The Whisperers

by Orlando Figes

  2

  The Great Break

  (1928–32)

  1

  On 2 August 1930, the villagers of Obukhovo celebrated Ilin Day, an old religious holiday to mark the end of the high summer when Russian peasants held a feast and said their prayers for a good harvest. After a service in the church, the villagers assembled at the Golovins, the biggest family in Obukhovo, where they were given home-made pies and beer inside the house while their children played outside. As evening approached, the village dance (gulian’e) began. Led by a band of balalaika players and accordionists, two separate rows of teenage boys and girls, dressed in festive cottons, set off from the house, singing as they danced down the village street.1

  That year the holiday was overshadowed by violent arguments. The villagers were bitterly divided about whether they should form a collective farm (kolkhoz), as they had been ordered by the Soviet government. Most of the peasants were reluctant to give up their family farms, on which they had worked for generations, and to share their property, their horses, cows and agricultural equipment in a kolkhoz. In the collective farm all their land, their livestock and their tools would be collectivized; the peasants’ individual plots of land would be grouped together in large fields suitable for tractors; and the peasants would become wage labourers, with only tiny kitchen gardens on which to keep their poultry and grow a few vegetables. The villagers of Obukhovo had a fierce attachment to the principles of family labour and property and they were frightened by the stories they had heard about collectivization in other northern villages. There were terrifying tales of soldiers forcing peasants into the kolkhoz, of mass arrests and deportations, of houses being burned and people killed, and of peasants fleeing from their villages and slaughtering their cattle to avoid collectivization. ‘On our farms we can all work for ourselves,’ Nikolai Golovin had warned a meeting of the commune in July, ‘but on the kolkhoz we will become serfs again.’2 Many of the older peasants in Obukhovo had been born before the abolition of serfdom in 1861.

  In 1917, Nikolai had led the peasant revolution on the land. He organized the confiscation of the Church’s land (there were no gentry estates in the area) and through the commune and the Soviet oversaw the redivision of the village land, allocating strips of arable land to the family farms according to their household size. Nikolai was well regarded by the other villagers, whose smallholding family farms, worked with their own labour on communal land, had increased in number as a result of the Revolution, and they often came to him for agricultural advice. They valued his intelligence and honesty, his industry, sobriety and quiet modesty, and trusted his opinions, because he understood and could explain in simple terms the policies of the Soviet government. The old millstone outside his house was an informal meeting place where villagers would gather in the summer evenings, and Nikolai would give his views on local incidents.3

  The Golovins were defenders of peasant tradition. Their family farm was organized on patriarchal lines, where all the children worked under the command of their father and were brought up to obey him as an almost god-like figure of authority (‘God is in the sky and father in the house’). Like all peasants, the Golovins believed in the rights of family labour on the land. This had been the guiding principle of the agrarian revolution of 1917–18. In the Civil War, when Nikolai had helped to organize the Red Army in the north, he had given his support to the Soviet regime on the understanding that it would defend these peasant rights (throughout the 1920s he kept a portrait of Kliment Voroshilov, the Soviet Commissar of Military Affairs, next to the icons in the main room of his house). But these rights were increasingly attacked by the Bolsheviks, whose militant young Komsomol activists led the campaign for collectivization in Obukhovo. The Komsomol held meetings in the village school, where violent speeches were made by agitators against the richest peasants in Obukhovo – most of all against the Golovins. The villagers had never heard such propaganda in the past and many were impressed by the long words used by the leaders of the Komsomol. At these meetings the villagers were told that they belonged to three mutually hostile classes: the poor peasants, who were the allies of the proletariat, the middle peasants, who were neutral, and the rich or ‘kulak’ peasants, who were its enemies.* The names of all the peasants in these different classes were listed on a board outside the village school. These divisions were entirely generated by the Komsomol. The villagers had no previous conception of themselves in terms of social class. They had always thought of themselves as one ‘peasant family’, and the poorest peasants were normally respectful, and even deferential, to the most successful peasants like the Golovins. But at the meetings in the village school, when their tongues were loosened by alcohol, the poor would add their voice to the denunciations of the ‘kulak Golovins’.4

  Yevdokiia and Nikolai with their son Aleksei Golovin (1940s)

  The Komsomol in Obukhovo consisted of a dozen teenagers who went around the village in semi-military uniforms and carried guns. They were intimidating to the villagers. Their leader was Kolia Kuzmin, the eighteen-year-old son of a poor and alcoholic peasant whose squalid house with its broken roof was located at the far end of the village, where the poorest families in Obukhovo lived. As a boy, Kolia had been sent out by his family to beg from the other farms. He would often come to the Golovin household with a ‘neighbourly request for matches, salt, kerosene or flour, which in the Kuzmin household never lasted until the New Year,’ recalls Antonina, the daughter of Nikolai. Her father took pity on the teenager, giving him a job in his leather workshop in the courtyard of his farm; Kolia worked there for several years, until 1927, when he joined the Komsomol and turned against the Golovins.5

  In many villages, especially remote ones like Obukhovo, the Bolsheviks depended on the Komsomol to do their agitation in the absence of a Party cell. For every rural Party member there were four rural Komsomol members in the mid-1920s. The nearest Party office to Obukhovo was seven kilometres away in the district town of Ustiuzhna. Since the village Soviet in Obukhovo was dominated by the Golovins, the restless young men of the village who joined the Komsomol were placed in charge of leading the campaign for the kolkhoz. From the autumn of 1928, when the Party leadership began to call for mass collectivization, Kuzmin and his comrades went around the village, inciting the poorest peasants to join them in a battle against the ‘counterrevolutionary’ influence of the ‘kulaks’ and the Church, and sending unsigned letters of denunciation to the district town. In the spring of 1929, Nikolai was expelled from the Obukhovo Soviet and deprived of his civil rights as ‘the capitalist owner of a leather-working enterprise’. Then, in November, his house was searched by the village Komsomol, together with officials from the district town, who imposed a heavy tax of 800 roubles on his ‘kulak’ farm. This tax, part of a nationwide policy to ‘squeeze out’ the ‘kulaks’ and confiscate their property, resulted in the ruination of almost 4,000 peasant households in Vologda alone.6

  To pay the tax Nikolai was forced to sell two milking cows, his shoe-making machinery, an iron bed and a trunk of clothes. With two of his four brothers, he even worked that winter on a building site in Leningrad to earn some extra cash. The three brothers were thinking of leaving Obukhovo, where the collectivization of agriculture now seemed unavoidable, and they wanted to find out what life was like in the city. They slept on benches in a dormitory, ate their meals in cafeterias and saved up enough to send several hundred roubles home, but after a few months of living in this way, they decided to return to their village. ‘It is no life for a human being,’ Nikolai explained in a letter to his family, ‘if one has to purchase everything, bread, potatoes and cabbage, from a shop.’7

  Nikolai’s return, in the spring of 1930, brought his relations with the Komsomol to a breaking point. One evening, he was having supper at his house with his brother Ivan Golovin, a peasant from the neighbouring village. They were sitting at the kitchen table by the window, and their silhouettes, illuminated by a kerosene lamp, were clearly visi
ble to Kuzmin and his followers, who gathered outside in the dark. The young men were clearly drunk. They shouted at the ‘kulaks’ to ‘come out’, and then shot at the window. Ivan was hit in the head. He lay dead in a pool of blood.

  A few weeks later, Kuzmin came again to Nikolai’s house, this time with two Party officials from the district town. There was a gathering at Nikolai’s house that night, and the main room was full of friends and relatives. Kuzmin accused them of holding an illegal assembly. ‘Kulaks, open up, stop conspiring against Soviet power!’ he shouted, banging on the door. He had a gun and shot into the air. Confronting the intruders on the porch, Nikolai refused to let them in. Kuzmin threatened to murder Nikolai (‘I shall shoot you, just as I murdered your brother, and no one will punish me,’ he was heard to say), whereupon a brawl ensued, and Nikolai pushed Kuzmin to the ground. Kuzmin and his comrades went away. A few days later he wrote to the chief of the Ustiuzhna political police (OGPU) denouncing Nikolai as a

  kulak exploiter who is spreading anti-Soviet propaganda in our village together with a dozen other kulak elements. They are saying that the Soviet government is robbing the people. Their aim is to sabotage collectivization by turning the people against it.

  Kuzmin must have known that this would be enough to get his former patron arrested, especially since his denunciation was supported by the two Bolsheviks, who added for good measure that Nikolai was ‘always drunk’ when he ‘cursed the Soviets’.8

  Sure enough, on 2 August, as their guests were readying to leave the Golovins at the end of the Ilin holiday, two officials came to arrest Nikolai. Imprisoned in Ustiuzhna, Nikolai was convicted by a three-man OGPU tribunal of ‘terrorist intent’ (for striking Kuzmin to the ground) and sentenced to three years at the Solovetsky prison complex located on an island in the White Sea. The last time Antonina saw her father was through the bars of the Ustiuzhna jail. She had walked to the district centre with her mother, her brothers and sisters to catch a glimpse of Nikolai before he was dispatched to the Solovetsky camp. For the next three years the image of her father behind bars haunted Antonina’s dreams.9

  A few weeks after Nikolai’s arrest, the peasants of Obukhovo were herded to a village meeting, at which they passed a resolution to close down their family farms and, handing over all their land, their tools and livestock, to establish a kolkhoz.

  Collectivization was the great turning-point in Soviet history. It destroyed a way of life that had developed over many centuries – a life based on the family farm, the ancient peasant commune, the independent village and its church and the rural market, all of which were seen by the Bolsheviks as obstacles to socialist industrialization. Millions of people were uprooted from their homes and dispersed across the Soviet Union: runaways from the collective farms; victims of the famine that resulted from the over-requisitioning of kolkhoz grain; orphaned children; ‘kulaks’ and their families. This nomadic population became the main labour force of Stalin’s industrial revolution, filling the cities and industrial building sites, the labour camps and ‘special settlements’ of the Gulag (Main Administration of Camps). The First Five Year Plan, which set this pattern of forced development, launched a new type of social revolution (a ‘revolution from above’) that consolidated the Stalinist regime: old ties and loyalties were broken down, morality dissolved, and new (‘Soviet’) values and identities imposed, as the whole population was subordinated to the state and forced to depend on it for almost everything – housing, schooling, jobs and food – controlled by the planned economy.

  The eradication of the peasant family farm was the starting-point of this ‘revolution from above’. The Bolsheviks had a fundamental mistrust of the peasantry. In 1917, without influence in the countryside, they had been forced to tolerate the peasant revolution on the land, which they had exploited to undermine the old regime; but they had always made it clear that their long-term goal was to sweep away the peasant smallholding system, replacing it with large-scale mechanized collective farms in which the peasants would be transformed into a ‘rural proletariat’. Marxist ideology had taught the Bolsheviks to regard the peasantry as a ‘petty-bourgeois’ relic of the old society that was ultimately incompatible with the development of a Communist society. It was too closely tied to the patriarchal customs and traditions of Old Russia, too imbued in the principles and habits of free trade and private property and too given over to the ‘egotism’ of the family ever to be fully socialized.

  The Bolsheviks believed that the peasants were a potential threat to the Revolution, as long as they controlled the main supply of food. As the Civil War had shown, the peasantry could bring the Soviet regime to the verge of collapse by keeping grain from the market. The grain crisis of 1927–8 renewed fears of a ‘kulak strike’ in Stalinist circles. In response, Stalin reinstituted requistioning of food supplies and engineered an atmosphere of ‘civil war’ against the ‘kulak threat’ to justify the policy. In January 1928, Stalin travelled to Siberia, a key grain-producing area, and urged the local activists to show no mercy to ‘kulaks’ suspected of withholding grain. His battle-cry was backed up by a series of Emergency Measures instructing local organs to use the Criminal Code to arrest any peasants and confiscate their property if they refused to give their grain to the requisitioning brigades (a wild interpretation of the Code that met with some resistance in the government). Hundreds of thousands of ‘malicious kulaks’ (ordinary peasants like Nikolai Golovin) were arrested and sent to labour camps, their property destroyed or confiscated, as the regime sought to break the ‘kulak strike’ and transformed its overcrowded prisons into a network of labour camps (soon to become known as the Gulag).10

  As the battle for grain intensified, Stalin and his supporters moved towards a policy of mass collectivization in order to strengthen the state’s control of food production and remove the ‘kulak threat’ once and for all. ‘We must devise a procedure whereby the collective farms will turn over their entire marketable production of grain to the state and co-operative organizations under the threat of withdrawal of state subsidies and credits,’ Stalin said in 1928.11 Stalin spoke with growing optimism about the potential of large-scale mechanized collective farms. Statistics showed that the few such farms already in existence had a much larger marketable surplus than the small agricultural surpluses produced by the vast majority of peasant family farms.

  This enthusiasm for collective farms was relatively new. Previously, the Party had not placed much emphasis on collectivization. Under the NEP, the organization of collective farms was encouraged by the state through financial and agronomic aid, yet in Party circles it was generally agreed that collectivization was to be a gradual and voluntary process. During the NEP the peasants showed no sign of coming round to the collective principle, and the growth of the kolkhoz sector was pretty insignificant. After 1927, when the state exerted greater pressure through taxation policies – giving credits to collective farms and imposing heavy fees on ‘kulak’ farms – the kolkhoz sector grew more rapidly. But it was not the large kommuny (where all the land and property was pooled) but the smaller, more informal and ‘peasant-like’ associations called TOZy (where the land was farmed in common but the livestock and the tools were retained by the peasants as their private property) that attracted the most peasant interest. The Five Year Plan gave little indication that the Party was about to change its policies; it projected a moderate increase in the land sown by collective farms, and made no mention of departing from the voluntary principle.

  The sudden change in policy was forced through by Stalin in 1929. The volte face was a decisive blow against Bukharin, who was desperately trying to retain the market mechanism of the NEP within the structure of the Five Year Plan, which in its original version (adopted in the spring of 1929 but dated retroactively to 1928) had envisaged optimistic but reasonable targets of socialist industrialization. Stalin pushed for even higher rates of industrial growth and, by the autumn of 1929, the target figures of the Five Year Plan had been
raised dramatically. Investment was to triple; coal output was to double; and the production of pig-iron (which had been set to rise by 250 per cent in the original version of the Plan) was now set to quadruple by 1932.In a wave of frenzied optimism, which was widely shared by the Party rank and file, the Soviet press advanced the slogan ‘The Five Year Plan in Four!’12 It was these utopian rates of growth that forced the Party to accept the Stalinist policy of mass collectivization as, it seemed, the only way to obtain a cheap and guaranteed supply of foodstuffs for the rapidly expanding industrial labour force (and for sale abroad to bring in capital).

  At the heart of all these policies was the Party’s war against the peasantry. The collectivization of agriculture was a direct assault on the peasantry’s attachment to the village and the Church, to the individual family farm, to private trade and property, which all rooted Russia in the past. On 7 November 1929, Stalin wrote an article in Pravda, ‘The Year of the Great Break’, in which he heralded the Five Year Plan as the start of the last great revolutionary struggle against ‘capitalist elements’ in the USSR, leading to the foundation of a Communist society built by socialist industry. What Stalin meant by the ‘great break’, as he explained to Gorky, was the ‘total breaking up of the old society and the feverish building of the new’.13

  From the summer of 1929, thousands of Party activists were sent into the countryside to agitate for the collective farms. Like the villagers of Obukhovo, most of the peasants were afraid to give up a centuries-old way of life to make a leap of faith into the unknown. There were precious few examples of good collective farms to persuade the peasantry. A German agricultural specialist working in Siberia in 1929 described the collective farms as ‘candidates for death’. Very few had tractors or modern implements. They were badly run by people who knew little about agriculture and made ‘crude mistakes’, which ‘discredited the whole process of collectivization’. According to OGPU, the perception of the peasants was that they would ‘lose everything’ – their land and cows, their horses and their tools, their homes and family – if they entered a kolkhoz. As one old peasant said: ‘Lecturer after lecturer is coming and telling us that we ought to forget possessions and have everything in common. Why then is the desire for it in our blood?’14