A People's Tragedy: The Russian Revolution, 1891-1924

by Orlando Figes

  There was a general feeling that Russian civilization was doomed. In Belyi's novel Petersburg (1913) one of the characters is a bomb. Fear and loathing of the 'dark' masses lay at the root of this cultural pessimism. 'The people' had lost their abstract purity: in 1905 they had behaved as ordinary people, driven by envy, hatred and greed. One could not build a new civilization on such foundations. Even Gorky, the self-proclaimed champion of the common man, expressed his deepest fears forcefully. 'You are right 666 times over,' he wrote to a literary friend in July 1905, '[the revolution] is giving birth to real barbarians, just like those that ravaged Rome.'80 From this point on, Gorky was plagued by

  the fear — and after 1917 by the terrible realization — that the 'people's revolution' for which he had struggled all his life would destroy Russian civilization.

  Many of these themes came together in Vekhi (Landmarks), a collection of essays published in 1909 by a group of philosophers critical of the radical intelligentsia and its role in the 1905 Revolution. The essays caused a storm of controversy — not least because their writers all had had spotless intelligentsia (i.e. politically radical) credentials — which in itself was symptomatic of the intelligentsias new mood of doubt and self-questioning. Much of the uproar was caused by their portrayal — echoed by Boris Savinkov's novel The Pale Horse (1909) — of the revolutionary as a crippled personality driven to pathological destruction, amoral violence and cruelty, and the pursuit of personal power. The cult of the revolutionary hero was so intrinsic to the intelligentsia's self-identity that such debunking was bound to throw it into existential crisis. In one of the Vekhi essays Struve condemned the intelligentsia for its failure to recognize the need to co-operate with the state in the construction of a legal order after the October Manifesto. Until the intelligentsia abandoned its habits of revolutionary opposition and sought instead to teach the masses respect for the law, the tsarist state would remain the only real protection against the threat of anarchy.

  Frank and Berdyaev argued that the atheist and materialist attitudes of the intelligentsia had tempted it to subordinate absolute truths and moral values to 'the good of the people'. On this utilitarian principle the revolutionaries would end by dividing society into victims and oppressors, and out of a great love for humanity would be a born a great hatred and desire for vengeance against particular men. B. A. Kistiakovsky condemned the tendency of the radical intelligentsia to dismiss the 'formality' of law as inferior to the inner justice of 'the people'. The law, argued Kistiakovsky, was an absolute value, the only real guarantee of freedom, and any attempt to subordinate it to the interests of the revolution was bound to end in despotism. Another essayist, A. S. Izgoev, ridiculed the infantile Leftism of the students, who blamed the government for every ill, and adopted the most extreme views in the belief that it made them more 'noble'. Finally, M. O. Gershenzon summed up the duties that now confronted the endangered intelligentsia:

  The intelligentsia should stop dreaming of the liberation of the people — we should fear the people more than all the executions carried out by the government, and hail this government which alone, with its bayonets and its prisons, still protects us from the fury of the masses.81

  In the long run the Bolsheviks were the real victors of the 1905 Revolution. Not that they came out from it any stronger than their main rivals; in many ways they suffered relatively more from the repressions after 1905 and, but for the financial support of wealthy patrons such as Gorky, might well not have survived the next twelve years. The few openings that remained for the socialist press and the trade unions were better exploited by the Mensheviks, whose dominant right wing (the so-called Liquidators) ceased all underground activities in order to concentrate on developing legal organizations. By 1910 not a single underground newspaper was still in print in Russia. Of the 10,000 Social Democrats who remained in the country, fewer than 10 per cent were Bolsheviks. Mass arrests, the exile of its leaders and constant surveillance by the police reduced the Bolsheviks to a tiny underground sect. The Okhrana's infiltration of their party was such that several of Lenin's most trusted lieutenants turned out to be police spies, including both secretaries of the Petersburg Committee and the head of the Bolshevik faction in the Fourth Duma, Roman Malinovsky.

  Nor were the Bolsheviks immune to the factional splits that crippled all the socialist parties after 1905, despite the Soviet (and anti-Soviet) myth of a unified party under Lenin's command. As with the Mensheviks and SRs, the most heated argument among the Bolsheviks concerned the use of legal and illegal methods. All Bolsheviks were agreed on the primacy of the revolutionary underground. But some, like Lenin, also wanted to exploit the available legal channels, such as the Duma and the trade unions, if only as a 'front' for their own mass agitation; whereas others, like Bogdanov, Lenin's co-founder of the Bolshevik faction, argued that this would only encourage the workers to believe in 'constitutional illusions'. The conflict was mixed up with two other issues: the Bolsheviks' controversial use of 'expropriations' (i.e. bank robberies) to finance their activities; and the desire of many Bolsheviks, especially among the rank and file, for the two Social Democratic factions to mend their differences and reunite.

  Yet the consequences of 1905 were set to divide the Mensheviks and Bolsheviks even more than the Party Congress of 1903. It was only after 1905 that the rival wings of the Social Democratic movement emerged as two distinctive parties, each with its own political culture, system of ethics, philosophy and methods. Lenin's tactical shifts made all the difference. The basic tenets of the Bolshevik political philosophy had already been formed by 1903, but it was only after 1905, as Lenin digested the practical lessons of the failed revolution, that its unique strategic features began to emerge. Hence Lenin's reference, fifteen years later, to the 1905 Revolution as a 'dress rehearsal' for the Bolshevik seizure of power.82

  As Lenin later came to see it, three things had been made clear by 1905: the bankruptcy of the 'bourgeoisie' and its liberal parties as a revolutionary force; the immense revolutionary potential of the peasantry; and the capacity of

  the nationalist movements in the borderlands to weaken the Empire fatally. He argued for a break with the orthodox Marxist assumption, held as a matter of faith by most of the Mensheviks, that a backward country like Russia would have to go through a 'bourgeois-democratic revolution', accompanied by several decades of capitalist development, before its working class would be sufficiently advanced to take power and install a socialist system. It was not true, Lenin claimed, that the workers would have to follow the lead of the liberal 'bourgeoisie' in overthrowing Tsarism, since they could form a revolutionary government of their own in alliance with the peasants and the national minorities. This concept of working-class autonomy was to become a powerful weapon in the hands of the Bolsheviks. When the workers renewed their strikes and protests after 1912 they turned increasingly to the leadership of the Bolsheviks, whose support for militant action against the 'bourgeoisie' matched their own growing sense of working-class solidarity in the wake of 1905.

  Trotsky advanced a similar idea in his theory of the 'permanent revolution' which he had taken from the Marxist theoretician Parvus and developed from his analysis of the 1905 Revolution, Results and Prospects. Although still a Menshevik (pride prevented him from joining Lenin's party), Trotsky's theory fitted better with the revolutionary Bolshevism which he would espouse in 1917 than with the mainstream of Menshevism, as voiced by Plekhanov and Axelrod, which insisted that the bourgeois revolution was a prerequisite of real socialism.* The Russian bourgeoisie, Trotsky said, had shown itself to be incapable of leading the democratic revolution. And yet this feebleness of capitalism's own agents would make it possible for the working class to carry out its revolution earlier than in the more advanced countries of the West. Here was historical paradox raised to the level of strategy. To begin with, the Russian Revolution would have to win the support of the peasants, the vast majority of the population, by allowing them to seize the gentry's esta
tes. But as the revolution moved towards socialism, and the resistance of the 'petty-bourgeois' peasantry increased, further advance would depend on the spread of revolution to the industrial countries of the West, without whose support the socialist order would not be able to sustain itself. 'Workers of the World Unite!'

  In this aspect of his theory — and in this alone — Trotsky remained a Menshevik. For the one thing which united all the various strains of the Menshevik credo after 1905 was the belief that in the absence of a socialist revolution in the West the revolutionary struggle of the Russian working class

  * F. I. Dan and E. I. Martynov had also broken with this old Menshevik view (which went back to the 1880s). Their theory of the 'unbroken revolution', which they advanced in the newspaper Nachalo during the autumn of 1905, differed little from that of the 'permanent revolution'.

  was bound to fail without the support, or at least the neutrality, of the bourgeoisie. This, in the view of the Mensheviks, demanded a flexible approach to the liberal parties after 1905; it was in their mutual interests to campaign for the dismantling of the despotic state and the establishment of a democracy. The years in which the Duma operated would serve as the last test for this experiment in political reform.

  6 Last Hopes

  i Parliaments and Peasants

  The State Duma finally opened on 27 April 1906. It was a hot and sunny day, one of many in an exceptional Russian spring, and it was with some discomfort that Vladimir Obolensky, the elected deputy for the district of Yalta, squeezed himself into his old tail-coat and set off by carriage for the Winter Palace, where the new parliamentarians were to be received in the Coronation Hall. The Tsar and the Duma deputies regarded each other with the utmost suspicion, both being reluctant to share its power with the other. So the whole occasion was marked by a hostile posturing from each side, as if all the pomp and ceremony, the bowing and genuflections, were really delicate manoeuvres in a beautifully camouflaged battle.

  Nicholas had already scored the first victory in having the deputies come to him, not he to the Duma, for the opening ceremony. Indeed it was not until February 1916, in the midst of a grave political crisis, that the Tsar finally-deigned to make an appearance in the Tauride Palace, the seat of the Duma. And as if to underline this royal supremacy, the Coronation Hall of the Winter Palace was sumptuously furnished to greet the parliamentary deputies. The throne was draped in ermine with the crown, the sceptre, the seal and the orb placed at its feet on four little camp-stools. The miraculous icon of Christ was placed, like a holy protector, before it, and solemnly guarded by a retinue of high priests. The deep basses of the choir, dressed in cassocks of crimson and gold, sang verse after verse of 'God Save the Tsar', as if on purpose to keep the congregation standing, until, at the height of the fanfare's crescendo, the royal procession arrived.

  On one side of the hall stood the great and the good of autocratic Russia: state councillors, senators, ministers, admirals, generals and members of the court, all of them turned out in their brilliant dress uniforms dripping with medals and golden braid. Facing them were the parliamentary leaders of the new democratic Russia, a motley collection of peasants in cotton shirts and tunics, professional men in lounge suits, monks and priests in black, Ukrainians, Poles, Tatars and others in colourful national costumes, and a small number of nobles in evening dress. 'The two hostile sides stood confronting each other', recalled

  Obolensky. 'The old and grey court dignitaries, keepers of etiquette and tradition, looked across in a haughty manner, though not without fear and confusion, at the "people off the street", whom the revolution had swept into the palace, and quietly whispered to one another. The other side looked across at them with no less disdain or contempt.' One of the socialist deputies, a tall man in a worker's blouse, scrutinized the throne and the courtiers around it with obvious disgust. As the Tsar and his entourage entered the hall, he lurched forward and stared at them with an anguished expression of hatred. For a moment it was feared that he might throw a bomb.

  The court side of the hall resounded with orchestrated cheers as the Tsar approached the throne. But the Duma deputies remained completely silent. 'It was', Obolensky recalled, 'a natural expression of our feelings towards the monarch, who in the twelve years of his reign had managed to destroy all the prestige enjoyed by his predecessors.' The feeling was mutual: not once did the Tsar glance towards the Duma side of the hall. Sitting on his throne he delivered a short and perfunctory speech in which he promised to uphold the principles of autocracy 'with unwavering firmness' and, in a tone of obvious insincerity, greeted the Duma deputies as 'the best people' of his Empire. With that, he got up to leave. The parliamentary era had begun. As the royal procession filed out of the hall, tears could be seen on the face of the Tsar's mother, the Dowager Empress. It had been a 'terrible ceremony', she later confided to the Minister of Finance. For several days she had been unable to calm herself from the shock of seeing so many commoners inside the palace. 'They looked at us as upon their enemies and I could not stop myself from looking at certain faces, so much did they seem to reflect a strange hatred for us all.'1

  This ceremonial confrontation was only a foretaste of the war to come. The whole period of Russian political history between the two revolutions of 1905 and February 1917 could be characterized as a battle between the royalist and parliamentary forces. To begin with, when the country was still emerging from the revolutionary crisis, the court was forced to concede ground to the Duma. But as the memory of 1905 passed, it tried to roll back its powers and restore the old autocracy.

  The constitutional reforms of 1905—6 were ambiguous enough to give both sides grounds for hope. Nicholas had never accepted the October Manifesto as a necessary limitation upon his own autocratic prerogatives. He had reluctantly granted the Manifesto under pressure from Witte in order to save his throne. But at no time had he sworn to act upon it as a 'constitution' (the crucial word had nowhere been mentioned) and therefore, at least in his own mind, his coronation oath to uphold the principles of autocracy remained in force. The Tsar's sovereignty was in his view still handed to him directly from God. The mystical basis of the Tsar's power — which put it beyond any challenge —

  remained intact. There was nothing in the new Fundamental Laws (passed in April 1906) to suggest that from now on the Tsar's authority should be deemed to derive from the people, as in Western constitutional theories.

  In this sense, Miliukov was correct to insist (against the advice of most of his Kadet colleagues) that Russia would not have a real constitution until the Tsar had specifically acknowledged one in the form of a new oath of allegiance. For until then Nicholas was bound to feel no real obligation to uphold the constitutional principles of his own Manifesto, and there was nothing the Duma could do to prevent him from returning to the old autocratic ways once the revolutionary crisis had passed. Indeed the Fundamental Laws were deliberately framed to fulfil the promises of the October Manifesto whilst preserving the Tsar's prerogatives. They forced the new constitutional liberties into the old legal framework of the autocracy. The Tsar even explicitly retained the title of 'Autocrat', albeit only with the prefix 'Supreme' in place of the former 'Unlimited'. Nicholas took this to mean business as usual. As he saw it, the limitations imposed by the Fundamental Laws applied only to the tsarist administration, not to his own rights of unfettered rule. Indeed, in so far as the bureaucracy was viewed as a 'wall' between himself and the people, he could even comfort himself with the thought that the reforms would strengthen his personal powers.

  And the Tsar held most of the trump cards in the post-1905 system. He was the supreme commander of the armed services and retained the exclusive right to declare war and to make peace. He could dissolve the Duma, and did so twice when its conduct failed to please him. According to Article 87 of the Fundamental Laws he could also legislate by emergency decree when the Duma was not in session, and his government used this loophole to bypass parliamentary opposition. The Duma Electo
ral Law established an indirect system of voting by estates heavily weighted in favour of the crown's traditional allies, the nobility and the peasants (still quite mistakenly assumed to be monarchists at heart). The government (the Council of Ministers) was appointed exclusively by the Tsar, while the Duma had a veto over its bills. But there was no effective parliamentary sanction against the abuses of the executive, which remained subordinate to the crown (as in the German system) rather than to parliament (as in the English). There was nothing the Duma could do, for example, to prevent the government from subsidizing Rightist newspapers and organizations, which were known to incite pogroms and which even tried to assassinate prominent liberal Duma leaders. The Ministry of the Interior and the police, both of which retained close ties with the court, were quite beyond the Duma's control. Thanks to their sweeping and arbitrary powers, the civil rights and freedoms contained in the October Manifesto remained little more than empty promises. Indeed there is no more accurate reflection of the Duma's true position than the fact that whenever it met in the Tauride Palace a group of plain-clothes

  policemen could be seen on the pavement outside waiting for those deputies to emerge whom they had been assigned to follow and keep under surveillance.2

  The Duma was a legislative parliament. Yet it could not enact its own laws. Its legislative proposals could not become effective until they received the endorsement of both the Tsar and the State Council, an old consultative assembly of mostly reactionary nobles, half of them elected by the zemstvos, half of them appointed by the Tsar, which was transformed into the upper house, with equal legislative powers to the Duma itself, by a statute of February 1906. The State Council met in the splendid hall of the Marinsky Palace. Its elderly members, most of them retired bureaucrats and generals, sat (or dozed) in its comfortable velvet armchairs whilst stately footmen in white livery moved silently about serving tea and coffee. The State Council was more like an English gentleman's club than a parliamentary chamber (since it emulated the House of Lords this was perhaps a mark of its success). Its debates were not exactly heated since most of the councillors shared the same royalist attitudes, while some of the octogenarians — of which there were more than a few — had clearly lost most of their critical faculties. At the end of one debate, for example, a General Stiirler announced that he intended to vote with the majority. When it was explained to him that no majority had yet been formed since the voting had only just begun, he replied with irritation: 'I still insist that I am with the majority!' Nevertheless, it would be mistaken to present the State Council as either ridiculous or benign. The domination of the United Nobility — to which one-third of the councillors belonged — ensured that it would act as a force of reaction, and it voted down all the liberal Duma bills. It was not for nothing that the State Council became known as the 'graveyard of Duma hopes'.3