The First World War
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Britain, of course, enjoyed a luxury of choice the continental powers did not, the choice between “taking as much or as little of a war” as it wanted; Bacon’s summary of the advantages of sea power remained as true in the twentieth as it had been in the sixteenth century. France and Germany, Russia and Austria, did not benefit from the protection of salt-water frontiers. Separated from each other at best by river or mountain, at worst by nothing more substantial than a line on the map, their security resided in their armies. That threw them into a harsh and mutual predicament. It resembled that which would bind the nuclear superpowers sixty years later. “Use them or lose them” became the imperative of missile strategy; for missiles not used in a crisis might become the debris of an opponent’s first strike: an army which did not strike as soon as time permitted might be destroyed in mid-mobilisation; even if it completed its mobilisation but then failed to attack, it would have shown its hand and lost the advantage the war plan had been so painstakingly devised to deliver. That danger most acutely threatened Germany: if it failed to move to the offensive as soon as the troop trains disgorged their passengers at the unloading points, the unequal division of force between west and east would be pointlessly revealed and so, worse, would be the concentration against Belgium. The Schlieffen Plan would have been betrayed, France given the time to recoil from the peril of Plan XVII, Russia the incentive to invade East Prussia in overwhelming force, and Austria the unsought and probably undischargeable burden of guaranteeing the security of Central Europe.
The existence of a permanent medium of negotiation between the European powers might have robbed the war plans that lay in their pigeonholes of their menacing instantaneity; sixty years later the suicidal risks of nuclear war planning prompted the superpowers, divided though they were by ideological differences that had no counterpart in the Europe of kings and emperors, to find such a medium, through the convocation of regular summit conferences and the installation of a “hot line” between Moscow and Washington. Before 1914 technology could not offer the opportunity of frequent and immediate communication but more important than that lack was the absence of a mood to seek an expedient. The mood was absent not only from diplomacy, which clung to the stately rhythms of past times, but also within governments. Britain’s Committee of Imperial Defence, bringing together service chiefs, diplomats and statesmen, was unique but also imperfect; the Royal Navy, insistent on its seniority, kept its own counsel. The French army behaved likewise in the much more makeshift Superior War Council. In Germany, Russia and Austria, countries of court government, where the sovereign was commander-in-chief both in name and fact, and each organ of the military system answered directly to him, communication between them was beset by secretiveness and jealousy. The system, disastrously, took its most extreme form in Germany, where
there was no governmental process that corrected … the concentration of the assessment [of plans and policy] in a single person, the Kaiser. Almost fifty people had direct access to him but there were no routines to discuss or co-ordinate among or between them or to share the important and discrete information each possessed. No established or regular councils existed for that purpose. Even information about the war plan was top secret and restricted to those who had a need to know; it was not shared between the Great General Staff, the War Ministry, the Military Cabinet, the Admiralty, the Naval General Staff and the Foreign Office.51
It was as if, sixty years later, the United States Strategic Air Command had enjoyed the freedom to write plans for nuclear war against Russia without reference to the State Department, Navy or Army and to leave the President to circulate within government such details of it as he saw fit. An elected president, chosen by competition between veteran politicians, might nevertheless have brought order to the system; a hereditary monarch, who took increasingly less interest in military detail after 1904, was unlikely to do so.52 The Kaiser in practice did not; in the crisis of 1914, when he alone might have put brakes to the inexorable progression of the Schlieffen Plan, he found he did not understand the machinery he was supposed to control, panicked and let a piece of paper determine events.
THREE
The Crisis of 1914
SECRET PLANS DETERMINED that any crisis not settled by sensible diplomacy would, in the circumstances prevailing in Europe in 1914, lead to general war. Sensible diplomacy had settled crises before, notably during the powers’ quarrels over position in Africa and in the disquiet raised by the Balkan Wars of 1912–13. Such crises, however, had touched matters of national interest only, not matters of national honour or prestige. In June 1914 the honour of Austria-Hungary, most sensitive because weakest of European powers, was touched to the quick by the murder of the heir to the throne at the hands of an assassin who identified himself with the monarchy’s most subversive foreign neighbour. The Austro-Hungarian empire, a polity of five major religions and a dozen languages, survived in dread of ethnic subversion. The chief source of subversion was Serbia, an aggressive, backward and domestically violent Christian kingdom which had won its independence from the rule of the Muslim Ottoman empire after centuries of rebellion. Independent Serbia did not include all Serbs. Large minorities remained, by historical accident, Austrian subjects. Those who were nationalists resented rule by the Habsburgs almost as much as their free brothers had rule by the Ottomans. The most extreme among them were prepared to kill. It was the killing by one of them of the Habsburg heir that fomented the fatal crisis of the summer of 1914.
The Habsburg army’s summer manoeuvres of 1914 were held in Bosnia, the former Ottoman Turkish province occupied by Austria in 1878 and annexed to the empire in 1908. Franz Ferdinand, nephew to the Emperor Franz Josef and Inspector General of the army, arrived in Bosnia on 25 June to supervise. After the manoeuvres concluded, on 27 June, he drove next morning with his wife to the provincial capital, Sarajevo, to carry out official engagements. It was an ill-chosen day: 28 June is the anniversary of the defeat of Serbia by the Turks in 1389, Vidov Dan, the event from which they date their long history of suffering at the hands of foreign oppressors.1 The role of oppressor, after the retreat of the Ottoman Turks, had been assumed, in the eyes of nationalist Serbs, by the Habsburgs, and the provincial administration had been warned that his visit was unwelcome and might be dangerous. The warnings he ignored; threats to the great were commonplace in an era which had brought the killing by fanatics or lunatics of a Tsar, an Austrian Empress and a President of the United States. In this case a murder team was in place, a group of five young Serbs and a Bosnian Muslim, he recruited by the conspirators for cosmetic purposes, all equipped with bombs and pistols.2 On the Archduke’s way to the residence of the provincial governor, one of the terrorists threw a bomb at the car carrying Franz Ferdinand and his wife but it bounced off, exploding under the car following and wounding an officer occupant. The imperial party proceeded on its way. Three-quarters of an hour later, however, en route to visit the casualty in hospital, the archducal couple’s chauffeur took a wrong turning and, while reversing, came to a momentary halt. The stop brought the car opposite one of the undetected conspirators, Gavrilo Princip, who was armed with a revolver. He stepped forward and fired. The Archduke’s wife died instantly, he ten minutes later. Princip was arrested on the spot.3
Investigation swiftly revealed that, though the terrorists were all Austrian subjects, they had been armed in Serbia and smuggled back across the Austrian border by a Serbian nationalist organisation. The Austrian investigators identified it as the Narodna Odbrana (National Defence), set up in 1908 to work against the incorporation of Bosnia into the Austrian empire; it was a tenet of the nationalist creed that Bosnia was historically Serb. In fact the responsible organisation was the clandestine “Union or Death,” commonly known as the Black Hand. The misapprehension was scarcely substantial, since the two shared members and the Narodna Odbrana in Bosnia lent help to the Black Hand.4 The latter, more sinister, body had as its aim the “unification of Serbdom” and administered a deat
h oath to its initiates. More important, it lay under the control of “Apis,” as he was code-named, the colonel commanding the intelligence section of the Serbian army’s General Staff.5
The exact degree of foreknowledge of the plot attributable to the Serbian government has never been established; intelligence is a murky world, then as now, but then more commonly one peopled by uniformed officers, as the Dreyfus affair had sensationally revealed. Apis, properly Colonel Dragutin Dimitrijevic, was a revolutionary as well as a soldier—he had taken part in the brutal overthrow of the Obrenovic dynasty in 1903—and may well have been living two lives. Whatever the truth, by 2 July three of the murder team had made a full confession; it disclosed that they had been supplied with weapons from a Serbian military arsenal and helped to cross the border by Serbian frontier guards. The information was sufficient to confirm Austria’s rooted belief in Serbian malevolence and to arouse its equally ready desire to punish the small kingdom for its disturbance of order within the empire.
The Slav problem was the weightiest of the empire’s many difficulties with its minorities but, within those difficulties, the Serb problem constituted an active and growing threat. While the problem of the Poles was diffused by the partition of their ancient kingdom with Germany and Russia, the problem of the Czechs by the heavy Germanisation of their cities and the problem of the Croats by their Catholicism, nothing, it seemed, could diffuse that of the Serbs but the use of force. Their Orthodox Christianity made them a religious as well as national minority and one which Russia’s guardianship of the Orthodox Church made cocksure; their long years of guerrilla resistance to Turkish rule had rendered them headstrong and self-reliant but also, in Austrian eyes, devious and untrustworthy; their poverty kept them warlike. The small kingdom of Serbia was intensely warlike. It had won independence from the Ottomans by its own effort in 1813 and glory and territory in the Balkan Wars of 1912–13. National rebirth had raised the idea of a Greater Serbia, strong within the kingdom and a beacon to Austria’s Serbs in Bosnia and Croatia. It had to be resisted, for not only were Serbs but one minority among others in those territories but neither could be surrendered. Strategy forbade it but so also did the imperial system itself, which was creakily sustained by the denial of the worth of nationality as a political idea. Concession to one nationality would soon entail concession to others and that way lay the dissolution of the empire itself.
The evidence of Serb complicity, official or not, in the assassination of Franz Ferdinand, exposed by the conspirators’ confessions of 2 July, was therefore enough to persuade many in the imperial government that a war against Serbia was now a necessity. As it happened, Count Berchtold, the Austro-Hungarian Foreign Minister, had spent much of the week before the assassination preparing aggressive diplomatic measures against Serbia. His scheme was to persuade Germany to support Austria in seeking an alliance with Bulgaria and Turkey, Serbia’s enemies in the Second Balkan War of 1913, which would confront the Belgrade government with a hostile encirclement: Bulgaria and Turkey to the east, Austria-Hungary to the west and north. The assassination lent urgency to Berchtold’s diplomacy. An Austrian emissary was ordered to Berlin with the document in early July. On 4 July, the eve of his departure, Berchtold made radical amendments to it. The memorandum now requested the German government to recognise that the empire’s differences with Serbia were “irreconcilable” and stated the “imperious … necessity for the Monarchy [Austria-Hungary] to destroy with a determined hand the net which its enemies are attempting to draw over its head.” A covering letter alleged that “the Sarajevo affair … was the result of a well-organised conspiracy, the threads of which can be traced to Belgrade” and insisted that “the pivot of the Panslavic policy” (Serbia as the protagonist of a “Greater Serbia”) “must be eliminated as a power factor in the Balkans.”6 Berchtold gave the emissary, Count Hoyos, verbal authority to warn the Germans that Vienna would ask Belgrade for guarantees as to its future conduct, to be followed by military action if refused. Within six days of the assassination, therefore, Austria had staked out her position. It remained to see whether the German Emperor and his government, without whose backing the Austrians dare not act, would support them.
Dare not Austria might; in retrospect it is tempting to surmise that, had she struck at once in anger, trumpeting dynastic wrath and righteous belief in Serbia’s guilt, Europe might have allowed her to mount positive measures without outside interference. Russia, a great Slav brother, had tender feelings towards the Serbs but feelings are different from vital interests and certainly no motive for war. The Bulgarians were Slavs also, and they had suffered defeat and humiliation in 1913 without Russia intervening to rescue them. The Serbs, moreover, were odd-man-out even in the wild Balkans, worse than that in the eyes of civilised Europe. The “Asiatic” behaviour of their army’s officers in 1903, when they had not only killed their king and queen but then thrown the bodies from a window of the royal palace and hacked them limb from limb with their swords, had shocked sensibilities everywhere. Italy, which coveted the same Adriatic coastline towards which “Greater Serbia” aspired, would certainly not have impeded her Triple Alliance partner if she had punished Belgrade. France, though she had supplied Serbia with weapons, had no means of lending her further support, even had she wished to do so. Britain had no involvement in the Balkans whatsoever. Had Austria moved at once, therefore, without seeking Germany’s endorsement, it is possible, perhaps probable, that the Serbs would have found themselves as isolated strategically as, initially, they were morally, and so forced to capitulate to the Austrian ultimatum. It was Austria’s unwillingness to act unilaterally that transformed a local into a general European crisis and her unwillingness so to act must be explained in large part by the precautionary mood of thought which decades of contingent war planning had implanted in the mind of European governments.
The net of interlocking and opposed understandings and mutual assistance treaties—France to go to war on Russia’s side and vice versa if either were attacked by Germany, Britain to lend assistance to France if the vital interests of both were judged threatened, Germany, Austria-Hungary and Italy (the Triple Alliance) to go to war together if any one were attacked by two other states—is commonly held to have been the mechanism which brought the “Allies” (France, Russia and Britain) into conflict in 1914 with the “Central Powers” (Germany and Austria-Hungary). Legalistically that cannot be denied. It was no treaty, however, that caused Austria to go running to Berlin for guidance and support in the aftermath of the Sarajevo assassination—no treaty in any case applied—but anticipation of the military consequences that might ensue should she act alone. At their worst, those consequences would bring Russia to threaten Austria on their common border as a warning to desist from action against Serbia; Austria would then look to Germany for support; that support, if given, risked drawing France into the crisis as a counterweight against German pressure on Russia; the combination of France and Russia would supply the circumstances to activate the Triple Alliance (with or without Italy); the ingredients of a general European war would then be in place. In short, it was the calculation of presumed military response, of how it was guessed one military precaution would follow from another, that drove Austria to seek comfort in the Triple Alliance from the outset, not the Triple Alliance that set military events in train.