The Basic Works of Aristotle (Modern Library Classics)
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As regards the Diction, one subject for inquiry under this head is the turns given to the language when spoken; e. g. the difference between command and prayer, (10) simple statement and threat, question and answer, and so forth. The theory of such matters, however, belongs to Elocution and the professors of that art. Whether the poet knows these things or not, his art as a poet is never seriously criticized on that account. (15) What fault can one see in Homer’s ‘Sing of the wrath, Goddess’?—which Protagoras has criticized as being a command where a prayer was meant, since to bid one do or not do, he tells us, is a command. Let us pass over this, then, as appertaining to another art, and not to that of poetry.
20 The Diction viewed as a whole is made up of the following parts: the Letter (or ultimate element), (20) the Syllable, the Conjunction, the Article, the Noun, the Verb, the Case, and the Speech. (1) The Letter is an indivisible sound of a particular kind, one that may become a factor in an intelligible sound. Indivisible sounds are uttered by the brutes also, but no one of these is a Letter in our sense of the term. These elementary sounds are either vowels, semi-vowels, (25) or mutes. A vowel is a Letter having an audible sound without the addition of another Letter. A semi-vowel, one having an audible sound by the addition of another Letter; e. g. S and R. A mute, one having no sound at all by itself, but becoming audible by an addition, that of one of the Letters which have a sound of some sort of their own; e. g. (30) G and D. The Letters differ in various ways: as produced by different conformations or in different regions of the mouth; as aspirated, not aspirated, or sometimes one and sometimes the other; as long, short, or of variable quantity; and further as having an acute, grave, or intermediate accent. The details of these matters we must leave to the metricians. (2) A Syllable is a non-significant composite sound, (35) made up of a mute and a Letter having a sound (a vowel or semi-vowel); for GR, without an A, is just as much a Syllable as GRA, with an A. The various forms of the Syllable also belong to the theory of metre. [1457a] (3) A Conjunction is (a) a non-significant sound which, when one significant sound is formable out of several, neither hinders nor aids the union, and which, if the Speech thus formed stands by itself (apart from other Speeches), must not be inserted at the beginning of it; e. g. . Or (b) a non-significant sound capable of combining two or more significant sounds into one; e. g. &c. (5) (4) An Article is a non-significant sound marking the beginning, end, or dividing-point of a Speech, its natural place being either at the extremities or in the middle. (5) A Noun or name is a composite significant sound not involving the idea of time, (10) with parts which have no significance by themselves in it. It is to be remembered that in a compound we do not think of the parts as having a significance also by themselves; in the name ‘Theodorus’, for instance, the means nothing to us. (6) A Verb is a composite significant sound involving the idea of time, with parts which (just as in the Noun) have no significance by themselves in it. (15) Whereas the word ‘man’ or ‘white’ does not imply when, ‘walks’ and ‘has walked,’ involve in addition to the idea of walking that of time present or time past. (7) A Case of a Noun or Verb is when the word means ‘of’ or ‘to’ a thing, (20) and so forth, or for one or many (e. g. ‘man’ and ‘men’); or it may consist merely in the mode of utterance, e. g. in question, command, &c. ‘Walked?’ and ‘Walk!’ are Cases of the verb ‘to walk’ of this last kind. (8) A Speech is a composite significant sound, some of the parts of which have a certain significance by themselves. It may be observed that a Speech is not always made up of Noun and Verb; it may be without a Verb, (25) like the definition of man; but it will always have some part with a certain significance by itself. In the Speech ‘Cleon walks’, ‘Cleon’ is an instance of such a part. A Speech is said to be one in two ways, either as signifying one thing, or as a union of several Speeches made into one by conjunction. Thus the Illiad is one Speech by conjunction of several; and the definition of man is one through its signifying one thing. (30)
21 Nouns are of two kinds, either (1) simple, i. e. made up of non-significant parts, like the word , or (2) double; in the latter case the word may be made up either of a significant and a non-significant part (a distinction which disappears in the compound), (35) or of two significant parts. It is possible also to have triple, quadruple, or higher compounds, like most of our amplified names; e. g. ‘Hermocaïcoxanthus’ and the like.
[1457b] Whatever its structure, a Noun must always be either (1) the ordinary word for the thing, or (2) a strange word, or (3) a metaphor, or (4) an ornamental word, or (5) a coined word, or (6) a word lengthened out, or (7) curtailed, or (8) altered in form. By the ordinary word I mean that in general use in a country; and by a strange word, one in use elsewhere. So that the same word may obviously be at once strange and ordinary, (5) though not in reference to the same people; , for instance, is an ordinary word in Cyprus, and a strange word with us. Metaphor consists in giving the thing a name that belongs to something else; the transference being either from genus to species, or from species to genus, or from species to species, or on grounds of analogy. That from genus to species is exemplified in ‘Here stands my ship’;42 for lying at anchor is the ‘standing’ of a particular kind of thing. (10) That from species to genus in ‘Truly ten thousand good deeds has Ulysses wrought’,43 where ‘ten thousand’, which is a particular large number, is put in place of the generic ‘a large number’. That from species to species in ‘Drawing the life with the bronze’,44 and in ‘Severing with the enduring bronze’;44 where the poet uses ‘draw’ in the sense of ‘sever’ and ‘sever’ in that of ‘draw’, (15) both words meaning to ‘take away’ something. That from analogy is possible whenever there are four terms so related that the second (B) is to the first (A), as the fourth (D) to the third (C); for one may then metaphorically put D in lieu of B, and B in lieu of D. Now and then, too, they qualify the metaphor by adding on to it that to which the word it supplants is relative. (20) Thus a cup (B) is in relation to Dionysus (A) what a shield (D) is to Ares (C). The cup accordingly will be metaphorically described as the ‘shield of Dionysus’ (D + A), and the shield as the ‘cup of Ares’45 (B + C). Or to take another instance: As old age (D) is to life (C), so is evening (B) to day (A). One will accordingly describe evening (B) as the ‘old age of the day’ (D + A)—or by the Empedoclean equivalent; and old age (D) as the ‘evening’46 or ‘sunset of life’47 (B + C). It may be that some of the terms thus related have no special name of their own, (25) but for all that they will be metaphorically described in just the same way. Thus to cast forth seed-corn is called ‘sowing’; but to cast forth its flame, as said of the sun, has no special name. This nameless act (B), however, stands in just the same relation to its object, sunlight (A), as sowing (D) to the seed-corn (C). Hence the expression in the poet, ‘sowing around a god-created flame’48 (D + A). There is also another form of qualified metaphor. (30) Having given the thing the alien name, one may by a negative addition deny of it one of the attributes naturally associated with its new name. An instance of this would be to call the shield not the ‘cup of Ares’, as in the former case, but a ‘cup that holds no wine’ …. A coined word is a name which, being quite unknown among a people, is given by the poet himself; e. g. (for there are some words that seem to be of this origin) for horns, and for priest.49 A word is said to be lengthened out, (35) when it has a short vowel made long, or an extra syllable inserted; e. g. . [1458a] It is said to be curtailed, when it has lost a part; e. g. and .50 It is an altered word, (5) when part is left as it was and part is of the poet’s making; e. g. in .51
The Nouns themselves (to whatever class they may belong) are either masculines, feminines, or intermediates (neuter). All ending in N, P, Σ, or in the two compounds of this last, Ψ and , (10) are masculines. All ending in the invariably long vowels, H and Ω, and in A among the vowels that may be long, are feminines. So that there is an equal number of masculine and feminine terminations, as Ψ and are the same as Σ, and need not be counted. There is no Noun, (15) however, end
ing in a mute or in either of the two short vowels, E and O. Only three () end in I and five in γ. The intermediates, or neuters, end in the variable vowels or in N, P, Σ.
22 The perfection of Diction is for it to be at once clear and not mean. The clearest indeed is that made up of the ordinary words for things, (20) but it is mean, as is shown by the poetry of Cleophon and Sthenelus. On the other hand the Diction becomes distinguished and non-prosaic by the use of unfamiliar terms, i. e. strange words, metaphors, lengthened forms, and everything that deviates from the ordinary modes of speech.—But a whole statement in such terms will be either a riddle or a barbarism, (25) a riddle, if made up of metaphors, a barbarism, if made up of strange words. The very nature indeed of a riddle is this, to describe a fact in an impossible combination of words (which cannot be done with the real names for things, but can be with their metaphorical substitutes); e. g. ‘I saw a man glue brass on another with fire’,52 (30) and the like. The corresponding use of strange words results in a barbarism.—A certain admixture, accordingly, of unfamiliar terms is necessary. These, the strange word, the metaphor, the ornamental equivalent, &c., will save the language from seeming mean and prosaic, while the ordinary words in it will secure the requisite clearness. [1458b] What helps most, however, to render the Diction at once clear and non-prosaic is the use of the lengthened, curtailed, and altered forms of words. Their deviation from the ordinary words will, by making the language unlike that in general use, give it a non-prosaic appearance; and their having much in common with the words in general use will give it the quality of clearness. (5) It is not right, then, to condemn these modes of speech, and ridicule the poet for using them, as some have done; e. g. the elder Euclid, who said it was easy to make poetry if one were to be allowed to lengthen the words in the statement itself as much as one likes—a procedure he caricatured by reading as verses. (10) A too apparent use of these licences has certainly a ludicrous effect, but they are not alone in that; the rule of moderation applies to all the constituents of the poetic vocabulary; even with metaphors, strange words, and the rest, the effect will be the same, if one uses them improperly and with a view to provoking laughter. The proper use of them is a very different thing. (15) To realize the difference one should take an epic verse and see how it reads when the normal words are introduced. The same should be done too with the strange word, the metaphor, and the rest; for one has only to put the ordinary words in their place to see the truth of what we are saying. The same iambic, for instance, is found in Aeschylus and Euripides, and as it stands in the former it is a poor line; whereas Euripides, by the change of a single word, (20) the substitution of a strange for what is by usage the ordinary word, has made it seem a fine one. Aeschylus having said in his Philoctetes:
Euripides has merely altered the here into . Or suppose
53
to be altered, (25) by the substitution of the ordinary words, into
Or the line
54
into
Or 55 into Add to this that Ariphrades used to ridicule the tragedians for introducing expressions unknown in the language of common life, (30) (for ), ,56 (for ), and the like. [1459a] The mere fact of their not being in ordinary speech gives the Diction a non-prosaic character; but Ariphrades was unaware of that. It is a great thing, indeed, to make a proper use of these poetical forms, as also of compounds and strange words. But the greatest thing by far is to be a master of metaphor. (5) It is the one thing that cannot be learnt from others; and it is also a sign of genius, since a good metaphor implies an intuitive perception of the similarity in dissimilars.
Of the kinds of words we have enumerated it may be observed that compounds are most in place in the dithyramb, (10) strange words in heroic, and metaphors in iambic poetry. Heroic poetry, indeed, may avail itself of them all. But in iambic verse, which models itself as far as possible on the spoken language, only those kinds of words are in place which are allowable also in an oration, i. e. the ordinary word, the metaphor, and the ornamental equivalent.
Let this, (15) then, suffice as an account of Tragedy, the art imitating by means of action on the stage.
23 As for the poetry which merely narrates, or imitates by means of versified language (without action), it is evident that it has several points in common with Tragedy.
I. The construction of its stories should clearly be like that in a drama; they should be based on a single action, one that is a complete whole in itself, with a beginning, middle, and end, (20) so as to enable the work to produce its own proper pleasure with all the organic unity of a living creature. Nor should one suppose that there is anything like them in our usual histories. A history has to deal not with one action, but with one period and all that happened in that to one or more persons, however disconnected the several events may have been. (25) Just as two events may take place at the same time, e. g. the sea-fight off Salamis and the battle with the Carthaginians in Sicily, without converging to the same end, so too of two consecutive events one may sometimes come after the other with no one end as their common issue. Nevertheless most of our epic poets, one may say, ignore the distinction.
Herein, (30) then, to repeat what we have said before,57 we have a further proof of Homer’s marvellous superiority to the rest. He did not attempt to deal even with the Trojan war in its entirety, though it was a whole with a definite beginning and end—through a feeling apparently that it was too long a story to be taken in in one view, (35) or if not that, too complicated from the variety of incident in it. As it is, he has singled out one section of the whole; many of the other incidents, however, he brings in as episodes, using the Catalogue of the Ships, for instance, and other episodes to relieve the uniformity of his narrative. As for the other epic poets, they treat of one man, or one period; or else of an action which, although one, has a multiplicity of parts in it. [1459b] This last is what the authors of the Cypria58 and Little Iliad have done. (58) And the result is is that, whereas the Iliad or Odyssey supplies materials for only one, or at most two tragedies, the Cypria does that for several and the Little Iliad for more than eight: for an Adjudgment of Arms, (5) a Philoctetes, a Neoptolemus, a Eurypylus, a Ulysses as Beggar, a Laconian Women, a Fall of Ilium, and a Departure of the Fleet; as also a Sinon, and a Women of Troy.
24 II. Besides this, Epic poetry must divide into the same species as Tragedy; it must be either simple or complex, a story of character or one of suffering. Its parts, too, with the exception of Song and Spectacle, must be the same, as it requires Peripeties, Discoveries, (10) and scenes of suffering just like Tragedy. Lastly, the Thought and Diction in it must be good in their way. All these elements appear in Homer first; and he has made due use of them. His two poems are each examples of construction, the Iliad simple and a story of suffering, the Odyssey complex (there is Discovery throughout it) and a story of character. (15) And they are more than this, since in Diction and Thought too they surpass all other poems.
There is, however, a difference in the Epic as compared with Tragedy, (1) in its length, and (2) in its metre. (1) As to its length, the limit already suggested59 will suffice: it must be possible for the beginning and end of the work to be taken in in one view—a condition which will be fulfilled if the poem be shorter than the old epics, (20) and about as long as the series of tragedies offered for one hearing. For the extension of its length epic poetry has a special advantage, of which it makes large use. In a play one cannot represent an action with a number of parts going on simultaneously; one is limited to the part on the stage and connected with the actors. (25) Whereas in epic poetry the narrative form makes it possible for one to describe a number of simultaneous incidents; and these, if germane to the subject, increase the body of the poem. This then is a gain to the Epic, tending to give it grandeur, and also variety of interest and room for episodes of diverse kinds. Uniformity of incident by the satiety it soon creates is apt to ruin tragedies on the stage. (30) (2) As for its metre, the heroic has been assigned it from experience; we
re any one to attempt a narrative poem in some one, or in several, of the other metres, the incongruity of the thing would be apparent. The heroic in fact is the gravest and weightiest of metres—which is what makes it more tolerant than the rest of strange words and metaphors, (35) that also being a point in which the narrative form of poetry goes beyond all others. The iambic and trochaic, on the other hand, are metres of movement, the one representing that of life and action, the other that of the dance. [1460a] Still more unnatural would it appear, if one were to write an epic in a medley of metres, as Chaeremon did.60 Hence it is that no one has ever written a long story in any but heroic verse; nature herself, as we have said,61 teaches us to select the metre appropriate to such a story.
Homer, (5) admirable as he is in every other respect, is especially so in this, that he alone among epic poets is not unaware of the part to be played by the poet himself in the poem. The poet should say very little in propria persona, as he is no imitator when doing that. Whereas the other poets are perpetually coming forward in person, and say but little, and that only here and there, as imitators, (10) Homer after a brief preface brings in forthwith a man, a woman, or some other Character—no one of them characterless, but each with distinctive characteristics.
The marvellous is certainly required in Tragedy. The Epic, however, affords more opening for the improbable, the chief factor in the marvellous, because in it the agents are not visibly before one. (15) The scene of the pursuit of Hector would be ridiculous on the stage—the Greeks halting instead of pursuing him, and Achilles shaking his head to stop them;62 but in the poem the absurdity is overlooked. The marvellous, however, is a cause of pleasure, as is shown by the fact that we all tell a story with additions, in the belief that we are doing our hearers a pleasure.