1493: Uncovering the New World Columbus Created
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In the 1950s and 1960s Salvador grew enormously. Urban pseudopods reached over the ridges, engulfing Calabar, Liberdade, and half a dozen other quilombos. But these fugitive settlements never fully became part of the city—nobody had legal title to the land. Few roads entered Calabar. Sewer lines were routed around its borders. People had to steal electric power with jury-rigged hookups. By 1985, when Christian was born, the former hideaway was completely surrounded by high-rise apartments.
When I met Christian, he was kind enough to take Susanna Hecht—the UCLA geographer, who was generously sharing her linguistic and historical expertise—and me around his childhood home. The entry was a narrow, unmarked stairway. Bootleg electrical connections made snarls of wire along the walls. Houses staggered up the ridge, linked by crumbling concrete paths. There were almost no cars. At the bottom of the hill the streets were crowded with promenading people and music was in the air as in other Salvadoran neighborhoods. Teenagers in white clothing were practicing capoeira, the Afro-Brazilian dance that is also a martial art. Banners touting neighborhood programs hung over the street. Here and there new streetlights gleamed. It was a living community, or so it seemed to me, a city within a city.
Tucked behind a wall of high-rise apartments in one of the wealthiest neighborhoods in Salvador, Brazil, the hidden city of Calabar was founded four centuries ago by escaped slaves and still is only weakly attached to the larger urban complex. (Photo credit 9.3)
Calabar and Liberdade are not unique. Thousands of fugitive communities dotted Brazil, much of the rest of South America, most of the Caribbean and Central America, and even parts of North America—more than fifty existed in the United States. Some covered huge areas and fought colonial governments for decades. Others hid in wet forests in the lower Amazon, central Mexico, and the U.S. Southeast. All were scrambling to create free domains for themselves—“inventing liberty,” in the phrase of the Brazilian historian João José Reis. They have been called by a host of names: quilombos, yes, but also mocambos, palenques, and cumbes. In English they are usually called “maroon” communities—the term apparently comes, poignantly, from símaran, the Taino word for the flight of an arrow.
American history is often described in terms of Europeans entering a nearly empty wilderness. For centuries, though, most of the newcomers were African and the land was not empty, but filled with millions of indigenous people. Much of the great encounter between the two separate halves of the world thus was less a meeting of Europe and America than a meeting of Africans and Indians—a relationship forged both in the cage of slavery and in the uprisings against it. Largely conducted out of sight of Europeans, the complex interplay between red and black is a hidden history that researchers are only now beginning to unravel.
Even when schoolbooks do acknowledge the hemisphere’s majority populations, they are all too often portrayed solely as helpless victims of European expansion: Indians melting away before the colonists’ onslaught, Africans chained in plantations, working under the lash. In both roles, they have little volition of their own—no agency, as social scientists say. To be sure, slavery forced millions of Africans and Indians into lives of misery and pain. Often those lives were short: a third to a half of Brazil’s slaves died within four to five years. More still died on the journey within Africa to the slave port, and on the passage across the Atlantic. Yet people always seek ways to exert their will, even in the most terrible circumstances. Africans and Indians fought with each other, claimed to be each other, and allied together for common goals, sometimes all at the same time. Whatever their tactics, the goal was constant: freedom.
More often than is commonly realized they won it. Slaves vanished from the ken of their masters by the tens or even hundreds of thousands in Brazil, Peru, and the Caribbean. Spain recognized autonomous maroon communities in Ecuador, Colombia, Panama, and Mexico and used them as buffers against its adversaries. In Suriname, “Bush Negros” fought a century-long war with the proud Dutch colonial government and in 1762 pushed it into a humiliating peace treaty—the European negotiators, following African custom, had to endorse the pact by drinking their own blood. A maroon-Indian alliance in Florida forced the U.S. government after two wars to grant liberty to its population of escaped slaves. It was the only time that Washington freed a class of slaves before the Emancipation Proclamation (to save face, the government called the pact a “capitulation”). Most important, slaves in Haiti created an entire maroon nation by driving out the French in 1804—a revolution that terrified slave owners across Europe and the Americas.
These struggles are not confined to the past. African populations in Colombia, Central America, and Mexico are increasingly climbing out of the shadows and demanding an end to discrimination. In the United States the descendants of maroons are at the center of legal battles from Florida to California. The greatest impact may be in Brazil, though, where recent laws have given maroon communities a key role in determining the future of Amazonia.
AFRICANS IN CHARGE
Back in Africa, or so the tale goes, Aqualtune was a princess and a general. It is said that she ruled one of the Imbangala states that rose in central Angola as the previously dominant Kingdom of Kongo declined. In about 1605, according to the story, she was captured in a battle against the Kongolese and sold with other POWs to Portuguese slavers. On the passage across she was raped and impregnated. Aqualtune landed in the sugar port of Recife, at the tip of Brazil’s “bulge” into the Atlantic. A military strategist, she naturally began to plan an escape. Within months she was in the hinterland with about forty of her troops. Twenty-five miles from the coast, a series of abrupt basaltic extrusions dominates the plain like a line of watchtowers. Their sheer, cliff-like walls reach hundreds of feet up to flat summits with dizzying views of the surrounding plain. One of these tall hills was the Serra da Barriga—Potbelly Hill. On its peak was a pool of cool water, sheltered by trees, perhaps fifty yards across, with an indigenous community around it. Here Aqualtune founded Palmares.
Today Aqualtune’s peak is a national park. A plaque by the pond proudly recounts her story—doubtless to the distress of historians, because nobody knows how much of it is true. What is known is that thirty thousand or more Africans fled to the Serra da Barriga and the nearby hills in the 1620s and 1630s, taking advantage of the disorder caused when the Dutch attacked and occupied the Portuguese coastal sugar towns during that time. Free of European control, the escapees built up as many as twenty tightly knit settlements centered on the Serra da Barriga, a haven for African, native, and European runaways. At its height in the 1650s, according to the Harvard historian John K. Thornton, the maroon state of Palmares “ruled over a vast area in the coastal mountains of Brazil, constituting a rival power unlike any other group outside Europe.” It had close to as many inhabitants at the time as all of English North America. It was as if an African army had been scooped up and deposited in the Americas to control an area of more than ten thousand square miles.
Palmares’s capital was Macaco, Aqualtune’s springside resting place. Spread along a wide street half a mile long, it had a church, a council house, four small-scale iron foundries, and several hundred homes, the whole surrounded by irrigated fields. The head of state was Aqualtune’s son, Ganga Zumba, who lived in what one European visitor described as a “palace,” complete with an entourage of flattering courtiers. Other members of the royal family ruled other villages. Ganga Zumba may have been a title, rather than a name; nganga a nzumbi was a priestly rank in many Angolan societies. In any case, the visitor reported, he was treated with the deference due a king. His subjects had to approach him on their knees, clapping their hands in an African gesture of obeisance.
Knowing that his people were always subject to attack, Ganga Zumba organized the towns more like military camps than farming villages—strict discipline, constant guard duty, frequent drill sessions. Each major settlement was ringed by a double-walled wooden palisade with high walkways along the top and watchtower
s at the corners. In turn the palisades were surrounded by protective snarls of timber, hidden deadfalls, pits lined with poisoned stakes, and fields of caltrops (antipersonnel weapons made from iron spikes welded together in such a way that one always points upward, ready to injure anyone who steps on it). Every single person who had fled slavery to live there had risked life and limb for liberty in a way that is difficult to imagine today. Palmares fairly bristled with determination to maintain command over its own destiny.
One of the most persistent myths about the slave trade is also one of the most pernicious: that Africans’ role was wholly that of hapless pawns. Except for the trade’s last few decades—and arguably not even then—Africans themselves controlled the supply of African slaves, selling them to Europeans in the numbers they chose at prices they negotiated as equals. To be sure, Europeans tried to play off slavers against each other to get lower prices. But Africans played off European buyers against each other, too, captain against captain, nation against nation.
If Africans were not forced by Europeans to sell other Africans, why did they do it? In some sense, the question is an example of “presentism”—the projection of contemporary beliefs onto the past. Few Europeans or Africans at this time viewed slavery as an institution that needed to be explained, still less as an evil to be decried. Slavery was part of the furniture of everyday life; in both Europe and Africa, depriving others of their liberty wasn’t morally problematic, though it was bad to enslave the wrong person. Christians, for example, were generally not supposed to enslave fellow Christians, though breaking this rule was sometimes permitted. Africans sold their fellows into slavery more often than Europeans less because of their different attitudes toward liberty than because of their different economic systems.
Broadly speaking, according to Thornton, the Harvard historian, “slaves were the only form of private, revenue-producing property recognized in African law.” In western and central Europe, the most important form of property was land, and the aristocracy consisted mainly of large landowners who could buy or sell property with little legal restriction. In western and central Africa, by contrast, land was effectively owned by the government—sometimes personally by the king, sometimes by a kinship or religious group, most often by the state itself, with the sovereign exercising authority in the manner of a chief executive officer. No matter which arrangement held true in a given polity, though, the land could not be readily sold or taxed. What could be sold and taxed was labor. Kings and emperors who wanted to enrich themselves thus didn’t think in terms of occupying land but of controlling people. Napoleon sent his army to seize Egypt. An African Napoleon would have sent his army to seize Egyptians.
As was the case in much of Europe, Africans could be sentenced to slavery if they forfeited their membership in society by committing a crime. People could be enslaved, too, to repay a debt, whether incurred by themselves, their families, or their lineages. In times of drought or flood they pawned family members to other members of their extended families or clans. Sometimes they pawned themselves. But the most common way to acquire slaves was by sending troops across the border—that is, by war. Seventeenth-century West Africa was even more politically fragmented than Europe. A map prepared by Thornton shows more than sixty different states of wildly varying size. When leaders in one state wanted to aggrandize their status, a border was always nearby; it was easy to send out raiders. Captives would be taken by the king or given for sale to middlemen, who would take them to customers in North Africa or Europe.
In the beginning of the transatlantic slave trade, when European ships first became a constant presence on African shores, the difference between the two systems, European and African, was more a matter of culture than economics. Europeans could buy and sell labor—that was the purpose, to cite one example, of indentured-service contracts. And Africans could effectively own land by controlling the labor from the people who used that land. In both cases the owners ended up profiting from the fruits of the land and labor, even if the route to those profits was different. In economic terms, Europeans could own one of the factors of production (land), whereas Africans could own another (labor). Both systems gave owners the right to claim part or all of the products of that labor. Still, they were far from identical. One big distinction is that labor can be taken from one place to another in a way that land cannot. Labor is portable—a key factor for the later development of the slave trade.
Because labor was the main form of property in West Africa, rich West Africans almost by definition owned a lot of slaves. Plantations were rare in that part of the world—coastal West Africa’s soil and climate typically won’t support them—so big groups of slaves rarely were found working in fields as was common in American sugar or tobacco plantations. Instead slaves were soldiers, servants, or construction workers, building roads and fences and barns. Often enough they did almost nothing; wealthy, powerful slave owners kept more slaves than they needed, in the way that wealthy, powerful landowners in Europe would pile up unused land. In addition, much slave labor consisted of occasional work performed as a tax or tribute.
Foreign observers noticed that the surplus and tribute slaves didn’t always have to work hard or for long periods of time, and they often concluded that African slavery was inherently less brutal than slavery in the Americas. In terms of long-term survival, this seems to have been true. On a tobacco plantation in the Americas, slaves who couldn’t work had no value, and were treated that way. The same slaves would have some value in Africa—they were adornments to the owner, in somewhat the same manner that diamond necklaces are valuable despite their lack of practical use. Even the oldest, most infirm slaves could wear fine clothes and walk in a procession, chanting praises of their masters. Or they could simply be interesting to their owners. For several years the king of Dahomey had an utterly useless palace slave who had been seized as a debt repayment: a hapless Briton named Bulfinch Lamb, whom the monarch enjoyed talking to. Moreover, African slaves were more likely to be granted liberty after a period of service than they were in the Americas, both because captives often had a kin connection to their captors and because as subjects they were still valuable to the monarch (freed slaves were a total loss to plantation owners if they were still capable of work). The two factors mitigated the callousness of the institution, helping to satisfy Adam Smith’s economic objections to slavery. Still, one suspects the Africans wrested from their homes in military raids would not have celebrated the humanity of the system.
When Europeans arrived, they easily tapped into the existing slave trade. African governments and merchants who were already shipping human beings could increase production to satisfy the foreigners’ demands. Sometimes political leaders would hike criminal penalties to obtain slaves. Scofflaws, tax cheats, political exiles, unwanted immigrants—all went in the hopper. Usually, though, armies were sent to raid other nations. Or soldiers could abduct an important person in a neighboring polity and demand a ransom of slaves. If demand increased still further, private traders might seize captives without approval, angering the state. If no other source was available, Africans bought slaves from Europeans. In the seventeenth century, the Yale historian Robert Harms has estimated, Europeans sold forty to eighty thousand slaves to Africans in what is now Ghana.
African demand was as important as European demand in the growth of the trade. When the flintlock replaced the undependable matchlock at the end of the seventeenth century, Africans were as keen to acquire the new guns as the Indians in Georgia and Carolina. In April 1732, traders from the rapidly growing Asante empire appeared at the Dutch fort of Elmina, in Ghana. They had a convoy of captives which they demanded to exchange for guns. Frightened by the threatening tone of the conversation, Harms wrote, Elmina’s “governor-general sent a desperate circular to all the other forts ordering that all flintlocks be sent to Elmina at once.” Asante had become the dominant regional power by a calculated exchange of slaves for guns and gunpowder. The waves of slavery th
at fueled Asante’s arms buildup, Harms remarked, “account for much of the rise in Dutch slave exports in the 1720s.”
African merchants bought slaves from African armies, raiders, and pirates and paid Africans to convey them to African-run holding tanks. Once the contract was arranged, Africans loaded the slaves aboard the ships, which often had crews with significant numbers of Africans. Other Africans supplied the slave ships with food, rope, water, and timber for the voyage out. Europeans naturally played a role: they were customers, the demand side of the basic economic equation. A few even braved the African coast, marrying Africans; their children frequently became negotiators and middlemen in the African slave trade. A combination of disease and watchful African armies otherwise kept them confined to outposts on the edge of the continent.1
Tiny outposts, for the most part. The Dutch West Indies Company long held a legal monopoly on the Dutch slave trade, shipping out about 220,000 captives by 1800. Elmina, its African headquarters, had a European population that rarely exceeded four hundred, and was usually smaller. Three miles away was Gold Coast, the biggest base of the English Royal African Company, which had an equivalent legal monopoly on the English slave trade. From its docks left tens of thousands of enchained men, women, and children. Yet Gold Coast had fewer than a hundred foreign inhabitants. Seventeenth- and eighteenth-century European maps proudly depicted African’s Atlantic coast as bristling with Danish, Dutch, English, French, Portuguese, Spanish, and Swedish forts, garrisons, and trading posts. But most of the stars on the maps had fewer than ten expatriate residents and many had fewer than five. The principality of Whydah, in today’s Benin, exported 400,000 people in the first quarter of the eighteenth century—it was the most important depot in the Atlantic slave trade in that time. Not one hundred Europeans lived there permanently. The largest groups of foreigners were the slavers who camped on the beach as they waited to fill their ships with human cargo.