crushed after a few years. While the white units of the Fatimid army were incorporated by Saladin in his own forces, the blacks were not. The black regiments were disbanded, and black fighting men did not reappear in the armies of Egypt for centuries. Under the mamluk sultans, blacks were employed in the army in a menial role, as servants of the knights.2' There was a clear distinction between these servants, who were black and slaves, and the knights' orderlies and grooms, who were white and free.

  Though black slaves no longer served as soldiers in Egypt, they still fought occasionally-as rebels or rioters. In 1260, during the transition from the Ayyubid to the mamluk sultanate, black stableboys and some others seized horses and weapons, and staged a minor insurrection in Cairo. They proclaimed their allegiance to the Fatimids and followed a religious leader who "incited them to rise against the people of the state; he granted them fiefs and wrote them deeds of assignment."

  The end was swift: "When they rebelled during the night, the troops rode in, surrounded them, and shackled them; by morning they were crucified outside the Zuwayla gate.""

  The same desire among the slaves to emulate the forms and trappings of the mamluk state is expressed in a more striking form in an incident in 1446, when some five hundred slaves, tending their masters' horses in the pasturages outside Cairo, took arms and set up a miniature state and court of their own. One of them was called sultan and was installed on a throne in a carpeted pavilion; others were dignified with the titles of the chief officers of the mamluk court, including the vizier, the commander in chief, and even the governors of Damascus and Aleppo. They raided grain caravans and other traffic and were even willing to buy the freedom of a colleague. They succumbed to internal dissensions. Their "sultan" was challenged by another claimant, and in the ensuing struggles the revolt was suppressed. Many of the slaves were recaptured and the rest fled.23

  Toward the end of the fifteenth century, black slaves were admitted to units using firearms-a socially despised weapon in the mamluk knightly society. When a sultan tried to show some favor to his black arquebusiers, he provoked violent antagonism from the mamluk knights, which he was not able to resist. In 1498 "a great disturbance occurred in Cairo." The sultan (according to the chronicler) had outraged the mamluks by conferring two boons on a black slave called Farajallah, chief of the firearms personnel in the citadelfirst, giving him a white Circassian slave girl from the palace as wife, and second, granting him a short-sleeved tunic, a characteristic garment of the mamluks:

  On beholding this spectacle [says the chronicler] the Royal mamluks expressed their disapproval to the sultan, and they put on their ... armour . . . and armed themselves with their full equipment. A battle broke out between them and the black slaves, who numbered about five hundred. The black slaves ran away and gathered again in the towers of the citadel and fired at the Royal mamluks. The Royal mamluks marched on them, killing Farajallah and about fifty of the black slaves; the rest fled; two Royal mamluks were killed. Then the emirs and the sultan's maternal uncle, the Great Dawadar, met the sultan and told him: "We disapprove of these acts of yours [and if you persist in them, it would be better for you to] ride by night in the narrow by-streets and go away together with those black slaves to far-off places!" The sultan answered: "I shall desist from this, and these black slaves will be sold to the Turkmans."24

  In the Islamic West black slave troops were more frequent, and sometimes even included cavalry-something virtually unknown in the East. The first emir of Cordova, `Abd al-Rahman I, is said to have kept a large personal guard of black troops; and black military slaves were used, especially to maintain order, by his successors. B
lack units, probably recruited by purchase via Zawila in Fezzan (now southern Libya), figure in the armies of the rulers of Tunisia between the ninth and eleventh centuries.25 Black troops became important from the seventeenth century, after the Moroccan military expansion into the Western Sudan. The Moroccan Sultan Mawlay Ismail (16721727) had an army of black slaves, said to number 250,000. The nucleus of this army was provided by the conscription or compulsory purchase of all male blacks in Morocco; it was supplemented by levies on the slaves and serfs of the Saharan tribes and slave raids into southern Mauritania. These soldiers were mated with black slave girls, to produce the next generation of male soldiers and female servants. The youngsters began training at ten and were mated at fifteen.26 After the sultan's death in 1727, a period of anarchic internal struggles followed, which some contemporaries describe as a conflict between blacks and whites. The philosopher David Hume, writing at about the same time, saw such a conflict as absurd and comic, and used it to throw ridicule on all sectarian and factional strife:

  The civil wars which arose some few years ago in Morocco between the Blacks and Whites, merely on account of their complexion, are founded on a pleasant difference. We laugh at them; but, I believe, were things rightly examined, we afford much more occasion of ridicule to the Moors. For, what are all the wars of religion, which have prevailed in this polite and knowing part of the world? They are certainly more absurd than the Moorish civil wars. The difference of complexion is a sensible and a real difference; but the controversy about an article of faith, which is utterly absurd and unintelligible, is not a difference in sentiment, but in a few phrases and expressions, which one party accepts of without understanding them, and the other refuses in the same manner... . Besides, I do not find that the Whites in Morocco ever imposed on the Blacks any necessity of altering their complexion . . . nor have the Blacks been more unreasonable in this particular.27