The Dead Hand

by David E. Hoffman

  On November 19, Ashton B. Carter, the Harvard physicist, came to Nunn’s office for a brainstorming session, along with Lugar; William J. Perry of Stanford University, who had been examining the Soviet military-industrial complex; David Hamburg of the Carnegie Corporation of New York; and John Steinbrunner of the Brookings Institution. Carter drove home the point that a Soviet collapse, now clearly visible from the daily news reports coming out of Moscow, was an immense security threat. “This is completely unprecedented,” Carter recalled saying. “Never before has a nuclear power disintegrated.” Carter had just completed a study of the potential dangers, Soviet Nuclear Fission: Control of the Nuclear Arsenal in a Disintegrating Soviet Union, and it was a snapshot of the frightening dilemma that Nunn and others confronted at the time. The study pointed out that nobody really knew what lurked behind the curtain of Soviet secrecy on nuclear weapons. But, the study warned, there were “three cardinal dangers”: the dispersal of control over nuclear weapons to different republics; the chance that weapons, components or fissile materials “will fall into unauthorized hands;” and the possibility that outside groups, including terrorists and other nations, might seek to obtain weapons, materials or knowledge from the chaotic Soviet complex, “through theft or sale.” While Nunn feared a rogue general grabbing control of the launch system, Carter responded that the threat was “all kinds of motives, all kinds of people, the wayward general to the wayward scientist to the wayward clerk, custodian and sergeant.” The next day, November 20, Lugar announced his support for immediate action on legislation in a floor speech. He decried the “quarrelsome” mood in Congress in the face of “strategic danger” to the country. “Nuclear weapons do not simply fade away; they must be disabled, dismantled and destroyed,” he said.

  On November 21, at an 8 A.M. breakfast, Nunn brought sixteen senators from both parties to the Senate Armed Services committee room, where the trillions of defense spending had been authorized over the years. He told them what he had seen in Moscow and turned the floor over to Carter, who delivered a presentation without notes. Carter said command and control over nuclear weapons could not be isolated from the troubles of society. “It’s not something that you can take for granted, that it’s all wired up in some way, and it will be okay,” Carter recalled telling the senators.23 The clarity of his presentation had an instant impact. The addition of Lugar was critical. Within days, Nunn and Lugar had turned around the Senate and gathered the votes for new legislation to set aside $500 million to deal with the Soviet nuclear dangers. The outcome was a remarkable and rare example of foreign policy leadership by Congress. The Bush administration was indifferent. Ross, who was the State Department’s policy planning director, said he saw the need but recalled a sense of fatigue and exhaustion in the administration; they had just been through the Gulf War and the Middle East peace conference, and could not summon the energy for another major initiative. There was also a lingering Cold War mind-set, especially at the Defense Department under Secretary Dick Cheney. Carter recalled making a presentation of his concerns to Donald Atwood, deputy secretary of defense. “His position was very clear, which was that we had spent 50 years trying to impoverish these people, and we’d finally done it, and at this moment you want to assist?” Carter recalled. “In fact, Don had a phrase, which was freefall. He wanted them in freefall. And I felt that freefall was not safe. It was not a safe position given that they had nuclear weapons.”

  Visiting Bush at the White House, Nunn and Lugar found him ambivalent. “I remember that he wasn’t saying no,” Nunn said. “He just was very cool to the whole idea. I think he was sensing the political dangers of it.” While Bush stood on the sidelines, Congress moved swiftly. The Senate approved the Nunn-Lugar bill by a vote of 86–8. Later, the total was reduced to $400 million, and it passed the House by a voice vote. To secure enough support, the legislation did not mandate that the United States spend the money, it only said the administration could. It did not require that it be new money, but rather funds shifted from other programs.

  Bush’s cautious national security adviser, Brent Scowcroft, shrugged at the prospect that there would be more than one finger on the nuclear trigger. After all the years of the Soviet Union as the singular source of danger, he thought it wouldn’t hurt if the central command and control were broken up into several smaller nuclear powers.24 But Baker, the secretary of state, was more alarmed than others about the prospect of nuclear bedlam after a Soviet crackup. “I wanted to make sure we didn’t have a proliferation of nuclear weapons states,” he recalled. “The more nuclear weapons you have, the less stability you have. The more chance of accidental launches, and all the rest of it, or just having little countries that have nukes, like Pakistan, getting pissed at India and letting loose.”25

  On December 1, voters in Ukraine approved a referendum on independence. Then, on December 8, at Belovezhskaya Pushcha, a hunting resort outside the city of Brest in Belarus, Yeltsin and the leaders of Ukraine and Belarus declared the Soviet Union dissolved and formed a new Commonwealth of Independent States without telling Gorbachev. The collapse of the center was accelerated by Yeltsin’s fierce determination to wrest power from Gorbachev. Back in Moscow, Yeltsin went to the Soviet defense ministry in a conspicuous effort to woo the military. Baker recalled, “These moves were the stuff of a geopolitical nightmare. Two Kremlin heavyweights, jockeying for political power, calling on the army to follow them, and raising the specter of civil war—with nuclear weapons thrown into the mix.” The situation was so unsettled that Baker, due to give a speech at Princeton on December 12, could not decide what to call the dying Soviet Union. In the end, he settled for the awkward phrase “Russia, Ukraine, the republics, and any common entities.” Baker said in the speech, “If, during the Cold War, we spent trillions of dollars on missiles and bombers to destroy Soviet nuclear weapons in time of war, surely now we can spend just millions of dollars to actually destroy and help control those same nuclear weapons in time of peace.”26 Bush signed the Nunn-Lugar bill the same day.

  The worst fears of Nunn, Baker and others were that loose nukes, fast money and a weak state would all come together, perhaps in some kind of proliferation-for-profit syndicate. A glimpse of this possibility materialized at 15 Ulitsa Varvarka, a pleasant street near the old Central Committee offices in the heart of Moscow. There, the International Chetek Corporation opened a makeshift but bustling one-room office in 1991. The name of the company was derived from the Russian words for man, chelovek, technologies, tekhnologii, and capital, kapital. The capital came from several leading enterprises in the military-industrial complex, including Arzamas-16, the nuclear weapons design laboratory based in the closed city of Sarov, 233 miles east of Moscow, where the Soviet Union had first developed a nuclear weapon and Andrei Sakharov had worked on the hydrogen bomb. Chetek was offering to sell a special service: underground nuclear explosions to destroy chemical and toxic industrial wastes, munitions, nuclear reactors or anything else by incinerating it with thermonuclear blasts two thousand feet underground—for a fee.27

  This was the first known case of Soviet weapons scientists seeking to privatize their knowledge. A frequent booster of the enterprise in 1991 was Viktor Mikhailov, the chain-smoking deputy atomic energy minister, who had visited Washington in October, warning of the need to build safe storage for nuclear warheads. Mikhailov had spent years in the Soviet nuclear-testing program. Peaceful nuclear explosions—using blasts for digging canals, mining or other purposes besides war—had been carried out by both the United States and Soviet Union, but eventually discarded, in part because of environmental hazards.28 The last Soviet explosion was in 1988. What was startling about Chetek was the idea that nuclear explosions were for sale from a weapons laboratory.

  In December, a group of American experts on arms control and nuclear weapons arrived in Moscow for a joint workshop with Soviet specialists on warhead verification and dismantlement. On their first night, they were surprised to find that Chetek w
as hosting a banquet for them at a former Communist Party training school. The toastmaster was Alexei Leonov, a commander of the joint Apollo-Soyuz missions in the 1970s and the first Soviet cosmonaut to walk in space. Mikhailov was there, too, along with officials from Arzamas-16. On entering the banquet room, each member of the delegation was handed a plastic bag containing small souvenirs and a press release, at the top of which was printed both the name of the private company and the government ministry. Mikhailov signed as deputy atomic energy minister, along with Vladimir Dmitriev, president of Chetek. The press release was defensive in tone—responding to news reports about Chetek’s activities in recent months—but it also confirmed some of the worst fears of the Americans. It said that Chetek had signed a deal with Arzamas to use nuclear explosions for the destruction of highly toxic industrial wastes. And the nuclear devices? Just to be clear, Chetek “did not have, does not have, and can not have access to nuclear devices, their components or any knowledge about them.” The press release said that “practical work” in nuclear weapons would still be done by the government.29

  When they entered the hall, the Americans saw right away what was happening. “Various elements of the national security establishment were maneuvering to privatize themselves and go into business,” recalled Christopher E. Paine, of the Natural Resources Defense Council, who attended. “The elements of the Soviet state that you would almost least expect to be rushing into business were in fact the ones that were doing it, and trying to earn a buck off whatever asset they had, including surplus nuclear weapons. A lot of the people we met from the weapons laboratories were kind of innocent in a strange way, innocent in the ways of the world. They lived in this bubble all of their lives, and they didn’t have an idea of business, they didn’t know what it was.”

  One of the Soviet officials at the banquet was Alexander Tchernyshev, who had worked for many years with Mikhailov on Soviet nuclear tests. Tchernyshev headed an office at Arzamas-16, but also represented Chetek. It was hard to see where the government-operated nuclear weapons laboratory ended and the private company began. Tchernyshev presented the Americans with a Chetek business card that also carried his Arzamas affiliation.

  When Fred Hiatt of the Washington Post went to the Chetek offices in Moscow a few weeks later, he interviewed Tchernyshev, who explained that the nuclear weapons establishment, long hidden behind barbed wire in closed cities, was falling on hard times with the collapse of the Soviet economy. “Representatives of our institute are running around the region looking for food, but everything is for barter,” he said. “Does it mean we will have to trade bombs for meat? It’s absurd.”30

  According to its advertising literature, Chetek planned to bring in clients and finance the research for blasting the wastes, while the government would actually handle the explosions. The first demonstration was planned for 1992 at Novaya Zemlya, the Soviet nuclear weapons testing range in the Arctic. In the end, Chetek never carried out the demonstration because of a test ban that remained in place, but it was an early and ominous example of what could happen if desperate weapons scientists went into business. It was also a harbinger of a phenomenon that would spread like wildfire in Russia in the 1990s: the hijacking of state resources and expertise for private gain.

  As the Soviet economy nose-dived in the autumn of 1991, Nunn and others wondered whether the gargantuan Soviet military-industrial complex could be transformed to serve the civilian economy. This idea was known as “defense conversion” and Gorbachev once harbored great hopes for it: retooling tank factories, shipyards and missile design bureaus to churn out refrigerators, washing machines and computers. Gorbachev had first begun to push for conversion in earnest after his United Nations speech in 1988, but it proved difficult to convert swords to plowshares. The military and its complex of factories stiffly resisted. Typical was Alexander Sarkisov, chief engine designer for Soviet fighter jets. “Look, in the world market, a kilo of a modern fighter plane costs over $2,000, and a kilo of saucepans, $1.” It didn’t make sense, he added, to switch from jet fighters to saucepans. Some defense factories made shoddy civilian goods; others simply atrophied.31

  In the end, Gorbachev ran out of time. By late 1991, the radical reformers around Yeltsin were determined to make the leap toward free markets and destroy the Soviet state. In a landmark speech October 28, Yeltsin said he would set prices free, and pledged “deep conversion,” shutting down defense enterprises altogether and converting others totally to civilian purposes. The new market system, just taking shape, injected yet another wild card into the chaos of the reverse arms race. For decades, the sprawling military-industrial complex was dependent on the state, fed subsidies from the center and protected by the Communist Party. Factory bosses did not worry about prices, markets or efficiency. But now, they had to rethink everything: not only how to reengineer themselves to construct a washing machine, but how to accomplish it in an entirely different and unfamiliar economic system, without subsidies and without the godfathers of the party. The CIA produced a classified report in early October that captured all the doubts: “Soviet Defense Industry: Confronting Ruin.”32

  On a freezing day in the remote industrial city of Perm, William F. Burns got a glimpse of the reality, and it was not promising. A retired army major general, Burns had served as an arms control negotiator, and later director of the Arms Control and Disarmament Agency at the State Department.33 In December 1991, the National Academy of Sciences sent him to examine Soviet defense factories and evaluate their potential for conversion. “The whole point was to see if this was an irreversible transition, or whether it was just sort of a sideline,” he said. Burns toured a decrepit former munitions factory in Perm where the managers were trying to manufacture bicycles. Inside the U-shaped building, low-wattage electric lightbulbs hung from the ceiling, the factory floor was cold, workers were dressed in winter clothes, wearing gloves with their fingers protruding, as bicycle parts moved about on a conveyor that used to hold 203-mm artillery projectiles.

  As Burns recalled later, the factory manager didn’t have a clue what would happen to the bicycles. Rather plaintively, he asked Burns if they might sell in the United States. Burns thought to himself the primitive bicycles looked like his own bike when he was eight years old in 1940. “He was trying to be a western businessman,” Burns recalled of the manager, “but he didn’t know the language.”

  Burns asked what price the manager would set for the bicycles. “Three hundred eighty rubles,” he replied.

  “How did you arrive at the price?” Burns asked.

  “Well, I did it the capitalist way,” the manager replied. “I added up the cost of production. I added up the wages and divided by the number of bicycles. It comes to 380 rubles.” He smiled, Burns recalled, pleased with himself.

  “Well, how about investment?” Burns asked.

  “Investment?” the manager replied. “What is investment?”

  “What about profit?” Burns asked. “If you are trying to run a business the capitalist way, then profit is a very important thing.”

  “How do you calculate the profit?” the manager asked.34

  At Obolensk, Sergei Popov sat in his office, depressed. He had given the system years and years of his best efforts, but by 1991, government funding was running out. Salaries were paid late, or paid in kind with sugar, or eggs from a local poultry farm. Biopreparat was no longer isolated from the economic collapse in the rest of the country. The scientists were told by the government to convert to civilian research.

  Popov felt fortunate that his laboratory could generate some ideas for projects beyond biological weapons, but he knew others who could not. “It was just impossible if you dealt with anthrax or plague weaponization,” he remembered. “What could you suggest would be the practical purpose?” Popov joined a cooperative, the pioneering, small private businesses created by Gorbachev’s reforms. They developed a microbial powder for veterinary use, using the facilities at Obolensk. Instead of growing pla
gue or other pathogens, they cultivated intestinal bacteria and sold it as a supplement to cattle and chicken feed. They made a profit right away, since their overhead was free. Popov also created a new variety of interferon that could boost the immune system response against viruses. “We found it could be a good additive to chicken feed, because chickens suffered heavily from viral infections,” he said. They could even aerosolize the preparation to spray whole poultry houses, just as they had considered doing with biological weapons. Popov applied for a patent.

  In the laboratories, the weapons research lapsed into a twilight zone. It wasn’t stopped, but as scientists struggled to survive, they spent less time creating agents for the military. Popov said he was “almost completely refocused” on trying to make ends meet. “We were still under serious restrictions. We could not tell anybody what we did before. We could not disclose our secrets. But the overall situation was that nobody cared very much about it anymore.” Popov and his wife planted potatoes and vegetables, picked forest mushrooms and ferns. One winter day, wolves attacked and killed rabbits being kept for biological weapons experiments at the laboratory. The wolves didn’t eat the rabbits, just killed them for sport, and left an awful scene, spattered with blood. Popov gathered them up, skinned them and put them in the freezer to feed his family.

  Then the chicken feed business collapsed. “It ended very suddenly because these farms had no money to feed chickens at all,” he said. “There was no sense adding anything to the chicken feed, because there was no money. It was a time of financial crisis, cash was in short supply, nobody paid anybody. There was a bank crisis and no honest business had a chance to survive. The cooperatives and those poultry farms went bankrupt simply because there was no means to pay, and no means to get a profit.”